SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 2054
Form 12b-25
NOTIFICATION OF LATE FILING
Form 10-K Form 20-F Form 11-K X Form 10-Q Form N-SAR
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Commission file number 0-23879
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FINANCIAL GROUP CONNECTION, INC.
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Full Name of Registrant
N/A
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Former Name of Registrant
2533 North Carson Street
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Address of Principal Executive Offices (Street and Number)
Carson City, Nevada 89706
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City, State and Zip Code
PART II - RULES 12b-25 (b) AND (c)
If the subject could be filed without unreasonable effort or expense and
the Registrant seeks relief pursuant to Rule 12b-25 (b), the following
should be completed. (Check if appropriate).
(a) The reasons described in reasonable detail in Part III of this
- ------ form could not eliminated without unreasonable effort of expense;
X (b) The subject annual report, semi-annual report, transition report
- ------ on Form 10-K, Form 20-F, Form 11-K, Form N-SAR, or portion
thereof, will be filed on or before the fifteenth calendar day
following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q, or portion thereof will
be filed on or before the fifth calendar day following the
prescribed due date; and
(c) The accountant's statements or other exhibit required by Rule
- ------ 12b-25 (c) has been attached if applicable.
PART III - NARRATIVE
The Company is in the process of finalizing the financial information
contained in the Form 10-Q and the information necessary to comply with the
disclosures required to be made therein. The Company anticipates filing the
Form 10-Q no later than the fifth calendar day from the prescribed due date
of such Form 10-Q.
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification.
Edward W. Babic (310) 329-3435
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15 (b) of
the Securities and Exchange Act of 1934 or Section 30 or the
Investments Act of 1940 during the preceding 12 months (or for such
shorter) period that the Registrant was required to file such reports
been filed? If answer is no, identify report(s).
X Yes No
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(3) Is it anticipated that any significant change in result of operations
from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject
report or portion thereof?
Yes No
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If no, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
The Financial Group Connection, Inc.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: November 15, 1999 The Financial Group Connection, Inc.
/S/ Edward W. Babic
By: ----------------------
Edward W. Babic
President & Executive Officer
