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Previous: TOUPS TECHNOLOGY LICENSING INC /FL, 10KSB/A, 1999-07-29 |
Next: GEORGIA BENNICAS DBA BENNICAS & ASSOCIATES, 13F-HR, 1999-07-29 |
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Adopted in Release No. 34-14852, June 15, 1978. 43 F.R. 26705;
amended in Release No. 34-15467, effective February 5, 1979, 44 F.R. - 3033
Report as at June 30, 1999
If amended report check here:
Name of Institutional Investment Manager:
Innovest Capital Management
Business Address:
Street: One State Street City: New York State: New York Zip: 10004
---------------- -------- -------- -----
William Yost (212) 858-2402, Chief Investment Officer
- -----------------------------------------------------
Attention: Intentional misstatements or ommissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained herein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manager has caused this report to be signed on its
behalf in the City of New York and State of New York on the 30th day of April,
1999.
/s/ William R. Yost
-----------------------------------
Innovest Capital Capital Management
Name and 13F file numbers of All Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order).
Name 13F File No.
1_____________________________ __________________
2_____________________________ __________________
3_____________________________ __________________
4_____________________________ __________________
5_____________________________ __________________
6_____________________________ __________________
7_____________________________ __________________
8_____________________________ __________________
9_____________________________ __________________
10____________________________ __________________
11____________________________ __________________
12____________________________ __________________
13____________________________ __________________
14____________________________ __________________
<PAGE>
Innovest Capital
Management, Inc.
FORM 13F
June 30, 1999
<TABLE>
<CAPTION>
Voting
Authority
Title of Value Shares/ Sh/ Put/ Invstmt ----------------------
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADVO INC Com 007585102 1857 89500 SH Sole 89500
264 12700 SH Defined 12700
AETNA INC COM Com 008117103 4007 44800 SH Sole 44800
376 4200 SH Defined 4200
ALLIANCE CAP MGMT L P Com 018548107 407 12600 SH Sole 12600
ALPHARMA INC CL A Com 020813101 2066 58100 SH Sole 58100
263 7400 SH Defined 7400
AMERICAN MGMT SYS INC COM Com 027352103 927 28900 SH Sole 28900
135 4200 SH Defined 4200
AMERISOURCE HEALTH CP CL A Com 03071P102 2320 91000 SH Sole 91000
237 9300 SH Defined 9300
APPLE COMPUTER INC COM Com 037833100 218 4700 SH Sole 4700
ARM FINL GROUP INC CL A Com 001944107 324 38100 SH Sole 38100
127 15000 SH Defined 15000
ARVIN INDS INC Com 043339100 3500 92400 SH Sole 92400
360 9500 SH Defined 9500
ASTORIA FINL CORP COM Com 046265104 1002 22800 SH Sole 22800
176 4000 SH Defined 4000
AUTODESK INC COM Com 052769106 742 25100 SH Sole 25100
44 1500 SH Defined 1500
AVIS RENT A CAR INC COM Com 053790101 658 22600 SH Sole 22600
BEAR STEARNS COS INC Com 073902108 3689 78915 SH Sole 78915
266 5700 SH Defined 5700
BELLSOUTH CORP COM Com 079860102 272 5900 SH Sole 5900
BERGEN BRUNSWIG CORP CL A Com 083739102 202 11700 SH Sole 11700
BINDLEY WESTN INDS INC COM Com 090324104 904 39200 SH Sole 39200
268 11600 SH Defined 11600
BOB EVANS FARMS INC COM Com 096761101 2798 140800 SH Sole 140800
BOISE CASCADE CORP COM Com 097383103 2950 68800 SH Sole 68800
202 4700 SH Defined 4700
BORG-WARNER AUTOMOTIVE COM Com 099724106 957 17400 SH Sole 17400
49 900 SH Defined 900
BUFFETS INC Com 119882108 37 3200 SH Sole 3200
80 7000 SH Defined 7000
CAMBREX CORP COM Com 132011107 911 34700 SH Sole 34700
CAREMATRIX CORP COM Com 141706101 144 11600 SH Sole 11600
CBS CORP Com 12490k107 4352 99900 SH Sole 99900
370 8500 SH Defined 8500
CDW COMPUTER CTRS INC Com 125129106 2226 50600 SH Sole 50600
246 5600 SH Defined 5600
CELLSTAR CORP Com 150925105 467 59300 SH Sole 59300
151 19200 SH Defined 19200
CENDANT CORP COM Com 151313103 892 43500 SH Sole 43500
127 6200 SH Defined 6200
CENTEX CORP COM Com 152312104 192 5100 SH Sole 5100
109 2900 SH Defined 2900
CHEVRON CORPORATION COM Com 166751107 3831 40300 SH Sole 40300
228 2400 SH Defined 2400
CHRIS CRAFT INDS INC COM Com 170520100 4406 93502 SH Sole 93502
386 8200 SH Defined 8200
CLAIRE'S STORES INC COM Com 179584107 894 34700 SH Sole 34700
COMAIR HOLDINGS INC Com 199789108 1753 84250 SH Sole 84250
263 12650 SH Defined 12650
COMCAST CORP CL A SPL Com 200300200 1211 31500 SH Sole 31500
61 1600 SH Defined 1600
</TABLE>
1
<PAGE>
Innovest Capital
Management, Inc.
