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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/99
--------------
Check here if Amendment [ ]; Amendment Number: --------------
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenberg-Summit Partners, LLC
----------------------------------------------------
Address: 101 Arch Street, Suite 1930
----------------------------------------------------
Boston, MA 02110
----------------------------------------------------
----------------------------------------------------
Form 13F File Number: 28-6712
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Oswald C. Street, IV
----------------------------------------------------
Title: Chief Financial Officer
----------------------------------------------------
Phone: 617/218-4100
----------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Oswald C. Street, IV Boston, MA 11/15/99
- --------------------------------- ------------------------- ------------------
(Signature) (City, State) (Date)
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section].
Form 13F File Number Name
28-
---------------------- -----------------------------------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total: $636,631
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1. 28- Greenberg-Summit Management, LLC
-------------------
2. Mt. Everest Fund, L.P.
3. Mt. Everest QP Fund, L.P.
4. Mt. Everest Fund Limited
[Repeat as necessary.]
<PAGE>
Form 13F INFORMATION TABLE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS SHARES INVESTMENT OTHER VOTING
(x$1000) OR PRN DISCRETION MANAGERS AUTHORITY
AMT SHARED
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
WESTWOOD ONE INC COM 961815107 384 8,500 SH SH 2,1 SH
CD WHSE INC COM 12512W105 220 39,573 SH SH 2,1 SH
SAFETY COMPONENTS INTERNATIONAL,INC. COM 786474106 158 52,712 SH SH 2,1 SH
RCM TECHNOLOGIES INC - NEW COM 749360400 685 63,718 SH SH 2,1 SH
***ZI CORPORATION COM 988918108 1,223 152,313 SH SH 2,1 SH
ECLIPSE SURGICAL TECHNOLOGIES COM 278849104 2,207 133,769 SH SH 2,1 SH
***ISG INTERNATIONAL SOFTWARE ORD M5733B104 202 28,580 SH SH 2,1 SH
GROUP LTD
KOPIN CORP COM 500600101 1,054 37,994 SH SH 2,1 SH
SALTON INC COM 795757103 948 30,580 SH SH 2,1 SH
FIRST SIERRA FINANCIAL INC COM 335944104 596 55,782 SH SH 2,1 SH
AMFM INC COM 001693100 488 8,039 SH SH 2,1 SH
UBIB HOLDINGS INC COM 903469104 689 26,140 SH SH 2,1 SH
SONOSIGHT INC COM 83568G104 436 16,703 SH SH 2,1 SH
HOLLYWOOD ENTERTAINMENT COM 436141105 1,086 72,416 SH SH 2,1 SH
CORP
PERICOM SEMICONDUCTOR CORP COM 713831105 211 14,196 SH SH 2,1 SH
4FRONT SOFTWARE INTL INC COM 351042106 220 15,600 SH SH 2,1 SH
SPECTRIAN CORP COM 847608106 315 14,466 SH SH 2,1 SH
EMULEX CORP NEW COM 292475209 701 8,163 SH SH 2,1 SH
CAREY INTERNATIONAL INC COM 141750109 285 11,403 SH SH 2,1 SH
NETEGRITY INC COM 64110P107 264 10,816 SH SH 2,1 SH
ARX INC COM 007768104 245 20,066 SH SH 2,1 SH
IDT CORP COM 448947101 499 23,822 SH SH 2,1 SH
LAUNCH MEDIA INC COM 518567102 145 12,053 SH SH 2,1 SH
***BUSINESS OBJECTS SA SPONSORED ADR 12328X107 896 15,189 SH SH 2,1 SH
INTER-TEL INC COM 458372109 474 26,729 SH SH 2,1
(FORMERLY CL A)
COHU INC COM 192576106 383 18,118 SH SH 2,1 SH
VERITY INC COM 92343C106 939 13,648 SH SH 2,1 SH
JDS UNIPHASE CORP COM 46612J101 710 6,230 SH SH 2,1 SH
COM SH
INTRANET SOLUTIONS INC COM 460939309 118 13,665 SH SH 2,1 SH
CUTTER & BUCK INC COM 232217109 144 9,234 SH SH 2,1 SH
CABLE DESIGN TECHNOLOGIES CORP COM 126924109 528 23,145 SH SH 2,1 SH
TELESCAN INC COM 879516102 200 12,184 SH SH 2,1 SH
POLYCOM INC COM 73172K104 1,213 25,454 SH SH 2,1 SH
SECURITY FIRST TECHNOLOGIES COM 814279105 824 21,188 SH SH 2,1 SH
CP COM
LATTICE SEMICONDUCTOR CORP W/RTS TO PUR 518415104 1,043 35,129 SH SH 2,1 SH
STD STK UNDER
CERTAIN
CIRCUMSTANCE
JDA SOFTWARE GROUP INC COM 46612K108 190 16,240 SH SH 2,1 SH
KEY ENERGY GROUP INC COM 492914106 260 52,658 SH SH 2,1 SH
***CLEARNET COMMUNICATIONS INC CL A NON-VTG 184902104 248 13,753 SH SH 2,1 SH
TRIQUINT SEMICONDUCTOR COM 89674K103 297 5,195 SH SH 2,1 SH
