UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Jeffrey L. Gendell
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Address: 200 Park Avenue, Suite 3900
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New York, New York 10166
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Form 13F File Number: 28- 6950
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey L. Gendell
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Title: Investment Manager
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Phone: 212-692-3694
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Signature, Place, and Date of Signing:
/S/ Jeffrey L. Gendell New York, New York 02/11/00
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<PAGE>
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 161
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Form 13F Information Table Value Total: $842,421
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. NONE
<PAGE>
<TABLE>
<CAPTION>
Form 13F INFORMATION TABLE
<C> <C> <C> <C> <C> <C> <C> <C>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- --------------------------------- ----------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ---------
ACCESS ANYTIME BANCORP COMMON 00431F105 964 121,400 SH SOLE 121,400
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ALLIANCE BANCORP COMMON 01852J105 6,361 343,860 SH SOLE 343,860
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ANCHOR BANCORP WIS INC COMMON 032839102 1,391 91,973 SH SOLE 91,973
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ADVANCE FINL BANCORP COMMON 007437106 1,140 86,000 SH SOLE 86,000
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ALPINE GROUP INC COMMON 020825105 1,709 132,700 SH SOLE 132,700
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AMBANC HLDG INC COMMON 023161102 3,623 245,610 SH SOLE 245,610
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AMR CORP COMMON 001765106 8,630 128,800 SH SOLE 128,800
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ACADIANA BANCSHARES INC COMMON 004280103 1,181 60,200 SH SOLE 60,200
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ASTORIA FINL CORP COMMON 046265104 15,815 519,600 SH SOLE 519,600
- ----------------------------------------------------------------------------------------------------------------------------------
AVIALL INC NEW COMMON 05366B102 2,300 280,900 SH SOLE 280,900
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BANK OF AMERICA CORPORATION CALL 060505904 25,144 501,000 SH CALL SOLE 501,000
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BANK OF AMERICA CORPORATION COMMON 060505104 9,282 184,952 SH SOLE 184,952
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BORDEN CHEMS & PLASTIC COMMON 099541203 151 31,300 SH SOLE 31,300
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BOSTON FED BANCORP INC COMMON 101178101 3,637 229,100 SH SOLE 229,100
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GENERAL CABLE CORP DEL NEW COMMON 369300108 3,083 407,600 SH SOLE 407,600
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BANK PLUS CORP COMMON 064446107 5,562 1,934,700 SH SOLE 1,934,700
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BSB BANCORP INC COMMON 055652101 1,698 88,221 SH SOLE 88,221
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BAY ST BANCORP INC COMMON 072611106 1,956 100,000 SH SOLE 100,000
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CAMCO FINL CORP COMMON 132618109 726 70,780 SH SOLE 70,780
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COMMERCIAL BK NY COMMON 201462108 1,007 90,500 SH SOLE 90,500
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COASTAL BANCORP INC COMMON 19041P105 4,843 276,750 SH SOLE 276,750
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COMMUNITY BANK SYSTEMS INC COMMON 203607106 2,403 103,900 SH SOLE 103,900
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CCF HLDG CO COMMON 12487X104 984 67,881 SH SOLE 67,881
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COMDISCO INC CALL 200336905 10,691 287,000 SH CALL SOLE 287,000
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COMDISCO INC COMMON 200336105 38,204 1,025,600 SH SOLE 1,025,600
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CENTRAL BANCORP INC - MASS COMMON 152418109 2,983 180,800 SH SOLE 180,800
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CHARTER ONE FINL INC COMMON 160903100 5,431 283,975 SH SOLE 283,975
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COMMERCIAL FEDERAL CORPORATION COMMON 201647104 4,774 268,000 SH SOLE 268,000
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MARGATE INDS INC COMMON 566902409 119 62,625 SH SOLE 62,625
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CHESAPEAKE ENERGY CORP COMMON 165167107 1,175 494,600 SH SOLE 494,600
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CHIREX INC COMMON 170038103 5,996 410,000 SH SOLE 410,000
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COMMUNITY INVS BANCORP COMMON 203719109 744 80,400 SH SOLE 80,400
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CINCINNATI FINL CORP COMMON 172062101 936 30,000 SH SOLE 30,000
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CFS BANCORP INC COMMON 12525D102 1,512 162,360 SH SOLE 162,360
