UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment No. __)*
UNDER THE SECURITIES EXCHANGE ACT OF 1934
IMAGEX.COM, INC.
-----------------------------------
(Name of Issuer)
Common Stock
---------------------------------
(Title of Class of Securities)
45244102
-------------------------------
(CUSIP Number)
December 31, 1999
-------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP No. 45244102 Page 2 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Alta Partners
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
California
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power 1,428,572
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 1,428,572
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IA
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 45244102 Page 3 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Alta California Partners II, L. P.
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
Delaware
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power 1,415,483
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 1,415,483
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,415,483
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.1%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
PN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 45244102 Page 4 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Alta California Management Partners II, LLC.
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
Delaware
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power 1,415,483
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 1,415,483
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,415,483
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.1%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
CO
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 45244102 Page 5 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Alta Embarcadero Partners II, LLC
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
California
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power 13,089
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 13,089
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
13,089
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
.08%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
CO
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 45244102 Page 6 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Jean Deleage
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 1,428,572
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 1,428,572
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 45244102 Page 7 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Garrett Gruener
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 1,428,572
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 1,428,572
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 45244102 Page 8 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Daniel Janney
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 1,428,572
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 1,428,572
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 45244102 Page 9 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Alix Marduel
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 1,428,572
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 1,428,572
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 45244102 Page 10 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Guy Nohra
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 1,428,572
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 1,428,572
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 45244102 Page 11 of 15 Pages
- --------------------------------------------------------------------------------
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Marino Polestra
- --------------------------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group (a) [ ]
(b) [X]
- --------------------------------------------------------------------------------
(3) SEC Use Only
- --------------------------------------------------------------------------------
(4) Citizenship or Place of Organization
United States
- -----------------------------Please see Attachment A----------------------------
Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 1,428,572
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 1,428,572
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,428,572
- -----------------------------Please see Attachment A----------------------------
(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
8.2%
- -----------------------------Please see Attachment A----------------------------
(12) Type Of Reporting Person
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
Item 1.
(a) Name of Issuer: ImageX.com, Inc. ("Issuer")
(b) Address of Issuer's Principal Executive Offices:
10800 N.E. 8th Street, Suite 200
Bellevue WA 98004
Item 2.
(a) Name of Person Filing:
Alta Partners ("AP")
Alta California Partners II, L.P. ("ACPII")
Alta California Management Partners II, LLC. ("ACMPII")
Alta Embarcadero Partners II, LLC ("AEPII")
Jean Deleage ("JD")
Garrett Gruener ("GG")
Dan Janney ("DJ")
Alix Marduel ("AM")
Guy Nohra ("GN")
Marino Polestra ("MP")
(b) Address of Principal Business Office:
One Embarcadero Center, Suite 4050
San Francisco, CA 94111
(c) Citizenship/Place of Organization:
Entities: AP - California
ACPII - Delaware
ACMPII Delaware
AEPII California
Individuals: JD United States
GG United States
DJ United States
AM United States
GN United States
MP United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 45244102
Item 3. Not applicable.
Page 12 of 13 pages
<PAGE>
Item 4. Ownership.
<TABLE>
Please see Attachment A
<CAPTION>
- -----------------------------------------------------------------------------------------------------------
AP ACPII ACMPII AEPII JD
- -----------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
(a) Beneficial Ownership 1,428,572 1,415,483 1,415,483 13,089 1,428,572
- -----------------------------------------------------------------------------------------------------------
(b) Percentage of Class 8.2% 8.1% 8.1% .08% 8.2%
- -----------------------------------------------------------------------------------------------------------
(c) Sole Voting Power 1,428,572 1,415,483 1,415,483 13,089 -0-
- -----------------------------------------------------------------------------------------------------------
Shared Voting Power -0- -0- -0- -0- 1,428,572
- -----------------------------------------------------------------------------------------------------------
Sole Dispositive Power 1,428,572 1,415,483 1,415,483 13,089 -0-
- -----------------------------------------------------------------------------------------------------------
Shared Dispositive Power -0- -0- -0- -0- 1,428,572
- -----------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------
GG DJ AM GN MP
- -----------------------------------------------------------------------------------------------------------
(a) Beneficial Ownership 1,428,572 1,428,572 1,428,572 1,428,572 1,428,572
- -----------------------------------------------------------------------------------------------------------
(b) Percentage of Class 8.2% 8.2% 8.2% 8.2% 8.2%
- -----------------------------------------------------------------------------------------------------------
(c) Sole Voting Power -0- -0- -0- -0- -0-
- -----------------------------------------------------------------------------------------------------------
Shared Voting Power 1,428,572 1,428,572 1,428,572 1,428,572 1,428,572
- -----------------------------------------------------------------------------------------------------------
Sole Dispositive Power -0- -0- -0- -0- -0-
- -----------------------------------------------------------------------------------------------------------
Shared Dispositive Power 1,428,572 1,428,572 1,428,572 1,428,572 1,428,572
- -----------------------------------------------------------------------------------------------------------
</TABLE>
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
No reporting person is a member of a group as defined in Section
240.13d-1(b)(1)(ii)(H) of the Act.
