<PAGE> 1
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------------------
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/2000
------------------------------
Check here if Amendment [X]; Amendment Number: 1
---------------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenberg-Summit Partners, LLC
-------------------------------------------------------
Address: 101 Arch Street, Suite 1930
-------------------------------------------------------
Boston, MA 02110
-------------------------------------------------------
-------------------------------------------------------
Form 13F File Number: 28- 6712
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Oswald C. Street, IV
-------------------------------------------------------
Title: Chief Financial Officer
-------------------------------------------------------
Phone: 617/218-4100
-------------------------------------------------------
Signature, Place, and Date of Signing:
<TABLE>
<S> <C> <C>
/s/ Oswald C. Street Boston, MA
------------------------------- ------------------------------------------------------ ----------------------
[Signature] [City, State] [Date]
</TABLE>
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
<TABLE>
<S> <C>
Form 13F File Number Name
----------------------------------------------------
28-
--------------------
[Repeat as necessary.]
</TABLE>
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
<PAGE> 2
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
---------------------------------------
Form 13F Information Table Entry Total:
---------------------------------------
Form 13F Information Table Value Total: $881,189
--------------------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
<TABLE>
<C> <S> <C>
No. Form 13F File Number Name
1. 28- Greenberg-Summit Management, LLC
--------- -------------------- ----------------------------------------
2. Mt. Everest Fund, L.P.
--------- -------------------- ----------------------------------------
3. Mt. Everest QP Fund, L.P.
--------- -------------------- ----------------------------------------
4. Mt. Everest Fund Limited
--------- -------------------- ----------------------------------------
[Repeat as necessary.]
</TABLE>
<PAGE> 3
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH.
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR. SOLE SHARED NONE
------------------------------ ------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WESTWOOD ONE INC COM 961815107 274 8,043 SH DEFINED 2,1 0 8,043 0
ANADIGICS INC COM 032515108 2,557 75,069 SH DEFINED 2,1 75,069
FIRST SIERRA FINANCIAL INC COM 826521106 326 86,999 SH DEFINED 2,1 86,999
***ZI CORPORATION COM 988918108 1,081 116,893 SH DEFINED 2,1 116,893
LAUNCH MEDIA INC COM 518567102 398 43,044 SH DEFINED 2,1 43,044
CONDUCTUS INC COM 206784100 335 16,960 SH DEFINED 2,1 16,960
SALTON INC COM 795757103 1,187 32,179 SH DEFINED 2,1 32,179
***ISG INTERNATIONAL
SOFTWARE GROUP LTD ORD M5733B104 261 22,118 SH DEFINED 2,1 22,118
AMFM INC COM 001693100 555 8,044 SH DEFINED 2,1 8,044
TROY GROUP INC COM 89733N106 369 24,800 SH DEFINED 2,1 24,800
SEACHANGE INTL INC COM 811699107 1,355 46,915 SH DEFINED 2,1 46,915
***NII NORSAT INTL INC COM 62913L109 299 35,475 SH DEFINED 2,1 35,475
JDS UNIPHASE CORP COM 46612J101 1,367 11,405 SH DEFINED 2,1 11,405
CE FRANKLIN LTD COM 125151100 163 21,917 SH DEFINED 2,1 21,917
ARX INC COM 007768104 1,232 24,799 SH DEFINED 2,1 24,799
LATTICE SEMICONDUCTOR CORP W/RTS TO PUR 518415104 3,706 53,618 SH DEFINED 2,1 53,618
PFD STK UNDER
CERTAIN
CIRCUMSTANCE
VISHAY INTERTECHNOLOGY INC COM 928298108 1,780 46,917 SH DEFINED 2,1 46,917
TRICO MARINE SERVICES INC COM 896106101 336 26,366 SH DEFINED 2,1 26,366
KOPIN CORP COM 500600101 1,716 24,780 SH DEFINED 2,1 24,780
ELECTROGLAS INC COM 285324109 346 16,086 SH DEFINED 2,1 16,086
NS GROUP INC COM 628916108 323 15,416 SH DEFINED 2,1 15,416
ELOYALTY CORP COM 290151109 426 33,444 SH DEFINED 2,1 33,444
ALPHA INDUSTRIES INC-DEL COM 020753109 295 6,703 SH DEFINED 2,1 6,703
ALLIANCE SEMICONDUCTOR CORP COM 01877H100 626 25,470 SH DEFINED 2,1 25,470
</TABLE>
1
<PAGE> 4
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH.
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR. SOLE SHARED NONE
------------------------------ -------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 477 2,680 SH DEFINED 2,1 2,680
NEW ERA OF NETWORKS INC COM 644312100 855 20,108 SH DEFINED 2,1 20,108
BROOKS AUTOMATION INC COM 11434A100 600 9,383 SH DEFINED 2,1 9,383
LUMINANT WORLDWIDE CORP COM 550260103 132 14,746 SH DEFINED 2,1 14,746
JDA SOFTWARE GROUP INC COM 46612K108 257 13,404 SH DEFINED 2,1 13,404
SECURE COMPUTING CORPORATION COM 813705100 252 13,402 SH DEFINED 2,1 13,402
VERITY INC COM 92343C106 586 15,416 SH DEFINED 2,1 15,416
ACTEL CORP COM 004934105 520 11,395 SH DEFINED 2,1 11,395
GASONICS INTERNATIONAL CORP COM 367278108 317 8,044 SH DEFINED 2,1 8,044
PRI AUTOMATION INC COM 69357H106 745 11,394 SH DEFINED 2,1 11,394
ANTEC CORP COM 03664P105 752 18,096 SH DEFINED 2,1 18,096
KULICKE & SOFFA INDUSTRIES INC COM 501242101 677 11,394 SH DEFINED 2,1 11,394
ECLIPSE SURGICAL TECHNOLOGIES COM 278849104 59 13,408 SH DEFINED 2,1 13,408
ALLAIRE CORP COM 016714107 442 12,015 SH DEFINED 2,1 12,015
DUPONT PHOTOMASKS INC COM 26613X101 459 6,703 SH DEFINED 2,1 6,703
COMVERSE TECHNOLOGY INC NEW COM 205862402 997 10,724 SH DEFINED 2,1 10,724
***BUSINESS OBJECTS SA SPONSORED ADR 12328X107 591 6,703 SH DEFINED 2,1 6,703
CIRRUS LOGIC INC COM 172755100 429 26,806 SH DEFINED 2,1 26,806
STEWART & STEVENSON SERVICES COM 860342104 172 11,393 SH DEFINED 2,1 11,393
TRIQUINT SEMICONDUCTOR COM 89674K103 320 3,346 SH DEFINED 2,1 3,346
PARADYNE NETWORKS INC COM 69911G107 393 12,063 SH DEFINED 2,1 12,063
NET2PHONE COM 64108N106 191 5,363 SH DEFINED 2,1 5,363
TIDEWATER INC COM 886423102 627 17,426 SH DEFINED 2,1 17,426
VIADOR INC COM 92553R108 74 4,692 SH DEFINED 2,1 4,692
DOCUMENTUM INC COM 256159104 419 4,692 SH DEFINED 2,1 4,692
EXTENDED SYSTEMS INC COM 301973103 257 2,681 SH DEFINED 2,1 2,681
MOTIENT CORP COM 619908106 104 6,658 SH DEFINED 2,1 6,658
PANAMSAT CORP NEW COM 697933109 439 10,054 SH DEFINED 2,1 10,054
POLYCOM INC COM 73172K104 820 8,713 SH DEFINED 2,1 8,713
KEMET CORP COM 488360108 513 20,449 SH DEFINED 2,1 20,449
NETOBJECTS INC COM 64114L102 61 6,703 SH DEFINED 2,1 6,703
SAWTEK INC COM 805468105 501 8,712 SH DEFINED 2,1 8,712
</TABLE>
2
<PAGE> 5
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH.
