SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION
FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name: Capstone Investment Series Trust
Address of Principal Business Office
(No. & Street, City, State, Zip Code):
5847 San Felipe, Suite 4100
Houston, Texas 77057
Telephone Number (including area code): (713) 260-9000
Name and address of agent for service of process:
Edward L. Jaroski
Capstone Asset Management Company
5847 San Felipe, Suite 4100
Houston, Texas 77057
Copies to:
Olivia P. Adler, Esq.
Dechert Price & Rhoads
1775 Eye Street, N.W.
Washington, D.C. 20006-2401
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the
Investment Company Act of 1940 concurrently with the filing of Form N-8A:
YES / X / NO / /
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has caused this notification of registration to be duly signed on
behalf of the Registrant in the city of Houston, the state of Texas on the 13th
day of April, 1998.
CAPSTONE INVESTMENT SERIES TRUST
By: /s/ Edward L. Jaroski
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Edward L. Jaroski*
President
Attest: /s/ Iris R. Clay
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Iris R. Clay*
Secretary
*By: /s/ Olivia P. Adler
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Olivia P. Adler, Attorney In Fact
.
