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SECURITIES AND EXCHANGE COMMISSION 3235-0006
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SEC USE ONLY
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March
31 , 19 99 .
(Please read instructions before preparing form.)
If amended report check here:
Thomson Horstmann & Bryant, Inc.
Name of Institutional Investment Manager
Park 80 West/Plaza One Saddle Brook
NJ 07663
Business Address (Street)
(City) (State)
(Zip)
Richard A. Horstmann Vice President
(201) 368-2770
Name, Phone No., and Title of Person Duly Authorized to Submit This
Report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is
understood that all required items, statements and schedules are
considered integral parts of this Form and that the submission of any
amendment represents that all unamended items, statements and schedules
remain true, correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Saddle Brook and State of New Jersey
on the 21st day of April , 1999.
Thomson Horstmann &
Bryant, Inc.
(Name of Institutional
Investment Manager
.
(Manual Signature of Person
Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with
respect to which this schedule is filled (other than the one filing this
report): (List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers
after the file their first report.
Name: 13F File Name: 13F File
No.: No.:
1. 6.
2. 7.
3. 8.
4. 9.
5. 10.
SEC 1685
(5/91)
Thomson Horstmann & Bryant, Inc
FORM 13F
March 31, 1999
Voting Authority
- --------------------------
Value
Shares/ Sh/ Put/ Invstmt
Name of Issuer Title of class CUSIP (x$1000) Prn
Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- ---
- ---- --- ---- ------- ---------- -------- -------- --------
D ACADIANA BANC COM 004280103 3316
181700 SH Sole 181700
D ACTEL CORP. COM 004934105 20232
1230850 SH Sole 810600 26500 393750
D ADFLEX SOL. COM 006866107 38
13000 SH Sole 13000
D ALGIERS BANCORP COM 015600109 307
30000 SH Sole 30000
D AM. HOMEPATIENT COM 026649103 1124
856600 SH Sole 614200 242400
D AMB FIN'L COM 001984103 1145
86800 SH Sole 43400 43400
D AMER ITAL PASTA COM 027070101 13235
529400 SH Sole 326300 12600 190500
D AMPEX COM 032092108 121
45000 SH Sole 45000
D ANALYSTS INT'L COM 032681108 18633
1620272 SH Sole 1034486 27100 558686
D ANCHOR BANC. WI COM 032839102 200
13000 SH Sole 13000
D ANN TAYLOR COM 036115103 38810
878300 SH Sole 591600 12200 274500
D ANNALY MORTG COM 035710409 8377
837700 SH Sole 551400 16400 269900
D ANTHRACITE CAP COM 037023108 2250
300000 SH Sole 300000
D APPLIED IND TECH COM 03820C105 11806
1061225 SH Sole 682150 20750 358325
D APTAR GROUP COM 038336103 26723
1027800 SH Sole 658200 21300 348300
D ARGOSY GAMING COM 040228108 53
10000 SH Sole 10000
D ARTESYN COM 043127109 6929
559900 SH Sole 366800 9600 183500
D ARV ASSIST LIVING COM 00204C107 43
11000 SH Sole 11000
D ASPEN TECH COM 045327103 16792
1183600 SH Sole 755600 22800 405200
D ASTORIA FIN'L COM 046265104 50309
1006172 SH Sole 670732 21690 313750
D ASTRO MED COM 04638F108 55
11200 SH Sole 11200
D ASYST TECH. COM 04648X107 181
13200 SH Sole 13200
D AUSPEX COM 052116100 160
15000 SH Sole 15000
D BANCWEST CORP COM 059790105 2567
60400 SH Sole 60400
D BANK PLUS CORP COM 064446107 5095
1216700 SH Sole 870200 19200 327300
D BANKUNITED FIN'L COM 06652B103 7359
1032800 SH Sole 755500 12400 264900
D BASIN EXPLOR. COM 070107107 3132
225700 SH Sole 121400 10700 93600