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR. SOLE SHARED NONE
------------------------------ -------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
***ASM LITHOGRAPHY HOLDING NV ORD N Y N0705911 607 13,753 SH DEFINED 2,1 3 13,753
REGISTRY
(NASDAQ LIST)
TITAN CORP COM 888266103 450 10,054 SH DEFINED 2,1 10,054
PEGASUS COMMUNICATIONS CORP CL A 705904100 395 8,045 SH DEFINED 2,1 8,045
PHOENIX TECHNOLOGIES LTD COM 719153108 77 4,692 SH DEFINED 2,1 4,692
GLOBAL MARINE INC NEW COM 379352404 888 31,501 SH DEFINED 2,1 31,501
HNC SOFTWARE INC COM 40425P107 290 4,691 SH DEFINED 2,1 4,691
OPEN MARKET INC COM 68370M100 111 8,044 SH DEFINED 2,1 8,044
PINNACLE HOLDINGS INC COM 72346N101 434 8,043 SH DEFINED 2,1 8,043
VALERO ENERGY CORP W/RTS TO PUR 91913Y100 319 10,054 SH DEFINED 2,1 10,054
PFD STK UNDR
CERT CIRCMS
ENTERCOM COMMUNICATIONS CORP COM 293639100 261 5,363 SH DEFINED 2,1 5,363
***NORTEL NETWORKS CORP COM 656568102 2,745 40,214 SH DEFINED 2,1 40,214
ALTERA CORP COM 021441100 683 6,703 SH DEFINED 2,1 6,703
NABORS INDUSTRIES INC COM 629568106 919 22,117 SH DEFINED 2,1 22,117
SANDISK CORP COM 80004C101 615 10,054 SH DEFINED 2,1 10,054
CSG SYSTEMS INTL INC COM 126349109 432 7,706 SH DEFINED 2,1 7,706
MERCURY INTERACTIVE CORP COM 589405109 227 2,346 SH DEFINED 2,1 2,346
ENSCO INTERNATIONAL INC COM 26874Q100 720 20,108 SH DEFINED 2,1 20,108
METHOD ELECTRONICS CL A 591520200 181 4,691 SH DEFINED 2,1 4,691
***NOKIA CORP- SPONSORED ADR 654902204 636 12,735 SH DEFINED 2,1 12,735
REPSTG 1/2 CUM
PREF FM 20 PAR
GLOBAL INDUSTRIES LTD COM 379336100 228 12,065 SH DEFINED 2,1 12,065
ALTEON WEBSYSTEMS INC COM 02145A109 536 5,361 SH DEFINED 2,1 5,361
RADIANT SYSTEMS INC COM 75025N102 82 3,424 SH DEFINED 2,1 3,424
INTERWOVEN INC COM 46114T102 332 3,016 SH DEFINED 2,1 3,016
MILLIPORE CORP W/RTS TO PUR 601073109 404 5,362 SH DEFINED 2,1 5,362
C/STK UNDER
CERT
</TABLE>
3
<PAGE> 6
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH.
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR. SOLE SHARED NONE
------------------------------ -------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CIRCUMSTANCES
TERAYON COMMUNICATION SYS COM 880775101 473 7,371 SH DEFINED 2,1 7,371
IMMUNEX CORP NEW COM 452528102 232 4,691 SH DEFINED 2,1 4,691
SCI SYSTEMS INC COM 783890106 657 16,755 SH DEFINED 2,1 16,755
INTROGEN CORP COM 46185R100 202 2,681 SH DEFINED 2,1 2,681
CYPRESS SEMICONDUCTOR CORP COM 232806109 566 13,405 SH DEFINED 2,1 13,405
DYCOM INDUSTRIES INC COM 267475101 216 4,692 SH DEFINED 2,1 4,692
AVX CORP NEW COM 002444107 421 18,339 SH DEFINED 2,1 18,339
INCYTE PHARMACEUTICALS INC COM 45337C102 275 3,350 SH DEFINED 2,1 3,350
PURCHASEPRO COM COM 746144104 138 3,366 SH DEFINED 2,1 3,366
EXTREME NETWORKS INC COM 30226D106 566 5,361 SH DEFINED 2,1 5,361
RATIONAL SOFTWARE CORP NEW COM 75409P202 841 9,048 SH DEFINED 2,1 9,048
GRANT PRIDECO INC COM 38821G101 251 10,053 SH DEFINED 2,1 10,053
KLA INSTRUMENTS CORP W/RTS TO PUR 482480100 275 4,694 SH DEFINED 2,1 4,694
C/STK UNDER
CERT
CIRCUMSTANCE
COOPER CAMERON CORP COM 216640102 310 4,692 SH DEFINED 2,1 4,692
***GEMSTAR INTERNATIONAL
GROUP LTD ORD G3788V106 165 2,681 SH DEFINED 2,1 2,681
QUANTA SERVICES INC COM 74762E102 259 4,706 SH DEFINED 2,1 4,706
SCIENTIFIC ATLANTA INC COM 808655104 949 12,734 SH DEFINED 2,1 12,734
COPPER MOUNTAIN NETWORKS INC COM 217510106 354 4,021 SH DEFINED 2,1 4,021
ULTRAMAR DIAMOND SHAMROCK
CORP COM 904000106 166 6,704 SH DEFINED 2,1 6,704
WESTERN WIRELESS CORP - CL A 95988E204 292 5,361 SH DEFINED 2,1 5,361
***ALCATEL ALSTHOM SPONSORED ADR 013904305 802 12,065 SH DEFINED 2,1 12,065
JABIL CIRCUIT INC COM 466313103 699 14,076 SH DEFINED 2,1 14,076
ADC TELECOMMUNICATIONS INC COM 000886101 787 9,383 SH DEFINED 2,1 9,383
INFINITY BROADCATING CORP CL A 45662S102 977 26,811 SH DEFINED 2,1 26,811
LSI LOGIC CORP COM 502161102 472 8,714 SH DEFINED 2,1 8,714
ANALOG DEVICES INC W/RTS TO PUR 032654105 1,681 22,119 SH DEFINED 2,1 22,119
C/STK UNDER
CERT
</TABLE>
4
<PAGE> 7
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
------------------------------ -------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CIRCUMSTANCES
MBIA INC COM 55262C100 291 6,032 SH DEFINED 2,1 6,032
RF MICRO DEVICES INC COM 749941100 411 4,692 SH DEFINED 2,1 4,692
APPLIED MICRO CIRCUITS CORP COM 03822W109 662 6,702 SH DEFINED 2,1 6,702
ATMEL CORP COM 049513104 445 12,065 SH DEFINED 2,1 12,065
SANMINA CORP COM 800907107 688 8,043 SH DEFINED 2,1 8,043
NATIONAL SEMICONDUCTOR CORP COM 637640103 532 9,382 SH DEFINED 2,1 9,382
ENRON OIL & GAS CO COM 26875P101 242 7,238 SH DEFINED 2,1 7,238
IDEC PHARMACEUTICALS CORP COM 449370105 236 2,010 SH DEFINED 2,1 2,010
MICROSOFT CORP COM 594918104 4,290 53,620 SH DEFINED 2,1 53,620
MGIC INVESTMENT CORP-WIS COM 552848103 213 4,691 SH DEFINED 2,1 4,691
MAXIM INTEGRATED PRODUCTS
INC COM 57772K101 774 11,394 SH DEFINED 2,1 11,394
MICRON TECHNOLOGY INC COM 595112103 738 8,378 SH DEFINED 2,1 8,378
SDL INC COM 784076101 860 3,017 SH DEFINED 2,1 3,017
AETNA INC COM 008117103 344 5,362 SH DEFINED 2,1 5,362
FOUNDRY NETWORKS INC COM 35063R100 479 4,355 SH DEFINED 2,1 4,355
SEPRACOR INC COM 817315104 323 2,681 SH DEFINED 2,1 2,681
R & B FALCON CORP COM 74912E101 158 6,702 SH DEFINED 2,1 6,702
BEA SYSTEMS INC COM 073325102 630 12,734 SH DEFINED 2,1 12,734
CIGNA CORP W/RTS TO PUR 125509109 501 5,361 SH DEFINED 2,1 5,361
P/STK UNDR
CERT
CIRCMS
SEAGATE TECHNOLOGY INC COM 811804103 406 7,379 SH DEFINED 2,1 7,379
***TRANSOCEAN SEDCO FOREX
INC COM G90078109 358 6,703 SH DEFINED 2,1 6,703
AMKOR TECHNOLOGY INC COM 031652100 166 4,692 SH DEFINED 2,1 4,692
***SGS THOMSON
MICROELECTRONICS NV (NEW YORK 861012102 559 8,713 SH DEFINED 2,1 8,713
REGISTRY)
XILINX INC. W/RTS TO PUR 983919101 719 8,713 SH DEFINED 2,1 8,713
P/STK UNDER
CERT
CIRCUMSTANCE
***SCHLUMBERGER LTD COM 806857108 900 12,065 SH DEFINED 2,1 12,065
</TABLE>
5
<PAGE> 8
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
------------------------------ -------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROVIDIAN FINL CORP COM 74406A102 302 3,351 SH DEFINED 2,1 3,351
PMC-SIERRA INC COM 69344F106 596 3,352 SH DEFINED 2,1 3,352
***L M ERICSSON TELEPHONE CO ADR NEW REPSTG 294821400 402 20,108 SH DEFINED 2,1 20,108
CL B FREE NEW
SK 10 PAR
I2 TECHNOLOGIES INC COM 465754109 455 4,362 SH DEFINED 2,1 4,362
VOICESTREAM WIRELESS CORP COM 928615103 546 4,697 SH DEFINED 2,1 4,697
INKTOMI CORP COM 457277101 285 2,413 SH DEFINED 2,1 2,413
NETWORK APPLIANCE INC COM 64120L104 529 6,568 SH DEFINED 2,1 6,568
VITRIA TECHNOLOGY COM 92849Q104 164 2,681 SH DEFINED 2,1 2,681
CORNING INC COM 219350105 1,628 6,033 SH DEFINED 2,1 6,033
FIRST DATA CORP COM 319963104 466 9,384 SH DEFINED 2,1 9,384
BAXTER INTERNATIONAL INC W/RTS TO PUR 071813109 424 6,032 SH DEFINED 2,1 6,032
PFD STK UNDER
CERTAIN
CIRCUMSTANCES
TERADYNE INC COM 880770102 246 3,351 SH DEFINED 2,1 3,351
VITESSE SEMICONDUCTOR CORP COM 928497106 247 3,351 SH DEFINED 2,1 3,351
DYNEGY INC COM 26816Q101 136 1,997 SH DEFINED 2,1 1,997
SPRINT CORP COM 852061100 684 13,405 SH DEFINED 2,1 13,405
BROADCOM CORP CL A 111320107 440 2,011 SH DEFINED 2,1 2,011
SYCAMORE NETWORKS INC COM 871206108 444 4,021 SH DEFINED 2,1 4,021
GENERAL MOTORS CORP - CL H NEW 370442832 351 4,002 SH DEFINED 2,1 4,002
INFOSPACE.COM INC COM 45678T102 185 3,351 SH DEFINED 2,1 3,351
CIENA CORPORATION COM 171779101 335 2,011 SH DEFINED 2,1 2,011
MBNA CORP COM 55262L100 309 11,394 SH DEFINED 2,1 11,394
HOUSEHOLD INTERNATIONAL INC COM 441815107 279 6,703 SH DEFINED 2,1 6,703
GENERAL ELECTRIC CO COM 369604103 7,104 134,046 SH DEFINED 2,1 134,046
NEXTEL COMMUNICATIONS INC- CL A 65332V103 586 9,585 SH DEFINED 2,1 9,585
TYCO INTERNATIONAL LTD NEW COM 902124106 1,048 22,118 SH DEFINED 2,1 22,118
VERITAS SOFTWARE CORP COM 923436109 494 4,370 SH DEFINED 2,1 4,370
SIEBEL SYSTEMS INC COM 826170102 351 2,145 SH DEFINED 2,1 2,145
</TABLE>
6
<PAGE> 9
<TABLE>
<CAPTION>
VOTING AUTHORITY
---------------------
TITLE OF VALUE SHRS SH/ PUT/ INVESTMENT OTH.
