UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDER YEAR OR QUARTER ENDED: APRIL 31,2000
CHECK HERE IF ADMENDMENT []; ADMENDMENT NUMBER:
THIS ADMENDMENT (CHECK ONLY ONE ) [] IS A RESTATEMENT.
[] ADDS NEW HOLDING ENTRIES.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: NIAGARA INVESTMENT ADVISORS INC /NY
ADDRESS: 3FOUNTAIN PLAZA
SUITE 100
BUFFALO, NEW YORK 14203
13F FILE NUMBER:
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY
WHOM IT IS SIGNED HERBY REPRESENT THAT THE PERSONSIGNING THE REPORT
IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE
CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS,
STATEMENTS, SCHEDUELS, LISTS AND TABLES ARE CONSIDERED INTERGRAL PARTS OF THIS
FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: D. STEINWACHS
PHONE: 716.853.3000
SIGNATURE, PLACE, AND DATE OF SIGNING:
D.STEINWACHS BUFFALO, NEW YORK APRIL 28,2000
REPORT TYPE (CHECK ONLY ONE):
[X] 13F HOLDINGS REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/00
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 67
FORM 13F INFORMATION TABLE VALUE TOTAL: $173,594,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
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NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
TITLE SH/
OF VALUE AMT SH/ INVSTM VOTING AUTHOR.
NAME OF ISSUER CLASS CUSIP (x$1k) PRN PRN DSCRETN SOLE SHARED NONE
- ------------------------ ---- -------- ----- ---- --- ------- ---- ------ ---
A T & T CORP. COM 001957109 250 4446 SH DEFINED 157 4289 0
ALLTEL CORP COM 020039103 884 13975 SH DEFINED 10825 3150 0
AMCAST INDL CORP COM 023395106 266 29006 SH DEFINED 0 29006 0
AMERICA ONLINE INC COM 02364J104 3744 55525 SH DEFINED 48900 6625 0
AMERICAN INTL GROUP INC COM 026874107 3995 36484 SH DEFINED 34907 1577 0
AMGEN INC COM 031162100 4312 70325 SH DEFINED 67825 2500 0
AUTOMATIC DATA PROCESS COM 053015103 350 7250 SH DEFINED 6400 850 0
BANK OF AMERICA COM 060505104 1162 22161 SH DEFINED 19800 2361 0
BAXTER INTL INC COM 071813109 1103 17600 SH DEFINED 12400 5200 0
BECKMAN COULTER INC COM 075811109 1070 16675 SH DEFINED 12125 4550 0
BP AMOCO ADS COM 055622104 202 3786 SH DEFINED 264 3522 0
BRISTOL MYERS SQUIBB COM 110122108 676 11660 SH DEFINED 8200 3460 0
CBS CORPORATION COM 12490K107 1819 32125 SH DEFINED 25200 6925 0
CHASE MANHATTAN CORP COM 16161A108 3247 37241 SH DEFINED 32675 4566 0
CHEVRON CORP COM 166751107 962 10410 SH DEFINED 8300 2110 0
CISCO SYSTEMS COM 17275R102 12634 163414 SH DEFINED 151514 11900 0
CITIGROUP INC COM 172967101 3355 56029 SH DEFINED 45893 10136 0
COPYTELE INC COM 217721109 35 15000 SH DEFINED 10000 5000 0
CORNING INC COM 219350105 4171 21500 SH DEFINED 19200 2300 0
DALLAS SEMICONDUCTOR COM 235204104 878 24050 SH DEFINED 17675 6375 0
DELL COMPUTER CORP COM 247025109 2189 40575 SH DEFINED 33075 7500 0
DISNEY CO. COM 254687106 2991 72500 SH DEFINED 71200 1300 0
E M C CORP MASS COM 268648102 6487 51485 SH DEFINED 49625 1860 0
EMERSON ELEC CO COM 291011104 1009 19000 SH DEFINED 14850 4150 0
EXXON-MOBIL CORPORATION COM 30231G102 2752 35309 SH DEFINED 31106 4203 0
FLEETBOSTON FINANCIAL COM 339030108 694 19000 SH SOLE 19000 0 0
GANNETT INC DEL COM 364730101 1087 15450 SH DEFINED 11600 3850 0
GENERAL ELECTRIC COM 369604103 9101 58480 SH DEFINED 52755 5725 0
GLOBAL TECHNOVATIONS INC COM 37939M109 19 12000 SH SOLE 12000 0 0
HALLIBURTON COMPANY COM 406216101 2679 65150 SH DEFINED 61350 3800 0
HEWLETT PACKARD COM 428236103 797 6000 SH DEFINED 4400 1600 0
HOME DEPOT COM 437076102 5091 78928 SH DEFINED 75837 3091 0
