UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Quarter ended: December 31, 1999
Not an amendment.
Institutional Investment Manager Filing this Report:
Name: Horizon Asset Management, Inc.
Address: 342 Madison Avenue
Suite 702
New York, N.Y. 10173
13F File Number: 28-6986
The institutional investment manager filing this report; and person by whom it
is signed
hereby represent that the person signing the report is authorized to submit it,
that all
information contained herein is true, correct and complete, and that it is
understood
that all required items, statements, schedules, lists, and tables, are
considered
integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Andrew M. Fishman
Title: Director of Compliance and General Counsel
Phone: 212-499-7739
Signature, Place, and Date of Signing:
Andrew M. Fishman
New York, New York
February 7, 2000
Report Type: 13F HOLDINGS REPORT
List of Other Managers Reporting for this Manager: none
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Report Summary:
Number of Other Included Managers: none
Form 13F Information Table Entry Total: 138
Form Information Table Value Total: $194,776,044
<TABLE>
<C> <S> <S>
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE
SHARES INV. DISCRET.
MARKET SHARES DISC
ABBOTT LABORATORIES -
common-
002824100-
5765959
158785
Sole
ACCENT COLOR SCIENCES INC -
common-
004305108-
46505
114500
Sole
ALLIANCE CAP MGMT L P UNIT LTD PARTNERSHIP-
Common-
01855A101
817308
27300
sole
AMERICAN COUNTRY HOLDINGS INC-
Common-
025278102
20313
25000
sole
AMERICAN EXPRESS CO -
common-
025816109-
8198955
49317
Sole
AMERICAN HOME PRODS CORP-
common-
026609107-
5945749
151483
Sole
AMER INTL GROUP INC-
common-
026874107-
8582099
79372
Sole
APPLIED MATERIALS-
common-
038222105-
1013504
8000
Sole
ASSOCIATED GRP INC CL A -
common-
045651106-
3781858
41445
Sole
AT & T CORP LIBERTY MEDIA GROUP -
common-
001957208-
2703121
47584
Sole
ATLANTIC RICHFIELD CO-
common-
048825103-
550573
6365
Sole
AUTOMATIC DATA PROCESSING INC -
common-
053015103-
274763
5100
Sole
BANK AMER CORP -
common-
060505104-
349510
6964
Sole
BANK OF NEW YORK INC-
common-
064057102-
1658501
41463
Sole
BARRA INC-
common-
068313105-
4539585
142979
Sole
BECTON DICKINSON & CO-
common-
075887109-
398682
14800
Sole
BELL ATLANTIC CORP -
common-
077853111-
271245
4406
Sole
BERKSHIRE HATHAWAY INC DEL CL B -
common-
084670207-
11064180
6046
Sole
BOEING CO -
common-
097023105-
534386
12896
Sole
BP AMOCO P L C SPONSORED ADR-
common-
055622104-
444610
7496
Sole
BRISTOL MYERS SQUIBB -
common-
110122108-
5654488
88093
Sole
CADBURY SCHWEPPES PLC ADR-
common-
127209302-
304769
12600
Sole
CBS CORP-
common-
12490K107-
607793
9506
Sole
C-CUBE MICROSYSTEMS INC CONV 5.875% 11/01/05
Preferred
125015AA5
105656
75000
sole
CENDANT CORP PFD 7.500% CONV
Preferred
151313301
579314
15500
sole
CENDANT CORP
Common
151313103
234416
8825
sole
CHEVRON CORP-
common-
166751107-
588704
6796
Sole
CHOICEPOINT INC -
common-
170388102-
537462
12990
Sole
CINCINNATI FINANCIAL CORP-