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR. SOLE SHARED NONE
------------------------------ -------------- --------- -------- ---------- --- ---- ---------- ---- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CISCO SYSTEMS INC. COM 17275R102 4,388 69,033 SH DEFINED 2,1 69,033
PE CORP COM PE BIO GRP 69332S102 132 2,011 SH DEFINED 2,1 2,011
INTEL CORP COM 458140100 4,211 31,500 SH DEFINED 2,1 31,500
BELLSOUTH CORP COM 079860102 686 16,086 SH DEFINED 2,1 16,086
JUNIPER NETWORKS COM 48203R104 390 2,682 SH DEFINED 2,1 2,682
BANK OF NEW YORK CO INC W/RTS TO PUR 064057102 281 6,033 SH DEFINED 2,1 6,033
P/STK UNDER
CERT
CIRCUMSTANCES
MICREL INC COM 594793101 29 671 SH DEFINED 2,1 671
ABBOTT LABORATORIES COM 002824100 448 10,053 SH DEFINED 2,1 10,053
AMERICA ONLINE INC-DEL COM 02364J104 742 14,075 SH DEFINED 2,1 14,075
SBC COMMUNICATIONS INC COM 78387G103 870 20,108 SH DEFINED 2,1 20,108
DELL COMPUTER CORP COM 247025109 727 14,744 SH DEFINED 2,1 14,744
FEDERAL NATIONAL
MORTGAGE ASSN COM 313586109 280 5,362 SH DEFINED 2,1 5,362
AMERICAN INTL GROUP INC COM 026874107 945 8,043 SH DEFINED 2,1 8,043
INTL BUSINESS MACHINES
CORP COM 459200101 954 8,711 SH DEFINED 2,1 8,711
SUN MICROSYSTEMS INC COM 866810104 670 7,371 SH DEFINED 2,1 7,371
EMC CORP-MASS COM 268648102 755 9,810 SH DEFINED 2,1 9,810
CITIGROUP INC COM 172967101 888 14,746 SH DEFINED 2,1 14,746
APPLIED MATERIALS INC COM 038222105 304 3,351 SH DEFINED 2,1 3,351
PFIZER INC COM 717081103 1,030 21,448 SH DEFINED 2,1 21,448
HEWLETT PACKARD CO COM 428236103 418 3,351 SH DEFINED 2,1 3,351
ORACLE SYSTEMS CORP COM 68389X105 789 9,382 SH DEFINED 2,1 9,382
WAL MART STORES INC COM 931142103 348 6,033 SH DEFINED 2,1 6,033
***DESCARTES SYSTEMS
GROUP INC COM 249906108 165 5,362 SH DEFINED 2,1 5,362
*** Taiwan SemiConductor Sponsored 874039209 206 5,317 SH DEFINED 2,1 5,317
Mfg Co LTD Temp ADR
***FLEXTRONICS INT LTD COM Y2573F102 691 10,061 SH DEFINED 2,1 10,061
***VODAFONE AIRTOUCH PLC COM 92857T107 278 6,702 SH DEFINED 2,1 6,702
***ZI CORPORATION RESTRICTED ZICARTS 453 48,925 SH DEFINED 2,1 48,925
</TABLE>
7
<PAGE> 10
<TABLE>
<CAPTION>
VOTING AUTHORITY
-----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WESTWOOD ONE INC COM 961815107 1,176,595.88 1,177 34,479 SH DEFINED 3,1 34,479
ANADIGICS INC COM 032515108 10,961,244.38 10,961 321,798 SH DEFINED 3,1 321,798
FIRST SIERRA FINANCIAL
INC COM 826521106 1,398,528.75 1,399 372,941 SH DEFINED 3,1 372,941
***ZI CORPORATION COM 988918108 4,635,175.00 4,635 501,100 SH DEFINED 3,1 501,100
LAUNCH MEDIA INC COM 518567102 1,706,782.25 1,707 184,517 SH DEFINED 3,1 184,517
CONDUCTUS INC COM 206784100 1,435,568.25 1,436 72,687 SH DEFINED 3,1 72,687
SALTON INC COM 795757103 5,086,611.25 5,087 137,942 SH DEFINED 3,1 137,942
***ISG INTERNATIONAL
SOFTWARE GROUP LTD- ORD M5733B104 1,120,014.00 1,120 94,816 SH DEFINED 3,1 94,816
AMFM INC COM 001693100 2,378,913.00 2,379 34,477 SH DEFINED 3,1 34,477
TROY GROUP INC COM 89733N106 1,581,286.88 1,581 106,305 SH DEFINED 3,1 106,305
SEACHANGE INTL INC COM 811699107 5,807,542.13 5,808 201,127 SH DEFINED 3,1 201,127
***NII NORSAT INTL INC COM 62913L109 1,283,250.94 1,283 152,089 SH DEFINED 3,1 152,089
JDS UNIPHASE CORP COM 46612J101 5,861,048.38 5,861 48,893 SH DEFINED 3,1 48,893
CE FRANKLIN LTD COM 125151100 698,782.88 699 93,954 SH DEFINED 3,1 93,954
ARX INC COM 007768104 5,282,228.44 5,282 106,309 SH DEFINED 3,1 106,309
LATTICE SEMICONDUCTOR W/RTS TO PUR 518415104 15,889,072.50 15,889 229,860 SH DEFINED 3,1 229,860
CORP PFD STK UNDER
CERTAIN
CIRCUMSTANCE
VISHAY INTERTECHNOLOGY
INC COM 928298108 7,630,065.88 7,630 201,122 SH DEFINED 3,1 201,122
TRICO MARINE SERVICES
INC COM 896106101 1,441,145.25 1,441 113,031 SH DEFINED 3,1 113,031
KOPIN CORP COM 500600101 7,359,336.00 7,359 106,272 SH DEFINED 3,1 106,272
ELECTROGLAS INC COM 285324109 1,482,597.00 1,483 68,958 SH DEFINED 3,1 68,958
NS GROUP INC COM 628916108 1,383,633.75 1,384 66,084 SH DEFINED 3,1 66,084
ELOYALTY CORP COM 290151109 1,827,954.75 1,828 143,369 SH DEFINED 3,1 143,369
ALPHA INDUSTRIES INC-DEL COM 020753109 1,266,003.75 1,266 28,732 SH DEFINED 3,1 28,732
</TABLE>
1
<PAGE> 11
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALLIANCE SEMICONDUCTOR
CORP COM 01877H100 2,681,758.31 2,682 109,181 SH DEFINED 3,1 109,181
BIOTECH HOLDERS TR DEPOSTRY RCPTS 09067D201 2,046,110.00 2,046 11,495 SH DEFINED 3,1 11,495
NEW ERA OF NETWORKS INC COM 644312100 3,663,330.00 3,663 86,196 SH DEFINED 3,1 86,196
BROOKS AUTOMATION INC COM 11434A100 2,571,822.00 2,572 40,224 SH DEFINED 3,1 40,224
LUMINANT WORLDWIDE CORP COM 550260103 564,939.38 565 63,210 SH DEFINED 3,1 63,210
JDA SOFTWARE GROUP INC COM 46612K108 1,102,648.06 1,103 57,467 SH DEFINED 3,1 57,467
SECURE COMPUTING
CORPORATION COM 813705100 1,081,135.56 1,081 57,469 SH DEFINED 3,1 57,469
VERITY INC COM 92343C106 2,511,192.00 2,511 66,084 SH DEFINED 3,1 66,084
ACTEL CORP COM 004934105 2,228,461.88 2,228 48,843 SH DEFINED 3,1 48,843
GASONICS INTERNATIONAL
CORP COM 367278108 1,359,726.13 1,360 34,478 SH DEFINED 3,1 34,478
PRI AUTOMATION INC COM 69357H106 3,194,005.32 3,194 48,845 SH DEFINED 3,1 48,845
ANTEC CORP COM 03664P105 3,224,335.63 3,224 77,578 SH DEFINED 3,1 77,578
KULICKE & SOFFA
INDUSTRIES INC COM 501242101 2,900,171.88 2,900 48,845 SH DEFINED 3,1 48,845
ECLIPSE SURGICAL
TECHNOLOGIES COM 278849104 251,453.13 251 57,475 SH DEFINED 3,1 57,475
ALLAIRE CORP COM 016714107 1,897,623.00 1,898 51,636 SH DEFINED 3,1 51,636
DUPONT PHOTOMASKS INC COM 26613X101 1,968,142.00 1,968 28,732 SH DEFINED 3,1 28,732