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CLASSIC BANCORP INC COMMON 18272M104 633 53,900 SH SOLE 53,900
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CHASE MANHATTAN CORP NEW CALL 16161A908 22,141 285,000 SH CALL SOLE 285,000
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CHASE MANHATTAN CORP NEW COMMON 16161A108 28,177 362,700 SH SOLE 362,700
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CORE MATERIALS CORP COMMON 218683100 1,067 461,400 SH SOLE 461,400
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COMMONWEALTH BANCORP INC COMMON 20268X102 2,993 180,000 SH SOLE 180,000
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COOPERATIVE BANKSHARES INC COMMON 216844100 842 76,500 SH SOLE 76,500
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CENTURY BANCSHARES COMMON 156436107 1,239 190,556 SH SOLE 190,556
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CENTEX CORP COMMON 152312104 9,381 380,000 SH SOLE 380,000
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CITICORP GROUP CALL 172967901 27,983 502,500 SH CALL SOLE 502,500
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DUCOMMUN INC DEL COMMON 264147109 4,308 396,149 SH SOLE 396,149
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DIME CMNTY BANCSHARES COMMON 253922108 4,045 218,668 SH SOLE 218,668
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DONCASTERS PLC SPONSORED ADR 257692103 3,083 342,500 SH SOLE 342,500
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DIME BANCORP INC COMMON 25429Q102 25,580 1,691,200 SH SOLE 1,691,200
- ----------------------------------------------------------------------------------------------------------------------------------
EAGLE BANCSHARES INC NEW COMMON 26942C109 625 43,500 SH SOLE 43,500
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EMCOR GROUP INC COMMON 29084Q100 1,871 102,500 SH SOLE 102,500
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EMCO LTD COMMON 290839109 899 228,393 SH SOLE 228,393
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ENGLE HOMES COMMON 292896107 3,718 309,800 SH SOLE 309,800
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EQUITABLE FED SVS BK COMMON 294487103 2,064 121,400 SH SOLE 121,400
- ----------------------------------------------------------------------------------------------------------------------------------
ELMIRA SVS BK FSB NY COMMON 289660102 1,519 69,848 SH SOLE 69,848
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FAIRCHILD CORP CL A 303698104 8,947 987,217 SH SOLE 987,217
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FIRSTFED AMER BANCORP INC COMMON 337929103 6,101 524,800 SH SOLE 524,800
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FIRST COASTAL CORP COMMON NEW 319699203 535 64,800 SH SOLE 64,800
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FIRSTFED FINANCIAL CORP DE COMMON 337907109 1,069 76,000 SH SOLE 76,000
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FIRSTFED BANCORP INC COMMON 33761Q102 970 100,800 SH SOLE 100,800
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FIRST FED S&L EAST HARTFORD COMMON 319944104 7,851 261,700 SH SOLE 261,700
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FIRST FRANKLIN CORP COMMON 320272107 546 40,450 SH SOLE 40,450
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FIDELITY FINL OHIO INC COMMON 31614P107 3,642 203,760 SH SOLE 203,760
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FIRST INDEPENDENCE CORP COMMON 32054B103 937 93,700 SH SOLE 93,700
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FIRST KEYSTONE FINL INC COMMON 320655103 390 40,000 SH SOLE 40,000
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FMS FINL CORP COMMON 302509104 1,382 146,400 SH SOLE 146,400
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TEXARKANA FIRST FINL CORP COMMON 881801104 501 26,000 SH SOLE 26,000
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GA FINL INC COMMON 361437106 1,283 96,800 SH SOLE 96,800
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GENERAL CHEML GROUP INC COMMON 369332101 1,182 511,300 SH SOLE 511,300
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GENTEK INC COMMON 37245X104 4,889 468,400 SH SOLE 468,400
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GENERAL MTRS CORP CALL 370442905 62,511 860,000 SH CALL SOLE 860,000
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GENERAL MTRS CORP COMMON 370442105 6,644 91,400 SH SOLE 91,400
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GENERAL MAGIC INC COMMON 370253106 1,961 506,000 SH SOLE 506,000
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GOLDEN ST BANCORP INC COMMON 381197102 2,261 131,060 SH SOLE 131,060
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GRANITE ST BANKSHARES INC COMMON 387472103 1,880 94,613 SH SOLE 94,613
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HAVEN BANCORP INC COMMON 419352109 5,746 372,200 SH SOLE 372,200
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HF FINL CORP COMMON 404172108 2,742 233,350 SH SOLE 233,350
- ----------------------------------------------------------------------------------------------------------------------------------
