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Previous: CWABS INC ASSET BACKED CERTIFICATES SERIES 1998-1, 8-K, EX-99.1466, 2000-11-13 |
Next: ARMSTRONG HENRY H ASSOCIATES INC, 13F-HR, 2000-11-13 |
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13 (F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Adopted in Release No. 34-14852, June 15, 1978. 43 F.R. 26705;
amended in Release No.34-15467, effective February 5, 1979, 44 F.R.- 3033
Report as at September 30, 2000
(Please read instructions before preparing form)
If amended report check here:
Name of Institutional Investment Manager:
Innovest Capital Management
Business Address:
Street: 320 Park Avenue City: New York State: New York Zip: 10022
William Yost (212) 508-3360, President, Managing Director
Attention: Intentional misstatements or omissions of facts
constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned
institutional investment manger has caused this report to be signed on its
behalf in the City of New York and State of New York on the 30th day of
September 2000.
/s/ William R. Yost
-------------------------------
Innovest Capital Management
Name and 13F file numbers of All Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report) (List in
alphabetical order).
Name 13F File No. Name 13F File No.
1 _________________ _______________ 8 ______________ _________________
2 _________________ _______________ 9 ______________ _________________
3 _________________ _______________ 10 ______________ _________________
4 _________________ _______________ 11 ______________ _________________
5 _________________ _______________ 12 ______________ _________________
6 _________________ _______________ 13 ______________ _________________
7 _________________ _______________ 14 ______________ _________________
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM Com 002824100 1517 31900 SH Sole 31900
ADOBE SYS INC COM Com 00724F101 605 3900 SH Sole 3900
AES CORP COM Com 00130H105 822 12000 SH Sole 12000
AGILENT TECHNOLOGIES COM Com 00846U101 670 13700 SH Sole 13700
AK STL HLDG CORP COM Com 001547108 277 29500 SH Sole 29500
15 1600 SH Defined 1600
ALCOA INC COM Com 013817101 1030 40700 SH Sole 40700
AMBAC FINL GROUP INC COM Com 023139108 337 4600 SH Sole 4600
15 200 SH Defined 200
AMERICA ONLINE INC DEL COM Com 02364J104 3601 67000 SH Sole 67000
AMERICAN EXPRESS CO COM Com 025816109 2327 38300 SH Sole 38300
AMERICAN HOME PRODS CP COM Com 026609107 967 17100 SH Sole 17100
AMERICAN INTL GROUP COM Com 026874107 5971 62400 SH Sole 62400
AMERICREDIT CORP Com 03060R101 352 12200 SH Sole 12200
17 600 SH Defined 600
AMGEN INC COM Com 031162100 2130 30500 SH Sole 30500
AMR CORP COM Com 001765106 382 11700 SH Sole 11700
20 600 SH Defined 600
ANHEUSER BUSCH COS INC COM Com 035229103 1176 27800 SH Sole 27800
APPLE COMPUTER INC COM Com 037833100 731 28400 SH Sole 28400
APPLIED MATLS INC COM Com 038222105 1785 30100 SH Sole 30100
ARCHER DANIELS MIDLAND COM Com 039483102 926 107310 SH Sole 107310
