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Previous: BMA VARIABLE LIFE ACCOUNT A, 497, 1999-05-13 |
Next: MIDLAND CAPITAL HOLDINGS CORP, 10QSB, 1999-05-13 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
--------------
Check here if Amendment [ ]; Amendment Number: --------------
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenberg-Summit Partners, LLC
----------------------------------------------------
Address: 101 Arch Street, Suite 1930
----------------------------------------------------
Boston, MA 02110
----------------------------------------------------
----------------------------------------------------
Form 13F File Number: 28-6712
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Oswald C. Street, IV
----------------------------------------------------
Title: Chief Financial Officer
----------------------------------------------------
Phone: 617/218-4100
----------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Oswald C. Street, IV Boston, MA 5/13/99
- --------------------------------- ------------------------- ------------------
(Signature) (City, State) (Date)
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section].
Form 13F File Number Name
28-
---------------------- -----------------------------------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 387
Form 13F Information Table Value Total: $492,950
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1. 28- Greenberg-Summit Management, LLC
-------------------
2. Mt. Everest Fund, L.P.
3. Mt. Everest QP Fund, L.P.
4. Mt. Everest Fund Limited
[Repeat as necessary.]
<PAGE>
Form 13F INFORMATION TABLE
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ----------------------------------------------------------------------------------------------------------------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS SHARES INVESTMENT OTHER VOTING
(x$1800) OR PRN DISCRETION MANAGERS AUTHORITY
AMT SHARED
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
Safety Components International,
Inc. COM 786474106 713 SH 82700 SH 2,1 8.625
Safety Components International,
Inc. COM 786474106 2372 SH 275000 SH 3,1 8.625
Safety Components International,
Inc. COM 786474106 1012 SH 117300 SH 4,1 8.625
RCM Technologies, Inc NEW 749360400 1461 SH 132816 SH 2,1 11
RCM Technologies, Inc NEW 749360400 4855 SH 441360 SH 3,1 11
RCM Technologies, Inc NEW 749360400 2072 SH 188324 SH 4,1 11
En Pointe Technologies Inc. COM 29247f108 408 SH 62700 SH 2,1 6.5
En Pointe Technologies Inc. COM 29247f108 1350 SH 207700 SH 3,1 6.5
En Pointe Technologies Inc. COM 29247f108 576 SH 88600 SH 4,1 6.5
CD Warehouse Inc. COM 12512W105 340 SH 34900 SH 2,1 9.75
CD Warehouse Inc. COM 12512W105 1131 SH 116000 SH 3,1 9.75
CD Warehouse Inc. COM 12512W105 479 SH 49100 SH 4,1 9.75
Hollywood Entertainment Corp. COM 436141105 4338 SH 232900 SH 2,1 18.625
Hollywood Entertainment Corp. COM 436141105 14611 SH 784500 SH 3,1 18.625
Hollywood Entertainment Corp. COM 436141105 6195 SH 332600 SH 4,1 18.625
Eclipse Surgical Technologies COM 278849104 1507 SH 143520 SH 2,1 10.5
Eclipse Surgical Technologies COM 278849104 5013 SH 477455 SH 3,1 10.5
Eclipse Surgical Technologies COM 278849104 2139 SH 203745 SH 4,1 10.5
Marcam Solutions, Inc. COM 56614A107 96 SH 34800 SH 2,1 2.75
Marcam Solutions, Inc. COM 56614A107 318 SH 115800 SH 3,1 2.75