HARVEST HOME FINL CORP COMMON 41753P107 1,059 61,600 SH SOLE 61,600
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HARTFORD FINL SVS GROUP INC CALL 416515904 2,132 45,000 SH CALL SOLE 45,000
- ----------------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANKSHARES INC COMMON NEW 453841207 1,438 103,600 SH SOLE 103,600
- ----------------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE FED SVGS BK COMMON 453432106 952 79,300 SH SOLE 79,300
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IROQUOIS BANCORP INC COMMON 463347104 621 42,100 SH SOLE 42,100
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ISB FINL CORP LA COMMON 450091103 4,251 309,150 SH SOLE 309,150
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JEFFERSON SVGS BANCORP COMMON 474900107 1,186 112,280 SH SOLE 112,280
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KAUFMAN & BROAD HOME CORP COMMON 486168107 2,540 105,000 SH SOLE 105,000
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KENTUCKY ELEC ST INC COMMON 49127B100 565 237,700 SH SOLE 237,700
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KANKAKEE BANCORP INC COMMON 484243100 2,319 117,400 SH SOLE 117,400
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LADISH INC COMMON NEW 505754200 2,268 355,800 SH SOLE 355,800
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LONG ISLAND FINL CORP COMMON 542669106 543 50,500 SH SOLE 50,500
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LUND INTL HLDGS INC COMMON 550368104 813 138,400 SH SOLE 138,400
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LEXINGTON B&L FINL CO COMMON 529017105 1,156 88,900 SH SOLE 88,900
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MAGNETEK INC COMMON 559424106 6,674 868,200 SH SOLE 868,200
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HANNA M A CO COMMON 410522106 4,296 392,800 SH SOLE 392,800
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MB FINL INC COMMON 55263D107 2,632 211,600 SH SOLE 211,600
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M D C HLDGS INC COMMON 552676108 8,661 552,100 SH SOLE 552,100
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MERRILL LYNCH & CO INC CALL 590188908 10,831 130,000 SH CALL SOLE 130,000
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MERRILL LYNCH & CO INC COMMON 590188108 41,631 499,700 SH SOLE 499,700
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MORTON INDUSTRIAL GROUP CL A 619328107 214 61,200 SH SOLE 61,200
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MOTOR CLUB AMER COMMON 619823107 220 26,300 SH SOLE 26,300
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MIDSOUTH BANCORP INC COMMON 598039105 164 18,050 SH SOLE 18,050
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MERITAGE CORP COMMON 59001A102 1,395 128,300 SH SOLE 128,300
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NOVACARE CORP COMMON 669930109 309 1,647,400 SH SOLE 1,647,400
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NAVISTAR INTL CORP CALL 63934E908 18,894 402,000 SH CALL SOLE 402,000
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NAVISTAR INTL CORP COMMON 63934E108 57,317 1,219,500 SH SOLE 1,219,500
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NORTHEAST BANCORP COMMON 663904100 385 47,400 SH SOLE 47,400
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NORTH BANCSHARES INC COMMON 657467106 820 75,000 SH SOLE 75,000
- ----------------------------------------------------------------------------------------------------------------------------------
NORTHEAST PA FINL CORP COMMON 663905107 818 81,800 SH SOLE 81,800
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NEW HAMPSHIRE THRIFT BANCSHS COMMON 644722100 343 27,000 SH SOLE 27,000
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NVR INC COMMON 62944T105 1,027 21,500 SH SOLE 21,500
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NORTHWEST BANCORP INC PA COMMON 667328108 1,637 236,000 SH SOLE 236,000
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BANK ONE CORP CALL 06423A903 18,272 571,000 SH CALL SOLE 571,000
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BANK ONE CORP COMMON 06423A103 227 7,100 SH SOLE 7,100
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PATRIOT BANK CORP PA COMMON 70335P103 822 76,500 SH SOLE 76,500
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PEOPLES BANCSHARES INC MASS COMMON 709795108 3,406 194,598 SH SOLE 194,598
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PBOC HLDGS INC COMMON 69316G108 3,633 385,000 SH SOLE 385,000
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PENNFED FINL SVS INC COMMON 708167101 12,109 800,600 SH SOLE 800,600
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POCAHONTAS BANCORP INC COMMON 730234101 113 20,000 SH SOLE 20,000
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PEOPLES HERITAGE FINL GROUP COMMON 711147108 301 20,000 SH SOLE 20,000
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PITTSBURGH HOME FINL CORP COMMON 725149108 1,294 109,000 SH SOLE 109,000
- ----------------------------------------------------------------------------------------------------------------------------------
PULTE CORP COMMON 745867101 11,354 504,600 SH SOLE 504,600