ARGOSY GAMING CO COM Com 040228108 285 15700 SH Sole 15700
14 800 SH Defined 800
ARIBA INC COM Com 04033V104 874 6100 SH Sole 6100
ARMSTRONG HOLDINGS INC Com 042384107 234 19600 SH Sole 19600
16 1300 SH Defined 1300
ASSOCIATED BANC CORP COM Com 045487105 612 23300 SH Sole 23300
37 1400 SH Defined 1400
AT&T CORP COM Com 001957109 2735 93100 SH Sole 93100
AT&T CORP COM LIB GRP A Com 001957208 1352 75100 SH Sole 75100
AUTOMATIC DATA PROCESS COM Com 053015103 1371 20500 SH Sole 20500
20 300 SH Defined 300
AUTONATION INC COM Com 05329W102 262 43700 SH Sole 43700
14 2300 SH Defined 2300
AVNET INC COM Com 053807103 999 35200 SH Sole 35200
AVX CORP NEW Com 002444107 779 29900 SH Sole 29900
AZTAR CORP COM Com 054802103 510 33200 SH Sole 33200
28 1800 SH Defined 1800
BANCWEST CORP NEW COM Com 059790105 673 34600 SH Sole 34600
39 2000 SH Defined 2000
BANK NEW YORK INC COM Com 064057102 1340 23900 SH Sole 23900
BANK OF AMERICA CORP NEW COM Com 060505104 2844 54300 SH Sole 54300
BAXTER INTL INC COM Com 071813109 958 12000 SH Sole 12000
BEA SYS INC COM Com 073325102 903 11600 SH Sole 11600
BELDEN INC COM Com 077459105 399 16900 SH Sole 16900
26 1100 SH Defined 1100
BELLSOUTH CORP COM Com 079860102 3606 89600 SH Sole 89600
BJ SVCS CO COM Com 055482103 593 9700 SH Sole 9700
BJS WHOLESALE CLUB INC COM Com 05548J106 235 6900 SH Sole 6900
14 400 SH Defined 400
BOEING CO Com 097023105 3055 48500 SH Sole 48500
BOK FINL CORP COM NEW Com 05561Q201 277 15000 SH Sole 15000
18 1000 SH Defined 1000
BRISTOL MYERS SQUIBB COM Com 110122108 3365 58900 SH Sole 58900
BROADCOM CORP CL A Com 111320107 1048 4300 SH Sole 4300
</TABLE>
1
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BROADVISION INC COM Com 111412102 437 17000 SH Sole 17000
BRUNSWICK CORP COM Com 117043109 334 18300 SH Sole 18300
18 1000 SH Defined 1000
CARDINAL HEALTH INC COM Com 14149Y108 1393 15800 SH Sole 15800
CARNIVAL CORP COM Com 143658102 564 22900 SH Sole 22900
CATERPILLAR INC DEL Com 149123101 479 14200 SH Sole 14200
CENDANT CORP COM Com 151313103 539 49600 SH Sole 49600
CHASE MANHATTAN NEW COM Com 16161A108 2212 47900 SH Sole 47900
CHEVRON CORPORATION COM Com 166751107 2779 32600 SH Sole 32600
CIGNA CORP COM Com 125509109 2109 20200 SH Sole 20200
CISCO SYS INC COM Com 17275R102 10989 198900 SH Sole 198900
CITIGROUP INC COM Com 172967101 8906 164733 SH Sole 164733
CITY NATL CORP COM Com 178566105 440 11400 SH Sole 11400
23 600 SH Defined 600
CLOROX CO DEL COM Com 189054109 783 19800 SH Sole 19800
COASTAL CORP COM Com 190441105 437 5900 SH Sole 5900
COCA COLA CO COM Com 191216100 3567 64700 SH Sole 64700
COMMERCE BANCSHARES COM Com 200525103 681 18500 SH Sole 18500
40 1100 SH Defined 1100
COMPUTER ASSOC INTL COM Com 204912109 703 27900 SH Sole 27900
CONAGRA INC COM Com 205887102 1565 78000 SH Sole 78000
COOPER INDS INC COM Com 216669101 233 6600 SH Sole 6600
CORNING INC COM Com 219350105 2554 8600 SH Sole 8600
CULLEN FROST BANKERS I Com 229899109 370 11400 SH Sole 11400
23 700 SH Defined 700
DAL-TILE INTL INC COM Com 23426R108 267 21400 SH Sole 21400