INTEL CORP COM 458140100 10683 81050 SH DEFINED 75975 5075 0
I.B.M. COM 459200101 5803 49175 SH DEFINED 44575 4600 0
INTUIT INC COM 461202103 1170 21550 SH DEFINED 16375 5175 0
JOHNSON & JOHNSON COM 478160104 2329 33150 SH DEFINED 31945 1205 0
KOHLS CORP COM 500255104 287 5600 SH DEFINED 4900 700 0
LILLY ELI & CO COM 532457108 1076 17175 SH DEFINED 13050 4125 0
LUCENT TECHNOLOGIES INC COM 549463107 4508 73598 SH DEFINED 64998 8600 0
MCDONALDS CORP COM 580135101 295 7900 SH DEFINED 7000 900 0
MCI WORLDCOM COM 55268B106 917 20200 SH DEFINED 18600 1600 0
MEDTRONIC INC COM 585055106 3953 76850 SH DEFINED 74150 2700 0
MELLON FINL CORP COM 58551A108 982 33005 SH DEFINED 26280 6725 0
MERCK & CO INC COM 589331107 2609 42000 SH DEFINED 36000 6000 0
MERRILL LYNCH & CO INC COM 590188108 2633 25075 SH DEFINED 24650 425 0
MICROSOFT CORP COM 594918104 9474 88850 SH DEFINED 78400 10450 0
MORGAN J.P. & CO INC COM 616880100 1337 10150 SH DEFINED 7975 2175 0
MRV COMMUNICATIONS INC COM 553477100 505 5500 SH SOLE 5500 0 0
NASDAQ 100 TR UNIT SER 1 COM 631100104 1063 9700 SH DEFINED 9400 300 0
ORACLE SYS CORP COM 68389X105 6264 80305 SH DEFINED 70680 9625 0
PFIZER INC COM 717081103 2713 74200 SH DEFINED 69850 4350 0
NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
TITLE SH/
OF VALUE AMT SH/ INVSTM VOTING AUTHOR.
NAME OF ISSUER CLASS CUSIP (x$1k) PRN PRN DSCRETN SOLE SHARED NONE
- ------------------------ ---- -------- ----- ---- --- ------- ---- ------ ---
PHARMACIA & UPJOHN, Inc. COM 716941109 695 11675 SH DEFINED 8475 3200 0
PHILLIPS PETE CO COM 718507106 437 9450 SH DEFINED 6650 2800 0
QUALCOMM INC COM COM 747525103 3208 21485 SH DEFINED 20735 750 0
RALSTON PURINA CO COM 751277302 333 12100 SH DEFINED 10075 2025 0
SBC COMMUNICATIONS, INC. COM 78387G103 937 22250 SH DEFINED 11575 10675 0
SCHLUMBERGER COM 806857108 3376 44125 SH DEFINED 42650 1475 0
SMITHKLINE BEECHAM P L C COM 832378301 1073 16235 SH DEFINED 13485 2750 0
STATE STREET CORP COM 857477103 3550 36650 SH DEFINED 36100 550 0
SUN MICROSYSTEM INC COM 866810104 2134 22775 SH DEFINED 17425 5350 0
TIME WARNER INC COM 887315109 5988 59875 SH DEFINED 55550 4325 0
TRANSOCEAN SEDCO FOREX COM G90078109 2587 50409 SH DEFINED 47219 3190 0
TYCO INTL LTD NEW COM 902124106 4138 82550 SH DEFINED 79400 3150 0
UNITED TECHNOLOGIES CORP COM 913017109 246 3900 SH DEFINED 3200 700 0
WAL MART STORES INC COM 931142103 3978 70400 SH DEFINED 68400 2000 0
WARNER LAMBERT CO COM 934488107 401 4100 SH DEFINED 3000 1100 0
WELLS FARGO NEW COM 949746101 1901 46650 SH DEFINED 43650 3000 0
LINE COUNT: 67
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NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/00
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 5
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,339,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
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NIAGARA INVESTMENT ADVISORS INC /NY PAGE 1
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/00
TITLE SH/
OF VALUE AMT SH/ INVSTM VOTING AUTHOR.
NAME OF ISSUER CLASS CUSIP (x$1k) PRN PRN DSCRETN SOLE SHARED NONE
- ------------------------ ---- -------- ----- ------- ------- ---- ------ ----
CISCO SYSTEMS COM 17275R102 201 2600 SH OTHER 0 0 2600
GENERAL ELECTRIC COM 369604103 218 1400 SH OTHER 0 0 1400
INTEL CORP COM 458140100 211 1600 SH OTHER 0 0 1600
LUCENT TECHNOLOGIES INC COM 549463107 219 3571 SH OTHER 0 0 3571
MICROSOFT CORP COM 594918104 490 4600 SH OTHER 0 0 4600
LINE COUNT: 5
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