ALLAIRE CORP COM 016714107 435 7,776 SH SH 2,1 SH
COM
ELECTROGLAS INC COM 285324109 272 11,644 SH SH 2,1 SH
VISHAY INTERTECHNOLOGY INC COM 928298108 750 31,574 SH SH 2,1 SH
TELEMATE NET SOFTWARE COM 87943L100 56 4,019 SH SH 2,1 SH
COM
SAWTEK INC COM 805468105 853 24,372 SH SH 2,1 SH
ASPECT DEVELOPMENT INC COM 045234101 407 16,091 SH SH 2,1 SH
ANTEC CORP COM 03664P105 1,052 19,796 SH SH 2,1 SH
NETWORK EVENT THEATER INC COM 640924106 196 8,750 SH SH 2,1 SH
LUMINANT WORLDWIDE CORP COM 550260103 371 12,059 SH SH 2,1 SH
COM
AMERICAN MOBILE SATELLITE CORP COM 02755R103 211 12,058 SH SH 2,1 SH
LCA-VISION INC COM 501803209 128 24,110 SH SH 2,1 SH
PRI AUTOMATION INC COM 69357H106 369 10,210 SH SH 2,1 SH
DOCUMENTUM INC COM 256159104 158 7,290 SH SH 2,1 SH
SHOP AT HOME INC COM 825066301 109 12,150 SH SH 2,1 SH
CREDENCE SYSTEMS CORP COM 225302108 381 8,500 SH SH 2,1 SH
THREE FIVE SYSTEMS INC COM 883910101 53 2,410 SH SH 2,1 SH
UNITRODE CORP COM 913283107 462 11,010 SH SH 2,1 SH
OPEN MARKET INC COM 68370M100 160 12,199 SH SH 2,1 SH
P-COM INC COM 693262107 152 21,695 SH SH 2,1 SH
SDL INC COM 784076101 876 11,474 SH SH 2,1 SH
PEGASUS SYSTEMS INC COM 705906105 167 4,456 SH SH 2,1 SH
ABACUS DIRECT CORP COM 002553105 392 3,215 SH SH 2,1 SH
24 / 7 MEDIA INC COM 901314104 244 6,431 SH SH 2,1 SH
GENESYS TELECOMMUNICATIONS COM 371931106 367 8,036 SH SH 2,1 SH
LABORATORIES INC
ACTEL CORP COM 004934105 122 6,432 SH SH 2,1 SH
CHEAP TICKETS INC COM 162672109 229 7,080 SH SH 2,1 SH
MMC NETWORKS INC COM 55308N102 276 8,842 SH SH 2,1 SH
PINNACLE HOLDINGS INC COM 72346N101 301 11,516 SH SH 2,1 SH
ALPHA INDUSTRIES INC-DEL COM 020753109 155 2,765 SH SH 2,1 SH
HNC SOFTWARE INC COM 40425P107 262 6,608 SH SH 2,1 SH
ROWAN COMPANIES INC W/RTS TO P/STK 779382100 366 22,546 SH SH 2,1 SH
UNDER CERT
CIRCUMSTANCES
COOPER CAMERON CORP COM 216640102 540 14,306 SH SH 2,1 SH
PHOENIX TECHNOLOGIES LTD COM 719153108 74 6,616 SH SH 2,1 SH
VINTAGE PETROLEUM INC COM 927460105 217 16,078 SH SH 2,1 SH
RAZORFISH INC CL A 755236106 272 6,269 SH SH 2,1 SH
PURCHASEPRO COM COM 746144104 156 4,500 SH SH 2,1 SH
COMVERSE TECHNOLOGY INC NEW COM 205862402 565 5,993 SH SH 2,1 SH
VERTICALNET INC COM 92532L107 297 8,039 SH SH 2,1 SH
DII GROUP INC COM 232949107 287 8,175 SH SH 2,1 SH
USINTERNETWORKING INC COM 917311805 276 8,839 SH SH 2,1 SH
MYPOINTS COM INC COM 62855T102 72 5,119 SH SH 2,1 SH
RATIONAL SOFTWARE CORP NEW COM 75409P202 540 18,475 SH SH 2,1 SH
PSINET ING COM 74437C101 493 13,719 SH SH 2,1 SH
LAMAR ADVERTISING CO CL A 512815101 439 8,883 SH SH 2,1 SH
ANIXTER INTL INC COM 035290105 168 7,235 SH SH 2,1 SH
CYPRESS SEMICONDUCTOR CORP COM 232806109 437 20,330 SH SH 2,1 SH
APPLIED MICRO CIRCUITS CORP COM 03822W109 590 10,361 SH SH 2,1 SH
BROADBASE SOFTWARE INC COM 11130R100 52 3,266 SH SH 2,1 SH
GLOBAL MARINE INC NEW COM 379352404 531 32,346 SH SH 2,1 SH
TRANSOCEAN OFFSHORE INC COM 893817106 546 17,851 SH SH 2,1 SH
INFINITY BROADCATING CORP CL A 45662S102 764 26,072 SH SH 2,1 SH
SYNOPSYS INC COM 871607107 691 12,315 SH SH 2,1 SH
GO2NET INC COM 383486107 312 4,821 SH SH 2,1 SH
SANDISK CORP COM 80004C101 299 4,587 SH SH 2,1 SH
ENSCO INTERNATIONAL INC COM 26874Q100 390 21,610 SH SH 2,1 SH
RF MICRO DEVICES INC COM 749941100 567 12,396 SH SH 2,1 SH
VALASSIS COMMUNICATIONS INC COM 918866104 379 8,630 SH SH 2,1 SH
USWEB CORP COM 917327108 374 10,928 SH SH 2,1 SH
ABERCROMBIE & FITCH CO COM 002896207 491 14,426 SH SH 2,1 SH
***GEMSTAR INTERNATIONAL GROUP COM G3788V106 334 4,280 SH SH 2,1 SH
LTD-ORD
DIGITAL MICROWAVE CORP W/RTS TO P/STK 253859102 138 8,839 SH SH 2,1 SH
UNDER CERTAIN
CIRCUMSTANCE
***BAAN CO NV COM N08044104 174 12,055 SH SH 2,1 SH
COMMSCOPE INC COM 203372107 208 6,429 SH SH 2,1 SH
ANALOG DEVICES INC W/RTS TO P/STK 032654105 1,046 20,414 SH SH 2,1 SH
UNDER CERTAIN
CIRCUMSTANCES
QLT PHOTOTHERAPEUTICS COM 746927102 221 2,897 SH SH 2,1 SH
DIAMOND OFFSHORE DRILLING INC COM 25271C102 467 14,010 SH SH 2,1 SH
MATTEL INC W/RTS TO P/STK 577081102 578 30,444 SH SH 2,1 SH
UNDER CERTAIN
CIRCUMSTANCE