common-
172062101-
3689163
118288
Sole
CISCO SYS INC-
common-
17275R102-
720310
6724
Sole
CITIGROUP INC.-
common-
172967101-
1334286
23960
Sole
COCA COLA CO -
common-
191216100-
858664
14741
Sole
COLGATE PALMOLIVE CO-
common-
194162103-
399490
6146
Sole
COMCAST CORP CL A SPL-
common-
200300200-
303378
6000
Sole
COMDISCO
Common
200336105
348288
9350
sole
COMMONWEALTH TELEPHONE ENTERPRISE -
common-
203349105-
1422391
26901
Sole
CORECOMM LTD-
common-
G2422R109
608594
10250
Sole
CORNERSTONE PPTYS INC CDT-
common-
21922H103-
702003
48000
Sole
CORNING INC -
common-
219350105-
1890102
14659
Sole
DANAHER CORP -
common-
235851102-
313625
6500
Sole
DISNEY WALT CO -
common-
254687106-
6586913
225194
Sole
DOVER CORP
Common-
260003108
222020
4893
sole
DU PONT DE NEMOURS EI CO-
common-
263534109-
621795
9439
Sole
DUFF & PHELPS UTIL & CORP BD TR INC
Common
26432K108
345445
29875
Sole
EQUIFAX INC-
common-
294429105-
534320
22676
Sole
EXXON CORP-
common-
302290101-
853968
10,600
Sole
EXXON MOBIL CORP
Common-
30231G102
1851098
22977
sole
FEDERAL AGRIC MTG CORP CL C-
common-
313148306-
1426038
70638
Sole
FEDERAL HOME LN MTG CORP-
common-
313400301-
4891635
103938
Sole
FEDERAL NATIONAL MTG ASSOC-
common
313586109
499505
8000
sole
FIFTH THIRD BANCORP -
common-
316773100-
399526
5445
Sole
FIRST UNION CORP-
common-
337358105-
293279
8904
Sole
FLOWERS INDUSTRIES INC-
common-
343496105-
230304
14450
Sole
FOREST CITY ENTERPRISES CL A -
common-
345550107-
350700
12525
Sole
GANNETT CO INC
Common-
364730101
424127
5200
Sole
GARTNER GROUP INC. CLASS A (NEW)-
common-
366651107-
236375
15500
Sole
GENERAL ELECTRIC CO-
common-
369604103-
2756098
17810
Sole
GENERAL INSTR CORP-
common-
370120107-
791945
9317
Sole
GENERAL MILLS INC -
common-
370334104-
249750
6986
Sole
GILLETTE CO -
common-
375766102-
563370
13678
Sole
GTE CORP -
common-
362320103-
439961
6235
Sole
GUIDANT CORP
Common-
401698105
379760
8080
Sole
HARRIS CORP DEL-
common-
413875105-
400321
15000
Sole
HEXCEL CORP CONV 8/1/03 7.00%
Preferred-
428291AA6
35000
50000
Sole
HOME DEPOT INC-
common-
437076102-
1175689
17101
Sole
HUMAN GENOME SCIENCES INC-
common-
444903108-
2586234
16945
Sole
IMS HEALTH INC-
common-
449934108-
5863923
215681
Sole
INTERPUBLIC GROUP COS-
common-
460690100-
759404
13164
Sole
INTL BUSINESS MACH -
common-
459200101-
404748
3752
Sole
IVAX CORP SUB NT CONV 144A 6.5% 11/15/01
Preferred
465823AA0
48626
50000
sole
JOHNSON & JOHNSON -
common-
478160104-
6226117
66768
Sole
KINDER MORGAN ENERGY PARTNERS LP UNIT LTD PARTNERSHIP INT
Common-
494550106
379986
9170
Sole
KONINKLIJKE PHILIPS ELECTRS N V
SPONSORED ADR-
common-
500472204-
542430
4018
Sole
LABRANCHE & CO INC
Common-
505447102
389832
30575
Sole
LANIER WORLDWIDE INC
Common-
51589L105
39914
10300
Sole
LASALLE RE HOLDINGS LTD-
common-
G5383Q101
381150
23100
Sole
LEVEL 3 COMMUNICATIONS INC-
common-
52729N100-
655409
8005
Sole
LORAL SPACE & COMMUNICATIONS
Common-
G56462107
273398
11245
Sole
LVMH MOET HENNESSY LOUIS VUITTON SP
ADR-
common-
502441207-
538720