Marcam Solutions, Inc. COM 56614A107 136 SH 49400 SH 4,1 2.75
Zi Corporation COM 988918108 150 SH 100100 SH 2,1 1.5
Zi Corporation COM 988918108 499 SH 332800 SH 3,1 1.5
Zi Corporation COM 988918108 213 SH 142100 SH 4,1 1.5
ARX Inc. COM 7768104 683 SH 47900 SH 2,1 14.25
ARX Inc. COM 7768104 2269 SH 159200 SH 3,1 14.25
ARX Inc. COM 7768104 968 SH 67900 SH 4,1 14.25
Learning Co Inc. COM 522008101 6302 SH 217300 SH 2,1 29
Learning Co Inc. COM 522008101 20999 SH 724100 SH 3,1 29
Learning Co Inc. COM 522008101 8949 SH 308600 SH 4,1 29
Boston Communications Group Inc. COM 100582105 397 SH 40700 SH 2,1 9.75
Boston Communications Group Inc. COM 100582105 1328 SH 136200 SH 3,1 9.75
Boston Communications Group Inc. COM 100582105 566 SH 58100 SH 4,1 9.75
Segue Software Inc. COM 815807102 170 SH 17700 SH 2,1 9.625
Segue Software Inc. COM 815807102 560 SH 58200 SH 3,1 9.625
Segue Software Inc. COM 815807102 239 SH 24800 SH 4,1 9.625
Verity Inc. COM 9234C106 1516 SH 22300 SH 2,1 68
Verity Inc. COM 9234C106 4903 SH 72100 SH 3,1 68
Verity Inc. COM 9234C106 2081 SH 30600 SH 4,1 68
Creative Computers Inc. COM 22527 E107 637 SH 19000 SH 2,1 33.5
Creative Computers Inc. COM 22527 E107 1796 SH 53600 SH 3,1 33.5
Creative Computers Inc. COM 22527 E107 750 SH 22400 SH 4,1 33.5
Cerprobe Corp. COM 156787103 166 SH 13000 SH 2,1 12.75
Cerprobe Corp. COM 156787103 555 SH 43500 SH 3,1 12.75
Cerprobe Corp. COM 156787103 236 SH 18500 SH 4,1 12.75
Carey International Inc. COM 141750109 260 SH 16000 SH 2,1 16.25
Carey International Inc. COM 141750109 855 SH 52600 SH 3,1 16.25
Carey International Inc. COM 141750109 364 SH 22400 SH 4,1 16.25
Netbank Inc. COM 640933107 416 SH 13800 SH 2,1 30.125
Netbank Inc. COM 640933107 1636 SH 54300 SH 3,1 30.125
Netbank Inc. COM 640933107 723 SH 24000 SH 4,1 30.125
4Front Software Int'l Inc. COM 351042106 156 SH 14800 SH 2,1 10.5625
4Front Software Int'l Inc. COM 351042106 519 SH 49100 SH 3,1 10.5625
4Front Software Int'l Inc. COM 351042106 223 SH 21100 SH 4,1 10.5625
Information Advantage Software Inc. COM 45669P101 221 SH 33400 SH 2,1 6.625
Information Advantage Software Inc. COM 45669P101 748 SH 112900 SH 3,1 6.625
Information Advantage Software Inc. COM 45669P101 323 SH 48700 SH 4,1 6.625
Salton Inc. COM 765757103 188 SH 7700 SH 2,1 24.4375
Salton Inc. COM 765757103 640 SH 26200 SH 3,1 24.4375
Salton Inc. COM 765757103 271 SH 11100 SH 4,1 24.4375
Security First Technologies COM 814279105 956 SH 13000 SH 2,1 73.5
Security First Technologies COM 814279105 3219 SH 43800 SH 3,1 73.5
Security First Technologies COM 814279105 1338 SH 18200 SH 4,1 73.5
Closure Medical Corp. COM 189093107 566 SH 14900 SH 2,1 38
Closure Medical Corp. COM 189093107 1870 SH 49200 SH 3,1 38
Closure Medical Corp. COM 189093107 794 SH 20900 SH 4,1 38
Abacus Direct Corp. COM 2553105 845 SH 10300 SH 2,1 82
Abacus Direct Corp. COM 2553105 2862 SH 34900 SH 3,1 82
Abacus Direct Corp. COM 2553105 1214 SH 14800 SH 4,1 82
New Era of Networks Inc. COM 644312100 1843 SH 27200 SH 2,1 67.75
New Era of Networks Inc. COM 644312100 5976 SH 88200 SH 3,1 67.75
New Era of Networks Inc. COM 644312100 2547 SH 37600 SH 4,1 67.75
Business Objects SA SPONSORED ADR 12328X107 439 SH 14800 SH 2,1 29.6875
Business Objects SA SPONSORED ADR 12328X107 1467 SH 49400 SH 3,1 29.6875
Business Objects SA SPONSORED ADR 12328X107 618 SH 20800 SH 4,1 29.6875
