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Previous: SEYCHELLE ENVIRONMENTAL TECHNOLOGIES INC /CA, 10SB12G, 2000-02-08 |
Next: ROCHDALE INVESTMENT TRUST, 497, 2000-02-08 |
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13 (F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Adopted in Release No. 34-14852, June 15, 1978. 43 F.R. 26705;
amended in Release No.34-15467, effective February 5, 1979, 44 F.R.- 3033
Report as at December 31, 1999
------------------------------
(Please read instructions before preparing form)
If amended report check here:
Name of Institutional Investment Manager:
Innovest Capital Management
Business Address:
Street: One State Street City: New York State: New York Zip: 10004
---------------- -------- -------- ------
William Yost (212) 858-2402, Chief Investment Officer
- ------------------------------------------------------
Attention: Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manger has caused this report to be signed on its
behalf in the City of New York and State of New York on the 31st day of December
1999.
-------------------------------
Innovest Capital Management
Name and 13F file numbers of All Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order).
Name 13F File No. Name 13F File No.
1 8
----------------- --------------- -------------- -----------------
2 9
----------------- --------------- -------------- -----------------
3 10
----------------- --------------- -------------- -----------------
4 11
----------------- --------------- -------------- -----------------
5 12
----------------- --------------- -------------- -----------------
6 13
----------------- --------------- -------------- -----------------
7 14
----------------- --------------- -------------- -----------------
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
Title -----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ----- --------- -------- ------- --- ---- ------- -------- ----- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADELPHIA COMMUNICATIONS CORP C Com 006848105 1214 18500 SH Sole 18500
98 1500 SH Defined 1500
AETNA INC COM Com 008117103 1674 30000 SH Sole 30000
134 2400 SH Defined 2400
AGRIBRANDS INTERNATIONAL Com 00849R105 906 19700 SH Sole 19700
138 3000 SH Defined 3000
AMERICA WEST HLDG CORP CL B Com 023657208 932 44900 SH Sole 44900
AMERICAN MOBIL SATELLT COM Com 02755R103 1131 53700 SH Sole 53700
AMERICREDIT CORP Com 03060R101 1158 62600 SH Sole 62600
AMSOUTH BANCORPORATION Com 032165102 257 13300 SH Sole 13300
ARMSTRONG WORLD INDS I Com 042476101 227 6800 SH Sole 6800
AUTODESK INC COM Com 052769106 928 27500 SH Sole 27500
81 2400 SH Defined 2400
AVIS RENT A CAR INC COM Com 053790101 1462 57200 SH Sole 57200
82 3200 SH Defined 3200
AZTAR CORP COM Com 054802103 1135 104400 SH Sole 104400
116 10700 SH Defined 10700
BALL CORP COM Com 058498106 866 22000 SH Sole 22000
94 2400 SH Defined 2400
BARNES & NOBLE INC Com 067774109 825 40000 SH Sole 40000
99 4800 SH Defined 4800
BAUSCH & LOMB INC COM Com 071707103 1116 16300 SH Sole 16300
96 1400 SH Defined 1400
BEAR STEARNS COS INC Com 073902108 968 22650 SH Sole 22650
135 3150 SH Defined 3150
BELLSOUTH CORP COM Com 079860102 314 6700 SH Sole 6700
BJS WHOLESALE CLUB INC COM Com 05548J106 803 22000 SH Sole 22000
106 2900 SH Defined 2900
BOISE CASCADE CORP COM Com 097383103 1940 47900 SH Sole 47900
154 3800 SH Defined 3800
CABLETRON SYS INC COM Com 126920107 595 22900 SH Sole 22900
CABLEVISION SYS CORP CL A Com 12686C109 1457 19300 SH Sole 19300
106 1400 SH Defined 1400
CATALINA MARKETING CP COM Com 148867104 1331 11500 SH Sole 11500
127 1100 SH Defined 1100
CATO CORP NEW CL A Com 149205106 138 10900 SH Sole 10900
CHASE MANHATTAN NEW COM Com 16161A108 256 3300 SH Sole 3300
CIGNA CORP COM Com 125509109 234 2900 SH Sole 2900
CIRCUIT CITY STORE INC Com 172737108 762 16900 SH Sole 16900