17 1400 SH Defined 1400
DARDEN RESTAURANTS INC COM Com 237194105 360 17300 SH Sole 17300
31 1500 SH Defined 1500
DEERE & CO COM Com 244199105 269 8100 SH Sole 8100
23 700 SH Defined 700
DELL COMPUTER CORP COM Com 247025109 2212 71800 SH Sole 71800
DELPHI AUTO SYS CORP COM Com 247126105 1074 71000 SH Sole 71000
DELTA AIR LINES DEL COM Com 247361108 519 11700 SH Sole 11700
DISNEY WALT CO COM Com 254687106 2819 73700 SH Sole 73700
DORAL FINL CORP COM Com 25811P100 194 12000 SH Sole 12000
DOVER CORP COM Com 260003108 915 19500 SH Sole 19500
DOW CHEM CO Com 260543103 2080 83400 SH Sole 83400
DU PONT E I DE NEMOURS COM Com 263534109 2528 61000 SH Sole 61000
DUKE ENERGY CORP COM Com 264399106 1689 19700 SH Sole 19700
E M C CORP MASS COM Com 268648102 5928 59800 SH Sole 59800
EASTMAN KODAK CO COM Com 277461109 474 11600 SH Sole 11600
EBAY INC COM Com 278642103 536 7800 SH Sole 7800
EDISON INTL COM Com 281020107 765 39600 SH Sole 39600
ELECTRONIC DATA SYS NW COM Com 285661104 1174 28300 SH Sole 28300
ENERGY EAST CORP COM Com 29266M109 554 24500 SH Sole 24500
ENGELHARD CORP COM Com 292845104 262 16100 SH Sole 16100
13 800 SH Defined 800
ENRON CORP COM Com 293561106 1814 20700 SH Sole 20700
ERIE INDTY CO CL A Com 29530P102 323 11000 SH Sole 11000
18 600 SH Defined 600
EXODUS COMMUNICATIONS COM Com 302088109 400 8100 SH Sole 8100
EXXON MOBIL CORP COM Com 30231G102 8422 94500 SH Sole 94500
F & M NATL CORP COM Com 302374103 301 12300 SH Sole 12300
22 900 SH Defined 900
FAIRFIELD CMNTYS INC Com 304231301 194 19200 SH Sole 19200
</TABLE>
2
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FEDERAL NATL MTG ASSN COM Com 313586109 2352 32900 SH Sole 32900
FIRST CTZNS BANCSHARES Com 31946M103 565 7900 SH Sole 7900
43 600 SH Defined 600
FIRST DATA CORP COM Com 319963104 937 24000 SH Sole 24000
12 300 SH Defined 300
FIRST UN CORP Com 337358105 946 29400 SH Sole 29400
FLEETBOSTON FINL CORP COM Com 339030108 3015 77300 SH Sole 77300
27 700 SH Defined 700
FORD MTR CO NEW Com 345370860 1488 58800 SH Sole 58800
15 600 SH Defined 600
FOSSIL INC Com 349882100 156 11700 SH Sole 11700
9 700 SH Defined 700
GANNETT INC COM Com 364730101 1341 25300 SH Sole 25300
GENERAL ELEC CO Com 369604103 16470 285500 SH Sole 285500
GENERAL MTRS CORP Com 370442105 1644 25300 SH Sole 25300
GRACE W R & CO DEL NEW COM Com 38388F108 188 27300 SH Sole 27300
10 1500 SH Defined 1500
GREENPOINT FINL CORP COM Com 395384100 661 22300 SH Sole 22300
44 1500 SH Defined 1500
HALLIBURTON CO COM Com 406216101 915 18700 SH Sole 18700
HARMAN INTL INDS INC COM Com 413086109 328 8400 SH Sole 8400
HEALTHSOUTH CORP COM Com 421924101 227 27900 SH Sole 27900
16 2000 SH Defined 2000
HEWLETT PACKARD CO COM Com 428236103 2774 28600 SH Sole 28600
HIBERNIA CORP CL A Com 428656102 680 55500 SH Sole 55500
38 3100 SH Defined 3100
HISPANIC BROADCASTING CL A Com 43357B104 973 34900 SH Sole 34900
HOME DEPOT INC COM Com 437076102 3752 70700 SH Sole 70700
IMPERIAL BANCORP COM Com 452556103 354 18500 SH Sole 18500