Cotelligent Group Inc. COM 221630106 722 SH 13100 SH 2,1 55.125
Cotelligent Group Inc. COM 221630106 2392 SH 43400 SH 3,1 55.125
Cotelligent Group Inc. COM 221630106 1020 SH 18500 SH 4,1 55.125
Novellus Systems Inc. COM 670008101 307 SH 34600 SH 2,1 8.875
Novellus Systems Inc. COM 670008101 1027 SH 115700 SH 3,1 8.875
Novellus Systems Inc. COM 670008101 441 SH 49700 SH 4,1 8.875
Emulex Corp. NEW 292475209 75 SH 5400 SH 2,1 13.875
Emulex Corp. NEW 292475209 240 SH 17300 SH 3,1 13.875
Emulex Corp. NEW 292475209 101 SH 7300 SH 4,1 13.875
Electronics Boutique Holdings COM 286045109 574 SH 17400 SH 2,1 33
Electronics Boutique Holdings COM 286045109 1911 SH 57900 SH 3,1 33
Electronics Boutique Holdings COM 286045109 815 SH 24700 SH 4,1 33
Pilot Network SVCS Inc. COM 721596104 167 SH 11200 SH 2,1 14.9375
Pilot Network SVCS Inc. COM 721596104 565 SH 37800 SH 3,1 14.9375
Pilot Network SVCS Inc. COM 721596104 239 SH 16000 SH 4,1 14.9375
Network Event Theater Inc. COM 640924106 1020 SH 11900 SH 2,1 85.75
Network Event Theater Inc. COM 640924106 3198 SH 37300 SH 3,1 85.75
Network Event Theater Inc. COM 640924106 1355 SH 15800 SH 4,1 85.75
Inktomi Copr. COM 457277101 1454 SH 39700 SH 2,1 36.625
Inktomi Copr. COM 457277101 4893 SH 133600 SH 3,1 36.625
Inktomi Copr. COM 457277101 2077 SH 56700 SH 4,1 36.625
Softnet Sys Inc. COM 833964109 88 SH 7000 SH 2,1 12.625
Softnet Sys Inc. COM 833964109 293 SH 23200 SH 3,1 12.625
Softnet Sys Inc. COM 833964109 124 SH 9800 SH 4,1 12.625
Documentum Inc. COM 256159104 230 SH 13300 SH 2,1 17.3125
Documentum Inc. COM 256159104 750 SH 43300 SH 3,1 17.3125
Documentum Inc. COM 256159104 319 SH 18400 SH 4,1 17.3125
Mercury Interactive Corp. COM 589405109 420 SH 11800 SH 2,1 35.625
Mercury Interactive Corp. COM 589405109 1454 SH 40800 SH 3,1 35.625
Mercury Interactive Corp. COM 589405109 620 SH 17400 SH 4,1 35.625
Brooks Automation Inc. COM 11434A100 175 SH 7800 SH 2,1 22.375
Brooks Automation Inc. COM 11434A100 584 SH 26100 SH 3,1 22.375
Brooks Automation Inc. COM 11434A100 248 SH 11100 SH 4,1 22.375
Electroglas Inc. COM 285324109 207 SH 13600 SH 2,1 15.25
Electroglas Inc. COM 285324109 682 SH 44700 SH 3,1 15.25
Electroglas Inc. COM 285324109 293 SH 19200 SH 4,1 15.25
Keravision Inc. COM 492061106 112 SH 8700 SH 2,1 12.875
Keravision Inc. COM 492061106 373 SH 29000 SH 3,1 12.875
Keravision Inc. COM 492061106 158 SH 12300 SH 4,1 12.875
Davox Corporation COM 239208101 61 SH 9800 SH 2,1 6.1875
Davox Corporation COM 239208101 196 SH 31700 SH 3,1 6.1875
Davox Corporation COM 239208101 84 SH 13500 SH 4,1 6.1875
Level One Communications Inc. COM 527295109 1065 SH 21900 SH 2,1 48.625
Level One Communications Inc. COM 527295109 3520 SH 72400 SH 3,1 48.625
Level One Communications Inc. COM 527295109 1493 SH 30700 SH 4,1 48.625
Personnel Group of America Inc. COM 715338109 125 SH 17400 SH 2,1 7.1875
Personnel Group of America Inc. COM 715338109 416 SH 57900 SH 3,1 7.1875
Personnel Group of America Inc. COM 715338109 178 SH 24700 SH 4,1 7.1875
Aspect development Inc. COM 45234101 334 SH 15900 SH 2,1 21
Aspect development Inc. COM 45234101 1090 SH 51900 SH 3,1 21
Aspect development Inc. COM 45234101 466 SH 22200 SH 4,1 21
Axent Technologies Inc. COM 05459C108 313 SH 13000 SH 2,1 24.0625
Axent Technologies Inc. COM 05459C108 1042 SH 43300 SH 3,1 24.0625