NATIONAL SEMICONDUCTOR CORP COM 637640103 506 16,573 SH SH 2,1 SH
CONEXANT SYSTEMS INC COM 207142100 672 9,262 SH SH 2,1 SH
ADAPTEC INC COM 00651F108 382 9,645 SH SH 2,1 SH
WAL MART STORES INC COM 931142103 649 13,665 SH SH 2,1 SH
CINCINNATI BELL INC-W/RTS W/RTS TO P/STK 171870108 234 12,058 SH SH 2,1 SH
UNDER CERTAIN
CIRCUMSTANCES
MAXIM INTEGRATED PRODUCTS COM 57772K101 748 11,860 SH SH 2,1 SH
INC
NOVELLUS SYSTEMS INC COM 670008101 221 3,290 SH SH 2,1 SH
GENERAL MOTORS CORP CL H NEW 370442832 521 9,114 SH SH 2,1 SH
EXTREME NETWORKS INC COM 30226D106 254 4,018 SH SH 2,1 SH
SCI SYSTEMS INC COM 783890106 257 5,805 SH SH 2,1 SH
NETWORK APPLIANCE INC COM 64120L104 418 5,847 SH SH 2,1 SH
***NOKIA CORP SPONSORED ADR 654902204 669 7,445 SH SH 2,1 SH
REPSTG 1/2 CUM
PREF FM 20 PAR
TERADYNE INC COM 880770102 460 13,058 SH SH 2,1 SH
LSI LOGIC CORP COM 502161102 503 9,685 SH SH 2,1 SH
XILINX INC. W/RTS TO P/STK 983919101 742 11,336 SH SH 2,1 SH
UNDER CERTAIN
CIRCUMSTANCE
VERISIGN INC COM 92343E102 385 3,616 SH SH 2,1 SH
SIEBEL SYSTEMS INC COM 826170102 416 6,257 SH SH 2,1 SH
LYCOS INC COM 550818108 282 5,627 SH SH 2,1 SH
DYNEGY INC COM 26816L102 204 9,900 SH SH 2,1 SH
INKTOMI CORP COM 457277101 385 3,213 SH SH 2,1 SH
NETZERO INC COM 64122R109 165 6,369 SH SH 2,1 SH
***ASM LITHOGRAPHY HOLDING NV ORD N Y N0705911 279 4,168 SH SH 2,1 SH
REGISTRY
(NASDAQ LIST)
***NORTHERN TELECOM LTD COM 665815106 770 15,103 SH SH 2,1 SH
KERR MCGEE CORP W-RTS TO PUR COM 492386107 265 4,822 SH SH 2,1 SH
CITRIX SYS INC RTS TO PUR 177376100 232 3,752 SH SH 2,1 SH
P/STK UNDR
CERT CIRCUM-
STANCES
CMG INFORMATION SERVICES INC COM 125750109 411 4,019 SH SH 2,1
QUALCOMM INC COM 747525103 534 2,827 SH SH 2,1 SH
NOVOSTE CORP COM 67010C100 10 578 SH SH 2,1 SH
VERITAS SOFTWARE CORP COM 923436109 499 6,577 SH SH 2,1 SH
MICRON TECHNOLOGY INC COM 595112103 534 8,035 SH SH 2,1 SH
TEXAS INSTRUMENTS INC COM 882508104 537 6,538 SH SH 2,1 SH
MICROSOFT CORP COM 594918104 3,301 36,450 SH SH 2,1 SH
HALLIBURTON CO W/RTS TO PUR 406216101 527 12,874 SH SH 2,1 SH
CERT STK
UNDR CERTN
BEST BUY COMPANY INC COM 086516101 360 5,814 SH SH 2,1 SH
***SGS THOMSON MICROELEC- (NEW YORK 861012102 544 7,348 SH SH 2,1 SH
TRONICS NV REGISTRY)
NEXTEL COMMUNICATIONS INC CL A 65332V103 548 8,088 SH SH 2,1 SH
CLEAR CHANNEL COMMUN INC COM 184502102 657 8,226 SH SH 2,1 SH
CORNING INC COM 219350105 385 5,625 SH SH 2,1 SH
HOME DEPOT INC COM 437076102 661 9,645 SH SH 2,1 SH
AT HOME CORP SER A 045919107 266 6,431 SH SH 2,1 SH
MEDIAONE GROUP INC COM 58440J104 748 10,959 SH SH 2,1 SH
***SCHLUMBERGER LTD COM 806857108 525 8,436 SH SH 2,1 SH
STAPLES INC COM 855030102 170 7,802 SH SH 2,1 SH
APPLIED MATERIALS INC COM 038222105 471 6,064 SH SH 2,1 SH
CBS CORP COM 12490K107 448 9,687 SH SH 2,1 SH
MOTOROLA INC COM 620076109 696 7,912 SH SH 2,1 SH
COMPUTER ASSOCIATES INTL COM 204912109 393 6,430 SH SH 2,1 SH
INC
EMC CORP-MASS COM 268648102 688 9,647 SH SH 2,1 SH
*** SONY CORP ADR 835699307 495 3,300 SH SH 2,1 SH
AMERICA ONLINE INC-DEL COM 02364J104 836 8,036 SH SH 2,1 SH
INTL BUSINESS MACHINES CORP COM 459200101 1,425 11,778 SH SH 2,1 SH
***DIVERSINET CORP NEW COM 25536K204 254 24,970 SH SH 2,1 SH
***GALILEO TECHNOLOGY LTD COM M47298100 226 9,040 SH SH 2,1 SH
***TAIWAN SEMICONDUCTOR MFG SPONSORED ADR 874039100 296 10,056 SH SH 2,1 SH
REPSTG 5 COM
***SOFTBANK CORP COM SJDHFK108 364 992 SH SH 2,1 SH
CBT GROUP PUB LTD SPONSORED ADR 124853300 360 14,646 SH SH 2,1 SH
COMMTOUCH SOFTWARE LTD COM M25596103 284 19,159 SH SH 2,1 SH
***VODAFONE AIRTOUCH PLC COM 92857T107 566 2,381 SH SH 2,1 SH
***ROYAL CARIBBEAN CRUISES COM V7780T103 487 10,837 SH SH 2,1 SH
LTD SH
DELL COMPUTER CORP COM 247025109 646 15,457 SH SH 2,1 SH
INTEL CORP COM 458140100 1,405 18,917 SH SH 2,1 SH
CISCO SYSTEMS INC. COM 17275R102 3,742 54,587 SH SH 2,1 SH
GENERAL ELECTRIC CO COM 369604103 3,252 27,434 SH SH 2,1 SH
WESTWOOD ONE INC COM 961815107 555 12,289 SH SH 4,1 SH
CD WHSE INC COM 12512W105 313 56,340 SH SH 4,1 SH
SAFETY COMPONENTS COM 786474106 223 73,990 SH SH 4,1 SH
INTERNATIONAL,INC.