COMVERSE TECHNOLOGY INC
NEW COM 205862402 4,275,489.00 4,275 45,973 SH DEFINED 3,1 45,973
***BUSINESS OBJECTS SA SPONSORED ADR 12328X107 2,532,095.63 2,532 28,733 SH DEFINED 3,1 28,733
CIRRUS LOGIC INC COM 172755100 1,838,944.00 1,839 114,934 SH DEFINED 3,1 114,934
STEWART & STEVENSON
SERVICES COM 860342104 735,788.06 736 48,849 SH DEFINED 3,1 48,849
TRIQUINT SEMICONDUCTOR COM 89674K103 1,373,498.38 1,373 14,354 SH DEFINED 3,1 14,354
PARADYNE NETWORKS INC COM 69911G107 1,684,197.63 1,684 51,722 SH DEFINED 3,1 51,722
NET2PHONE COM 64108N106 820,170.13 820 22,982 SH DEFINED 3,1 22,982
TIDEWATER INC COM 886423102 2,689,344.00 2,689 74,704 SH DEFINED 3,1 74,704
VIADOR INC COM 92553R108 319,278.00 319 20,112 SH DEFINED 3,1 20,112
DOCUMENTUM INC COM 256159104 1,797,510.00 1,798 20,112 SH DEFINED 3,1 20,112
EXTENDED SYSTEMS INC COM 301973103 1,103,328.00 1,103 11,493 SH DEFINED 3,1 11,493
MOTIENT CORP COM 619908106 448,223.25 448 28,572 SH DEFINED 3,1 28,572
PANAMSAT CORP NEW COM 697933109 1,882,843.88 1,883 43,098 SH DEFINED 3,1 43,098
</TABLE>
2
<PAGE> 12
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
POLYCOM INC COM 73172K104 3,514,777.94 3,515 37,354 SH DEFINED 3,1 37,354
KEMET CORP COM 488360108 2,174,247.06 2,174 86,753 SH DEFINED 3,1 86,753
NETOBJECTS INC COM 64114L102 262,179.50 262 28,732 SH DEFINED 3,1 28,732
***ASM LITHOGRAPHY ORD N Y REGISTRY N0705911 2,791,744.63 2,792 63,269 SH DEFINED 3,1 63,269
HOLDING NV (NASDAQ LIST)
SAWTEK INC COM 805468105 2,150,304.75 2,150 37,356 SH DEFINED 3,1 37,356
TITAN CORP COM 888266103 1,928,635.50 1,929 43,098 SH DEFINED 3,1 43,098
PEGASUS COMMUNICATIONS
CORP CL A 705904100 1,691,380.63 1,691 34,474 SH DEFINED 3,1 34,474
PHOENIX TECHNOLOGIES LTD COM 719153108 328,077.00 328 20,112 SH DEFINED 3,1 20,112
GLOBAL MARINE INC NEW COM 379352404 3,806,468.19 3,806 135,041 SH DEFINED 3,1 135,041
HNC SOFTWARE INC COM 40425P107 1,242,039.50 1,242 20,114 SH DEFINED 3,1 20,114
OPEN MARKET INC COM 68370M100 476,213.56 476 34,477 SH DEFINED 3,1 34,477
PINNACLE HOLDINGS INC COM 72346N101 1,861,866.00 1,862 34,479 SH DEFINED 3,1 34,479
VALERO ENERGY CORP W/RTS PUR PFD STK UNDR 91913Y100 1,368,361.50 1,368 43,098 SH DEFINED 3,1 43,098
TO CERT CIRCMS
ENTERCOM COMMUNICATIONS
CORP COM 293639100 1,120,421.25 1,120 22,983 SH DEFINED 3,1 22,983
***NORTEL NETWORKS CORP COM 656568102 11,765,890.50 11,766 172,394 SH DEFINED 3,1 172,394
ALTERA CORP COM 021441100 2,928,868.25 2,929 28,732 SH DEFINED 3,1 28,732
NABORS INDUSTRIES INC COM 629568106 3,940,831.56 3,941 94,817 SH DEFINED 3,1 94,817
SANDISK CORP COM 80004C101 2,637,058.88 2,637 43,098 SH DEFINED 3,1 43,098
CSG SYSTEMS INTL INC COM 126349109 1,852,585.31 1,853 33,045 SH DEFINED 3,1 33,045
MERCURY INTERACTIVE CORP COM 589405109 972,918.00 973 10,056 SH DEFINED 3,1 10,056
ENSCO INTERNATIONAL INC COM 26874Q100 3,086,894.25 3,087 86,196 SH DEFINED 3,1 86,196
METHOD ELECTRONICS INC CL A 591520200 776,941.88 777 20,115 SH DEFINED 3,1 20,115
***NOKIA CORP- SPONSORED ADR 654902204 2,726,138.06 2,726 54,591 SH DEFINED 3,1 54,591
REPSTG 1/2 CUM
PREF FM 20 PAR
GLOBAL INDUSTRIES LTD COM 379336100 976,158.38 976 51,717 SH DEFINED 3,1 51,717
ALTEON WEBSYSTEMS INC COM 02145A109 2,300,236.75 2,300 22,988 SH DEFINED 3,1 22,988
</TABLE>
3
<PAGE> 13
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERWOVEN INC COM 46114T102 1,422,098.03 1,422 12,930 SH DEFINED 3,1 12,930
MILLIPORE CORP W/RTS TO PUR 601073109 1,732,569.75 1,733 22,986 SH DEFINED 3,1 22,986
C/STK UNDER CERT
CIRCUMSTANCES
RADIANT SYSTEMS INC COM 75025N102 344,424.00 344 14,351 SH DEFINED 3,1 14,351
TERAYON COMMUNICATION
SYS COM 880775101 2,030,448.75 2,030 31,610 SH DEFINED 3,1 31,610
IMMUNEX CORP NEW COM 452528102 994,435.31 994 20,115 SH DEFINED 3,1 20,115
SCI SYSTEMS INC COM 783890106 2,814,955.69 2,815 71,833 SH DEFINED 3,1 71,833
INTROGEN CORP COM 46185R100 864,384.78 864 11,494 SH DEFINED 3,1 11,494
CYPRESS SEMICONDUCTOR
CORP COM 232806109 2,427,938.50 2,428 57,466 SH DEFINED 3,1 57,466
DYCOM INDUSTRIES INC COM 267475101 925,152.00 925 20,112 SH DEFINED 3,1 20,112
INCYTE PHARMACEUTICALS
INC COM 45337C102 1,180,952.19 1,181 14,369 SH DEFINED 3,1 14,369
AVX CORP NEW COM 002444107 1,792,152.75 1,792 78,132 SH DEFINED 3,1 78,132
PURCHASEPRO COM COM 746144104 591,220.00 591 14,420 SH DEFINED 3,1 14,420
EXTREME NETWORKS INC COM 30226D106 2,425,234.00 2,425 22,988 SH DEFINED 3,1 22,988
RATIONAL SOFTWARE CORP
NEW COM 75409P202 3,604,952.69 3,605 38,789 SH DEFINED 3,1 38,789
GRANT PRIDECO INC COM 38821G101 1,077,475.00 1,077 43,099 SH DEFINED 3,1 43,099
KLA INSTRUMENTS CORP W/RTS TO PUR 482480100 1,177,633.31 1,178 20,109 SH DEFINED 3,1 20,109
C/STK UNDER CERT
CIRCUMSTANCE
COOPER CAMERON CORP COM 216640102 1,327,392.00 1,327 20,112 SH DEFINED 3,1 20,112
***GEMSTAR INTERNATIONAL
GROUP LTD ORD G3788V106 706,280.82 706 11,493 SH DEFINED 3,1 11,493
QUANTA SERVICES INC COM 74762E102 1,109,295.00 1,109 20,169 SH DEFINED 3,1 20,169
SCIENTIFIC ATLANTA INC COM 808655104 4,067,253.00 4,067 54,594 SH DEFINED 3,1 54,594
COPPER MOUNTAIN NETWORKS
INC COM 217510106 1,519,363.13 1,519 17,241 SH DEFINED 3,1 17,241
ULTRAMAR DIAMOND
SHAMROCK CORP COM 904000106 712,887.94 713 28,731 SH DEFINED 3,1 28,731
WESTERN WIRELESS CORP - CL A 95988E204 1,252,900.50 1,253 22,989 SH DEFINED 3,1 22,989
***ALCATEL ALSTHOM SPONSORED ADR 013904305 3,439,247.00 3,439 51,718 SH DEFINED 3,1 51,718
</TABLE>
4
<PAGE> 14
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JABIL CIRCUIT INC COM 466313103 2,994,174.00 2,994 60,336 SH DEFINED 3,1 60,336