D BENTON OIL & GAS COM 083288100 3085
850900 SH Sole 606900 244000
D BOSTON COMM. GP. COM 100582105 146
15000 SH Sole 15000
D BOSTON FED COM 101178101 10080
560000 SH Sole 379700 5300 175000
D BUILDING ONE SVC COM 120114103 16550
962900 SH Sole 633300 15800 313800
D CABOT OIL COM 127097103 7877
545600 SH Sole 328900 12000 204700
D CALPINE CORP. COM 131347106 39247
1077100 SH Sole 679200 20800 377100
D CARRIZO OIL&GAS COM 144577103 269
238700 SH Sole 128400 110300
D CASH AMERICA COM 14754D100 501
38900 SH Sole 6100 3200 29600
D CATSKILL FINL COM 149348104 6362
418900 SH Sole 249900 7300 161700
D CAVALIER HOMES COM 149507105 15376
1597556 SH Sole 985889 29204 582462
D CAVALRY BANCORP COM 149547101 9951
419000 SH Sole 277400 7200 134400
D CFS BANCORP COM 12525D102 15862
1510700 SH Sole 966900 32600 511200
D CHANCELLOR MED. COM 158915108 861
18260 SH Sole 18260
D CHANNELL COMER. COM 159186105 88
10000 SH Sole 10000
D CHASTAN CAPITAL COM 161697107 1152
214300 SH Sole 194300 20000
D CHEAP TICKETS, INC COM 162672109 4472
133000 SH Sole 63500 69500
D CIDCO COM 171768104 2146
483700 SH Sole 293200 190500
D CIRCLE INTL COM 172574105 549
37700 SH Sole 37700
D CITADEL COMMUN COM 172853202 24063
723700 SH Sole 454200 15300 254200
D CNY FINL COM 12613U107 1399
114200 SH Sole 114200
D COASTAL BANCORP COM 19041P105 10810
650200 SH Sole 429950 13450 206800
D COLLAGENEX PHAR COM 19419B100 4902
594200 SH Sole 446500 9200 138500
D COLONIAL BANCGR COM 195493309 16223
1351900 SH Sole 863500 26400 462000
D COMM. SYSTEMS COM 203900105 3863
406600 SH Sole 264900 5200 136500
D COMMERCIAL FED COM 201647104 27553
1188277 SH Sole 751897 18790 417589
D COMMUNITY FED COM 20364Q100 3502
283000 SH Sole 180600 12000 90400
D CONCORD EFS COM 206197105 686
24899 SH Sole 24899
D CONCUR. COMP. COM 206710204 160
40000 SH Sole 40000
D COOPER COMP. COM 216648402 14609
950150 SH Sole 602300 18100 329750
D CULLEN/FROST BK COM 229899109 15987
333500 SH Sole 202000 8100 123400
D CUNO INC COM 126583103 14490
1035000 SH Sole 573300 24400 437300
D DATA GENERAL COM 237688106 19432
1919250 SH Sole 1185900 39800 693550
D DATA PROCESS RES COM 237823109 10561
771600 SH Sole 494700 19700 257200
D DATUM INC. COM 238208102 81
12000 SH Sole 12000
D DEVON ENERGY COM 251799102 6202
225000 SH Sole 142600 4400 78000
D DIME COMM. BANK COM 253922108 19258
839600 SH Sole 546600 20300 272700
D DM MTG CO COM 233233105 187
12000 SH Sole 12000
D DONALDSON INC COM 257651109 8044
446900 SH Sole 264600 13700 168600
D EMMIS COMM CL A COM 291525103 23975
479500 SH Sole 298400 8900 172200
D ENERGEN CORP COM 29265N108 14678
982600 SH Sole 659300 23100 300200
D ENTERCOM COMM. COM 293639100 18140
512800 SH Sole 318700 9300 184800
D EQUINOX SYSTEMS COM 294436100 108
11500 SH Sole 11500
D EQUITABLE FED COM 294487103 653
39000 SH Sole 19000 20000
D ETHAN ALLEN COM 297602104 48520
1167400 SH Sole 752600 17900 396900
Thomson Horstmann &
Bryant, Inc
FORM 13F
March 31, 1999
Voting Authority
- --------------------------
Value
Shares/ Sh/ Put/ Invstmt
Name of Issuer Title of class CUSIP (x$1000) Prn
Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- ---
- ---- --- ---- ------- ---------- -------- -------- --------
D EXAR CORP. COM 300645108 9174
568900 SH Sole 364300 8800 195800
D EXEC. RISK COM 301586103 36096
508400 SH Sole 335300 9700 163400
D EXTENDED STAY COM 30224P101 28179
2766050 SH Sole 1756200 52600 957250
D FASTENAL INC COM 311900104 500
14251 SH Sole 14251
