Form N-SAR
Item 77O
Name of Registrant: American General Series Portfolio
Company 3
Name of Portfolio: American General Small Cap Growth Fund
Issuer: Synquest, Inc.
Years of Operation: 3+
Underwriting Type: Firm
Offering Type: U.S. Registered
Underwriter from whom Purchased: Bear Sterns
Underwriting Syndicate Members:
Bear Stearns & Co, Inc. J.P. Morgan Securities, Inc.
Wit SoundView Corp. Banc of America Securities,
LLC
Chase H & Q CIBC World Markets, Corp.
Dain Rauscher, Incorporated Donaldson, Lufkin & Jenrette
Securities, Corp.
FleetBoston Robertson Stephens, Inc. Morgan Stanley & Co, Inc.
Prudential Securities, Inc. Salomon Smith Barney, Inc.
SG Cowen Securities, Corp. UBS Warburg, LLC
Thomas Weisel Partners, LLC Adams, Harkness & Hill, Inc.
Aegis Capital, Corp. William Blair & Co, LLC
Legg Mason Wood Walker, Inc. Needham & Company, Inc.
Northeast Securities, Inc. Pacific Growth Equities, Inc.
Sanders Morris Harris Sands Brothers & Co., Ltd.
Southwest Securities, Inc. C.E. Unterberg, Towbin
Wachovia Securities, Inc.
Date Offering Commenced: 08/15/00
Date of Purchase: 08/15/00
Principal Amount of Offering: $5,000,000.00
Offering price: $7.00
Purchase price: $7.00
Commission, spread or profit: $.49/share
Principal amount of purchases by all
investment companies advised by the
investment sub-adviser: 442,000 shares
Form N-SAR
Item 77O
Name of Registrant: American General Series Portfolio
Company 3
Name of Portfolio: American General Small Cap Growth Fund
Issuer: Avici Systems, Inc.
Years of Operation: 4
Underwriting Type: Firm
Offering Type: U.S. Registered
Underwriter from whom Purchased: Morgan Stanley & Co.
Underwriting Syndicate Members:
Morgan Stanley & Co., Inc. J.P. Morgan Securities, Inc.
Lehman Brothers, Inc. UBS Warburg, LLC
Dain Rauscher Wessels First Union Securities, Inc.
FleetBoston Robertson Stephens, Inc. Jefferies & Company, Inc.
Edward D. Jones & Co., L.P. Brad Peery, Inc.
U.S. Bancorp Piper Jaffray Thomas Weisel Partners, LLC
Date Offering Commenced: 07/27/00
Date of Purchase: 07/27/00
Principal Amount of Offering: $7,000,000.00
Offering price: $31.00
Purchase price: $31.00
Commission, spread or profit: $2.17/share
Principal amount of purchases by all
investment companies advised by the
investment sub-adviser: 33,230 shares
Form N-SAR
Item 77O
Name of Registrant: American General Series Portfolio
Company 3
Name of Portfolio: American General Small Cap Growth Fund
Issuer: Speechworks International,
Inc.
Years of Operation: 3+
Underwriting Type: Firm
Offering Type: U.S. Registered
Underwriter from whom Purchased: Hambrecht & Quest
Underwriting Syndicate Members:
Chase Securities, Inc. J.P. Morgan Securities, Inc.
US Bancorp Piper Jaffray, Inc. Bear Stearns & Co, Inc.
Dain Rauscher Wessels Donaldson, Lufkin & Jenrette
Sec., Corp.
Morgan Stanley Dean Witter S. G. Cowen Securities
Adams Harkness & Hill, Inc. Advest, Inc.
Chatsworth Securities, LLC Fidelity Capital Markets
First Analysis Securities Corporation Ladenburg, Thalmann & Co,
Inc.
Tucker Anthony Cleary Gull
Date Offering Commenced: 08/1/00
Date of Purchase: 08/1/00
Principal Amount of Offering: $4,750,000.00
Offering price: $20.00
Purchase price: $20.00
Commission, spread or profit: $1.40/share
Principal amount of purchases by all
investment companies advised by the
investment sub-adviser: 54,990 shares
Form N-SAR
Item 77O
Name of Registrant: American General Series Portfolio
Company 3
Name of Portfolio: American General Small Cap Growth Fund
Issuer: Lexar Media, Inc.
Years of Operation: 3+
Underwriting Type: Firm
Offering Type: U.S. Registered
Underwriter from whom Purchased: Archipelago and Hambrecht
& Quest
Underwriting Syndicate Members:
Chase Securities, Inc. J.P. Morgan Securities, Inc.
SG Cowen Securities Operations Wit SoundView Corporation
FleetBoston Robertson Stephens, Inc. CIBIC World Markets, Corp.
Lehman Brothers, Inc. Thomas Weisel Partners, LLC
US Bancorp Piper Jaffray, Inc. UBS Warburg, LLC
Kaufman Brothers, L.P. Morgan Keegan & Co, Inc.
Needham & Co., Inc. Raymond James & Associates,
Inc.
Sutro & Co., Incorporated Tucker Anthony Cleary Gull
Date Offering Commenced: 08/15/00
Date of Purchase: 08/15/00
Principal Amount of Offering: $6,500,000.00
Offering price: $8.00
Purchase price: $8.00
Commission, spread or profit: $.56/share
Principal amount of purchases by all
investment companies advised by the
investment sub-adviser: 775,700 shares
Form N-SAR
Item 77O
Name of Registrant: American General Series Portfolio
Company 3
Name of Portfolio: American General Small Cap Growth Fund
Issuer: Krispy Kreme Doughnuts
Years of Operation: 63
Underwriting Type: Firm
Offering Type: U.S. Registered
Underwriter from whom Purchased: Deutsche, Morgan & Grenfell
Underwriting Syndicate Members:
Deutsche Bank Securities, Inc. J.P. Morgan Securities, Inc.
Dain Rauscher Incorporated.
BB&T Capital Markets/Scott & Stringfellow, Inc.
Banc of America Securities, Inc.
Donaldson, Lufkin & Jenrette Securities
Merrill Lynch, Pierce, Fenner & Smith, Inc. Morgan Stanley & Co, Inc.
FleetBoston Robertson Stephens, Inc. George K. Baum & Co.
J. C. Bradford & Co. First Southwest Company
Josephthal & Co, Inc. McDonald Investments, Inc. a
KeyCorp Co.
Morgan Keegan & Co, Inc. Edgar M. Norris & Co., Inc.
Raymond James & Associates, Inc. The Robinson-Humphrey Co,
LLC
SunTrust Equitable Securities, Corp.
Date Offering Commenced: 04/05/00
Date of Purchase: 04/05/00
Principal Amount of Offering: $3,000,000.00
Offering price: $21.00
Purchase price: $21.00
Commission, spread or profit: $1.47/share
Principal amount of purchases by all
investment companies advised by the
investment sub-adviser: 15,900 shares