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PINNACLE BANCSHARES INC COMMON 722903101 1,419 172,000 SH SOLE 172,000
- ----------------------------------------------------------------------------------------------------------------------------------
PRINCETON NATL BANCORP INC COMMON 742282106 1,943 174,650 SH SOLE 174,650
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PRESTIGE BANCORP INC COMMON 741115109 455 41,356 SH SOLE 41,356
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PRIMEX TECHNOLOGIES INC COMMON 741597108 5,179 249,600 SH SOLE 249,600
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PROVIDENT FINL HLDGS INC COMMON 743868101 5,557 336,800 SH SOLE 336,800
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POTTERS FINL CORP COMMON 738140102 507 42,700 SH SOLE 42,700
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PAINE WEBBER GROUP INC COMMON 695629105 388 10,000 SH SOLE 10,000
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PXRE GROUP LTD BERMUDA COMMON G73018106 397 30,000 SH SOLE 30,000
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QUAKER CITY BANCORP INC-DE COMMON 74731K106 1,079 66,375 SH SOLE 66,375
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REPUBLIC BANCORP INC COMMON 760282103 1,360 111,991 SH SOLE 111,991
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REGIONS FINL CORP COMMON 758940100 1,005 40,000 SH SOLE 40,000
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RIGGS NATL CORP COMMON 766570105 1,978 150,000 SH SOLE 150,000
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RIVER VY BANCORP COMMON 768475105 1,092 86,500 SH SOLE 86,500
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ROHN INDS INC COMMON 775381106 3,921 1,363,940 SH SOLE 1,363,940
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REPUBLIC SECURITY FINL CORP COMMON 760758102 726 101,509 SH SOLE 101,509
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FINGER LAKES FINANCIAL CORP COMMON 317948107 840 108,400 SH SOLE 108,400
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SEAGATE TECHNOLOGY CALL 811804903 32,128 690,000 SH CALL SOLE 690,000
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SEAGATE TECHNOLOGY INC COMMON 811804103 29,102 625,000 SH SOLE 625,000
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SGV BANCORP INC COMMON 78422T102 4,480 204,200 SH SOLE 204,200
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SIFCO INDUSTRIES INC COMMON 826546103 1,498 210,200 SH SOLE 210,200
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SOUTHERN BANC INC COMMON 842233108 803 97,300 SH SOLE 97,300
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SUCCESS BANCSHARES INC COMMON 864578109 1,384 139,300 SH SOLE 139,300
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SOUTHFIRST BANCSHARES INC COMMON 844271106 850 87,700 SH SOLE 87,700
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TEREX CORP NEW COMMON 880779103 17,291 623,100 SH SOLE 623,100
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TRANSFINACIAL HLDGS INC COMMON 89365P106 251 47,800 SH SOLE 47,800
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THREE RIVRS FINL CORP COMMON 88562H107 870 55,900 SH SOLE 55,900
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TF FINL CORP COMMON 872391107 1,800 135,832 SH SOLE 135,832
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SABRE HLDGS CORP CL A 785905100 4,613 90,000 SH SOLE 90,000
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TECHE HOLDING CO COMMON 878330109 700 52,800 SH SOLE 52,800
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TRANSPORTATION TECH INDS INC COMMON 89388T101 6,152 340,600 SH SOLE 340,600
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UAL CORP COMMON 902549500 7,950 102,500 SH SOLE 102,500
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UNIONBANCORP INC COMMON 908908106 4,609 323,400 SH SOLE 323,400
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U S HOME CORP NEW COMMON 911920106 731 28,600 SH SOLE 28,600
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UMB FINANCIAL CORP COMMON 902788108 882 23,375 SH SOLE 23,375
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USG CORP NEW $0.10 PAR COMMON NEW 903293405 15,716 333,500 SH SOLE 335,500
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VERTEX PHARMACEUTICALS INC PUT 92532F950 700 20,000 SH PUT SOLE 20,000
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WAINWRIGHT BK & TR CO BOSTON MA COMMON 930705108 199 30,000 SH SOLE 30,000
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WEBSTER FINL CORP CONN COMMON 947890109 3,023 128,306 SH SOLE 128,306
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WESTERN DIGITAL CORP COMMON 958102105 856 204,500 SH SOLE 204,500
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WEBFINANCIAL CORP COMMON 94767P100 983 158,100 SH SOLE 158,100
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WHG BANCSHARES CORP COMMON 928949106 259 34,500 SH SOLE 34,500
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WYMAN PARK BANCORPORATION COMMON 983086109 224 35,904 SH SOLE 35,904
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WHITNEY HLDG CORP COMMON 966612103 2,586 69,768 SH SOLE 69,768
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</TABLE>