21 1100 SH Defined 1100
INKTOMI CORP COM Com 457277101 388 3400 SH Sole 3400
INTEL CORP COM Com 458140100 8030 193200 SH Sole 193200
INTERNATIONAL BUSINESS Com 459200101 5557 49400 SH Sole 49400
INTERPUBLIC GROUP COS COM Com 460690100 872 25600 SH Sole 25600
INTL PAPER CO COM Com 460146103 1213 42300 SH Sole 42300
INTUIT COM Com 461202103 667 11700 SH Sole 11700
ITT INDS INC IND COM Com 450911102 295 9100 SH Sole 9100
16 500 SH Defined 500
JDS UNIPHASE CORP COM Com 46612J101 2074 21900 SH Sole 21900
JOHNSON & JOHNSON COM Com 478160104 3701 39400 SH Sole 39400
JOHNSON CTLS INC COM Com 478366107 447 8400 SH Sole 8400
27 500 SH Defined 500
KELLWOOD CO COM Com 488044108 255 14000 SH Sole 14000
15 800 SH Defined 800
KEMET CORP COM Com 488360108 655 23700 SH Sole 23700
KIMBERLY CLARK CORP COM Com 494368103 1016 18200 SH Sole 18200
KOHLS CORP COM Com 500255104 387 6700 SH Sole 6700
23 400 SH Defined 400
KROGER CO COM Com 501044101 424 18800 SH Sole 18800
LEHMAN BROS HLDGS INC COM Com 524908100 1182 8000 SH Sole 8000
30 200 SH Defined 200
LEUCADIA NATL CORP Com 527288104 270 10100 SH Sole 10100
16 600 SH Defined 600
LEVEL 3 COMMUNICTIONS COM Com 52729N100 447 5800 SH Sole 5800
LILLY ELI & CO COM Com 532457108 2596 32000 SH Sole 32000
LIMITED INC Com 532716107 887 40200 SH Sole 40200
</TABLE>
3
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LINCOLN NATL CORP IND COM Com 534187109 1227 25500 SH Sole 25500
10 200 SH Defined 200
LIZ CLAIBORNE INC Com 539320101 489 12700 SH Sole 12700
27 700 SH Defined 700
LOWES COS INC COM Com 548661107 453 10100 SH Sole 10100
LUCENT TECHNOLOGIES COM Com 549463107 2265 74100 SH Sole 74100
LYONDELL PETROCHEMICAL Com 552078107 253 21400 SH Sole 21400
14 1200 SH Defined 1200
MAF BANCORP INC COM Com 55261R108 617 24800 SH Sole 24800
22 900 SH Defined 900
MANDALAY RESORT GROUP MANDALAY Com 562567107 259 10100 SH Sole 10100
15 600 SH Defined 600
MANPOWER INC COM Com 56418H100 505 15800 SH Sole 15800
32 1000 SH Defined 1000
MARCHFIRST INC Com 566244109 527 33600 SH Sole 33600
MBNA CORP COM Com 55262L100 1124 29200 SH Sole 29200
MCDONALDS CORP Com 580135101 731 24200 SH Sole 24200
MEDTRONIC INC Com 585055106 984 19000 SH Sole 19000
MERCK & CO INC COM Com 589331107 6387 85800 SH Sole 85800
MERRILL LYNCH & CO INC COM Com 590188108 1643 24900 SH Sole 24900
METROMEDIA FIBER NETWK CL A Com 591689104 479 19700 SH Sole 19700
MGIC INVT CORP WIS COM Com 552848103 1589 26000 SH Sole 26000
31 500 SH Defined 500
MICHAELS STORES INC Com 594087108 192 4800 SH Sole 4800
8 200 SH Defined 200
MICRON TECHNOLOGY INC COM Com 595112103 1086 23600 SH Sole 23600
MICROSOFT CORP COM Com 594918104 8987 149000 SH Sole 149000
MILACRON INC Com 598709103 330 24800 SH Sole 24800
20 1500 SH Defined 1500
MINNESOTA MNG & MFG CO Com 604059105 1394 15300 SH Sole 15300
MORGAN J P & CO INC COM Com 616880100 768 4700 SH Sole 4700
MOTOROLA INC COM Com 620076109 1788 63300 SH Sole 63300
MUELLER INDS INC Com 624756102 231 10300 SH Sole 10300
13 600 SH Defined 600