RCM TECHNOLOGIES INC COM 749360400 969 90,109 SH SH 4,1 SH
NEW
***ZI CORPORATION COM 988918108 1,552 193,206 SH SH 4,1 SH
ECLIPSE SURGICAL COM 278849104 3,162 191,626 SH SH 4,1 SH
TECHNOLOGIES
***ISG INTERNATIONAL ORD M5733B104 306 43,369 SH SH 4,1 SH
SOFTWARE GROUP
LTD
FIRST SIERRA FINANCIAL INC COM 335944104 968 90,588 SH SH 4,1 SH
KOPIN CORP COM 500600101 1,647 59,346 SH SH 4,1 SH
SALTON INC COM 795757103 1,488 48,004 SH SH 4,1 SH
AMFM INC COM 001693100 770 12,673 SH SH 4,1 SH
UBIB HOLDINGS INC COM 903469104 1,135 43,021 SH SH 4,1 SH
COM
SONOSIGHT INC COM 83568G104 644 24,667 SH SH 4,1
HOLLYWOOD ENTERTAINMENT CORP COM 436141105 1,553 103,520 SH SH 4,1 SH
SPECTRIAN CORP COM 847608106 496 22,809 SH SH 4,1 SH
PERICOM SEMICONDUCTOR CORP COM 713831105 311 20,910 SH SH 4,1 SH
4FRONT SOFTWARE INTL INC COM 351042106 315 22,300 SH SH 4,1 SH
EMULEX CORP NEW COM 292475209 1,026 11,944 SH SH 4,1 SH
CUTTER & BUCK INC COM 232217109 291 18,714 SH SH 4,1 SH
NETEGRITY INC COM 64110P107 389 15,974 SH SH 4,1 SH
CAREY INTERNATIONAL INC COM 141750109 402 16,067 SH SH 4,1 SH
JDS UNIPHASE CORP COM 46612J101 1,258 11,051 SH SH 4,1 SH
COM
IDT CORP COM 448947101 795 37,980 SH SH 4,1 SH
ARX INC COM 007768104 346 28,426 SH SH 4,1 SH
LAUNCH MEDIA INC COM 518567102 228 19,007 SH SH 4,1 SH
COM
VERITY INC COM 92343C106 1,526 22,178 SH SH 4,1 SH
INTRANET SOLUTIONS INC COM 460939309 186 21,543 SH SH 4,1 SH
INTER-TEL INC COM 458372109 733 41,307 SH SH 4,1 SH
(FORMERLY CL A)
COHU INC COM 192576106 571 27,034 SH SH 4,1 SH
***BUSINESS OBJECTS SA SPONSORED ADR 12328X107 1,314 22,278 SH SH 4,1 SH
CABLE DESIGN TECHNOLOGIES CORP COM 126924109 788 34,535 SH SH 4,1 SH
TELESCAN INC COM 879516102 306 18,642 SH SH 4,1 SH
TRIQUINT SEMICONDUCTOR COM 89674K103 563 9,838 SH SH 4,1 SH
POLYCOM INC COM 73172K104 1,759 36,908 SH SH 4,1 SH
SECURITY FIRST COM 814279105 1,192 30,663 SH SH 4,1 SH
TECHNOLOGIES CP COM
LATTICE SEMICONDUCTOR CORP W/RTS TO PUR 518415104 1,553 52,320 SH SH 4,1 SH
PFD STK UNDER
CERTAIN CIRCUM-
STANCE
JDA SOFTWARE GROUP INC COM 46612K108 292 24,962 SH SH 4,1 SH
KEY ENERGY GROUP INC COM 492914106 401 81,309 SH SH 4,1 SH
***CLEARNET COMMUNICATIONS CL A NON-VTG 184902104 383 21,221 SH SH 4,1 SH
INC
ALLAIRE CORP COM 016714107 673 12,017 SH SH 4,1 SH
COM
LCA-VISION INC COM 501803209 248 46,648 SH SH 4,1 SH
TELEMATE NET SOFTWARE COM 87943L100 89 6,336 SH SH 4,1 SH
COM
SAWTEK INC COM 805468105 1,320 37,721 SH SH 4,1 SH
VISHAY INTERTECHNOLOGY INC COM 928298108 1,119 47,097 SH SH 4,1 SH
ELECTROGLAS INC COM 285324109 399 17,090 SH SH 4,1 SH
PEGASUS SYSTEMS INC COM 705906105 430 11,456 SH SH 4,1 SH
ASPECT DEVELOPMENT INC COM 045234101 597 23,576 SH SH 4,1 SH
ANTEC CORP COM 03664P105 1,588 29,899 SH SH 4,1 SH
CHEAP TICKETS INC COM 162672109 636 19,647 SH SH 4,1 SH
COM
LUMINANT WORLDWIDE CORP COM 550260103 585 19,009 SH SH 4,1 SH
COM
AMERICAN MOBILE SATELLITE COM 02755R103 333 19,009 SH SH 4,1 SH
CORP
SDL INC COM 784076101 1,925 25,219 SH SH 4,1 SH
NETWORK EVENT THEATER INC COM 640924106 275 12,310 SH SH 4,1 SH
DOCUMENTUM INC COM 256159104 243 11,250 SH SH 4,1 SH
PRI AUTOMATION INC COM 69357H106 536 14,846 SH SH 4,1 SH
SHOP AT HOME INC COM 825066301 169 18,743 SH SH 4,1 SH
ALPHA INDUSTRIES INC-DEL COM 020753109 336 5,965 SH SH 4,1 SH
CREDENCE SYSTEMS CORP COM 225302108 547 12,200 SH SH 4,1 SH
THREE FIVE SYSTEMS INC COM 883910101 84 3,801 SH SH 4,1 SH
P-COM INC COM 693262107 240 34,230 SH SH 4,1 SH
OPEN MARKET INC COM 68370M100 247 18,824 SH SH 4,1 SH
PURCHASEPRO COM COM 746144104 320 9,218 SH SH 4,1 SH
COM
ABACUS DIRECT CORP COM 002553105 618 5,069 SH SH 4,1 SH
24 / 7 MEDIA INC COM 901314104 384 10,138 SH SH 4,1 SH
COM
PINNACLE HOLDINGS INC COM 72346N101 532 20,357 SH SH 4,1 SH
GENESYS TELECOMMUNICATIONS COM 371931106 579 12,672 SH SH 4,1 SH
LABORATORIES INC
UNITRODE CORP COM 913283107 670 15,946 SH SH 4,1 SH
ACTEL CORP COM 004934105 193 10,139 SH SH 4,1 SH
MMC NETWORKS INC COM 55308N102 434 13,940 SH SH 4,1 SH
BROADBASE SOFTWARE INC COM 11130R100 121 7,602 SH SH 4,1 SH
ROWAN COMPANIES INC W/RTS TO PUR 779382100 574 35,299 SH SH 4,1 SH
P/STK UNDER
CERT CIRCUM-
STANCES
MYPOINTS COM INC COM 62855T102 143 10,036 SH SH 4,1 SH
COM