FORM 13F
June 30, 1999
<TABLE>
<CAPTION>
Voting
Authority
Title of Value Shares/ Sh/ Put/ Invstmt ----------------------
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMPUTER TASK GROUP COM Com 205477102 138 8100 SH Sole 8100
41 2400 SH Defined 2400
COMVERSE TECHNOLOGY IN Com 205862402 2567 34000 SH Sole 34000
CONSOL FREIGHTWAYS CP COM Com 209232107 925 72000 SH Sole 72000
141 11000 SH Defined 11000
CONSOLIDATED EDISON COM Com 209115104 222 4900 SH Sole 4900
CORDANT TECHNOLOGIES COM Com 218412104 249 5500 SH Sole 5500
CROMPTON & KNOWLES CP COM Com 227111101 2445 123800 SH Sole 123800
255 12900 SH Defined 12900
CULLEN FROST BANKERS I Com 229899109 77 2800 SH Sole 2800
165 6000 SH Defined 6000
D R HORTON INC COM Com 23331A109 821 49400 SH Sole 49400
166 10000 SH Defined 10000
DAL-TILE INTL INC COM Com 23426R108 168 14800 SH Sole 14800
DELPHI FINL GROUP INC Com 247131105 2040 56862 SH Sole 56862
44 1224 SH Defined 1224
DETROIT DIESEL CORP Com 250837101 1165 47300 SH Sole 47300
DEXTER CORP Com 252165105 2498 61200 SH Sole 61200
261 6400 SH Defined 6400
DIAMOND OFFSHORE DRILL COM Com 25271C102 789 27800 SH Sole 27800
221 7800 SH Defined 7800
DIME BANCORP INC NEW COM Com 25429Q102 246 12200 SH Sole 12200
137 6800 SH Defined 6800
DOLLAR TREE STORES COM Com 256747106 2279 51800 SH Sole 51800
DORAL FINL CORP COM Com 25811P100 2194 127200 SH Sole 127200
221 12800 SH Defined 12800
DURA PHARMACEUTICALS I Com 26632s109 1434 120100 SH Sole 120100
155 13000 SH Defined 13000
EARTHGRAINS CO COM Com 270319106 1301 50400 SH Sole 50400
77 3000 SH Defined 3000
EDISON INTL COM Com 281020107 324 12100 SH Sole 12100
ELECTRONIC DATA SYS NW COM Com 285661104 4405 77800 SH Sole 77800
385 6800 SH Defined 6800
EXXON CORP COM Com 302290101 2946 38200 SH Sole 38200
31 400 SH Defined 400
F Y I INC COM Com 302712104 1290 41100 SH Sole 41100
FERRO CORP COM Com 315405100 1977 71900 SH Sole 71900
FIDELITY NATL FINL INC COM Com 316326107 1985 99240 SH Sole 99240
245 12240 SH Defined 12240
FIRST AMERN FINL CORP Com 318522307 2426 135700 SH Sole 135700
82 4600 SH Defined 4600
FIRST DATA CORP COM Com 319963104 2515 51400 SH Sole 51400
181 3700 SH Defined 3700
FLORIDA PROGRESS CORP COM Com 341109106 215 5200 SH Sole 5200
FOREST OIL CORP Com 346091606 141 11200 SH Sole 11200
GEORGIA PAC CORP
COM GA PAC GR Com 373298108 303 6400 SH Sole 6400
189 4000 SH Defined 4000
GRACE W R & CO DEL NEW COM Com 38388F108 1927 101400 SH Sole 101400
289 15200 SH Defined 15200
GREENPOINT FINL CORP COM Com 395384100 2586 78800 SH Sole 78800
184 5600 SH Defined 5600
HANDLEMAN CO DEL COM Com 410252100 1551 131300 SH Sole 131300
HARRAHS ENTMT INC Com 413619107 1723 78100 SH Sole 78100
146 6600 SH Defined 6600
HEARST-ARGYLE TELEVISN COM Com 422317107 857 35700 SH Sole 35700
</TABLE>
2
<PAGE>
Innovest Capital
Management, Inc.