MURPHY OIL CORP COM Com 626717102 324 5000 SH Sole 5000
NABORS INDS INC COM Com 629568106 686 13100 SH Sole 13100
NEXTEL COMMUNICATIONS CL A Com 65332V103 1052 22500 SH Sole 22500
NIKE INC CL B Com 654106103 873 21800 SH Sole 21800
20 500 SH Defined 500
NORTHWESTERN CORP COM Com 668074107 335 17200 SH Sole 17200
14 700 SH Defined 700
NOVELLUS SYS INC COM Com 670008101 363 7800 SH Sole 7800
OMNICOM GROUP INC COM Com 681919106 554 7600 SH Sole 7600
ORACLE CORP COM Com 68389X105 6851 87000 SH Sole 87000
OXFORD HEALTH PLANS COM Com 691471106 1454 47300 SH Sole 47300
18 600 SH Defined 600
PACIFICARE HLT SYS DEL COM Com 695112102 602 17300 SH Sole 17300
10 300 SH Defined 300
PALM INC COM Com 696642107 810 15300 SH Sole 15300
PAYCHEX INC Com 704326107 835 15900 SH Sole 15900
PE CORP COM PE BIO GRP Com 69332S102 664 5700 SH Sole 5700
PFIZER INC COM Com 717081103 8282 184300 SH Sole 184300
PG&E CORP COM Com 69331C108 1386 57300 SH Sole 57300
PHARMACIA CORPORATION Com 71713U102 1661 27600 SH Sole 27600
PHILIP MORRIS COS INC COM Com 718154107 1869 63500 SH Sole 63500
PIER 1 IMPORTS INC COM Com 720279108 465 34300 SH Sole 34300
</TABLE>
4
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
26 1900 SH Defined 1900
PMI GROUP INC COM Com 69344M101 501 7400 SH Sole 7400
27 400 SH Defined 400
PORTAL SOFTWARE INC COM Com 736126103 612 15300 SH Sole 15300
PROCTER & GAMBLE CO COM Com 742718109 2640 39400 SH Sole 39400
PROVIDIAN FINL CORP Com 74406a102 825 6500 SH Sole 6500
QUAKER OATS CO COM Com 747402105 989 12500 SH Sole 12500
QUALCOMM INC COM Com 747525103 926 13000 SH Sole 13000
QWEST COMMUNICATIONS COM Com 749121109 1995 41500 SH Sole 41500
RADIAN GROUP INC COM Com 750236101 574 8500 SH Sole 8500
27 400 SH Defined 400
RATIONAL SOFTWARE CORP Com 75409p202 597 8600 SH Sole 8600
REEBOK INTL LTD COM Com 758110100 228 12100 SH Sole 12100
13 700 SH Defined 700
RELIANCE STEEL & ALUM COM Com 759509102 335 15900 SH Sole 15900
19 900 SH Defined 900
RELIANT ENERGY INC COM Com 75952J108 2162 46500 SH Sole 46500
46 1000 SH Defined 1000
RENT A CTR INC NEW COM Com 76009N100 215 6200 SH Sole 6200
10 300 SH Defined 300
RIGGS NATL CP WASH DC COM Com 766570105 192 15700 SH Sole 15700
13 1100 SH Defined 1100
RUBY TUESDAY INC COM Com 781182100 272 24200 SH Sole 24200
15 1300 SH Defined 1300
RUSSELL CORP COM Com 782352108 402 25300 SH Sole 25300
24 1500 SH Defined 1500
SARA LEE CORP COM Com 803111103 768 37800 SH Sole 37800
SBC COMMUNICATIONS INC COM Com 78387G103 4880 97600 SH Sole 97600
SCHERING PLOUGH CORP COM Com 806605101 525 11300 SH Sole 11300
SCHWAB CHARLES CP NEW COM Com 808513105 927 26100 SH Sole 26100
SEAGATE TECHNOLOGY COM Com 811804103 400 5800 SH Sole 5800
SEARS ROEBUCK & CO COM Com 812387108 2237 69000 SH Sole 69000
26 800 SH Defined 800
SEMPRA ENERGY COM Com 816851109 681 32700 SH Sole 32700
SIEBEL SYS INC Com 826170102 1035 9300 SH Sole 9300
SOLECTRON CORP COM Com 834182107 996 21600 SH Sole 21600
SOUTHERN CO COM Com 842587107 652 20100 SH Sole 20100
STARWOOD HOTELS&RESORT PAIRED Com 85590A203 1066 34100 SH Sole 34100