HNC SOFTWARE INC COM 40425P107 395 9,958 SH SH 4,1 SH
VINTAGE PETROLEUM INC COM 927460105 342 25,346 SH SH 4,1 SH
RAZORFISH INC CL A 755236106 430 9,884 SH SH 4,1 SH
PHOENIX TECHNOLOGIES LTD COM 719153108 110 9,842 SH SH 4,1 SH
COOPER CAMERON CORP COM 216640102 798 21,134 SH SH 4,1 SH
VERTICALNET INC COM 92532L107 469 12,673 SH SH 4,1 SH
COM
DII GROUP INC COM 232949107 439 12,480 SH SH 4,1 SH
USINTERNETWORKING INC COM 917311805 436 13,939 SH SH 4,1 SH
COM
COMVERSE TECHNOLOGY INC NEW COM 205862402 824 8,737 SH SH 4,1 SH
PSINET ING COM 74437C101 789 21,931 SH SH 4,1 SH
ANIXTER INTL INC COM 035290105 265 11,405 SH SH 4,1 SH
LAMAR ADVERTISING CO CL A 512815101 683 13,790 SH SH 4,1 SH
RATIONAL SOFTWARE CORP NEW COM 75409P202 804 27,455 SH SH 4,1 SH
CYPRESS SEMICONDUCTOR CORP COM 232806109 674 31,368 SH SH 4,1 SH
APPLIED MICRO CIRCUITS CORP COM 03822W109 849 14,903 SH SH 4,1 SH
GO2NET INC COM 383486107 492 7,603 SH SH 4,1 SH
GLOBAL MARINE INC NEW COM 379352404 773 47,055 SH SH 4,1 SH
SYNOPSYS INC COM 871607107 1,050 18,705 SH SH 4,1 SH
TRANSOCEAN OFFSHORE INC COM 893817106 796 25,999 SH SH 4,1 SH
SANDISK CORP COM 80004C101 448 6,875 SH SH 4,1 SH
INFINITY BROADCATING CORP CL A 45662S102 1,079 36,827 SH SH 4,1 SH
ENSCO INTERNATIONAL INC COM 26874Q100 582 32,246 SH SH 4,1 SH
RF MICRO DEVICES INC COM 749941100 848 18,534 SH SH 4,1 SH
USWEB CORP COM 917327108 591 17,233 SH SH 4,1 SH
VALASSIS COMMUNICATIONS COM 918866104 540 12,288 SH SH 4,1 SH
INC
DIGITAL MICROWAVE CORP W/RTS TO PUR 253859102 219 13,938 SH SH 4,1 SH
P/STK UNDER
CERTAIN CIRCUM-
STANCE
***BAAN CO NV COM N08044104 276 19,008 SH SH 4,1 SH
ABERCROMBIE & FITCH CO COM 002896207 715 20,978 SH SH 4,1 SH
***GEMSTAR INTERNATIONAL ORD G3788V106 486 6,224 SH SH 4,1 SH
GROUP LTD
COMMSCOPE INC COM 203372107 329 10,138 SH SH 4,1 SH
ANALOG DEVICES INC W/RTS TO PUR 032654105 1,527 29,797 SH SH 4,1 SH
C/STK UNDER
CERT CIRCUM-
STANCES
QLT PHOTOTHERAPEUTICS COM 746927102 331 4,328 SH SH 4,1 SH
DIAMOND OFFSHORE DRILLING COM 25271C102 702 21,046 SH SH 4,1 SH
INC
NETZERO INC COM 64122R109 412 15,843 SH SH 4,1 SH
CONEXANT SYSTEMS INC COM 07142100 1,055 14,517 SH SH 4,1 SH
ADAPTEC INC COM 0651F108 604 15,207 SH SH 4,1 SH
NATIONAL SEMICONDUCTOR CORP COM 37640103 757 24,772 SH SH 4,1 SH
MATTEL INC W/RTS TO PUR 77081102 821 43,206 SH SH 4,1 SH
P/STK UNDER
CERT CIRCUM-
STANCE
WAL MART STORES INC COM 31142103 1,025 21,544 SH SH 4,1 SH
CINCINNATI BELL INC W/RTS PUR P/STK 71870108 369 19,009 SH SH 4,1 SH
UNDR CERTAIN
CIRCUMSTANCES
NOVELLUS SYSTEMS INC COM 70008101 338 5,011 SH SH 4,1 SH
MAXIM INTEGRATED PRODUCTS COM 7772K101 1,098 17,410 SH SH 4,1 SH
INC
EXTREME NETWORKS INC COM 0226D106 401 6,335 SH SH 4,1 SH
GENERAL MOTORS CORP CL H NEW 70442832 782 13,654 SH SH 4,1 SH
***NOKIA CORP SPONSORED ADR 54902204 1,023 11,388 SH SH 4,1 SH
REPSTG 1/2 CUM
PREF FM 20 PAR
SCI SYSTEMS INC COM 83890106 385 8,674 SH SH 4,1 SH
NETWORK APPLIANCE INC COM 4120L104 618 8,627 SH SH 4,1 SH
LSI LOGIC CORP COM 02161102 783 15,058 SH SH 4,1 SH
VERISIGN INC COM 2343E102 607 5,702 SH SH 4,1 SH
XILINX INC. W/RTS TO PUR 83919101 1,148 17,514 SH SH 4,1 SH
P/STK UNDER
CERT CIRCUM-
STANCE
TERADYNE INC COM 80770102 651 18,460 SH SH 4,1 SH
SIEBEL SYSTEMS INC COM 26170102 627 9,417 SH SH 4,1 SH
LYCOS INC COM 50818108 445 8,871 SH SH 4,1 SH
INKTOMI CORP COM 57277101 608 5,068 SH SH 4,1 SH
DYNEGY INC COM 6816L102 304 14,700 SH SH 4,1 SH
***ASM LITHOGRAPHY HOLDING ORD N Y REGISTRY 0705911 414 6,168 SH SH 4.1 SH
NV
KERR MCGEE CORP W-RTS TO PUR 92386107 419 7,603 SH SH 4,1 SH
F/STK UNDR CERT
CIRCMSTANCES
***NORTHERN TELECOM LTD COM 65815106 1,145 22,460 SH SH 4,1 SH
CMG INFORMATION SERVICES INC COM 25750109 649 6,336 SH SH 4,1 SH
CITRIX SYS INC COM 77376100 344 5,552 SH SH 4,1 SH
QUALCOMM INC COM 47525103 797 4,211 SH SH 4,1 SH
NOVOSTE CORP COM 7010C100 15 864 SH SH 4,1 SH
MICRON TECHNOLOGY INC COM 95112103 843 12,671 SH SH 4,1 SH
VERITAS SOFTWARE CORP COM 23436109 757 9,969 SH SH 4,1 SH
TEXAS INSTRUMENTS INC COM 82508104 816 9,926 SH SH 4,1 SH
MICROSOFT CORP COM 94918104 5,146 56,822 SH SH 4,1 SH
BEST BUY COMPANY INC COM 86516101 538 8,670 SH SH 4,1 SH
HALLIBURTON CO W/RTS TO PUR 06216101 758 18,482 SH SH 4,1 SH