<PAGE>
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below we certify that, to the best of our knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
EXHIBITS
A: Joint Filing Statement
<PAGE>
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 8, 2000
ALTA PARTNERS ALTA CALIFORNIA PARTNERS II, L.P.
By: Alta California Management
Partners II, LLC
By: _________________________________ By: ________________________________
Jean Deleage, President Jean Deleage, General Partner
ALTA CALIFORNIA MANAGEMENT ALTA EMBARCADERO PARTNERS II, LLC
PARTNERS II, LLC
By: _________________________________ By: ________________________________
Jean Deleage, General Partner Jean Deleage, Member
___________________________________ __________________________________
Jean Deleage Guy Nohra
___________________________________ __________________________________
Garrett Gruener Marino Polestra
___________________________________ __________________________________
Daniel Janney Alix Marduel
<PAGE>
EXHIBIT A
AGREEMENT OF JOINT FILING
We, the undersigned, hereby express our agreement that the attached
Schedule 13G is filed on behalf of us.
Date: February 8, 2000
ALTA PARTNERS ALTA CALIFORNIA PARTNERS II, L.P.
By: Alta California Management
Partners II, LLC
By: _________________________________ By: ________________________________
Jean Deleage, President Jean Deleage, General Partner
ALTA CALIFORNIA MANAGEMENT ALTA EMBARCADERO PARTNERS II, LLC
PARTNERS II, LLC
By: _________________________________ By: ________________________________
Jean Deleage, General Partner Jean Deleage, Member
___________________________________ __________________________________
Jean Deleage Guy Nohra
___________________________________ __________________________________
Garrett Gruener Marino Polestra
___________________________________ __________________________________
Daniel Janney Alix Marduel
<PAGE>
Attachment A
Alta Partners provides investment advisory services to two venture capital
funds, Alta California Partners II, L.P. and Alta Embarcadero Partners II, LLC.
Alta California Partners II, L.P. beneficially owns 1,415,483 shares of Common
Stock. Alta Embarcadero Partners II, LLC beneficially owns 13,089 shares of
Common Stock. The respective general partners of Alta California Partners II
L.P. and Alta Embarcadero Partners II, LLC exercise sole voting and investment
power with respect to the shares owned by such funds.
The principals of Alta Partners are general partners of Alta California
Management Partners II, LLC. (which is a general partner of Alta California
Partners II, L.P.), and Alta Embarcadero Partners II, LLC. As general partners
of such funds, they may be deemed to share voting and investment powers for the
shares held by the funds. The principals of Alta Partners disclaim beneficial
ownership of all such shares held by the foregoing funds, except to the extent
of their proportionate pecuniary interests therein.
Mr. Garrett Gruener, a director of the company, is a general partner of
Alta California Partners II, L.P. and a member of Alta Embarcadero Partners II,
LLC. He disclaims beneficial ownership of all such shares held by all of the
foregoing funds except to the extent of their proportionate pecuniary interests
therein. He does not directly own any securities in ImageX.com, Inc. and he is
not compensated for his duties as a director.
Alta Partners is a venture capital company with an office in San Francisco.
Alta Partners is California Corporation. Alta California Partners II, L.P. is a
Delaware Limited Partnership and Alta Embarcadero Partners II, LLC is a
California Limited Liability Company.