ADS TELECOMMUNICATIONS
INC COM 000886101 3,373,955.75 3,374 40,226 SH DEFINED 3,1 40,226
INFINITY BROADCASTING
CORP CL A 45662S102 4,187,616.13 4,188 114,926 SH DEFINED 3,1 114,926
LSI LOGIC CORP COM 502161102 2,021,677.00 2,022 37,352 SH DEFINED 3,1 37,352
ANALOG DEVICES INC W/RTS TO PUR 032654105 7,205,940.00 7,206 94,815 SH DEFINED 3,1 94,815
C/STK UNDER CERT
CIRCUMSTANCES
MBIA INC COM 55262C100 1,246,128.75 1,246 25,860 SH DEFINED 3,1 25,860
RF MICRO DEVICES INC COM 749941100 1,762,314.00 1,762 20,112 SH DEFINED 3,1 20,112
APPLIED MICRO CIRCUITS
CORP COM 03822W109 2,837,482.50 2,837 28,734 SH DEFINED 3,1 28,734
ATMEL CORP COM 049513104 1,907,101.25 1,907 51,718 SH DEFINED 3,1 51,718
SANMINA CORP COM 800907107 2,947,869.00 2,948 34,478 SH DEFINED 3,1 34,478
NATIONAL SEMICONDUCTOR
CORP COM 637640103 2,282,939.00 2,283 40,228 SH DEFINED 3,1 40,228
ENRON OIL & GAS CO COM 26875P101 1,039,538.50 1,040 31,031 SH DEFINED 3,1 31,031
IDEC PHARMACEUTICALS
CORP COM 449370105 1,011,351.06 1,011 8,621 SH DEFINED 3,1 8,621
MICROSOFT CORP COM 594918104 18,388,640.00 18,389 229,858 SH DEFINED 3,1 229,858
MGIC INVESTMENT CORP-WIS COM 552848103 915,141.50 915 20,113 SH DEFINED 3,1 20,113
MAXIM INTEGRATED
PRODUCTS INC COM 57772K101 3,318,407.19 3,318 48,845 SH DEFINED 3,1 48,845
MICRON TECHNOLOGY INC COM 595112103 3,162,764.69 3,163 35,915 SH DEFINED 3,1 35,915
SDL INC COM 784076101 3,687,189.19 3,687 12,929 SH DEFINED 3,1 12,929
AETNA INC COM 008117103 1,475,413.88 1,475 22,986 SH DEFINED 3,1 22,986
FOUNDRY NETWORKS INC COM 35063R100 2,054,690.00 2,055 18,679 SH DEFINED 3,1 18,679
SEPRACOR INC COM 817315104 1,386,343.13 1,386 11,493 SH DEFINED 3,1 11,493
R & B FALCON CORP COM 74912E101 677,021.31 677 28,733 SH DEFINED 3,1 28,733
BEA SYSTEMS INC COM 073325102 2,698,990.88 2,699 54,594 SH DEFINED 3,1 54,594
CIGNA CORP W/RTS TO PUR 125509109 2,149,471.50 2,149 22,989 SH DEFINED 3,1 22,989
P/STK UNDR CERT
CIRCMS
SEAGATE TECHNOLOGY INC COM 811804103 1,739,925.00 1,740 31,635 SH DEFINED 3,1 31,635
***TRANSOCEAN SEDCO
FOREX INC COM G90078109 1,535,312.81 1,535 28,731 SH DEFINED 3,1 28,731
</TABLE>
5
<PAGE> 15
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMKOR TECHNOLOGY INC COM 031652100 710,205.00 710 20,112 SH DEFINED 3,1 20,112
***SGS THOMSON (NEW YORK REGISTRY) 861012102 2,397,595.69 2,398 37,353 SH DEFINED 3,1 37,353
MICROELECTRONICS NV
XILINX INC. W/RTS TO PUR 983919101 3,083,874.50 3,084 37,352 SH DEFINED 3,1 37,352
P/STK UNDER CERT
CIRCUMSTANCE
***SCHLUMBERGER LTD COM 806857108 3,859,455.75 3,859 51,718 SH DEFINED 3,1 51,718
PROVIDIAN FINL CORP COM 74406A102 1,293,030.00 1,293 14,367 SH DEFINED 3,1 14,367
PMC-SIERRA INC COM 69344F106 2,552,658.63 2,553 14,366 SH DEFINED 3,1 14,366
***L M ERICSSON ADR NEW REPSTG 294821400 1,723,900.00 1,724 86,195 SH DEFINED 3,1 86,195
TELEPHONE CO CL B FREE NEW SK
10 PAR
I2 TECHNOLOGIES INC COM 465754109 1,950,392.87 1,950 18,706 SH DEFINED 3,1 18,706
VOICESTREAM WIRELESS
CORP COM 928615103 2,342,451.76 2,342 20,142 SH DEFINED 3,1 20,142
INKTOMI CORP COM 457277101 1,223,178.00 1,223 10,344 SH DEFINED 3,1 10,344
NETWORK APPLIANCE INC COM 64120L104 2,266,799.50 2,267 28,159 SH DEFINED 3,1 28,159
VITRIA TECHNOLOGY COM 92849Q104 702,448.50 702 11,492 SH DEFINED 3,1 11,492
CORNING INC COM 219350105 6,978,427.75 6,978 25,858 SH DEFINED 3,1 25,858
FIRST DATA CORP COM 319963104 1,996,165.63 1,996 40,225 SH DEFINED 3,1 40,225
BAXTER INTERNATIONAL
INC W/RTS TO PUR PFD 071813109 1,818,281.25 1,818 25,860 SH DEFINED 3,1 25,860
STK UNDER
CERTAIN
CIRCUMSTANCES
TERADYNE INC COM 880770102 1,055,901.00 1,056 14,366 SH DEFINED 3,1 14,366
VITESSE SEMICONDUCTOR
CORP COM 928497106 1,056,872.44 1,057 14,367 SH DEFINED 3,1 14,367
DYNEGY INC COM 26816Q101 587,214.25 587 8,596 SH DEFINED 3,1 8,596
SPRINT CORP COM 852061100 2,930,715.00 2,931 57,465 SH DEFINED 3,1 57,465
BROADCOM CORP CL A 111320107 1,887,241.25 1,887 8,620 SH DEFINED 3,1 8,620
SYCAMORE NETWORKS INC COM 871206108 1,902,975.38 1,903 17,241 SH DEFINED 3,1 17,241
GENERAL MOTORS CORP - CL H NEW 370442832 1,509,300.00 1,509 17,200 SH DEFINED 3,1 17,200
</TABLE>
6
<PAGE> 16
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INFOSPACE.COM INC COM 45678T102 793,721.50 794 14,366 SH DEFINED 3,1 14,366
CIENA CORPORATION COM 171779101 1,436,846.25 1,437 8,620 SH DEFINED 3,1 8,620
MBNA CORP COM 55262L100 1,324,947.75 1,325 48,846 SH DEFINED 3,1 48,846
HOUSEHOLD INTERNATIONAL COM 441815107 1,194,173.75 1,194 28,732 SH DEFINED 3,1 28,732
INC
GENERAL ELECTRIC CO COM 369604103 30,456,450.00 30,456 574,650 SH DEFINED 3,1 574,650
NEXTEL COMMUNICATIONS CL A 65332V103 2,513,949.63 2,514 41,086 SH DEFINED 3,1 41,086
INC-
TYCO INTERNATIONAL LTD COM 902124106 4,491,955.38 4,492 94,817 SH DEFINED 3,1 94,817
NEW
VERITAS SOFTWARE CORP COM 923436109 2,117,121.80 2,117 18,733 SH DEFINED 3,1 18,733
SIEBEL SYSTEMS INC COM 826170102 1,503,793.63 1,504 9,194 SH DEFINED 3,1 9,194
CISCO SYSTEMS INC. COM 17275R102 18,811,067.63 18,811 295,946 SH DEFINED 3,1 295,946
PE CORP COM PE BIO GRP 69332S102 567,776.63 568 8,619 SH DEFINED 3,1 8,619
INTEL CORP COM 458140100 18,053,828.44 18,054 135,045 SH DEFINED 3,1 135,045
BELLSOUTH CORP COM 079860102 2,939,249.50 2,939 68,956 SH DEFINED 3,1 68,956
JUNIPER NETWORKS COM 48203R104 1,673,095.38 1,673 11,494 SH DEFINED 3,1 11,494
BANK OF NEW YORK CO INC W/RTS TO PUR 064057102 1,202,397.00 1,202 25,858 SH DEFINED 3,1 25,858
P/STK UNDER CERT
CIRCUMSTANCES
MICREL INC COM 594793101 124,752.50 125 2,872 SH DEFINED 3,1 2,872