CERT STK UNDR
CERTN
***SGS THOMSON MICROELEC- (NEW YORK 86101210 2 869 11,731 SH SH 4,1 SH
TRONICS NV REGISTRY)
NEXTEL COMMUNICATIONS INC CL A 65332V10 3 845 12,466 SH SH 4,1 SH
CLEAR CHANNEL COMMUN INC COM 18450210 2 994 12,445 SH SH 4,1 SH
CORNING INC COM 21935010 5 608 8,871 SH SH 4,1 SH
HOME DEPOT INC COM 43707610 21,044 15,206 SH SH 4,1 SH
AT HOME CORP SER A 04591910 7 420 10,138 SH SH 4,1 SH
MEDIAONE GROUP INC COM 58440J10 41,100 16,096 SH SH 4,1 SH
APPLIED MATERIALS INC COM 03822210 5 733 9,433 SH SH 4,1 SH
***SCHLUMBERGER LTD COM 80685710 8 764 12,264 SH SH 4,1 SH
STAPLES INC COM 85503010 2 243 11,132 SH SH 4,1 SH
CBS CORP COM 12490K107 696 15,058 SH SH 4,1 SH
MOTOROLA INC COM 620076109 1,047 11,897 SH SH 4,1 SH
COMPUTER ASSOCIATES COM 204912109 620 10,138 SH SH 4,1 SH
INTL INC
EMC CORP-MASS COM 268648102 1,085 15,208 SH SH 4,1
*** SONY CORP ADR 835699307 735 4,900 SH SH 4,1 SH
AMERICA ONLINE INC-DEL COM 02364J104 1,319 12,671 SH SH 4,1 SH
INTL BUSINESS MACHINES CORP COM 459200101 2,215 18,305 SH SH 4,1 SH
DIVERSINET PURCHASE DVNTPCWTS 465,000 SH SH 4,1 SH
WARRANTS
***DIVERSINET CORP COM 25536K204 378 37,131 SH SH 4,1 SH
***GALILEO TECHNOLOGY LTD COM M47298100 346 13,841 SH SH 4,1 SH
***SOFTBANK CORP COM SJDHFK108 552 1,504 SH SH 4,1 SH
***TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 517 17,523 SH SH 4,1 SH
MFG CO LTD REPSTG 5 COM
CBT GROUP PUB LTD SPONSORED ADR 124853300 553 22,473 SH SH 4,1 SH
***VODAFONE AIRTOUCH PLC COM 92857T107 831 3,497 SH SH 4,1 SH
***ROYAL CARIBBEAN CRUISES LTD COM V7780T103 724 16,091 SH SH 4,1 SH
COMMTOUCH SOFTWARE LTD COM M25596103 502 33,750 SH SH 4,1 SH
DELL COMPUTER CORP COM 247025109 991 23,706 SH SH 4,1 SH
DIVERSINET-SPL-22JL99 COM DIVERWRTS 4,737 465,000 SH SH 4,1 SH
INTEL CORP COM 458140100 2,120 28,528 SH SH 4,1 SH
CISCO SYSTEMS INC. COM 17275R102 5,570 81,246 SH SH 4,1 SH
GENERAL ELECTRIC CO COM 369604103 5,082 42,864 SH SH 4,1 SH
WESTWOOD ONE INC COM 961815107 1,318 29,211 SH SH 3,1 SH
CD WHSE INC COM 12512W105 740 133,087 SH SH 3,1 SH
SAFETY COMPONENTS COM 786474106 20 173,298 SH SH 3,1 SH
INTERNATIONAL,INC.
***ZI CORPORATION COM 988918108 4,442 553,100 SH SH 3,1 SH
RCM TECHNOLOGIES INC COM 749360400 2,270 211,173 SH SH 3,1 SH
ECLIPSE SURGICAL TECHNOLOGIES COM 278849104 7,419 449,625 SH SH 3,1 SH
***ISG INTERNATIONAL SOFTWARE ORD M5733B104 728 103,051 SH SH 3,1 SH
GROUP LTD
KOPIN CORP COM 500600101 3,820 137,660 SH SH 3,1 SH
SALTON INC COM 795757103 3,454 111,416 SH SH 3,1 SH
FIRST SIERRA FINANCIAL INC COM 335944104 2,176 203,630 SH SH 3,1 SH
AMFM INC COM 001693100 1,779 29,288 SH SH 3,1 SH
UBIB HOLDINGS INC COM 903469104 2,530 95,926 SH SH 3,1 SH
COM
SONOSIGHT INC COM 83568G104 1,532 58,630 SH SH 3,1 SH
HOLLYWOOD ENTERTAINMENT CORP COM 436141105 3,661 244,064 SH SH 3,1 SH
PERICOM SEMICONDUCTOR CORP COM 713831105 742 49,894 SH SH 3,1 SH
SPECTRIAN CORP COM 847608106 1,147 52,725 SH SH 3,1 SH
4FRONT SOFTWARE INTL INC COM 351042106 736 52,100 SH SH 3,1 SH
NETEGRITY INC COM 64110P107 931 38,210 SH SH 3,1 SH
CAREY INTERNATIONAL INC COM 141750109 938 37,530 SH SH 3,1 SH
IDT CORP COM 448947101 1,847 88,198 SH SH 3,1 SH
CUTTER & BUCK INC COM 232217109 577 37,052 SH SH 3,1 SH
ARX INC COM 007768104 811 66,508 SH SH 3,1 SH
LAUNCH MEDIA INC COM 518567102 527 43,940 SH SH 3,1 SH
COM
INTER-TEL INC COM 458372109 1,721 96,964 SH SH 3,1 SH
(FORMERLY CL A)
INTRANET SOLUTIONS INC COM 460939309 429 49,792 SH SH 3,1 SH
VERITY INC COM 92343C106 3,384 49,174 SH SH 3,1 SH
COHU INC COM 192576106 1,380 64,848 SH SH 3,1 SH
***BUSINESS OBJECTS SA COM 12328X107 3,099 52,533 SH SH 3,1 SH
SPONSORED ADR
CABLE DESIGN TECHNOLOGIES CORP COM 126924109 1,878 82,320 SH SH 3,1 SH
TELESCAN INC COM 879516102 726 44,174 SH SH 3,1 SH
POLYCOM INC COM 73172K104 4,176 87,638 SH SH 3,1 SH
SECURITY FIRST TECHNOLOGIES CP COM 814279105 2,844 73,149 SH SH 3,1 SH
COM
LATTICE SEMICONDUCTOR CORP W/RTS TO PUR PFD 518415104 3,638 122,551 SH SH 3,1 SH
STK UNDER CERTAIN
CIRCUMSTANCE
JDA SOFTWARE GROUP INC COM 46612K108 687 58,798 SH SH 3,1 SH
KEY ENERGY GROUP INC COM 492914106 943 191,033 SH SH 3,1 SH
TRIQUINT SEMICONDUCTOR COM 89674K103 1,142 19,967 SH SH 3,1 SH