5920
Sole
M & T BANK CORP-
common-
55261F104-
3212924
7756
Sole
MATTEL INC
Common-
577081102
155532
11850
Sole
MCDONALDS CORP -
common-
580135101-
2987193
74100
Sole
MCI WORLDCOM-
common-
55268B106-
358175
6750
Sole
MEDPARTNERS INC THRESHOLD APP-
preferred-
58503X206-
148441
18700
Sole
MERCK & CO INC-
common-
589331107-
5874369
87432
Sole
MICROSOFT CORP-
common-
594918104-
712175
6100
Sole
MIDDLESEX WATER CO-
Common-
596680108
208000
6500
Sole
MINNESOTA MINING & MANUFACTURING CO
Common-
604059105
332776
3400
Sole
MONSANTO CO-
common-
611662107-
380816
10746
Sole
MOTOROLA INC -
common-
620076109-
699438
4750
Sole
NEW YORK TIMES CO CL A
Common-
650111107
240713
4900
Sole
NORFOLK SOUTHERN CRP
Common-
655844108
234910
11459
Sole
OMNICON GROUP-
common-
681919106-
300000
3000
Sole
PALL CORP -
common-
696429307-
831275
38551
Sole
PFIZER INC-
common-
717081103-
909498
28038
Sole
PHILIP MORRIS COS -
common-
718154107-
580796
25252
Sole
PIER 1 INC-
common-
720279108-
516932
81087
Sole
PIONEER INTEREST SHS-
Common-
723703104
344657
33625
Sole
PLAINS RES INC-
Common-
726540503
125000
10000
Sole
PPG INDUSTRIES-
common-
693506107-
200202
3200
Sole
PRENTISS PPTYS-
common-
740706106-
226576
10600
Sole
PRIME RETAIL INC-
common-
741570105-
154689
27500
Sole
PRISON RLTY CORP-
Common-
74264N105
110375
21800
Sole
PROCTER & GAMBLE CO -
common-
742718109-
474629
4332
Sole
RAYTHEON CO CL B-
Common-
755111408
231097
8700
Sole
RCN CORP -
common-
749361101-
4773176
97916
Sole
REPAP ENT CORP -
common-
76026M309-
600
12500
Sole
ROCKEFELLER PROPS INC DEB SUB-
Preferred-
773102AA6-
8350
10000
Sole
ROYAL DUTCH PETROLEUM CO -
common-
780257804-
638333
10540
Sole
SAFEGUARD SCIENTIFIC INC-
Common-
786449108
402610
2470
Sole
SBC COMMUNICATIONS INC-
common-
78387G103-
282458
5794
Sole
SCHERING PLOUGH CORP -
common-
806605101-
1848202
43615
Sole
SCHLUMBERGER LTD-
Common-
806857108
272520
4600
Sole
SCHWAB CHARLES CORP NEW-
common-
808513105-
5879025
153700
Sole
SERVICEMASTER CO-
common-
81760N109-
6552868
532191
Sole
SLM HLDGS CORP -
common-
78442A109-
557701
13200
Sole
SOLUCORP INDS LTD-
Common-
83437C102
2000
20000
Sole
SOUTHDOWN INC-
Common-
841297104
516250
10000
Sole
STATE STREET CORP -
common-
857477103-
1445261
19781
Sole
TELEPHONE & DATA SYS INC -
common-
879433100-
2167578
17203
Sole
TEXACO INC-
common-
881694103-
534060
9833
Sole
TRW INC-
common-
872649108-
337597
6500
Sole
TV GUIDE INC CL A-
Common-
87307Q109
261784
6088
Sole
UNION PACIFIC CORP-
Common-
907818108
212979
4875
Sole
UNITED GLOBAL CO CL A
Common-
913247508
515916
7305
Sole
VIMPEL COMMUNICATIONS SPN ADR-
68370R109
279353
6260
Sole
VODAFONE AIRTOUCH PUBLIC LTD COMPANY ADR-
Common-
92857T107
470499
9505
sole
WARNER LAMBERT CO -
common-
934488107-
4819347
58817
Sole
WASHINGTON POST CO CL B -
common-
939640108-
10721208
19287
Sole
WELLS FARGO & CO NEW-
common-
949746101-
1775229
43900
Sole
WESCO FINANCIAL CORP COM-
common-
950817106-
2315740
9452
Sole
XEROX CORP-
common-
984121103-
214129
9438
Sole
TOTAL-194776044
</TABLE>
