<PAGE>
FORM U-7D/A
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
File No. 32-441
Amendment No. 3
Amendment to Certificate pursuant to Rule 7(d) on Form U-7D under the
Public Utility Holding Company Act of 1935.
State Street Bank and Trust Company of Connecticut, National
Association (successor in interest to Connecticut Bank and Trust
Company, National Association)
Name, title and address of officer to whom notices and correspondence
concerning this amendment should be addressed:
David Ganss
Assistant Vice President
State Street Bank and Trust Company of Connecticut, National Association
Corporate Trust Department
750 Main Street, Suite 1114
Hartford, Connecticut 06103
The undersigned hereby amends the above document as indicated on the
attached pages with respect to the following: item 10.
The company has caused this amendment to be duly signed on its behalf by
its authorized officer in the city of Boston and State of Massachusetts, on the
26 day of May, 2000.
Attest: [Seal] STATE STREET BANK AND TRUST
COMPANY OF CONNECTICUT,
NATIONAL ASSOCIATION
/s/ Laura S. Cawley By: /s/ David Ganss
--------------------- ---------------
Title: Assistant Vice President Name: David Ganss
Title: Assistant Vice President
<PAGE>
State of Massachusetts )
) SS
County of Suffolk )
The undersigned being duly sworn deposes and says that he has duly executed
the attached amendment dated May 26, 2000, for and on behalf of STATE STREET
BANK AND TRUST COMPANY OF CONNECTICUT, NATIONAL ASSOCIATION; that he is the
Assistant Vice President of such company; and that all action by stockholders,
directors and other bodies necessary to authorize deponent to execute and file
such instrument has been taken. Deponent further says that he is familiar with
such instrument, and the contents thereof, and that the facts therein set forth
are true to the best of his knowledge, information and belief.
/s/ David Ganss
-------------------
Subscribed and sworn before me, Brian J. Curtis, a Notary Public, this 26th
day of May, 2000.
My commission expires April 6, 2000.
[Official Seal] /s/ Brian Curtis
-------------------
<PAGE>
FORM U-7D/A
CERTIFICATE PURSUANT TO RULE 7(d)
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
The undersigned hereby amend the Certificate previously filed on Form
U-7D, as heretofore amended by Amendment No. 1 thereto filed on July 20, 1987
and Amendment No. 2 thereto filed on March 2, 1993, by a filing made on December
6, 1985, under File No. 32-441 and certify that the Certificate, as amended,
accurately summarizes as required, in the instructions thereto, the information
requested as to the lease identified therein and the transactions for the
financing thereof. The following numbered paragraphs in the Certificate are
hereby amended as set forth below. The other numbered paragraphs in the
Certificate previously filed remain unchanged and unaffected.
10. The beneficial interest held by Batus Retail Services, Inc. (the successor
in interest of Saks & Company) has been transferred to the following company:
Palo Verde Leasing Corporation
c/o Banc One Capital Corporation
55 West Monroe Street
17th Floor
Mail Suite IL1-0502
Chicago, Illinois 60670
Attention: Jean Nagatani
The other information under paragraph 10 in the previously filed
Certificate remains unchanged and unaffected.
DATE EXECUTED: MAY 26, 2000
SIGNATURE OF HOLDER OF LEGAL TITLE:
STATE STREET BANK AND TRUST
COMPANY OF CONNECTICUT, NATIONAL
ASSOCIATION, as Owner Trustee
By: /s/ David Ganss
-------------------------------
Name: David Ganss
-----------------------------
Title: Assistant Vice President
----------------------------
SIGNATURE OF HOLDER OF BENEFICIAL INTEREST:
PALO VERDE LEASING CORPORATION
By: /s/ Jean F. Nagatani
-------------------------------
Name: Jean F. Nagatani
Title: First Vice President