***CLEARNET COMMUNICATIONS INC CL A NON-VTG 184902104 904 50,026 SH SH 3,1 SH
ALLAIRE CORP COM 016714107 1,580 28,207 SH SH 3,1 SH
COM
TELEMATE NET SOFTWARE COM 87943L100 205 14,645 SH SH 3,1 SH
COM
SAWTEK INC COM 805468105 3,077 87,907 SH SH 3,1 SH
VISHAY INTERTECHNOLOGY INC COM 928298108 2,644 111,329 SH SH 3,1 SH
ELECTROGLAS INC COM 285324109 953 40,766 SH SH 3,1 SH
ASPECT DEVELOPMENT INC COM 045234101 1,401 55,333 SH SH 3,1 SH
ANTEC CORP COM 03664P105 3,735 70,305 SH SH 3,1 SH
LCA-VISION INC COM 501803209 501 94,242 SH SH 3,1 SH
LUMINANT WORLDWIDE CORP COM 550260103 1,351 43,932 SH SH 3,1 SH
COM
AMERICAN MOBILE SATELLITE CORP COM 02755R103 769 43,933 SH SH 3,1 SH
NETWORK EVENT THEATER INC COM 640924106 648 28,940 SH SH 3,1 SH
DOCUMENTUM INC COM 256159104 572 26,460 SH SH 3,1 SH
PRI AUTOMATION INC COM 69357H106 1,262 34,944 SH SH 3,1 SH
SHOP AT HOME INC COM 825066301 397 44,107 SH SH 3,1 SH
PEGASUS SYSTEMS INC COM 705906105 716 19,088 SH SH 3,1 SH
SDL INC COM 784076101 3,686 48,307 SH SH 3,1 SH
CHEAP TICKETS INC COM 162672109 1,077 33,273 SH SH 3,1 SH
COM
CREDENCE SYSTEMS CORP COM 225302108 1,315 29,300 SH SH 3,1 SH
THREE FIVE SYSTEMS INC COM 883910101 194 8,789 SH SH 3,1 SH
P-COM INC COM 693262107 554 79,075 SH SH 3,1 SH
OPEN MARKET INC COM 68370M100 577 43,977 SH SH 3,1 SH
ABACUS DIRECT CORP COM 002553105 1,428 11,716 SH SH 3,1 SH
UNITRODE CORP COM 913283107 1,598 38,044 SH SH 3,1 SH
24 / 7 MEDIA INC COM 901314104 887 23,431 SH SH 3,1 SH
COM
GENESYS TELECOMMUNICATIONS COM 371931106 1,338 29,292 SH SH 3,1 SH
LABORATORIES INC
ALPHA INDUSTRIES INC-DEL COM 020753109 636 11,270 SH SH 3,1 SH
ACTEL CORP COM 004934105 445 23,429 SH SH 3,1 SH
PINNACLE HOLDINGS INC COM 72346N101 1,127 43,127 SH SH 3,1 SH
MMC NETWORKS INC COM 55308N102 1,005 32,218 SH SH 3,1 SH
PURCHASEPRO COM COM 746144104 635 18,282 SH SH 3,1 SH
COM
ROWAN COMPANIES INC W/RTS TO PUR 779382100 1,335 82,155 SH SH 3,1 SH
P/STK UNDER
CERT CIRCUM-
STANCES
HNC SOFTWARE INC COM 40425P107 930 23,434 SH SH 3,1 SH
PHOENIX TECHNOLOGIES LTD COM 719153108 263 23,542 SH SH 3,1 SH
VINTAGE PETROLEUM INC COM 927460105 791 58,576 SH SH 3,1 SH
RAZORFISH INC CL A 755236106 994 22,847 SH SH 3,1 SH
COOPER CAMERON CORP COM 216640102 1,871 49,560 SH SH 3,1 SH
VERTICALNET INC COM 92532L107 1,084 29,288 SH SH 3,1 SH
COM 3,1 SH
MYPOINTS COM INC COM 62855T102 283 19,845 SH SH 3,1 SH
COM
DII GROUP INC COM 232949107 1,033 29,345 SH SH 3,1 SH
BROADBASE SOFTWARE INC COM 11130R100 225 14,132 SH SH 3,1 SH
USINTERNETWORKING INC COM 917311805 1,007 32,222 SH SH 3,1 SH
COM
COMVERSE TECHNOLOGY INC NEW COM 205862402 1,912 20,270 SH SH 3,1 SH
PSINET ING COM 74437C101 1,775 49,350 SH SH 3,1 SH
LAMAR ADVERTISING CO CL A 512815101 1,600 32,327 SH SH 3,1 SH
RATIONAL SOFTWARE CORP COM 75409P202 1,876 64,070 SH SH 3,1 SH
ANIXTER INTL INC COM 035290105 613 26,360 SH SH 3,1 SH
CYPRESS SEMICONDUCTOR CORP COM 232806109 1,576 73,302 SH SH 3,1 SH
GLOBAL MARINE INC NEW COM 379352404 1,818 110,599 SH SH 3,1 SH
GO2NET INC COM 383486107 1,138 17,576 SH SH 3,1 SH
SYNOPSYS INC COM 871607107 2,470 43,980 SH SH 3,1 SH
TRANSOCEAN OFFSHORE INC COM 893817106 1,873 61,150 SH SH 3,1 SH
APPLIED MICRO CIRCUITS CORP COM 03822W109 1,815 31,836 SH SH 3,1 SH
INFINITY BROADCATING CORP CL A 45662S102 2,553 87,101 SH SH 3,1 SH
RF MICRO DEVICES INC COM 749941100 2,016 44,070 SH SH 3,1 SH
ENSCO INTERNATIONAL INC COM 26874Q100 1,375 76,144 SH SH 3,1 SH
USWEB CORP COM 917327108 1,367 39,839 SH SH 3,1 SH
VALASSIS COMMUNICATIONS INC COM 918866104 1,278 29,082 SH SH 3,1 SH
DIGITAL MICROWAVE CORP W/RTS TO PUR 253859102 505 32,223 SH SH 3,1 SH
P/STK UNDER
CERTAIN CIRCUM-
STANCE
***BAAN CO NV COM N08044104 637 43,937 SH SH 3,1 SH
ABERCROMBIE & FITCH CO COM 002896207 1,689 49,596 SH SH 3,1 SH
EMULEX CORP NEW COM 292475209 248 2,893 SH SH 3,1 SH
***GEMSTAR INTERNATIONAL GROUP ORD G3788V106 1,133 14,496 SH SH 3,1 SH
LTD
COMMSCOPE INC COM 203372107 762 23,433 SH SH 3,1 SH
ANALOG DEVICES INC W/RTS TO PUR 032654105 3,577 69,789 SH SH 3,1 SH
C/STK UNDER
CERT CIRCUM-
STANCES
QLT PHOTOTHERAPEUTICS COM 746927102 785 10,275 SH SH 3,1 SH
DIAMOND OFFSHORE DRILLING INC COM 25271C102 1,667 49,944 SH SH 3,1 SH