Axent Technologies Inc. COM 05459C108 450 SH 18700 SH 4,1 24.0625
Platinum Technology Inc. COM 72764T101 1332 SH 52250 SH 2,1 25.5
Platinum Technology Inc. COM 72764T101 4431 SH 173750 SH 3,1 25.5
Platinum Technology Inc. COM 72764T101 1887 SH 74000 SH 4,1 25.5
Comverse Technology Inc. COM 205862402 92 SH 13000 SH 2,1 7.0625
Comverse Technology Inc. COM 205862402 307 SH 43400 SH 3,1 7.0625
Comverse Technology Inc. COM 205862402 131 SH 18600 SH 4,1 7.0625
Sandisk Corp. COM 80004C101 1173 SH 13800 SH 2,1 85
Sandisk Corp. COM 80004C101 3927 SH 46200 SH 3,1 85
Sandisk Corp. COM 80004C101 1700 SH 20000 SH 4,1 85
PRI Automation Inc. COM 69357H106 273 SH 10300 SH 2,1 26.5
PRI Automation Inc. COM 69357H106 925 SH 34900 SH 3,1 26.5
PRI Automation Inc. COM 69357H106 392 SH 14800 SH 4,1 26.5
Doubleclick Inc. COM 258609304 226 SH 9700 SH 2,1 23.25
Doubleclick Inc. COM 258609304 742 SH 31900 SH 3,1 23.25
Doubleclick Inc. COM 258609304 312 SH 13400 SH 4,1 23.25
Telebanc Financial Corp. COM 87925R109 1111 SH 6100 SH 2,1 182.063
Telebanc Financial Corp. COM 87925R109 3696 SH 20300 SH 3,1 182.063
Telebanc Financial Corp. COM 87925R109 1566 SH 8600 SH 4,1 182.063
PSINet COM 74437C101 1938 SH 24300 SH 2,1 79.75
PSINet COM 74437C101 6189 SH 77600 SH 3,1 79.75
PSINet COM 74437C101 2640 SH 33100 SH 4,1 79.75
Maxtor Corp. COM 577729205 1962 SH 46100 SH 2,1 42.5625
Maxtor Corp. COM 577729205 7508 SH 176400 SH 3,1 42.5625
Maxtor Corp. COM 577729205 3299 SH 77500 SH 4,1 42.5625
Rock Financial Corp. COM 772150108 108 SH 6000 SH 2,1 18
Rock Financial Corp. COM 772150108 367 SH 20400 SH 3,1 18
Rock Financial Corp. COM 772150108 155 SH 8600 SH 4,1 18
Polycom Inc. COM 73172K104 244 SH 13000 SH 2,1 18.75
Polycom Inc. COM 73172K104 816 SH 43500 SH 3,1 18.75
Polycom Inc. COM 73172K104 347 SH 18500 SH 4,1 18.75
Lattice Semiconductor Corp. W/RTS TO PUR 518415104 437 SH 9600 SH 2,1 45.56
PFD STK UNDER
CERT. CIRC.
Lattice Semiconductor Corp. W/RTS TO PUR 518415104 1449 SH 31800 SH 3,1 45.56
PFD STK UNDER
CERT. CIRC.
Lattice Semiconductor Corp. W/RTS TO PUR 518415104 620 SH 13600 SH 4,1 45.56
PUR PFD STK UNDER
CERT. CIRC.
Applied Micro Cirucuits Corp. COM 03822W109 406 SH 9500 SH 2,1 42.75
Applied Micro Cirucuits Corp. COM 03822W109 1359 SH 31800 SH 3,1 42.75
Applied Micro Cirucuits Corp. COM 03822W109 586 SH 13700 SH 4,1 42.75
United International Holdings CLASS A 910734102 226 SH 5200 SH 2,1 43.5
United International Holdings CLASS A 910734102 757 SH 17400 SH 3,1 43.5
United International Holdings CLASS A 910734102 322 SH 7400 SH 4,1 43.5
Clearnet Communications CLASS A NON-VTG 184902104 112 SH 8500 SH 2,1 13.2031
Clearnet Communications CLASS A NON-VTG 184902104 386 SH 29200 SH 3,1 13.2031
Clearnet Communications CLASS A NON-VTG 184902104 162 SH 12300 SH 4,1 13.2031
Global Industries Ltd. COM 379336100 348 SH 34400 SH 2,1 10.125
Global Industries Ltd. COM 379336100 1175 SH 116000 SH 3,1 10.125
Global Industries Ltd. COM 379336100 501 SH 49500 SH 4,1 10.125
Credence Systems Corp. COM 225302108 165 SH 7700 SH 2,1 21.4375
Credence Systems Corp. COM 225302108 560 SH 26100 SH 3,1 21.4375
Credence Systems Corp. COM 225302108 240 SH 11200 SH 4,1 21.4375
Object Design Inc. COM 674416102 48 SH 9400 SH 2,1 5.125
Object Design Inc. COM 674416102 154 SH 30100 SH 3,1 5.125
Object Design Inc. COM 674416102 67 SH 13000 SH 4,1 5.125
