CHARTWELL DIVIDEND & INCOME FUND INC
NSAR-B, 1999-01-27
Previous: SIERRA HOLDINGS GROUP INC, 10KSB, 1999-01-27
Next: PRIME RETAIL LP, 15-15D, 1999-01-27



<PAGE>      PAGE  1
000 B000000 11/30/98
000 C000000 0001059213
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 CHARTWELL DIVIDEND & INCOME FUND, INC.
001 B000000 811-08747
001 C000000 6104074841
002 A000000 400 BELLEVUE PARKWAY,  C/O PFPC INC.
002 B000000 WILMINGTON
002 C000000 DE
002 D010000 19809
003  000000 Y
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A000001 CHARTWELL INVESTMENT PARTNERS, L.P.
008 B000001 A
008 C000001 801-54124
008 D010001 BERWYN
008 D020001 PA
008 D030001 19312
010 A000001 PRINCETON ADMINISTRATORS, L.P.
010 C010001 PRINCETON
010 C020001 NJ
010 C030001 08543
010 C040001 9095
011 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
011 B000001 8-7221
011 C010001 NEW YORK
011 C020001 NY
011 C030001 10080
011 A000002 PRUDENTIAL SECURITIES INCORPORATED
011 B000002 8-27154
011 C010002 NEWARK
<PAGE>      PAGE  2
011 C020002 NJ
011 C030002 07101
011 A000003 A.G. EDWARDS & SONS, INC.
011 B000003 8-13580
011 C010003 ST. LOUIS
011 C020003 MO
011 C030003 63103
011 A000004 ADVEST, INC.
011 B000004 8-21409
011 C010004 HARTFORD
011 C020004 CT
011 C030004 06103
011 A000005 ROBERT W. BAIRD & CO. INCORPORATED
011 B000005 8-0000
011 C010005 MILWAUKEE
011 C020005 WI
011 C030005 53202
011 A000006 EVEREN SECURITIES, INC.
011 B000006 8-37180
011 C010006 CHICAGO
011 C020006 IL
011 C030006 60603
011 A000007 FAHNESTOCK & CO. INC.
011 B000007 8-0000
011 C010007 NEW YORK
011 C020007 NY
011 C030007 10005
011 A000008 GRUNTAL & CO., L.L.C.
011 B000008 8-000
011 C010008 NEW YORK
011 C020008 NY
011 C030008 10005
011 C040008 2176
011 A000009 JANNEY MONTGOMERY SCOTT INC.
011 B000009 8-462
011 C010009 PHILADELPHIA
011 C020009 PA
011 C030009 19103
011 A000010 LEGG MASON WOOD WALKER, INCORPORATED
011 B000010 8-15939
011 C010010 BALTIMORE
011 C020010 MD
011 C030010 21202
012 A000001 PNC BANK, N.A.
012 B000001 84-00000
012 C010001 WILMINGTON
012 C020001 DE
012 C030001 19809
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 PHILADELPHIA
013 B020001 PA
<PAGE>      PAGE  3
013 B030001 19103
015 A000001 PNC BANK, N.A.
015 B000001 C
015 C010001 WILMINGTON
015 C020001 DE
015 C030001 19809
015 E010001 X
018  000000 Y
019 A000000 N
019 B000000    0
020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
020 B000001 13-5674085
020 C000001     89
020 A000002 AUTRANET, INC.
020 B000002 13-2961507
020 C000002     32
020 A000003 BRIDGE TRADING COMPANY
020 B000003 43-1450530
020 C000003     30
020 A000004 AMIVEST CORPORATION
020 B000004 13-2627724
020 C000004     27
020 A000005 PRUDENTIAL SECURITIES INCORPORATED
020 B000005 22-2347336
020 C000005     23
020 A000006 BROWN BROTHERS HARRIMAN & CO.
020 B000006 13-4973745
020 C000006     16
020 A000007 PAINEWEBBER INCORPORATED
020 B000007 13-2638166
020 C000007     15
020 A000008 LEGG MASON WOOD WALKER, INC.
020 B000008 52-0902557
020 C000008     10
020 A000009 MORGAN (J.P.) SECURITIES INC.
020 B000009 13-3224016
020 C000009     10
020 A000010 BT ALEX. BROWN INCOPORATED
020 B000010 13-3311934
020 C000010     10
021  000000      333
022 A000001 PNC CAPITAL MARKETS, INC.
022 B000001 25-1471636
022 C000001   1558578
022 D000001         0
022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
022 B000002 13-5674085
022 C000002     36876
022 D000002      1018
022 A000003 PRUDENTIAL SECURITIES INCORPORATED
022 B000003 22-2347336
<PAGE>      PAGE  4
022 C000003     29396
022 D000003         0
022 A000004 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP.
022 B000004 13-2741729
022 C000004     17485
022 D000004      4633
022 A000005 MORGAN STANLEY & CO. INCORPORATED
022 B000005 13-2655998
022 C000005     16166
022 D000005      3996
022 A000006 BEAR, STEARNS & CO. INC.
022 B000006 13-3299429
022 C000006     15157
022 D000006         0
022 A000007 CREDIT SUISSE FIRST BOSTON CORPORATION
022 B000007 13-5659485
022 C000007      4911
022 D000007      2371
022 A000008 SMITH BARNEY INC.
022 B000008 13-1912900
022 C000008      5990
022 D000008      1006