NATIONAL SEMICONDUCTOR CORP COM 637640103 1,793 58,655 SH SH 3,1 SH
CONEXANT SYSTEMS INC COM 207142100 2,450 33,721 SH SH 3,1 SH
MATTEL INC W/RTS TO PUR 577081102 1,926 101,350 SH SH 3,1 SH
P/STK UNDER
CERT CIRCUM-
STANCE
ADAPTEC INC COM 00651F108 1,395 35,148 SH SH 3,1 SH
WAL MART STORES INC COM 931142103 2,368 49,791 SH SH 3,1 SH
CINCINNATI BELL INC- W/RTS PUR 171870108 854 43,933 SH SH 3,1 SH
P/STK UNDR
CERTAIN CIRCUM-
STANCES
NOVELLUS SYSTEMS INC COM 670008101 789 11,699 SH SH 3,1 SH
MAXIM INTEGRATED PRODUCTS INC COM 57772K101 2,570 40,730 SH SH 3,1 SH
EXTREME NETWORKS INC COM 30226D106 927 14,647 SH SH 3,1 SH
GENERAL MOTORS CORP CL H 370442832 1,845 32,232 SH SH 3,1 SH
SCI SYSTEMS INC COM 783890106 912 20,521 SH SH 3,1 SH
NETWORK APPLIANCE INC COM 64120L104 1,470 20,526 SH SH 3,1 SH
***NOKIA CORP- SPONSORED ADR 654902204 2,352 26,167 SH SH 3,1 SH
REPSTG 1/2 CUM
PREF FM 20 PAR
NETZERO INC COM 64122R109 741 28,488 SH SH 3,1 SH
LSI LOGIC CORP COM 502161102 1,833 35,257 SH SH 3,1 SH
XILINX INC. W/RTS TO PUR 983919101 2,697 41,150 SH SH 3,1 SH
P/STK UNDER
CERT CIRCUM-
STANCE
VERISIGN INC COM 92343E102 1,404 13,182 SH SH 3,1
TERADYNE INC COM 880770102 1,533 43,482 SH SH 3,1 SH
SIEBEL SYSTEMS INC COM 826170102 1,454 21,826 SH SH 3,1 SH
LYCOS INC COM 550818108 1,028 20,502 SH SH 3,1 SH
JDS UNIPHASE CORP COM 46612J101 184 1,615 SH SH 3,1 SH
COM
DYNEGY INC COM 26816L102 732 35,400 SH SH 3,1 SH
INKTOMI CORP COM 457277101 1,407 11,719 SH SH 3,1 SH
***ASM LITHOGRAPHY HOLDING NV ORD N Y REGISTRY N0705911 983 14,664 SH SH 3,1 SH
KERR MCGEE CORP W-RTS TO PUR 492386107 968 17,575 SH SH 3,1 SH
P/STK UNDR CERT
CIRCMSTANCES
***NORTHERN TELECOM LTD COM 665815106 2,674 52,437 SH SH 3,1 SH
CMG INFORMATION SERVICES INC COM 125750109 1,501 14,645 SH SH 3,1 SH
CITRIX SYS INC COM 177376100 817 13,196 SH SH 3,1 SH
QUALCOMM INC COM 747525103 1,885 9,962 SH SH 3,1 SH
NOVOSTE CORP COM 67010C100 37 2,058 SH SH 3,1 SH
MICRON TECHNOLOGY INC COM 595112103 1,948 29,294 SH SH 3,1 SH
VERITAS SOFTWARE CORP COM 923436109 1,781 23,454 SH SH 3,1 SH
TEXAS INSTRUMENTS INC COM 882508104 1,936 23,536 SH SH 3,1 SH
MICROSOFT CORP COM 594918104 1,930 131,728 SH SH 3,1 SH
BEST BUY COMPANY INC COM 086516101 1,272 20,516 SH SH 3,1 SH
HALLIBURTON CO W/RTS TO PUR 406216101 1,789 43,644 SH SH 3,1 SH
CERT STK UNDR H
CERTN
***SGS THOMSON MICROELEC- NEW YORK 861012102 1,994 26,921 SH SH 3,1 SH
TRONICS NV REGISTRY
NEXTEL COMMUNICATIONS INC- CL A 65332V103 1,996 29,446 SH SH 3,1 SH
CLEAR CHANNEL COMMUN INC COM 184502102 2,342 29,329 SH SH 3,1 SH
CORNING INC COM 219350105 1,406 20,504 SH SH 3,1 SH
HOME DEPOT INC COM 437076102 2,412 35,149 SH SH 3,1 SH
AT HOME CORP SER A 045919107 971 23,431 SH SH 3,1 SH
MEDIAONE GROUP INC COM 58440J104 2,592 37,945 SH SH 3,1 SH
***SCHLUMBERGER LTD COM 806857108 1,826 29,300 SH SH 3,1 SH
APPLIED MATERIALS INC COM 038222105 1,709 22,003 SH SH 3,1 SH
STAPLES INC COM 855030102 569 26,066 SH SH 3,1 SH
CBS CORP COM 12490K107 1,631 35,255 SH SH 3,1 SH
MOTOROLA INC COM 620076109 2,437 27,691 SH SH 3,1 SH
COMPUTER ASSOCIATES INTL INC COM 204912109 1,432 23,432 SH SH 3,1 SH
EMC CORP-MASS COM 268648102 2,508 35,145 SH SH 3,1 SH
*** SONY CORP-ADR NEW COM 835699307 1,771 11,800 SH SH 3,1 SH
AMERICA ONLINE INC-DEL COM 02364J104 3,048 29,293 SH SH 3,1 SH
INTL BUSINESS MACHINES CORP COM 459200101 5,132 42,417 SH SH 3,1 SH
SANDISK CORP COM 80004C101 2 38 SH SH 3,1 SH
***DIVERSINET CORP NEW COM 25536K204 895 87,899 SH SH 3,1 SH
***GALILEO TECHNOLOGY LTD COM M47298100 803 32,119 SH SH 3,1 SH
***SOFTBANK CORP COM SJDHFK108 1,286 3,504 SH SH 3,1 SH
***TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR 874039100 1,107 37,519 SH SH 3,1 SH
LTD REPSTG 5 COM
SPONSORED ADR
NEW
COMMTOUCH SOFTWARE LTD COM M25596103 1,072 72,091 SH SH 3,1 SH
***VODAFONE AIRTOUCH PLC COM 92857T107 1,931 8,122 SH SH 3,1 SH
***ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,713 38,072 SH SH 3,1 SH
DELL COMPUTER CORP COM 247025109 2,335 55,837 SH SH 3,1 SH
INTEL CORP COM 458140100 5,020 67,555 SH SH 3,1 SH
CISCO SYSTEMS INC. COM 17275R102 12,970 189,167 SH SH 3,1 SH
GENERAL ELECTRIC CO COM 369604103 11,821 99,702 SH SH 3,1 SH
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