D FIRST ALLEN BANK COM 317938108 216
12500 SH Sole 12500
D FIRST FED OF ARK COM 32020F105 4950
304600 SH Sole 267500 37100
D FIRST KANSAS FIN'L COM 320651102 115
11000 SH Sole 11000
D FIRST MIDWEST BK COM 320867104 12758
335725 SH Sole 181950 3000 150775
D FIRST PLACE FIN'L COM 33610T109 101
10000 SH Sole 10000
D FIRST SEC. FED. COM 336392105 8400
700000 SH Sole 390000 27000 283000
D FIRST SENTINEL COM 33640T103 9851
1231400 SH Sole 788000 22400 421000
D FIRST SPARTAN COM 337931109 12703
427000 SH Sole 278400 6900 141700
D FIRST WASHINGTON COM 33748T104 7167
368730 SH Sole 226410 4400 137920
D FLORIDA ROCK COM 341140101 10244
300200 SH Sole 149700 8400 142100
D FLUSHING FIN'L COM 343873105 16156
1133750 SH Sole 762300 18450 353000
D FOREST OIL COM 346091606 9006
1200800 SH Sole 820600 26900 353300
D FRIEDMAN BILLING COM 358433100 1743
260600 SH Sole 180400 80200
D G&K SERVICES COM 361268105 15819
342500 SH Sole 225000 7100 110400
D GALEY & LORD COM 36352K103 2426
546600 SH Sole 421200 17200 108200
D GENERAL CHEM. COM 369332101 13704
1044150 SH Sole 656500 21400 366250
D GIBSON GREETINGS COM 374827103 666
91100 SH Sole 91100
D GIGA INFO.GP COM 37517M109 50
13000 SH Sole 13000
D GOOD GUYS INC COM 382091106 43
11000 SH Sole 11000
D GREENPOINT FIN'L COM 395384100 890
25602 SH Sole 25602
D GS FINL COM 362274102 974
82000 SH Sole 57000 25000
D HARBOR FLORIDA COM 411901101 22286
1747900 SH Sole 1045800 37800 664300
D HAWTHORN FINL COM 420542102 2610
174000 SH Sole 30000 144000
D HEILIG-MEYERS COM 422893107 9078
1749900 SH Sole 1111200 40300 598400
D HELMERICH & PAYN COM 423452101 7158
315500 SH Sole 190800 12100 112600
D HENRY SCHEIN COM 806407102 7588
300500 SH Sole 179300 6600 114600
D HERITAGE FINL COM 42722X106 2999
355400 SH Sole 250500 104900
D HLTH CARE REIT COM 42217K106 17168
798500 SH Sole 526300 16300 255900
D HMT TECH COM 403917107 7668
2191000 SH Sole 1473100 35200 682700
D HOMESTEAD BANC COM 437698103 138
17500 SH Sole 17500
D HOUSTON EXP. COM 442120101 10437
600700 SH Sole 367600 15500 217600
D HUTCHINSON TECH. COM 448407106 23753
954900 SH Sole 597100 19600 338200
D HVIDE MARINE COM 448515106 1786
414200 SH Sole 206500 20500 187200
D HYPERION SOLNS COM 44914M104 12922
891150 SH Sole 575200 21500 294450
D IDT CORP COM 448947101 23324
1295800 SH Sole 851500 23800 420500
D IMPERIAL CREDIT COM 4764
495000 SH Sole 315900 179100
D IND.INVESTOR COM 455907105 112
20000 SH Sole 20000
D INDUSTRIAL BK. COM 455882100 3725
193500 SH Sole 113400 5300 74800
D INTEGRATED DEV. COM 458118106 18403
3404100 SH Sole 2249200 64500 1090400
D INTER-TEL COM 458372109 31992
2055700 SH Sole 1259300 45000 751400
D IRI INTERNATIONAL COM 45004F107 49
12000 SH Sole 12000
D ITLA CAPITAL COM 450565106 12210
842100 SH Sole 524100 10700 307300
D JONES LANG LASAL COM 48020Q107 14592
486400 SH Sole 279300 10400 196700
D JSB FINANCIAL INC. COM 46624M100 8145
162500 SH Sole 103900 58600
D JUNO LIGHTING COM 482047107 8616
384000 SH Sole 279900 104100
D KOHLS DEPT. STORE COM 500255104 1366
19268 SH Sole 19268
D KOMAG INC. COM 500453105 6758
1544600 SH Sole 950300 28500 565800
D KORN FERRY INTL. COM 500643200 8014
610600 SH Sole 385700 15000 209900
D LASON COM 51808R107 33486
595300 SH Sole 357000 12000 226300
D LINCOLN BANCORP COM 532879103 113
10800 SH Sole 10800
D LOCAL FINANCIAL COM 539553107 13404
1439400 SH Sole 924000 24400 491000
D LONG BEACH FINL COM 542446109 22177
2304150 SH Sole 1516900 40600 746650
D LSI INDUSTRIES COM 50216C108 5596
331600 SH Sole 224000 107600
D LTX CORP. COM 502392103 6676
1387200 SH Sole 854100 26000 507100
D LYNX THERA. COM 551812308 141
15000 SH Sole 15000
D MARINE DRILLING COM 568240204 16016
1455991 SH Sole 916741 27400 511850
D MERIDIAN DATA COM 589601103 77
35000 SH Sole 35000
D MERIDIAN RESOUR. COM 58977Q109 51
15000 SH Sole 15000
D METACREATIONS COM 591016100 136
20000 SH Sole 20000
D METRO NETWORKS COM 591918107 12204
221900 SH Sole 125900 3300 92700
D METRO ONE TELE COM 59163F105 142
10000 SH Sole 10000
D MICRO WAREHOUSE COM 59501B105 12537
777500 SH Sole 480600 19300 277600
D MICROAGE INC. COM 594928103 6446
1199300 SH Sole 760200 25700 413400
D MILACRON INC COM 598709103 8450
536500 SH Sole 315500 16100 204900
D MMI CO. COM 553087107 11311
735700 SH Sole 479100 10900 245700
D MOVADO GROUP COM 624580106 18356
734257 SH Sole 406185 13237 314835
D MUTUAL SVGS BK COM 628355109 175
15900 SH Sole 15900
Thomson Horstmann &
Bryant, Inc
FORM 13F
March 31, 1999
Voting Authority
- --------------------------
Value
Shares/ Sh/ Put/ Invstmt
Name of Issuer Title of class CUSIP (x$1000) Prn
Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- ---
- ---- --- ---- ------- ---------- -------- -------- --------
D MYLEX COM 628546103 8370
1287700 SH Sole 860600 19200 407900
D MYSTIC FIN'L COM 628643108 2023
174000 SH Sole 59000 115000
D NAT'L DENTEX COM 63563H109 1824
125800 SH Sole 125800
D NAT'L RESEARCH COM 637372103 77
20000 SH Sole 20000
D NATURAL WONDER COM 639014109 44
10000 SH Sole 10000
D NBTY INC. COM 628782104 7439
1526000 SH Sole 998000 20500 507500
D NCS HEALTHCARE COM 628874109 10140
845000 SH Sole 552100 15400 277500
D NE PENN FINL COM 663905107 2641
241500 SH Sole 223200 18300
D NEWELL CO COM 651192106 909
19147 SH Sole 19147
D NFO WORLDWIDE COM 62910N108 9118
911800 SH Sole 544800 18400 348600
D NIAGARA BANCORP COM 652914102 13018
1301850 SH Sole 814500 24800 462550
D OCEANEERING INTL COM 675232102 19091
1262200 SH Sole 799200 26200 436800
D OMNICARE COM 681904108 374
19644 SH Sole 19644
D OMNIQUIP COM 681969101 9589
816100 SH Sole 441300 18100 356700
D OPEN TEXT COM 683715106 31133
988350 SH Sole 529800 41200 417350
D OREGON TRAIL FINL COM 685932105 1920
149100 SH Sole 111000 19100 19000
D PATTERSON DENT COM 703412106 39628
916257 SH Sole 609275 13550 293432
D PBOC HOLDINGS COM 69316G108 1980
220000 SH Sole 220000
D PCD INC COM 69318P106 6781
748200 SH Sole 494700 10400 243100
D PEOPLES BANCORP COM 709909105 19998
2025100 SH Sole 1332900 35000 657200
D PERSONNEL GRP COM 715338109 9171
1276000 SH Sole 797400 24200 454400
D PETSMART COM 716768106 21929
2730400 SH Sole 1723000 47300 960100
D PFF BANCORP COM 69331W104 21980
1256000 SH Sole 779900 25200 450900
D PINNACLE HLDGS COM 72346N101 16114
1065400 SH Sole 669200 22300 373900
D PITTS. HOME FIN'L COM 725149108 150
11000 SH Sole 11000
D POCAHONTAS BK. COM 730234101 85
12000 SH Sole 12000
D POINTE FINANCIAL COM 73084P100 110
11000 SH Sole 11000
D PRIDE INT'L COM 741932107 15585
1889050 SH Sole 1166300 46700 676050
D PRIME BANCSHARES COM 74157H108 1046
73700 SH Sole 53700 9400 10600
D PRINCETON VIDEO COM 742476104 797
150000 SH Sole 110000 40000
D PROVIDENT BANK COM 743859100 19627
751282 SH Sole 480457 15380 255445
D PROVIDENT FIN'L COM 743868101 7569
455300 SH Sole 296200 159100
D QUIDEL CORP COM 74838J101 50
25000 SH Sole 25000
D R&G FINL COM 749136107 14812
764500 SH Sole 609900 154600
