UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDER YEAR OR QUARTER ENDED: DECEMBER 31,1999
CHECK HERE IF ADMENDMENT []; ADMENDMENT NUMBER:
THIS ADMENDMENT (CHECK ONLY ONE ) [] IS A RESTATEMENT.
[] ADDS NEW HOLDING ENTRIES.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: NIAGARA INVESTMENT ADVISORS INC /NY
ADDRESS: 3FOUNTAIN PLAZA
SUITE 100
BUFFALO, NEW YORK 14203
13F FILE NUMBER:
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY
WHOM IT IS SIGNED HERBY REPRESENT THAT THE PERSONSIGNING THE REPORT
IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE
CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS,
STATEMENTS, SCHEDUELS, LISTS AND TABLES ARE CONSIDERED INTERGRAL PARTS OF THIS
FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: D. STEINWACHS
PHONE: 716.853.3000
SIGNATURE, PLACE, AND DATE OF SIGNING:
D.STEINWACHS BUFFALO, NEW YORK FEBRUARY 8,2000
REPORT TYPE (CHECK ONLY ONE):
[X] 13F HOLDINGS REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 81
FORM 13F INFORMATION TABLE VALUE TOTAL: $170,990,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
<TABLE>
<C> <C> <C>
NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
TITLE SH/
OF VALUE AMT SH/ INVSTM VOTING AUTHOR.
NAME OF ISSUER CLASS CUSIP (x$1k) PRN PRN DSCRETN SOLE SHARED NONE
- ------------------------ ---- -------- ----- ---- --- ------- ---- ------ ---
A T & T CORP. COM 001957109 521 10263 SH DEFINED 6696 3567 0
ALLTEL CORP COM 020039103 1284 15525 SH DEFINED 12700 2825 0
ALTERA CORP COM 021441100 843 17010 SH DEFINED 14010 3000 0
AMCAST INDL CORP COM 023395106 491 30006 SH DEFINED 0 30006 0
AMERICA ONLINE INC COM 02364J104 2734 36030 SH DEFINED 25430 10600 0
AMERICAN EXPRESS CO COM 025816109 333 2000 SH DEFINED 0 2000 0
AMERICAN GEN CORP COM 026351106 804 10600 SH DEFINED 9125 1475 0
AMERICAN INTL GROUP INC COM 026874107 4210 38940 SH DEFINED 34907 4033 0
AMGEN INC COM 031162100 4176 69600 SH DEFINED 67400 2200 0
AUTOMATIC DATA PROCESSING COM 053015103 671 12450 SH DEFINED 6400 6050 0
BANK OF AMERICA COM 060505104 1248 24863 SH DEFINED 24200 663 0
BP AMOCO ADS COM 055622104 462 7786 SH DEFINED 264 7522 0
BRISTOL MYERS SQUIBB COM 110122108 2768 43120 SH DEFINED 37800 5320 0
CBS CORPORATION COM 12490K107 2110 33000 SH DEFINED 27675 5325 0
CHASE MANHATTAN CORP. COM 16161A108 3159 40666 SH DEFINED 34575 6091 0
CHEVRON CORP COM 166751107 874 10085 SH DEFINED 8675 1410 0
CISCO SYSTEMS COM 17275R102 11486 107287 SH DEFINED 98187 9100 0
CITIGROUP INC. COM 172967101 3222 57865 SH DEFINED 49429 8436 0
CLEAR CHANNEL COMM. COM 184502102 268 3000 SH DEFINED 0 3000 0
COMCAST CORP CLASS A COM 200300200 329 6500 SH DEFINED 0 6500 0
COPYTELE INC COM 217721109 8 10000 SH SOLE 10000 0 0
CORNING INC COM 219350105 632 4900 SH DEFINED 3800 1100 0
DANAHER CORP COM 235851102 731 15150 SH DEFINED 14450 700 0
DELL COMPUTER CORP COM 247025109 5105 100225 SH DEFINED 92700 7525 0
DELTA AIR LINES INC DEL COM 247361108 411 8250 SH DEFINED 6950 1300 0
DUKE POWER CO COM 264399106 223 4450 SH DEFINED 550 3900 0
E M C CORP MASS COM 268648102 6597 60385 SH DEFINED 56075 4310 0
EMERSON ELEC CO COM 291011104 1202 20950 SH DEFINED 17350 3600 0
EXXON-MOBIL CORPORATION COM 30231G102 2395 29730 SH DEFINED 24136 5594 0
FED HOME LN MTG COM 313400301 254 5400 SH DEFINED 0 5400 0
FLEETBOSTON FINANCIAL COM 339030108 822 23600 SH DEFINED 23000 600 0
GANNETT INC DEL COM 364730101 1166 14300 SH DEFINED 11400 2900 0
GENERAL ELECTRIC COM 369604103 9339 60350 SH DEFINED 53650 6700 0
GENERAL ELECTRIC COM 369604103 294 1900 SH OTHER 0 0 1900
GILLETTE CO COM 375766102 241 5850 SH DEFINED 5125 725 0
GLOBAL TECHNOVATIONS INC COM 37939M109 11 12000 SH SOLE 12000 0 0
GRAINGER W W INC COM 384802104 1045 21850 SH DEFINED 19000 2850 0
HALLIBURTON COMPANY COM 406216101 2423 60200 SH DEFINED 52900 7300 0
HEWLETT PACKARD COM 428236103 683 6000 SH DEFINED 4400 1600 0
HOME DEPOT COM 437076102 6674 97078 SH DEFINED 87787 9291 0
ILLINOIS TOOL WORKS INC COM 452308109 1966 29100 SH DEFINED 28300 800 0
INTEL CORP COM 458140100 6975 84800 SH DEFINED 77750 7050 0
I.B.M. COM 459200101 5388 49950 SH DEFINED 44950 5000 0
INTUIT INC COM 461202103 1292 21575 SH DEFINED 17550 4025 0
JOHNSON & JOHNSON COM 478160104 3348 35900 SH DEFINED 31895 4005 0
LILLY ELI & CO COM 532457108 1176 17685 SH DEFINED 14675 3010 0
LUCENT TECHNOLOGIES INC COM 549463107 7352 98033 SH DEFINED 87548 10485 0
LUCENT TECHNOLOGIES INC COM 549463107 272 3624 SH OTHER 0 0 3624
MCDONALDS CORP COM 580135101 347 8600 SH DEFINED 7000 1600 0
MCI WORLDCOM COM 55268B106 247 4650 SH DEFINED 0 4650 0
MEDTRONIC INC COM 585055106 2941 80700 SH DEFINED 78950 1750 0
NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
TITLE SH/
OF VALUE AMT SH/ INVSTM VOTING AUTHOR.