FORM 13F
June 30, 1999
<TABLE>
<CAPTION>
Voting
Authority
Title of Value Shares/ Sh/ Put/ Invstmt ----------------------
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HELMERICH & PAYNE INC COM Com 423452101 907 38400 SH Sole 38400
274 11600 SH Defined 11600
HERTZ CORP CL A Com 428040109 3131 50500 SH Sole 50500
409 6600 SH Defined 6600
HUMANA INC Com 444859102 1060 81900 SH Sole 81900
150 11600 SH Defined 11600
IBP INC COM Com 449223106 862 36300 SH Sole 36300
IMC GLOBAL INC COM Com 449669100 1894 109000 SH Sole 109000
132 7600 SH Defined 7600
IMPERIAL BANCORP COM Com 452556103 1527 77060 SH Sole 77060
262 13200 SH Defined 13200
INTERGRAPH CORP Com 458683109 176 22700 SH Sole 22700
INTERIM SVCS INC COM Com 45868P100 2353 114100 SH Sole 114100
287 13900 SH Defined 13900
INTL HOME FOODS INC COM Com 459655106 1842 99900 SH Sole 99900
147 8000 SH Defined 8000
KAUFMAN&BROAD HOME CP COM Com 486168107 201 8100 SH Sole 8100
KLA-TENCORP CORP Com 482480100 1323 20400 SH Sole 20400
65 1000 SH Defined 1000
KROGER CO COM Com 501044101 335 12000 SH Sole 12000
LACLEDE GAS CO COM Com 505588103 258 11100 SH Sole 11100
LANDAMERICA FINL GROUP COM Com 514936103 1722 59900 SH Sole 59900
LANDSTAR SYS INC COM Com 515098101 1231 34100 SH Sole 34100
278 7700 SH Defined 7700
LASON INC COM Com 51808R107 248 5000 SH Sole 5000
LEHMAN BROS HLDGS INC COM Com 524908100 2746 44200 SH Sole 44200
180 2900 SH Defined 2900
LIBBEY INC Com 529898108 1024 35300 SH Sole 35300
LOUISIANA PAC CORP Com 546347105 2700 113100 SH Sole 113100
160 6700 SH Defined 6700
MALLINCKRODT INC NEW COM Com 561232109 2837 78000 SH Sole 78000
342 9400 SH Defined 9400
MARINE DRILLING COS
COM PAR $0 Com 568240204 190 13900 SH Sole 13900
MAXIMUS INC COM Com 577933104 1429 49700 SH Sole 49700
MERITOR AUTOMOTIVE INC COM Com 59000G100 250 9800 SH Defined 9800
METZLER GROUP INC COM Com 592903108 1856 67200 SH Sole 67200
160 5800 SH Defined 5800
MICRO WHSE INC Com 59501b105 1712 95800 SH Sole 95800
MODIS PROFESSIONAL SVC COM Com 607830106 1141 84100 SH Sole 84100
MORGAN STAN DEAN WITTR
COM NEW Com 617446448 1457 14200 SH Sole 14200
123 1200 SH Defined 1200
MUSICLAND STORES CORP COM Com 62758B109 118 12400 SH Defined 12400
NACCO INDS INC CL A Com 629579103 1404 19100 SH Sole 19100
213 2900 SH Defined 2900
NAVISTAR INTL CORP NEW COM Com 63934E108 1185 23700 SH Sole 23700
70 1400 SH Defined 1400
NORTHERN BORDER PARTNR
UNIT LT Com 664785102 376 12100 SH Sole 12100
NORTHWESTERN CORP COM Com 668074107 1108 45800 SH Sole 45800
140 5800 SH Defined 5800
OMNICARE INC COM Com 681904108 186 14700 SH Sole 14700
OSHKOSH B GOSH INC CL A Com 688222207 1844 87300 SH Sole 87300
OWENS & MINOR INC NEW COM Com 690732102 172 15600 SH Sole 15600
75 6800 SH Defined 6800
OWENS CORNING COM Com 69073F103 2557 74400 SH Sole 74400
192 5600 SH Defined 5600
</TABLE>
3
<PAGE>
Innovest Capital
Management, Inc.