D RENTAL SERVICES COM 76009V102 17531
1001800 SH Sole 649700 18900 333200
D RESOURCE AMER COM 761195205 13722
1591000 SH Sole 1031500 40000 519500
D RF MONOLITHICS COM 74955F106 74
12000 SH Sole 12000
D RICHFOOD COM 763408101 44187
2049275 SH Sole 1339050 33850 676375
D RICHMOND CTY BK COM 764556106 25417
1715900 SH Sole 1090500 36000 589400
D RIGGS NAT'L CORP. COM 766570105 22952
1360100 SH Sole 829900 27100 503100
D RIVER VALLEY BK. COM 768475105 132
10000 SH Sole 10000
D ROCKY SHOE SALES COM 774830103 57
10000 SH Sole 10000
D ROSLYN BANCORP COM 778162107 36345
2153780 SH Sole 1428235 40795 684750
D SAVILLE SYSTEMS COM 805174109 4017
327900 SH Sole 199200 5600 123100
D SEACOR SMIT COM 811904101 17279
321100 SH Sole 212800 5800 102500
D SEQUENT COMP. COM 817338106 12766
1408700 SH Sole 942800 28500 437400
D SFS BANCORP COM 784166100 277
14800 SH Sole 14800
D SIMWARE INC. COM 829219104 1343
325500 SH Sole 260900 64600
D STAGE STORES COM 85254C107 7468
1030100 SH Sole 658900 25600 345600
D STANDEX INT'L COM 854231107 10987
502250 SH Sole 323500 8500 170250
D STATEN ISLAND BK COM 857550107 17188
1000050 SH Sole 626600 21900 351550
D STATEWIDE FIN'L COM 857914105 11154
568353 SH Sole 321200 6700 240453
D STOLT CL A COM 861567105 1265
151050 SH Sole 65400 5400 80250
D STOLT COMEX COM L8873E103 5443
565500 SH Sole 325000 10800 229700
D STONE ENERGY COM 861642106 23352
729750 SH Sole 475700 13600 240450
D STURM RUGER CO. COM 864159108 152
15174 SH Sole 15174
D SUNQUEST INFO COM 867654105 147
12500 SH Sole 12500
D SUNTERRA CORP COM 86787D109 8077
828400 SH Sole 430000 20900 377500
D SUPERIOR FINL COM 868161100 1867
194000 SH Sole 194000
D SUPERIOR SVCS INC COM 868316100 16835
849700 SH Sole 551700 15300 282700
D SYBASE, INC. COM 871130100 23284
2933400 SH Sole 1863300 57400 1012700
D TALBOTS COM 874161102 28700
1177450 SH Sole 742800 23500 411150
D TELLABS COM 879664100 1293
13232 SH Sole 13232
D THOMAS INDUS COM 884425109 14423
769250 SH Sole 487600 7500 274150
D TIPPERARY COM 888002300 778
957100 SH Sole 586100 371000
D TITAN INT'L COM 88830M102 9125
1186950 SH Sole 795300 20500 371150
D TREX MEDICAL COM 89531R101 4211
673800 SH Sole 467100 15800 190900
D TRICO MARINE COM 896106101 3079
541300 SH Sole 395300 146000
D UNIT CORP COM 909218109 285
55700 SH Sole 55700
D UNITED BANCSHRS COM 909907107 2631
115000 SH Sole 105000 10000
D UNITED STATIONER COM 913004107 15032
985700 SH Sole 636500 19600 329600
Thomson Horstmann &
Bryant, Inc
FORM 13F
March 31, 1999
Voting Authority
- --------------------------
Value
Shares/ Sh/ Put/ Invstmt
Name of Issuer Title of class CUSIP (x$1000) Prn
Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- ---
- ---- --- ---- ------- ---------- -------- -------- --------
D VARCO INT'L COM 922126107 12704
1141900 SH Sole 759100 20100 362700
D VINTAGE PET COM 927460105 5641
626800 SH Sole 352900 23200 250700
D WALKER INTERACT COM 931664106 4428
1042000 SH Sole 645300 37600 359100
D WARWICK COMMUN COM 936559103 1440
108700 SH Sole 24300 84400
D WELLS FIN'L COM 949759104 2763
175400 SH Sole 141400 34000
D WESTERN OHIO COM 959024100 1598
71400 SH Sole 60900 10500
D WHITNEY HOLDING COM 966612103 1384
37500 SH Sole 37500
D WILSHIRE REAL EST COM 971892104 3662
1027800 SH Sole 764100 19300 244400
D WYMAN-GORDON COM 983085101 11730
1268150 SH Sole 807900 25700 434550
S REPORT SUMMARY 222 DATA RECORDS 2082090
0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