STEELCASE INC CL A Com 858155203 296 17700 SH Sole 17700
17 1000 SH Defined 1000
SUNTRUST BKS INC COM Com 867914103 1111 22300 SH Sole 22300
SUPERVALU INC COM Com 868536103 191 12700 SH Sole 12700
SYBASE INC Com 871130100 589 25600 SH Sole 25600
SYSCO CORP COM Com 871829107 421 9100 SH Sole 9100
TARGET CORP COM Com 87612E106 407 15900 SH Sole 15900
TENET HEALTHCARE CORP COM Com 88033G100 491 13500 SH Sole 13500
22 600 SH Defined 600
TEXAS INSTRS INC COM Com 882508104 1878 39800 SH Sole 39800
TIME WARNER INC COM Com 887315109 2692 34400 SH Sole 34400
TORO CO COM Com 891092108 416 13200 SH Sole 13200
25 800 SH Defined 800
TRUSTMARK CORP Com 898402102 376 19300 SH Sole 19300
25 1300 SH Defined 1300
TUPPERWARE CORP COM Com 899896104 211 11700 SH Sole 11700
13 700 SH Defined 700
TXU CORPORATION Com 873168108 495 12500 SH Sole 12500
</TABLE>
5
<PAGE>
Innovest Capital Management, Inc.
FORM 13F
September 30, 2000
<TABLE>
<CAPTION>
Voting Authority
----------------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ULTRAMAR DIAMOND SHMRK COM Com 904000106 360 14200 SH Sole 14200
20 800 SH Defined 800
UMB FINL CORP COM Com 902788108 462 12400 SH Sole 12400
30 800 SH Defined 800
UNICOM CORP COM Com 904911104 303 5400 SH Sole 5400
UNION PAC CORP COM Com 907818108 1392 35800 SH Sole 35800
23 600 SH Defined 600
UNIONBANCAL CORP COM Com 908906100 671 28800 SH Sole 28800
37 1600 SH Defined 1600
UNITED TECHNOLOGIES CO Com 913017109 1454 21000 SH Sole 21000
UNITEDHEALTH GROUP INC Com 91324P102 1521 15400 SH Sole 15400
30 300 SH Defined 300
USA NETWORKS INC COM Com 902984103 564 25700 SH Sole 25700
USX-U S STL Com 90337T101 181 11900 SH Sole 11900
14 900 SH Defined 900
VALERO ENERGY CORP NEW COM Com 91913Y100 531 15100 SH Sole 15100
25 700 SH Defined 700
VERISIGN INC COM Com 92343E102 1803 8900 SH Sole 8900
VERIZON COMMUNICATIONS COM Com 92343V104 3880 80100 SH Sole 80100
VIACOM INC CL B Com 925524308 2732 46700 SH Sole 46700
VISHAY INTERTECHNOLOGY COM Com 928298108 391 12700 SH Sole 12700
VISX INC DEL COM Com 92844S105 218 8100 SH Sole 8100
11 400 SH Defined 400
WAL MART STORES INC COM Com 931142103 6150 127800 SH Sole 127800
WASTE MGMT INC DEL COM Com 94106L109 462 26500 SH Sole 26500
30 1700 SH Defined 1700
WELLMAN INC Com 949702104 202 14000 SH Sole 14000
13 900 SH Defined 900
WELLS FARGO & CO NEW Com 949746101 1663 36200 SH Sole 36200
WENDYS INTL INC COM Com 950590109 411 20500 SH Sole 20500
WHITNEY HLDG CORP COM Com 966612103 508 14000 SH Sole 14000
40 1100 SH Defined 1100
WILLIAMS COS INC DEL Com 969457100 532 12600 SH Sole 12600
WORLDCOM INC Com 98157D106 2293 75500 SH Sole 75500
WORTHINGTON INDS INC COM Com 981811102 271 28900 SH Sole 28900
15 1600 SH Defined 1600
YAHOO INC Com 984332106 1811 19900 SH Sole 19900
ZALE CORP NEW COM Com 988858106 191 5900 SH Sole 5900
10 300 SH Defined 300
REPORT SUMMARY 319 DATA RECORDS 337522 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
6
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