Form 8-A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
AWG, Ltd.
(Name of small business issuer in its charter)
NEVADA 38-0685631
(State of other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification Number)
4162 Big Ranch Road
Napa, CA 94558
(Address of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
Series A 6%, Par Value $ .001 NASDAQ Smallcap Market
Preferred Stock
If this form relates to the registration of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. /X/
If this form relates to the registration of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A. (d), check the following box. / /
Securities Act registration statement file number to which this form
relates: 333-48165 (if applicable)
Securities to be registered pursuant to Section 12 (g) of the Act:
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(Title of class)
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(Title of class)
<PAGE>
Item 1. Description of Registrant's Securities To Be Registered.
A description of the securities is set forth in Registration
Statement No. 333-48165 as filed with the Securities and Exchange Commission
which is incorporated herein by reference. The prospectus to be filed by the
registrant pursuant to Rule 424(b) under the Securities Act shall be deemed
incorporated herein by reference.
<PAGE>
Item 2. Exhibits.
List below all exhibits filed as a part of the registration
statement:
EXHIBIT
NUMBER DESCRIPTION OF DOCUMENT
- ------ -----------------------
1. Certificate of Incorporation*
2 Certificate of Amendment to Articles of Incorporation
as filed with the Secretary of State of the State of
Nevada on May 4, 1995, December 15, 1995 and
February 12, 1998.*
3. Bylaws of the Company as amended to date.*
4. Form of Preferred Stock Certificate.*
* Incorporated by reference to Registration Statement
No. 333-48165 as filed with the Securities and Exchange
Commission and the Nasdaq Stock Market, Inc.
SIGNATURE
Pursuant to the requirement of Section 12 of the Securities Act of
1934, the registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
February 3, 1999
AWG, LTD
By /s/ Joseph E. Antonini
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Joseph E. Antonini
Its: Chairman