ABBOTT LABORATORIES COM 002824100 1,920,643.75 1,921 43,100 SH DEFINED 3,1 43,100
AMERICA ONLINE INC-DEL COM 02364J104 3,179,005.69 3,179 60,337 SH DEFINED 3,1 60,337
SBC COMMUNICATIONS INC COM 78387G103 3,727,977.00 3,728 86,196 SH DEFINED 3,1 86,196
DELL COMPUTER CORP COM 247025109 3,117,240.38 3,117 63,214 SH DEFINED 3,1 63,214
FEDERAL NATIONAL COM 313586109 1,199,581.88 1,200 22,986 SH DEFINED 3,1 22,986
MORTGAGE ASSN
AMERICAN INTL GROUP INC COM 026874107 4,051,165.00 4,051 34,478 SH DEFINED 3,1 34,478
INTL BUSINESS MACHINES COM 459200101 4,092,816.75 4,093 37,356 SH DEFINED 3,1 37,356
CORP
SUN MICROSYSTEMS INC COM 866810104 2,874,443.44 2,874 31,609 SH DEFINED 3,1 31,609
EMC CORP-MASS COM 268648102 3,226,604.88 3,227 41,938 SH DEFINED 3,1 41,938
CITIGROUP INC COM 172967101 3,808,402.50 3,808 63,210 SH DEFINED 3,1 63,210
APPLIED MATERIALS INC COM 038222105 1,301,918.75 1,302 14,366 SH DEFINED 3,1 14,366
PFIZER INC COM 717081103 4,413,264.00 4,413 91,943 SH DEFINED 3,1 91,943
</TABLE>
7
<PAGE> 17
<TABLE>
<CAPTION>
VOTING AUTHORITY
----------------
VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------- ------------------ --------- ------------- ------- --- ---- ---------- --- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEWLETT PACKARD CO COM 428236103 1,793,954.25 1,794 14,366 SH DEFINED 3,1 14,366
ORACLE SYSTEMS CORP COM 68389X105 3,381,666.25 3,382 40,228 SH DEFINED 3,1 40,228
WAL MART STORES INC COM 931142103 1,490,067.25 1,490 25,858 SH DEFINED 3,1 25,858
***DESCARTES SYSTEMS COM 249906108 706,788.75 707 22,985 SH DEFINED 3,1 22,985
GROUP INC
***FLEXTRONICS INT LTD COM Y2573F102 2,962,148.44 2,962 43,125 SH DEFINED 3,1 43,125
***VODAFONE AIRTOUCH PLC COM 92857T107 1,190,623.69 1,191 28,733 SH DEFINED 3,1 28,733
*** Taiwan SemiConductor LTD Sponsored 874039209 1,684,113.19 1,684 43,391 SH DEFINED 3,1 43,391
Mfg Co Temp ADR
***ZI CORPORATION RESTRICTED ZICARTS 1,595,162.50 1,595 172,450 SH DEFINED 3,1 172,450
</TABLE>
8
<PAGE> 18
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------ ------ ----- -------- ------- --- ---- ---------- --- ---- ------ -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WESTWOOD ONE INC COM 961815107 596 17,478 SH DEFINED 4,1 17,478
ANADIGICS INC COM 032515108 5,557 163,133 SH DEFINED 4,1 163,133
FIRST SIERRA FINANCIAL COM 826521106 709 189,060 SH DEFINED 4,1 189,060
INC
***ZI CORPORATION COM 988918108 2,350 254,026 SH DEFINED 4,1 254,026
LAUNCH MEDIA INC COM 518567102 865 93,539 SH DEFINED 4,1 93,539
CONDUCTUS INC COM 206784100 728 36,853 SH DEFINED 4,1 36,853
SALTON INC COM 795757103 2,579 69,929 SH DEFINED 4,1 69,929
***ISG INTERNATIONAL ORD M5733B104 568 48,066 SH DEFINED 4,1 48,066
SOFTWARE GROUP LTD
AMFM INC COM 001693100 1,206 17,479 SH DEFINED 4,1 17,479
TROY GROUP INC COM 89733N106 802 53,895 SH DEFINED 4,1 53,895
SEACHANGE INTL INC COM 811699107 2,944 101,958 SH DEFINED 4,1 101,958
***NII NORSAT INTL INC COM 62913L109 653 77,436 SH DEFINED 4,1 77,436
JDS UNIPHASE CORP COM 46612J101 2,971 24,786 SH DEFINED 4,1 24,786
CE FRANKLIN LTD COM 125151100 354 47,629 SH DEFINED 4,1 47,629
ARX INC COM 007768104 2,678 53,892 SH DEFINED 4,1 53,892
LATTICE SEMICONDUCTOR W/RTS TO 518415104 8,055 116,522 SH DEFINED 4,1 116,522
CORP PUR PFD
STK UNDER
CERTAIN
CIRCUM-
STANCE
VISHAY INTERTECHNOLOGY COM 928298108 3,868 101,959 SH DEFINED 4,1 101,959
INC
TRICO MARINE SERVICES COM 896106101 731 57,303 SH DEFINED 4,1 57,303
INC
KOPIN CORP COM 500600101 3,736 53,948 SH DEFINED 4,1 53,948
ELECTROGLAS INC COM 285324109 752 34,956 SH DEFINED 4,1 34,956
NS GROUP INC COM 628916108 701 33,500 SH DEFINED 4,1 33,500
ELOYALTY CORP COM 290151109 927 72,687 SH DEFINED 4,1 72,687
ALPHA INDUSTRIES INC-DEL COM 020753109 642 14,565 SH DEFINED 4,1 14,565
ALLIANCE SEMICONDUCTOR COM 01877H100 1,360 55,349 SH DEFINED 4,1 55,349
CORP
BIOTECH HOLDERS TR DEPOSTRY 09067D201 1,037 5,825 SH DEFINED 4,1 5,825
RCPTS
NEW ERA OF NETWORKS INC COM 644312100 1,857 43,696 SH DEFINED 4,1 43,696
</TABLE>
1
<PAGE> 19
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------ ------ ----- -------- ------- --- ---- ---------- --- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BROOKS AUTOMATION INC COM 11434A100 1,304 20,393 SH DEFINED 4,1 20,393
LUMINANT WORLDWIDE CORP COM 550260103 286 32,044 SH DEFINED 4,1 32,044
JDA SOFTWARE GROUP INC COM 46612K108 559 29,129 SH DEFINED 4,1 29,129
SECURE COMPUTING COM 813705100 548 29,129 SH DEFINED 4,1 29,129
CORPORATION
VERITY INC COM 92343C106 1,273 33,500 SH DEFINED 4,1 33,500
ACTEL CORP COM 004934105 1,130 24,762 SH DEFINED 4,1 24,762
GASONICS INTERNATIONAL COM 367278108 689 17,478 SH DEFINED 4,1 17,478
CORP
PRI AUTOMATION INC COM 69357H106 1,619 24,761 SH DEFINED 4,1 24,761
ANTEC CORP COM 03664P105 1,634 39,326 SH DEFINED 4,1 39,326
KULICKE & SOFFA COM 501242101 1,470 24,761 SH DEFINED 4,1 24,761
INDUSTRIES INC
ALLAIRE CORP COM 016714107 968 26,349 SH DEFINED 4,1 26,349
ECLIPSE SURGICAL COM 278849104 127 29,137 SH DEFINED 4,1 29,137
TECHNOLOGIES
DUPONT PHOTOMASKS INC COM 26613X101 998 14,565 SH DEFINED 4,1 14,565
COMVERSE TECHNOLOGY INC COM 205862402 2,167 23,303 SH DEFINED 4,1 23,303
NEW
***BUSINESS OBJECTS SA SPONSORED 12328X107 1,283 14,564 SH DEFINED 4,1 14,564
ADR
CIRRUS LOGIC INC COM 172755100 932 58,260 SH DEFINED 4,1 58,260
STEWART & STEVENSON COM 860342104 373 24,758 SH DEFINED 4,1 24,758
SERVICES
TRIQUINT SEMICONDUCTOR COM 89674K103 699 7,300 SH DEFINED 4,1 7,300
PARADYNE NETWORKS INC COM 69911G107 854 26,215 SH DEFINED 4,1 26,215
NET2PHONE COM 64108N106 416 11,655 SH DEFINED 4,1 11,655