National Data Corp. COM 635621105 365 SH 8700 SH 2,1 42
National Data Corp. COM 635621105 1218 SH 29000 SH 3,1 42
National Data Corp. COM 635621105 517 SH 12300 SH 4,1 42
Kopin Corp. COM 500600101 54 SH 3900 SH 2,1 13.8125
Kopin Corp. COM 500600101 180 SH 13000 SH 3,1 13.8125
Kopin Corp. COM 500600101 77 SH 5600 SH 4,1 13.8125
DSP Communications Inc. COM 23332K106 178 SH 11200 SH 2,1 15.875
DSP Communications Inc. COM 23332K106 598 SH 37700 SH 3,1 15.875
DSP Communications Inc. COM 23332K106 256 SH 16100 SH 4,1 15.875
King Pharmaceuticals Inc. COM 495582108 241 SH 8700 SH 2,1 27.75
King Pharmaceuticals Inc. COM 495582108 805 SH 29000 SH 3,1 27.75
King Pharmaceuticals Inc. COM 495582108 341 SH 12300 SH 4,1 27.75
Seagate Technology Inc. COM 811804103 1880 SH 63600 SH 2,1 29.5625
Seagate Technology Inc. COM 811804103 6247 SH 211300 SH 3,1 29.5625
Seagate Technology Inc. COM 811804103 2664 SH 90100 SH 4,1 29.5625
Cooper Cameron Corp. COM 216640102 437 SH 12900 SH 2,1 33.875
Cooper Cameron Corp. COM 216640102 1477 SH 43600 SH 3,1 33.875
Cooper Cameron Corp. COM 216640102 627 SH 18500 SH 4,1 33.875
I2 Technologies Inc. COM 465754109 445 SH 16750 SH 2,1 26.5938
I2 Technologies Inc. COM 465754109 1460 SH 54900 SH 3,1 26.5938
I2 Technologies Inc. COM 465754109 621 SH 23350 SH 4,1 26.5938
Verisign Inc. COM 92343 E102 832 SH 5400 SH 2,1 154
Verisign Inc. COM 92343 E102 2657 SH 17250 SH 3,1 154
Verisign Inc. COM 92343 E102 1132 SH 7350 SH 4,1 154
ASM Lithography Holding NV ORD NY REGISTRY N0705911 671 SH 14900 SH 2,1 45
(NASDAQ LIST)
ASM Lithography Holding NV ORD NY REGISTRY N0705911 2223 SH 49400 SH 3,1 45
(NASDAQ LIST)
ASM Lithography Holding NV ORD NY REGISTRY N0705911 932 SH 20700 SH 4,1 45
(NASDAQ LIST)
Rational Software Corp. NEW 75409P202 472 SH 17600 SH 2,1 26.8125
Rational Software Corp. NEW 75409P202 1550 SH 57800 SH 3,1 26.8125
Rational Software Corp. NEW 75409P202 660 SH 24600 SH 4,1 26.8125
Valassis Communications Inc. COM 918866104 404 SH 7800 SH 2,1 51.75
Valassis Communications Inc. COM 918866104 1351 SH 26100 SH 3,1 51.75
Valassis Communications Inc. COM 918866104 574 SH 11100 SH 4,1 51.75
Gemstar International Group LTD ORD G3788V106 452 SH 6000 SH 2,1 75.25
Gemstar International Group LTD ORD G3788V106 1528 SH 20300 SH 3,1 75.25
Gemstar International Group LTD ORD G3788V106 655 SH 8700 SH 4,1 75.25
AAVID Thermal Technologies Inc. COM 2539104 23 SH 1700 SH 2,1 13.75
AAVID Thermal Technologies Inc. COM 2539104 80 SH 5800 SH 3,1 13.75
AAVID Thermal Technologies Inc. COM 2539104 34 SH 2500 SH 4,1 13.75
Claires Stores, Inc. COM 179584107 259 SH 8600 SH 2,1 30.125
Claires Stores, Inc. COM 179584107 877 SH 29100 SH 3,1 30.125
Claires Stores, Inc. COM 179584107 371 SH 12300 SH 4,1 30.125
Visual Networks, Inc. COM 928444108 131 SH 3500 SH 2,1 37.375
Visual Networks, Inc. COM 928444108 434 SH 11600 SH 3,1 37.375
Visual Networks, Inc. COM 928444108 183 SH 4900 SH 4,1 37.375
Security Dynamics Technologies COM 814208104 130 SH 7000 SH 2,1 18.625
Security Dynamics Technologies COM 814208104 430 SH 23100 SH 3,1 18.625
Security Dynamics Technologies COM 814208104 184 SH 9900 SH 4,1 18.625
Infinity Broadcasting Corp. CLASS A 45662S102 615 SH 23900 SH 2,1 25.75
Infinity Broadcasting Corp. CLASS A 45662S102 2014 SH 78200 SH 3,1 25.75
Infinity Broadcasting Corp. CLASS A 45662S102 847 SH 32900 SH 4,1 25.75
Global Marine Inc. NEW 379352404 334 SH 28400 SH 2,1 11.75
Global Marine Inc. NEW 379352404 1126 SH 95800 SH 3,1 11.75
Global Marine Inc. NEW 379352404 479 SH 40800 SH 4,1 11.75
Analog Devices Inc. W/RTS TO PUR C/STK 32654105 776 SH 26100 SH 2,1 29.75
UNDER CERT
Analog Devices Inc. W/RTS TO PUR C/STK 32654105 2585 SH 86900 SH 3,1 29.75
UNDER CERT
Analog Devices Inc. W/RTS TO PUR C/STK 32654105 1101 SH 37000 SH 4,1 29.75
UNDER CERT
Teradyne Inc. COM 880770102 737 SH 13500 SH 2,1 54.5625
Teradyne Inc. COM 880770102 2357 SH 43200 SH 3,1 54.5625
Teradyne Inc. COM 880770102 998 SH 18300 SH 4,1 54.5625
Altera Corp COM 21441100 417 SH 7000 SH 2,1 59.5
Altera Corp COM 21441100 1380 SH 23200 SH 3,1 59.5
Altera Corp COM 21441100 583 SH 9800 SH 4,1 59.5
Legato Systems Inc. COM 524651106 310 SH 6000 SH 2,1 51.625
Legato Systems Inc. COM 524651106 1053 SH 20400 SH 3,1 51.625
Legato Systems Inc. COM 524651106 444 SH 8600 SH 4,1 51.625
P-Com Inc. COM 693262107 53 SH 6900 SH 2,1 7.625
P-Com Inc. COM 693262107 177 SH 23200 SH 3,1 7.625
P-Com Inc. COM 693262107 75 SH 9900 SH 4,1 7.625
Synopsys Inc. COM 871607107 564 SH 10500 SH 2,1 53.75
Synopsys Inc. COM 871607107 1871 SH 34800 SH 3,1 53.75
Synopsys Inc. COM 871607107 790 SH 14700 SH 4,1 53.75
Abercrombie & Fitch Co. COM 2896207 637 SH 6900 SH 2,1 92.25
Abercrombie & Fitch Co. COM 2896207 2131 SH 23100 SH 3,1 92.25
Abercrombie & Fitch Co. COM 2896207 923 SH 10000 SH 4,1 92.25
Transocean Offshore Inc. COM 893817106 375 SH 13000 SH 2,1 28.8125
Transocean Offshore Inc. COM 893817106 1253 SH 43500 SH 3,1 28.8125
Transocean Offshore Inc. COM 893817106 533 SH 18500 SH 4,1 28.8125
Fox Entertainment Group Inc. CLASS A 35138T107 401 SH 14800 SH 2,1 27.125
Fox Entertainment Group Inc. CLASS A 35138T107 1332 SH 49100 SH 3,1 27.125
Fox Entertainment Group Inc. CLASS A 35138T107 572 SH 21100 SH 4,1 27.125
ADC Telecommunications Inc. COM 886101 706 SH 14800 SH 2,1 47.6875
ADC Telecommunications Inc. COM 886101 2341 SH 49100 SH 3,1 47.6875
ADC Telecommunications Inc. COM 886101 1006 SH 21100 SH 4,1 47.6875
CNF Transportation Inc. COM 12612W104 197 SH 5200 SH 2,1 37.8125
CNF Transportation Inc. COM 12612W104 658 SH 17400 SH 3,1 37.8125
CNF Transportation Inc. COM 12612W104 280 SH 7400 SH 4,1 37.8125
Veritas Software Corp. COM 923436109 355 SH 4400 SH 2,1 80.75
Veritas Software Corp. COM 923436109 1163 SH 14400 SH 3,1 80.75
Veritas Software Corp. COM 923436109 501 SH 6200 SH 4,1 80.75
Citrix Sys. Inc. COM 177376100 297 SH 7800 SH 2,1 38.125
Citrix Sys. Inc. COM 177376100 991 SH 26000 SH 3,1 38.125
Citrix Sys. Inc. COM 177376100 427 SH 11200 SH 4,1 38.125
Jabil Circuit Inc. COM 466313103 288 SH 7100 SH 2,1 40.5
Jabil Circuit Inc. COM 466313103 1106 SH 27300 SH 3,1 40.5
Jabil Circuit Inc. COM 466313103 632 SH 15600 SH 4,1 40.5
Maxim Integrated Products Inc. COM 57772K101 612 SH 11300 SH 2,1 54.125
Maxim Integrated Products Inc. COM 57772K101 2041 SH 37700 SH 3,1 54.125
Maxim Integrated Products Inc. COM 57772K101 866 SH 16000 SH 4,1 54.125
General Motors Corp. CLASS H NEW 370442832 434 SH 8600 SH 2,1 50.4375
General Motors Corp. CLASS H NEW 370442832 1468 SH 29100 SH 3,1 50.4375
General Motors Corp. CLASS H NEW 370442832 620 SH 12300 SH 4,1 50.4375
Siebel Systems Inc. COM 826170102 328 SH 6900 SH 2,1 47.5
Siebel Systems Inc. COM 826170102 1097 SH 23100 SH 3,1 47.5
Siebel Systems Inc. COM 826170102 475 SH 10000 SH 4,1 47.5
Office Depot Inc. COM 676220106 618 SH 16500 SH 2,1 37.4375
Office Depot Inc. COM 676220106 2059 SH 55000 SH 3,1 37.4375
Office Depot Inc. COM 676220106 880 SH 23500 SH 4,1 37.4375
HNC Software Inc. COM 40425P107 56 SH 1700 SH 2,1 32.75
HNC Software Inc. COM 40425P107 190 SH 5800 SH 3,1 32.75
HNC Software Inc. COM 40425P107 82 SH 2500 SH 4,1 32.75
Excite Inc. COM 300904109 490 SH 3500 SH 2,1 140
Excite Inc. COM 300904109 1624 SH 11600 SH 3,1 140
Excite Inc. COM 300904109 686 SH 4900 SH 4,1 140
Nokia Corp. SPONSORED ADR REPSTG 654902204 670 SH 4300 SH 2,1 155.75
1/2 CUM PREF FM 20
PAR
Nokia Corp. SPONSORED ADR REPSTG 654902204 2367 SH 15200 SH 3,1 155.75
1/2 CUM PREF FM 20
PAR
Nokia Corp. SPONSORED ADR REPSTG 654902204 1012 SH 6500 SH 4,1 155.75
1/2 CUM PREF FM 20
PAR
Networks Associates Inc. COM 640938106 187 SH 6100 SH 2,1 30.6875
Networks Associates Inc. COM 640938106 620 SH 20200 SH 3,1 30.6875
Networks Associates Inc. COM 640938106 267 SH 8700 SH 4,1 30.6875
Northern Telelcom Ltd. COM 665815106 665 SH 10700 SH 2,1 62.125
Northern Telelcom Ltd. COM 665815106 2150 SH 34600 SH 3,1 62.125
Northern Telelcom Ltd. COM 665815106 913 SH 14700 SH 4,1 62.125
Staples Inc. COM 855030102 572 SH 17400 SH 2,1 32.875
Staples Inc. COM 855030102 1902 SH 57850 SH 3,1 32.875
Staples Inc. COM 855030102 814 SH 24750 SH 4,1 32.875
Amazon com Inc . COM 23135106 895 SH 5200 SH 2,1 172.188
Amazon com Inc . COM 23135106 3013 SH 17500 SH 3,1 172.188
Amazon com Inc . COM 23135106 1257 SH 7300 SH 4,1 172.188
Micron Technology Inc. COM 595112103 289 SH 6000 SH 2,1 48.1875
Micron Technology Inc. COM 595112103 978 SH 20300 SH 3,1 48.1875
Micron Technology Inc. COM 595112103 419 SH 8700 SH 4,1 48.1875
Halliburton Co. W/RTS TO PUR CERT 406216101 466 SH 12100 SH 2,1 38.5
STK UNDER CERTN
Halliburton Co. W/RTS TO PUR CERT 406216101 1567 SH 40700 SH 3,1 38.5
STK UNDER CERTN
Halliburton Co. W/RTS TO PUR CERT 406216101 662 SH 17200 SH 4,1 38.5
STK UNDER CERTN
CBS Corp. COM 12490K107 604 SH 14800 SH 2,1 40.8125
CBS Corp. COM 12490K107 2008 SH 49200 SH 3,1 40.8125
CBS Corp. COM 12490K107 857 SH 21000 SH 4,1 40.8125
Microsoft Corp. COM 594918104 2348 SH 26200 SH 2,1 89.625
Microsoft Corp. COM 594918104 7770 SH 86700 SH 3,1 89.625
Microsoft Corp. COM 594918104 3325 SH 37100 SH 4,1 89.625
Netgravity Inc. COM 641114103 12 SH 300 SH 2,1 41.375
Netgravity Inc. COM 641114103 50 SH 1200 SH 3,1 41.375
Netgravity Inc. COM 641114103 21 SH 500 SH 4,1 41.375
Home Depot Inc. COM 437076102 591 SH 9500 SH 2,1 62.25
Home Depot Inc. COM 437076102 1980 SH 31800 SH 3,1 62.25
Home Depot Inc. COM 437076102 853 SH 13700 SH 4,1 62.25
Household International Inc. COM 441815107 388 SH 8500 SH 2,1 45.625
Household International Inc. COM 441815107 1328 SH 29100 SH 3,1 45.625
Household International Inc. COM 441815107 566 SH 12400 SH 4,1 45.625
America Online Inc. COM 02364J104 2514 SH 17100 SH 2,1 147
America Online Inc. COM 02364J104 8056 SH 54800 SH 3,1 147
America Online Inc. COM 02364J104 3396 SH 23100 SH 4,1 147
Gap Inc. N/C FROM GAP STORES 364760108 579 SH 8600 SH 2,1 67.3125
INC.
Gap Inc. N/C FROM GAP STORES 364760108 1952 SH 29000 SH 3,1 67.3125
INC.
Gap Inc. N/C FROM GAP STORES 364760108 835 SH 12400 SH 4,1 67.3125
INC.
