SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Horizon Group Properties, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
44041U102
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(CUSIP Number)
Robert M. Schwartzberg, 5124 44th Street, NW, Washington, DC 20016
(202)362-7267
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
August 24, 2000
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(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of Pages)
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(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(SC13D-07/99)
<PAGE>
CUSIP No. 44041U102 13D Page of Pages
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Robert M. Schwartzberg
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
Personal Funds (PF)
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
144,700
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY Not applicable
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EACH 9 SOLE DISPOSITIVE POWER
REPORTING
144,700
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
Not applicable
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
144,700
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[-]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.04%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 44041U102 13D Page of Pages
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Item 1. Security and Issuer.
Common Stock
Horizon Group Properties, Inc.,
77 West Wacker Drive, Chicago, IL 60601
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Item 2. Identity and Background.
(a) Robert M. Schwartzberg.
(b) 5124 44th Street, NW, Washington, D.C. 20016.
(c) Managing Director-Research, Friedman, Billings, Ramsey & Co., Inc.
1001 19th Street North, 6th Floor, Arlington, VA 22209
(d) No criminal convictions in last five years.
(e) Not a party to any civil proceeding or subject of any judgement.
(f) United States.
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Item 3. Source and Amount of Funds or Other Consideration.
Personal Funds. No borrowings involved.
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Item 4. Purpose of Transaction.
Investment Purposes. No plans or proposals contemplated.
(a)
(b)
(c)
(d)
(e)
(f)
(g)
(h)
(i)
(j)
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Item 5. Interest in Securities of the Issuer.
(a) 144,700 shares. 5.04% of 2,870,194 shares outstanding as of
August 7, 2000
(b) Not applicable
(c) See attachment regarding transaction summary
(d) Not applicable
(e) Not applicable
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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
None
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Item 7. Material to be Filed as Exhibits.
Exhibit 1: Summary of all transactions.
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<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 1, 2000
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(Date)
/s/ Robert M. Schwartzberg
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(Signature)
Robert M. Schwartzberg
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(Name/Title)
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