TIDEWATER INC COM 886423102 1,363 37,870 SH DEFINED 4,1 37,870
MOTIENT CORP COM 619908106 232 14,770 SH DEFINED 4,1 14,770
VIADOR INC COM 92553R108 162 10,196 SH DEFINED 4,1 10,196
DOCUMENTUM INC COM 256159104 911 10,196 SH DEFINED 4,1 10,196
EXTENDED SYSTEMS INC COM 301973103 559 5,826 SH DEFINED 4,1 5,826
PANAMSAT CORP NEW COM 697933109 954 21,848 SH DEFINED 4,1 21,848
POLYCOM INC COM 73172K104 1,781 18,933 SH DEFINED 4,1 18,933
KEMET CORP COM 488360108 1,073 42,798 SH DEFINED 4,1 42,798
***ASM LITHOGRAPHY ORD N Y N0705911 1,455 32,978 SH DEFINED 4,1 32,978
HOLDING NV REGISTRY
NASDAQ
LIST)
NETOBJECTS INC COM 64114L102 133 14,565 SH DEFINED 4,1 14,565
SAWTEK INC COM 805468105 1,090 18,932 SH DEFINED 4,1 18,932
TITAN CORP COM 888266103 978 21,848 SH DEFINED 4,1 21,848
PEGASUS COMMUNICATIONS CL A 705904100 858 17,481 SH DEFINED 4,1 17,481
CORP
PHOENIX TECHNOLOGIES LTD COM 719153108 166 10,196 SH DEFINED 4,1 10,196
GLOBAL MARINE INC NEW COM 379352404 1,930 68,458 SH DEFINED 4,1 68,458
</TABLE>
2
<PAGE> 20
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
------------------------ ------ ----- -------- ------- --- ---- ---------- --- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HNC SOFTWARE INC COM 40425P107 630 10,195 SH DEFINED 4,1 10,195
OPEN MARKET INC COM 68370M100 241 17,479 SH DEFINED 4,1 17,479
PINNACLE HOLDINGS INC COM 72346N101 944 17,478 SH DEFINED 4,1 17,478
VALERO ENERGY CORP W/RTS TO 91913Y100 694 21,848 SH DEFINED 4,1 21,848
PUR PFD
STK UNDR
CERT
CIRCMS
ENTERCOM COMMUNICATIONS COM 293639100 568 11,654 SH DEFINED 4,1 11,654
CORP
***NORTEL NETWORKS CORP COM 656568102 5,965 87,392 SH DEFINED 4,1 87,392
ALTERA CORP COM 021441100 1,485 14,565 SH DEFINED 4,1 14,565
NABORS INDUSTRIES INC COM 629568106 1,998 48,066 SH DEFINED 4,1 48,066
SANDISK CORP COM 80004C101 1,337 21,848 SH DEFINED 4,1 21,848
CSG SYSTEMS INTL INC COM 126349109 939 16,749 SH DEFINED 4,1 16,749
MERCURY INTERACTIVE CORP COM 589405109 493 5,098 SH DEFINED 4,1 5,098
ENSCO INTERNATIONAL INC COM 26874Q100 1,565 43,696 SH DEFINED 4,1 43,696
METHOD ELECTRONICS CL A 591520200 394 10,194 SH DEFINED 4,1 10,194
***NOKIA CORP- SPONSORED 654902204 1,382 27,674 SH DEFINED 4,1 27,674
ADR
REPSTG
1/2 CUM
PREF FM
20 PAR
GLOBAL INDUSTRIES LTD COM 379336100 495 26,218 SH DEFINED 4,1 26,218
ALTEON WEBSYSTEMS INC COM 02145A109 1,166 11,651 SH DEFINED 4,1 11,651
INTERWOVEN INC COM 46114T102 721 6,554 SH DEFINED 4,1 6,554
MILLIPORE CORP W/RTS TO 601073109 878 11,652 SH DEFINED 4,1 11,652
PUR C/STK
UNDR CERT
CIRCUM-
STANCES
RADIANT SYSTEMS INC COM 75025N102 175 7,275 SH DEFINED 4,1 7,275
TERAYON COMMUNICATION COM 880775101 1,029 16,019 SH DEFINED 4,1 16,019
SYS
IMMUNEX CORP NEW COM 452528102 504 10,194 SH DEFINED 4,1 10,194
SCI SYSTEMS INC COM 783890106 1,427 36,412 SH DEFINED 4,1 36,412
INTROGEN CORP COM 46185R100 438 5,825 SH DEFINED 4,1 5,825
CYPRESS SEMICONDUCTOR COM 232806109 1,231 29,129 SH DEFINED 4,1 29,129
CORP
DYCOM INDUSTRIES INC COM 267475101 469 10,196 SH DEFINED 4,1 10,196
INCYTE PHARMACEUTICALS COM 45337C102 598 7,281 SH DEFINED 4,1 7,281
INC
AVX CORP NEW COM 002444107 884 38,529 SH DEFINED 4,1 38,529
</TABLE>
3
<PAGE> 21
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
---------------------- --------- --------- -------- --------- --- ---- ----------- --- ------ --------- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PURCHASEPRO COM COM 746144104 300 7,312 SH DEFINED 4,1 7,312
EXTREME NETWORKS INC COM 30226D106 1,229 11,651 SH DEFINED 4,1 11,651
RATIONAL SOFTWARE CORP COM 75409P202 1,827 19,663 SH DEFINED 4,1 19,663
NEW
GRANT PRIDECO INC COM 38821G101 546 21,848 SH DEFINED 4,1 21,848
KLA INSTRUMENTS CORP W/RTS TO 482480100 597 10,197 SH DEFINED 4,1 10,197
PUR C/STK
UNDR CERT
CIRCUM-
STANCE
COOPER CAMERON CORP COM 216640102 673 10,196 SH DEFINED 4,1 10,196
***GEMSTAR INTERNATIONAL ORD G3788V106 358 5,826 SH DEFINED 4,1 5,826
GROUP LTD-
QUANTA SERVICES INC COM 74762E102 562 10,224 SH DEFINED 4,1 10,224
SCIENTIFIC ATLANTA INC COM 808655104 2,062 27,672 SH DEFINED 4,1 27,672
COPPER MOUNTAIN NETWORKS COM 217510106 770 8,738 SH DEFINED 4,1 8,738
INC
ULTRAMAR DIAMOND COM 904000106 361 14,565 SH DEFINED 4,1 14,565
SHAMROCK CORP
WESTERN WIRELESS CORP - CL A 95988E204 635 11,650 SH DEFINED 4,1 11,650
***ALCATEL ALSTHOM SPONSORED 013904305 1,743 26,217 SH DEFINED 4,1 26,217
ADR
JABIL CIRCUIT INC COM 466313103 1,518 30,588 SH DEFINED 4,1 30,588
ADC TELECOMMUNICATIONS COM 000886101 1,710 20,391 SH DEFINED 4,1 20,391
INC
INFINITY BROADCATING CL A 45662S102 2,123 58,263 SH DEFINED 4,1 58,263
CORP
LSI LOGIC CORP COM 502161102 1,025 18,934 SH DEFINED 4,1 18,934
ANALOG DEVICES INC W/RTS TO 032654105 3,653 48,066 SH DEFINED 4,1 48,066
PUR C/STK
UNDR CERT
CIRCUM-
STANCES
MBIA INC COM 55262C100 632 13,108 SH DEFINED 4,1 13,108
RF MICRO DEVICES INC COM 749941100 893 10,196 SH DEFINED 4,1 10,196
APPLIED MICRO CIRCUITS COM 03822W109 1,438 14,564 SH DEFINED 4,1 14,564
CORP
ATMEL CORP COM 049513104 967 26,217 SH DEFINED 4,1 26,217
SANMINA CORP COM 800907107 1,494 17,479 SH DEFINED 4,1 17,479
NATIONAL SEMICONDUCTOR COM 637640103 1,157 20,390 SH DEFINED 4,1 20,390
CORP
ENRON OIL & GAS CO COM 26875P101 527 15,731 SH DEFINED 4,1 15,731
IDEC PHARMACEUTICALS COM 449370105 513 4,369 SH DEFINED 4,1 4,369
CORP
MICROSOFT CORP COM 594918104 9,322 116,522 SH DEFINED 4,1 116,522
MGIC INVESTMENT CORP-WIS COM 552848103 464 10,196 SH DEFINED 4,1 10,196
</TABLE>
4
<PAGE> 22
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