FORM 13F
June 30, 1999
<TABLE>
<CAPTION>
Voting
Authority
Title of Value Shares/ Sh/ Put/ Invstmt ----------------------
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PACIFICARE HLT SYS DEL COM Com 695112102 2503 34800 SH Sole 34800
288 4000 SH Defined 4000
PAPA JOHNS INTL INC COM Com 698813102 862 19300 SH Sole 19300
206 4600 SH Defined 4600
PERFORMANCE FOOD GROUP COM Com 713755106 807 29700 SH Sole 29700
PIONEER NAT RES CO Com 723787107 167 15200 SH Sole 15200
PIXAR COM Com 725811103 1880 43600 SH Sole 43600
263 6100 SH Defined 6100
PROGRESS SOFTWARE CORP COM Com 743312100 1839 65100 SH Sole 65100
PULTE CORP COM Com 745867101 284 12300 SH Sole 12300
QUAKER OATS CO COM Com 747402105 365 5500 SH Sole 5500
REPUBLIC BANCORP INC COM Com 760282103 913 60100 SH Sole 60100
REPUBLIC SEC FINL CORP COM Com 760758102 1478 176500 SH Sole 176500
ROBERTS PHARMACEUTICAL COM Com 770491108 1241 51700 SH Sole 51700
259 10800 SH Defined 10800
SCHULMAN A INC COM Com 808194104 1255 73000 SH Sole 73000
SCI SYS INC Com 783890106 2080 43900 SH Sole 43900
166 3500 SH Defined 3500
SCIENTIFIC ATLANTA INC Com 808655104 720 20000 SH Sole 20000
SEACOR SMIT INC Com 811904101 2306 43100 SH Sole 43100
43 800 SH Defined 800
SMITHFIELD FOODS INC Com 832248108 1097 32800 SH Sole 32800
SNYDER COMMUNICATIONS COM Com 832914105 2597 79300 SH Sole 79300
269 8200 SH Defined 8200
SOLUTIA INC COM Com 834376105 241 11300 SH Defined 11300
SONIC AUTOMOTIVE INC CL A Com 83545G102 139 10100 SH Sole 10100
SPRINGS INDS INC CL A Com 851783100 257 5900 SH Sole 5900
SPRINT CORP COM FON GROUP Com 852061100 265 5000 SH Sole 5000
STATEN IS BANCORP INC COM Com 857550107 707 39300 SH Sole 39300
STERLING SOFTWARE INC COM Com 859547101 928 35100 SH Sole 35100
STEWART INFORMATN SVCS COM Com 860372101 1390 65800 SH Sole 65800
266 12600 SH Defined 12600
STONE ENERGY CORP Com 861642106 1034 24400 SH Sole 24400
131 3100 SH Defined 3100
STRUCTURAL DYNAMICS RE Com 863555108 791 42600 SH Sole 42600
119 6400 SH Defined 6400
SUPERVALU INC COM Com 868536103 316 12200 SH Sole 12200
SYLVAN LEARNING SYS COM Com 871399101 633 23300 SH Sole 23300
109 4000 SH Defined 4000
SYMANTEC CORP Com 871503108 2655 104100 SH Sole 104100
357 14000 SH Defined 14000
TECUMSEH PRODS CO CL A Com 878895200 291 4800 SH Sole 4800
170 2800 SH Defined 2800
TEREX CORP NEW Com 880779103 2161 71000 SH Sole 71000
149 4900 SH Defined 4900
THQ INC COM NEW Com 872443403 1095 38100 SH Sole 38100
158 5500 SH Defined 5500
TIMBERLAND CO CL A Com 887100105 1763 25900 SH Sole 25900
116 1700 SH Defined 1700
TJX COS INC NEW COM Com 872540109 1756 52700 SH Sole 52700
TRANS WORLD ENTMT CORP COM Com 89336Q100 144 12800 SH Sole 12800
TRAVELERS PPTY CAS COR Com 893939108 1487 38000 SH Sole 38000
TREDEGAR INDS INC Com 894650100 706 31400 SH Sole 31400
TRINITY INDS INC Com 896522109 362 10800 SH Sole 10800
TUPPERWARE CORP COM Com 899896104 3083 120900 SH Sole 120900
</TABLE>
4
<PAGE>
Innovest Capital
Management, Inc.
FORM 13F
June 30, 1999
<TABLE>
<CAPTION>
Voting
Authority
Title of Value Shares/ Sh/ Put/ Invstmt ----------------------
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
454 17800 SH Defined 17800
UNION PAC RES GROUP COM Com 907834105 233 14300 SH Sole 14300
UNIONBANCAL CORP COM Com 908906100 2962 82000 SH Sole 82000
181 5000 SH Defined 5000
UNISYS CORP COM Com 909214108 2142 55000 SH Sole 55000
144 3700 SH Defined 3700
UNITED STATIONERS INC COM Com 913004107 735 33400 SH Sole 33400
62 2800 SH Defined 2800
VARCO INTL INC COM Com 922126107 1592 147200 SH Sole 147200
VETERINARY CTRS AMER COM Com 925514101 701 51700 SH Sole 51700
WESTERN WIRELESS CORP CL A Com 95988E204 248 9200 SH Sole 9200
YORK INTL CORP NEW COM Com 986670107 1760 41100 SH Sole 41100
128 3000 SH Defined 3000
ZALE CORP NEW COM Com 988858106 1116 27900 SH Sole 27900
96 2400 SH Defined 2400
REPORT SUMMARY 235 DATA RECORDS 217491 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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