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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
/X/ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED NOVEMBER 30, 1999
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM _________ TO _________
COMMISSION FILE NUMBER 333-53211
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HARD ROCK HOTEL, INC.
(Exact name of registrant as specified in its charter)
NEVADA 88-0306263
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(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
4455 PARADISE ROAD
LAS VEGAS, NEVADA 89109
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (702) 693-5000
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SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT: NONE
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes X No
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Indicate by check mark if the disclosure of delinquent filers pursuant
to Item 405 of Regulation S-K is not contained herein, and will not be
contained, to the best of registrant's knowledge, in definitive proxy or
information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10K. X
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The voting common stock of the registrant is not publicly traded. All
of the voting stock is held by an affiliate of the registrant.
The number of shares outstanding of the registrant's voting and
non-voting common stock, no par value, was 76,023 as of January 31, 2000.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized this 28th day of
February, 2000.
HARD ROCK HOTEL, INC.
By: /s/ PETER A. MORTON
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Peter A. Morton
CHAIRMAN, PRESIDENT,
CHIEF EXECUTIVE OFFICER
AND SECRETARY
We, the undersigned officers and directors of Hard Rock Hotel, Inc.,
hereby severally constitute Tjeerd R. Brink and Brian Ogaz and each of them
singly, our true and lawful attorneys with full power to them, and each of them
singly, to sign for us and in our names in the capacities indicated below, any
and all amendments to this Annual Report on Form 10-K, and generally do all such
things in our name and behalf in such capacities to enable Hard Rock Hotel, Inc.
to comply with the applicable provisions of the Securities Exchange Act of 1934,
and all requirements of the Securities and Exchange Commission, and we hereby
ratify and confirm our signatures as they may be signed by our said attorneys,
or either of them, to any and all such amendments.
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, this report has been signed by the following persons on behalf of the
registrant in the capacities and on the dates indicated.
/s/ PETER A. MORTON Chairman, Chief
- ----------------------------- Executive Officer, February 28, 2000
Peter A. Morton President and Secretary
/s/ TJEERD R. BRINK Chief Financial Officer,
- ----------------------------- Treasurer (Principal February 28, 2000
Tjeerd R. Brink Accounting Officer)
/s/ GILBERT B. FRIESEN Director February 28, 2000
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Gilbert B. Friesen
Director February , 2000
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Stephen A. Marks
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