--------------------- -------- ---------- ------- ---------- --- ---- ---------- --- ---- --------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MAXIM INTEGRATED
PRODUCTS INC COM 57772K101 1,682 24,761 SH DEFINED 4,1 24,761
MICRON TECHNOLOGY INC COM 595112103 1,603 18,207 SH DEFINED 4,1 18,207
SDL INC COM 784076101 1,869 6,554 SH DEFINED 4,1 6,554
AETNA INC COM 008117103 748 11,652 SH DEFINED 4,1 11,652
FOUNDRY NETWORKS INC COM 35063R100 1,041 9,466 SH DEFINED 4,1 9,466
SEPRACOR INC COM 817315104 703 5,826 SH DEFINED 4,1 5,826
R & B FALCON CORP COM 74912E101 343 14,565 SH DEFINED 4,1 14,565
BEA SYSTEMS INC COM 073325102 1,368 27,672 SH DEFINED 4,1 27,672
CIGNA CORP W/RTS TO 125509109 1,089 11,650 SH DEFINED 4,1 11,650
PUR P/STK
UNDR CERT
CIRCMS
SEAGATE TECHNOLOGY INC COM 811804103 882 16,036 SH DEFINED 4,1 16,036
***TRANSOCEAN SEDCO
FOREX INC COM G90078109 778 14,566 SH DEFINED 4,1 14,566
AMKOR TECHNOLOGY INC COM 031652100 360 10,196 SH DEFINED 4,1 10,196
***SGS THOMSON
MICROELECTRONICS NV NEW YORK 861012102 1,215 18,934 SH DEFINED 4,1 18,934
REGISTRY
XILINX INC. W/RTS TO 983919101 1,563 18,935 SH DEFINED 4,1 18,935
PUR P/STK
UNDR CERT
CIRCUM-
STANCE
***SCHLUMBERGER LTD COM 806857108 1,956 26,217 SH DEFINED 4,1 26,217
PROVIDIAN FINL CORP COM 74406A102 655 7,282 SH DEFINED 4,1 7,282
PMC-SIERRA INC COM 69344F106 1,294 7,282 SH DEFINED 4,1 7,282
***L M ERICSSON
TELEPHONE CO ADR NEW 294821400 874 43,697 SH DEFINED 4,1 43,697
REPSTG CL
B FREE
NEW SK 10
PAR
I2 TECHNOLOGIES INC COM 465754109 988 9,480 SH DEFINED 4,1 9,480
VOICESTREAM WIRELESS
CORP COM 928615103 1,187 10,209 SH DEFINED 4,1 10,209
INKTOMI CORP COM 457277101 620 5,243 SH DEFINED 4,1 5,243
NETWORK APPLIANCE INC COM 64120L104 1,149 14,273 SH DEFINED 4,1 14,273
VITRIA TECHNOLOGY COM 92849Q104 356 5,827 SH DEFINED 4,1 5,827
CORNING INC COM 219350105 3,538 13,109 SH DEFINED 4,1 13,109
FIRST DATA CORP COM 319963104 1,012 20,391 SH DEFINED 4,1 20,391
BAXTER INTERNATIONAL INC W/RTS TO 071813109 922 13,108 SH DEFINED 4,1 13,108
PUR PFD
STK UNDER
CERTAIN
CIRCUM-
STANCES
</TABLE>
5
<PAGE> 23
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
--------------------- -------- ---------- ------- ---------- --- ---- ---------- --- ---- --------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TERADYNE INC COM 880770102 535 7,283 SH DEFINED 4,1 7,283
VITESSE SEMICONDUCTOR
CORP COM 928497106 536 7,282 SH DEFINED 4,1 7,282
DYNEGY INC COM 26816Q101 301 4,407 SH DEFINED 4,1 4,407
SPRINT CORP COM 852061100 1,486 29,130 SH DEFINED 4,1 29,130
BROADCOM CORP CL A 111320107 957 4,369 SH DEFINED 4,1 4,369
SYCAMORE NETWORKS INC COM 871206108 964 8,738 SH DEFINED 4,1 8,738
GENERAL MOTORS CORP - CL H NEW 370442832 772 8,798 SH DEFINED 4,1 8,798
INFOSPACE.COM INC COM 45678T102 402 7,283 SH DEFINED 4,1 7,283
CIENA CORPORATION COM 171779101 728 4,369 SH DEFINED 4,1 4,369
MBNA CORP COM 55262L100 672 24,760 SH DEFINED 4,1 24,760
HOUSEHOLD INTERNATIONAL
INC COM 441815107 605 14,565 SH DEFINED 4,1 14,565
GENERAL ELECTRIC CO COM 369604103 15,439 291,304 SH DEFINED 4,1 291,304
NEXTEL COMMUNICATIONS
INC- CL A 65332V103 1,274 20,829 SH DEFINED 4,1 20,829
TYCO INTERNATIONAL LTD
NEW COM 902124106 2,277 48,065 SH DEFINED 4,1 48,065
VERITAS SOFTWARE CORP COM 923436109 1,073 9,496 SH DEFINED 4,1 9,496
SIEBEL SYSTEMS INC COM 826170102 762 4,661 SH DEFINED 4,1 4,661
CISCO SYSTEMS INC. COM 17275R102 9,536 150,021 SH DEFINED 4,1 150,021
PE CORP COM PE
BIO GRP 69332S102 288 4,370 SH DEFINED 4,1 4,370
INTEL CORP COM 458140100 9,152 68,455 SH DEFINED 4,1 68,455
BELLSOUTH CORP COM 079860102 1,490 34,958 SH DEFINED 4,1 34,958
JUNIPER NETWORKS COM 48203R104 848 5,824 SH DEFINED 4,1 5,824
BANK OF NEW YORK CO INC W/RTS TO 064057102 610 13,109 SH DEFINED 4,1 13,109
PUR P/STK
UNDR CERT
CIRCUM-
STANCES
MICREL INC COM 594793101 63 1,457 SH DEFINED 4,1 1,457
ABBOTT LABORATORIES COM 002824100 974 21,847 SH DEFINED 4,1 21,847
AMERICA ONLINE INC-DEL COM 02364J104 1,612 30,588 SH DEFINED 4,1 30,588
SBC COMMUNICATIONS INC COM 78387G103 1,890 43,696 SH DEFINED 4,1 43,696
DELL COMPUTER CORP COM 247025109 1,580 32,042 SH DEFINED 4,1 32,042
FEDERAL NATIONAL
MORTGAGE ASSN COM 313586109 608 11,652 SH DEFINED 4,1 11,652
AMERICAN INTL GROUP INC COM 026874107 2,054 17,479 SH DEFINED 4,1 17,479
INTL BUSINESS MACHINES
CORP COM 459200101 2,074 18,933 SH DEFINED 4,1 18,933
SUN MICROSYSTEMS INC COM 866810104 1,457 16,020 SH DEFINED 4,1 16,020
</TABLE>
6
<PAGE> 24
<TABLE>
<CAPTION>
TITLE VOTING AUTHORITY
OF VALUE SHRS SH/ PUT/ INVESTMENT OTH
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGR SOLE SHARED NONE
---------------------- -------- ---------- -------- ---------- --- ---- ---------- --- ---- ---------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMC CORP-MASS COM 268648102 1,597 20,752 SH DEFINED 4,1 20,752
CITIGROUP INC COM 172967101 1,931 32,044 SH DEFINED 4,1 32,044
APPLIED MATERIALS INC COM 038222105 660 7,283 SH DEFINED 4,1 7,283
PFIZER INC COM 717081103 2,237 46,609 SH DEFINED 4,1 46,609
HEWLETT PACKARD CO COM 428236103 909 7,283 SH DEFINED 4,1 7,283
ORACLE SYSTEMS CORP COM 68389X105 1,714 20,390 SH DEFINED 4,1 20,390
WAL MART STORES INC COM 931142103 755 13,109 SH DEFINED 4,1 13,109
***DESCARTES SYSTEMS COM 249906108 358 11,653 SH DEFINED 4,1 11,653
GROUP INC
***FLEXTRONICS INT LTD COM Y2573F102 1,502 21,862 SH DEFINED 4,1 21,862
***VODAFONE AIRTOUCH PLC COM 92857T107 604 14,565 SH DEFINED 4,1 14,565
***Taiwan SemiConductor Sponsored 874039209 1,020 26,292 SH DEFINED 4,1 26,292
Mfg Co LTD Temp ADR
***ZI CORPORATION RESTRICTED ZICARTS 727 78,625 SH DEFINED 4,1 78,625
</TABLE>
7