CK WITCO CORP COM Com 12562C108 1224 91500 SH Sole 91500
94 7000 SH Defined 7000
COMPASS BANCSHARES INC COM Com 20449H109 230 10300 SH Sole 10300
CONCORD COMMUNICATIONS COM Com 206186108 630 14200 SH Sole 14200
CONECTIV INC COM Com 206829103 203 12100 SH Defined 12100
CONSOLIDATED EDISON COM Com 209115104 248 7200 SH Sole 7200
CULLEN FROST BANKERS I Com 229899109 780 30300 SH Sole 30300
216 8400 SH Defined 8400
CUMMINS ENGINE INC COM Com 231021106 1406 29100 SH Sole 29100
D R HORTON INC COM Com 23331A109 62 4500 SH Sole 4500
138 10000 SH Defined 10000
DARDEN RESTAURANTS INC COM Com 237194105 1209 66700 SH Sole 66700
149 8200 SH Defined 8200
DETROIT DIESEL CORP Com 250837101 712 37100 SH Sole 37100
DIEBOLD INC Com 253651103 620 26400 SH Sole 26400
DIME BANCORP INC NEW COM Com 25429Q102 185 12200 SH Sole 12200
</TABLE>
1
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
Title -----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ----- --------- -------- ------- --- ---- ------- -------- ----- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DST SYS INC DEL COM Com 233326107 931 12200 SH Sole 12200
84 1100 SH Defined 1100
DTE ENERGY CO COM Com 233331107 376 11900 SH Sole 11900
EDISON INTL COM Com 281020107 1233 47100 SH Sole 47100
102 3900 SH Defined 3900
EDUCATION MGMT CORP COM Com 28139T101 179 12800 SH Sole 12800
EL PASO ENERGY CP DEL COM Com 283905107 1335 34400 SH Sole 34400
ELECTRONIC DATA SYS NW COM Com 285661104 1995 29800 SH Sole 29800
241 3600 SH Defined 3600
ENERGY EAST CORP COM Com 29266M109 1201 57700 SH Sole 57700
ENGELHARD CORP COM Com 292845104 1721 91200 SH Sole 91200
130 6900 SH Defined 6900
F Y I INC COM Com 302712104 1006 29600 SH Sole 29600
82 2400 SH Defined 2400
FEDERATED DEPT STORES COM Com 31410H101 1411 27900 SH Sole 27900
101 2000 SH Defined 2000
FIFTH THIRD BANCORP Com 316773100 404 5500 SH Sole 5500
FINANCIAL SEC ASSURN H Com 31769P100 250 4800 SH Sole 4800
FIRST DATA CORP COM Com 319963104 35 700 SH Sole 700
182 3700 SH Defined 3700
FISERV INC Com 337738108 988 25800 SH Sole 25800
80 2100 SH Defined 2100
FLEMING COS INC Com 339130106 190 18500 SH Sole 18500
FOUNDATION HEALTH SYS Com 350404109 292 29400 SH Sole 29400
72 7200 SH Defined 7200
GALILEO INTL INC COM Com 363547100 245 8200 SH Sole 8200
GEORGIA PAC CORP COM GA PAC GR Com 373298108 315 6200 SH Sole 6200
203 4000 SH Defined 4000
GRACE W R & CO DEL NEW COM Com 38388F108 826 58500 SH Sole 58500
134 9500 SH Defined 9500
GREATER BAY BANCORP COM Com 391648102 51 1200 SH Sole 1200
210 4900 SH Defined 4900
GREENPOINT FINL CORP COM Com 395384100 914 38400 SH Sole 38400
110 4600 SH Defined 4600
HAMILTON BANCORP FLA COM Com 407013101 650 36600 SH Sole 36600
108 6100 SH Defined 6100
HARLAND JOHN H CO COM Com 412693103 826 45100 SH Sole 45100
HARMAN INTL INDS INC COM Com 413086109 645 11500 SH Sole 11500
HERTZ CORP CL A Com 428040109 1368 27300 SH Sole 27300
221 4400 SH Defined 4400
HUDSON UNITED BANCORP COM Com 444165104 302 11800 SH Sole 11800
IBP INC COM Com 449223106 275 15300 SH Sole 15300
IMATION CORP COM Com 45245A107 846 25200 SH Sole 25200
131 3900 SH Defined 3900
INFORMIX CORP Com 456779107 1187 103800 SH Sole 103800
96 8400 SH Defined 8400
INTERIM SVCS INC COM Com 45868P100 1200 48500 SH Sole 48500
178 7200 SH Defined 7200
INTL HOME FOODS INC COM Com 459655106 864 49700 SH Sole 49700
139 8000 SH Defined 8000
LANDSTAR SYS INC COM Com 515098101 1648 38500 SH Sole 38500
201 4700 SH Defined 4700
LEHMAN BROS HLDGS INC COM Com 524908100 1338 15800 SH Sole 15800
195 2300 SH Defined 2300
LIBBEY INC Com 529898108 768 26700 SH Sole 26700
</TABLE>
2
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
Title -----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ----- --------- -------- ------- --- ---- ------- -------- ----- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LOEWS CORP COM Com 540424108 310 5100 SH Sole 5100
LOUISIANA PAC CORP Com 546347105 889 63200 SH Sole 63200
94 6700 SH Defined 6700
MALLINCKRODT INC NEW COM Com 561232109 1180 37100 SH Sole 37100
118 3700 SH Defined 3700
MAXTOR CORP COM NEW Com 577729205 78 10700 SH Defined 10700
MBNA CORP COM Com 55262L100 1202 44100 SH Sole 44100
MEDQUIST INC COM Com 584949101 795 30800 SH Sole 30800
59 2300 SH Defined 2300
MESABA HLDGS INC COM Com 59066B102 122 10700 SH Sole 10700
METRO GOLDWYN MAYER COM Com 591610100 207 8800 SH Sole 8800
MGM GRAND INC Com 552953101 236 4700 SH Sole 4700
MIDWAY GAMES INC COM Com 598148104 823 34400 SH Sole 34400
MURPHY OIL CORP COM Com 626717102 958 16700 SH Sole 16700
NEW CENTURY FINANCIAL Com 64352D101 814 51700 SH Sole 51700
94 6000 SH Defined 6000
NORTHWESTERN CORP COM Com 668074107 900 40900 SH Sole 40900
128 5800 SH Defined 5800
OREGON STL MLS INC COM Com 686079104 799 100700 SH Sole 100700
OWENS CORNING COM Com 69073F103 1020 52800 SH Sole 52800
118 6100 SH Defined 6100
OXFORD HEALTH PLANS COM Com 691471106 834 65700 SH Sole 65700
71 5600 SH Defined 5600
PACCAR INC COM Com 693718108 1241 28000 SH Sole 28000
PACIFICARE HLT SYS DEL COM Com 695112102 318 6000 SH Sole 6000
PANAMSAT CORP NEW COM Com 697933109 202 3400 SH Defined 3400
PARK ELECTROCHEMICAL C Com 700416209 619 23300 SH Sole 23300
PEOPLES ENERGY CORP COM Com 711030106 1313 39200 SH Sole 39200
77 2300 SH Defined 2300
PIONEER NAT RES CO Com 723787107 223 24900 SH Sole 24900
PNC BK CORP COM Com 693475105 294 6600 SH Sole 6600
PUBLIC SVC ENTERPRISE COM Com 744573106 355 10200 SH Sole 10200
PULTE CORP COM Com 745867101 277 12300 SH Sole 12300
QUAKER OATS CO COM Com 747402105 361 5500 SH Sole 5500
RADIAN GROUP INC COM Com 750236101 883 18500 SH Sole 18500
READERS DIGEST ASSN IN Com 755267101 1018 34800 SH Sole 34800
120 4100 SH Defined 4100
ROSS STORES INC Com 778296103 612 34100 SH Sole 34100
100 5600 SH Defined 5600
RYERSON TULL INC NEW COM Com 78375P107 696 35800 SH Sole 35800
SCHULMAN A INC COM Com 808194104 962 59000 SH Sole 59000
SHAW INDS INC COM Com 820286102 242 15600 SH Sole 15600
SKYWEST INC COM Com 830879102 1338 47800 SH Sole 47800
120 4300 SH Defined 4300
STAPLES INC COM Com 855030102 890 42900 SH Sole 42900
SUPERVALU INC COM Com 868536103 1656 82800 SH Sole 82800
SYLVAN LEARNING SYS COM Com 871399101 160 12300 SH Sole 12300
TECUMSEH PRODS CO CL A Com 878895200 1515 32100 SH Sole 32100
132 2800 SH Defined 2800
TEREX CORP NEW Com 880779103 1054 38000 SH Sole 38000
TOYS R US INC COM Com 892335100 942 65800 SH Sole 65800
113 7900 SH Defined 7900
TRAVELERS PPTY CAS COR Com 893939108 791 23100 SH Sole 23100
TUPPERWARE CORP COM Com 899896104 1033 61000 SH Sole 61000
183 10800 SH Defined 10800
</TABLE>
3
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
Title -----------------------
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ----- --------- -------- ------- --- ---- ------- -------- ----- -------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
UNIONBANCAL CORP COM Com 908906100 1810 45900 SH Sole 45900
217 5500 SH Defined 5500
UNITED HEALTHCARE CORP COM Com 910581107 1546 29100 SH Sole 29100
154 2900 SH Defined 2900
UNITED RENTALS INC COM Com 911363109 207 12100 SH Sole 12100
UNIVISION COMMUNICATNS CL A Com 914906102 296 2900 SH Sole 2900
URS CORP NEW COM Com 903236107 267 12300 SH Sole 12300
USA NETWORKS INC COM Com 902984103 691 12500 SH Sole 12500
UTILICORP UTD INC Com 918005109 1184 60900 SH Sole 60900
VALASSIS COMMUNICATION Com 918866104 853 20200 SH Sole 20200
WEBSTER FINL CORP CONN COM Com 947890109 952 40400 SH Sole 40400
YORK INTL CORP NEW COM Com 986670107 222 8100 SH Sole 8100
ZEBRA TECHNOLOGIES CP CL A Com 989207105 825 14100 SH Sole 14100
REPORT SUMMARY 178 DATA RECORDS 104034 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
4
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