MCI Worldcom Inc. COM 55268B106 2316 SH 26146 SH 2,1 88.5625
MCI Worldcom Inc. COM 55268B106 7682 SH 86743 SH 3,1 88.5625
MCI Worldcom Inc. COM 55268B106 3291 SH 37156 SH 4,1 88.5625
Cisco Systems Inc. COM 17275R102 2388 SH 21800 SH 2,1 109.563
Cisco Systems Inc. COM 17275R102 7916 SH 72250 SH 3,1 109.563
Cisco Systems Inc. COM 17275R102 3391 SH 30950 SH 4,1 109.563
Motorola Inc. COM 620076109 571 SH 7800 SH 2,1 73.25
Motorola Inc. COM 620076109 1905 SH 26000 SH 3,1 73.25
Motorola Inc. COM 620076109 820 SH 11200 SH 4,1 73.25
MediaOne Group Inc. COM 58440J104 495 SH 7800 SH 2,1 63.4375
MediaOne Group Inc. COM 58440J104 1649 SH 26000 SH 3,1 63.4375
MediaOne Group Inc. COM 58440J104 711 SH 11200 SH 4,1 63.4375
EMC Corp. MASS 268648102 690 SH 5400 SH 2,1 127.75
EMC Corp. MASS 268648102 2325 SH 18200 SH 3,1 127.75
EMC Corp. MASS 268648102 1009 SH 7900 SH 4,1 127.75
Federal National Mortgage ASSN COM 313586109 623 SH 9000 SH 2,1 69.25
Federal National Mortgage ASSN COM 313586109 1994 SH 28800 SH 3,1 69.25
Federal National Mortgage ASSN COM 313586109 845 SH 12200 SH 4,1 69.25
Schering Plough Corp. W/RTS TO PUR C/STK 806605101 591 SH 10700 SH 2,1 55.25
UNDER CERT CIRC.
Schering Plough Corp. W/RTS TO PUR C/STK 806605101 1912 SH 34600 SH 3,1 55.25
UNDER CERT CIRC.
Schering Plough Corp. W/RTS TO PUR C/STK 806605101 812 SH 14700 SH 4,1 55.25
UNDER CERT CIRC.
Intel Corp. COM 458140100 1355 SH 11400 SH 2,1 118.875
Intel Corp. COM 458140100 4458 SH 37500 SH 3,1 118.875
Intel Corp. COM 458140100 1914 SH 16100 SH 4,1 118.875
Intl. Business Machines Corp. COM 459200101 603 SH 3400 SH 2,1 177.25
Intl. Business Machines Corp. COM 459200101 2056 SH 11600 SH 3,1 177.25
Intl. Business Machines Corp. COM 459200101 886 SH 5000 SH 4,1 177.25
Zi Corporation Warrants PURCHASE 1 SH OF CS 999ZIWNTS 0 SH 90900 SH 2,1 0
FOR 5.25
Zi Corporation Warrants PURCHASE 1 SH OF CS 999ZIWNTS 0 SH 353105 SH 3,1 0
FOR 5.25
Zi Corporation Warrants PURCHASE 1 SH OF CS 999ZIWNTS 0 SH 103600 SH 4,1 0
FOR 5.25
JDS Fitel Inc. COM 465934107 635 SH 11300 SH 2,1 56.1875
JDS Fitel Inc. COM 465934107 2107 SH 37500 SH 3,1 56.1875
JDS Fitel Inc. COM 465934107 910 SH 16200 SH 4,1 56.1875
Zi Corporation COM ZICAFP 136 SH 90905 SH 2,1 1.5
Zi Corporation COM ZICAFP 530 SH 353105 SH 3,1 1.5
Zi Corporation COM ZICAFP 155 SH 103609 SH 4,1 1.5
Flextronics Int. LTD COM Y2573F102 632 SH 12400 SH 2,1 51
Flextronics Int. LTD COM Y2573F102 2060 SH 40400 SH 3,1 51
Flextronics Int. LTD COM Y2573F102 877 SH 17200 SH 4,1 51
Descartes Systems Group Inc. COM 249906108 488 SH 63500 SH 2,1 7.6875
Descartes Systems Group Inc. COM 249906108 1787 SH 232400 SH 3,1 7.6875
Descartes Systems Group Inc. COM 249906108 800 SH 104100 SH 4,1 7.6875
Citigroup Inc. COM 172967101 556 SH 8700 SH 2,1 63.875
Citigroup Inc. COM 172967101 1859 SH 29100 SH 3,1 63.875
Citigroup Inc. COM 172967101 779 SH 12200 SH 4,1 63.875
AT&T Corp. COM 1957109 1398 SH 17522 SH 2,1 79.8125
AT&T Corp. COM 1957109 4622 SH 57916 SH 3,1 79.8125
AT&T Corp. COM 1957109 1964 SH 24602 SH 4,1 79.8125
General Electric Co. COM 369604103 2378 SH 21500 SH 2,1 110.625
General Electric Co. COM 369604103 7998 SH 72300 SH 3,1 110.625
General Electric Co. COM 369604103 3452 SH 31200 SH 4,1 110.625
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