NAME OF ISSUER CLASS CUSIP (x$1k) PRN PRN DSCRETN SOLE SHARED NONE
- ------------------------ ---- -------- ----- ---- --- ------- ---- ------ ---
MELLON FINL CORP COM 58551A108 1197 35155 SH DEFINED 29780 5375 0
MERCK & CO INC COM 589331107 2704 40250 SH DEFINED 37250 3000 0
MERRILL LYNCH & CO INC COM 590188108 2097 25175 SH DEFINED 24650 525 0
MICROSOFT CORP COM 594918104 11237 96300 SH DEFINED 87825 8475 0
MICROSOFT CORP COM 594918104 630 5400 SH OTHER 0 0 5400
MORGAN J.P. & CO INC COM 616880100 1374 10850 SH DEFINED 9025 1825 0
MRV COMMUNICATIONS INC COM 553477100 282 4500 SH SOLE 4500 0 0
NCR CORP NEW COM 62886E108 313 8252 SH DEFINED 8000 252 0
ORACLE SYS CORP COM 68389X105 3796 33895 SH DEFINED 28420 5475 0
PEPSICO INC COM 713448108 439 12450 SH DEFINED 5050 7400 0
PFIZER INC COM 717081103 2408 74250 SH DEFINED 63300 10950 0
PHARMACIA & UPJOHN, Inc. COM 716941109 744 16525 SH DEFINED 12725 3800 0
PHILLIPS PETE CO COM 718507106 813 17300 SH DEFINED 14150 3150 0
PROCTER & GAMBLE COMPANY COM 742718109 330 3008 SH DEFINED 0 3008 0
RALSTON PURINA CO COM 751277302 430 15425 SH DEFINED 12525 2900 0
SBC COMMUNICATIONS, INC. COM 78387G103 2665 54661 SH DEFINED 42516 12145 0
SCHLUMBERGER COM 806857108 2361 42075 SH DEFINED 41100 975 0
SMITHKLINE BEECHAM P L C COM 832378301 1108 17285 SH DEFINED 14635 2650 0
SOUTHWEST AIRLINES COM 844741108 714 44300 SH SOLE 44300 0 0
STATE STREET CORP COM 857477103 2703 37000 SH DEFINED 36100 900 0
SUN MICROSYSTEM INC COM 866810104 2296 29675 SH DEFINED 20200 9475 0
TEXAS INSTRS INC COM 882508104 329 3400 SH DEFINED 0 3400 0
TIME WARNER INC COM 887315109 4409 60975 SH DEFINED 57800 3175 0
TJX COS INC NEW COM 872540109 208 10200 SH SOLE 10200 0 0
TRANSOCEAN SEDCO FOREX COM G90078109 1938 59162 SH DEFINED 57912 1250 0
TYCO INTL LTD NEW COM 902124106 1496 38350 SH DEFINED 37050 1300 0
UNITED TECHNOLOGIES CORP COM 913017109 254 3900 SH DEFINED 3200 700 0
WAL MART STORES INC COM 931142103 5385 77900 SH DEFINED 70400 7500 0
WARNER LAMBERT CO COM 934488107 361 4400 SH DEFINED 3000 1400 0
WELLS FARGO NEW COM 949746101 2416 59750 SH DEFINED 50750 9000 0
LINE COUNT: 81
</TABLE>
<TABLE>
<PAGE>
NIAGARA INVESTMENT ADVISORS INC /NY
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 3
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,164,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
<C> <C> <C>
NIAGARA INVESTMENT ADVISORS INC /NY
NIAGARA INVESTMENT ADVISORS
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
TITLE SH/
OF VALUE AMT SH/ INVSTM VOTING AUTHOR.
NAME OF ISSUER CLASS CUSIP (x$1k) PRN PRN DSCRETN SOLE SHARED NONE
- ------------------------ ---- -------- ----- ------- ------- ---- ------ ----
GENERAL ELECTRIC COM 369604103 279 1800 SH OTHER 0 0 1800
LUCENT TECHNOLOGIES INC COM 549463107 255 3396 SH OTHER 0 0 3396
MICROSOFT CORP COM 594918104 630 5400 SH OTHER 0 0 5400
LINE COUNT: 3
</TABLE>