022 A000009 LEHMAN BROTHERS INC.
022 B000009 13-2518466
022 C000009      3254
022 D000009         0
022 A000010 ABN AMRO INCORPORATED
022 B000010 13-3227945
022 C000010      2249
022 D000010         0
023 C000000    1693667
023 D000000      13023
024  000000 Y
025 A000001 MERRILL LYNCH & CO. INC.
025 C000001 E
025 D000001     900
025 D000002       0
025 D000003       0
025 D000004       0
025 D000005       0
025 D000006       0
025 D000007       0
025 D000008       0
026 A000000 N
026 B000000 N
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
<PAGE>      PAGE  5
026 H000000 N
027  000000 N
045  000000 Y
046  000000 N
047  000000 Y
048  000000  0.950
048 A010000        0
048 A020000 0.000
048 B010000        0
048 B020000 0.000
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000        0
048 K020000 0.000
049  000000 N
050  000000 N
051  000000 N
052  000000 N
053 A000000 N
054 A000000 Y
054 B000000 Y
054 C000000 Y
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 N
054 H000000 Y
054 I000000 N
054 J000000 Y
054 K000000 N
054 L000000 Y
054 M000000 Y
054 N000000 N
054 O000000 N
055 A000000 N
055 B000000 N
056  000000 Y
<PAGE>      PAGE  6
057  000000 N
058 A000000 N
059  000000 Y
060 A000000 Y
060 B000000 Y
061  000000        0
062 A000000 N
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
066 A000000 Y
066 B000000 N
066 C000000 N
066 D000000 N
066 E000000 N
066 F000000 Y
066 G000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
070 A010000 Y
070 A020000 N
070 B010000 Y
070 B020000 N
070 C010000 N
070 C020000 N
070 D010000 N
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 N
070 F020000 N
070 G010000 N
070 G020000 N
070 H010000 N
070 H020000 N
<PAGE>      PAGE  7
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 Y
070 K010000 N
070 K020000 N
070 L010000 Y
070 L020000 Y
070 M010000 N
070 M020000 N
070 N010000 Y
070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 N
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 N
070 R020000 N
071 A000000    273973
071 B000000     49203
071 C000000    185373
071 D000000   27
072 A000000  5
072 B000000     3587
072 C000000     3890
072 D000000        0
072 E000000        0
072 F000000      852
072 G000000      134
072 H000000        0
072 I000000       37
072 J000000       16
072 K000000        0
072 L000000       11
072 M000000        6
072 N000000       11
072 O000000        0
072 P000000        0
072 Q000000        0
072 R000000       28
072 S000000       77
072 T000000        0
072 U000000        0
072 V000000        0
072 W000000       12
072 X000000     1184
072 Y000000        0
072 Z000000     6293
072AA000000     3387
<PAGE>      PAGE  8
072BB000000     2789
072CC010000        0
072CC020000    12542
072DD010000     6350
072DD020000        0
072EE000000        0
073 A010000   0.4132
073 A020000   0.0000
073 B000000   0.0000
073 C000000   0.0000
074 A000000      723
074 B000000        0
074 C000000        0
074 D000000    97689
074 E000000    40677
074 F000000    74463
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000     3832
074 K000000        0
074 L000000     2711
074 M000000       19
074 N000000   220114
074 O000000      629
074 P000000      171
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000      162
074 S000000        0
074 T000000   219152
074 U010000    15463
074 U020000        0
074 V010000    14.17
074 V020000     0.00
074 W000000   0.0000
074 X000000    10025
074 Y000000        0
075 A000000        0
075 B000000   211927
076  000000    14.19
077 A000000 Y
077 B000000 Y
078  000000 N
080 A000000 CHUBB GROUP OF INSURANCE COMPANIES
080 C000000      750
081 A000000 N
081 B000000   0
082 A000000 N
<PAGE>      PAGE  9
082 B000000        0
083 A000000 N
083 B000000        0
084 A000000 N
084 B000000        0
085 A000000 Y
085 B000000 N
086 A010000  15456
086 A020000 231200
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
087 A010000 COMMON STOCK
087 A020000 16139P104
087 A030000 CWF
088 A000000 N
088 B000000 N
088 C000000 N
088 D000000 N
SIGNATURE   NANCYELLEN O'RORKE                           
TITLE       SR FUND ACCTNG MGR  
 

WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.

<TABLE> <S> <C>

<ARTICLE> 6
<CIK> 00001059213
<NAME> CHARTWELL DIVIDEND & INCOME FUND, INC.
       
<S>                             <C>
<PERIOD-TYPE>                   OTHER
<FISCAL-YEAR-END>                          NOV-30-1998
<PERIOD-START>                             JUN-29-1998
<PERIOD-END>                               NOV-30-1998
<INVESTMENTS-AT-COST>                        225370645
<INVESTMENTS-AT-VALUE>                       212828831
<RECEIVABLES>                                  6543765
<ASSETS-OTHER>                                  741529
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                               220114125
<PAYABLE-FOR-SECURITIES>                        629311
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                       332638
<TOTAL-LIABILITIES>                             961949
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                     231153277
<SHARES-COMMON-STOCK>                         15463449
<SHARES-COMMON-PRIOR>                             6667
<ACCUMULATED-NII-CURRENT>                      (56887)
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                         597600
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                    (12541814)
<NET-ASSETS>                                 219152176
<DIVIDEND-INCOME>                              3890361
<INTEREST-INCOME>                              3586821
<OTHER-INCOME>                                       0
<EXPENSES-NET>                               (1184563)
<NET-INVESTMENT-INCOME>                        6292619
<REALIZED-GAINS-CURRENT>                        597600
<APPREC-INCREASE-CURRENT>                   (12541814)
<NET-CHANGE-FROM-OPS>                        (5651595)
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                    (6349506)
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                       15300000
<NUMBER-OF-SHARES-REDEEMED>                          0
<SHARES-REINVESTED>                             156782
<NET-CHANGE-IN-ASSETS>                       219052171
<ACCUMULATED-NII-PRIOR>                              0
<ACCUMULATED-GAINS-PRIOR>                            0
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                           852324
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                1184563
<AVERAGE-NET-ASSETS>                         211926717
<PER-SHARE-NAV-BEGIN>                            14.96
<PER-SHARE-NII>                                    .40
<PER-SHARE-GAIN-APPREC>                          (.78)
<PER-SHARE-DIVIDEND>                             (.41)
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              14.17
<EXPENSE-RATIO>                                   1.32
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        


</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission