SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1)*
Actuate Software Corporation
----------------------------
(Name of Issuer)
Common Stock
------------------------------
(Title of Class of Securities)
00508B102
--------------
(CUSIP Number)
December 31, 1999
-------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 28
Exhibit Index on Page 26
<PAGE>
CUSIP NO. 483600102 PAGE 2 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel IV L.P. ("A4")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
4,887,006 shares, except that Accel IV Associates L.P.
NUMBER OF ("A4A"), the general partner of A4, may be deemed to have
SHARES sole power to vote these shares, and Swartz Family
BENEFICIALLY Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke
OWNED BY B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul H.
EACH Klingenstein ("Klingenstein"), Arthur C. Patterson
REPORTING ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R.
PERSON Swartz ("Swartz"), the general partners of A4A, may be
WITH deemed to have shared power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
4,887,006 shares, except that A4A, the general partner of
A4, may be deemed to have sole power to dispose of these
shares, and SFP, Breyer, Evnin, Hill, Klingenstein,
Patterson, Sednaoui and Swartz, the general partners of A4A,
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,887,006
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.6%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 3 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel IV Associates L.P. ("A4A")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
4,887,006 shares, all of which are directly owned by Accel
NUMBER OF IV L.P. ("A4"). A4A, the general partner of A4, may be
SHARES deemed to have sole power to vote these shares, and Swartz
BENEFICIALLY Family Partnership L.P. ("SFP"), James W. Breyer ("Breyer"),
OWNED BY Luke B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul
EACH H. Klingenstein ("Klingenstein"), Arthur C. Patterson
REPORTING ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R.
PERSON Swartz ("Swartz"), the general partners of A4A, may be
WITH deemed to have shared power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
4,887,006 shares, all of which are directly owned by A4.
A4A, the general partner of A4, and SFP, the general partner
of A4A, may be deemed to have sole power to dispose of these
shares, and SFP, Breyer, Evnin, Hill, Klingenstein,
Patterson, Sednaoui and Swartz, the general partners of A4A,
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,887,006
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.6%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 4 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Keiretsu L.P. ("AK")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
99,596 shares, except that Accel Partners & Co. Inc.
NUMBER OF ("AP&C"), the general partner of AK, may be deemed to have
SHARES sole power to vote these shares, and James W. Breyer
BENEFICIALLY ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III
OWNED BY ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter
EACH Sednaoui ("Sednaoui ") and James R. Schwartz ("Schwartz"),
REPORTING the officers of AP&C, may be deemed to have shared power to
PERSON vote these shares.
WITH ------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
99,596 shares, except that AP&C, the general partner of AK,
may be deemed to have sole power to dispose of these shares,
and Breyer, Evnin, Hill, Patterson, Sednaoui and Schwartz,
the officers of AP&C, may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
99,596
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 5 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Partners & Co. Inc. ("AP&C")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
99,596 shares, all of which are directly owned by Accel
NUMBER OF Keiretsu L.P. ("AK"). AP&C, the general partner of AK, may
SHARES be deemed to have sole power to vote these shares, and James
BENEFICIALLY W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D.
OWNED BY Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G.
EACH Carter Sednaoui ("Sednaoui ") and James R. Schwartz
REPORTING ("Schwartz"), the officers of AP&C, may be deemed to have
PERSON shared power to vote these shares.
WITH ------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
99,596 shares, all of which are directly owned by AK. AP&C,
the general partner of AK, may be deemed to have sole power
to dispose of these shares, and Breyer, Evnin, Hill,
Patterson, Sednaoui and Schwartz, the officers of AP&C, may
be deemed to have shared power to dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
99,596
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 6 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Investors '93 L.P. ("AI93")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
193,950 shares, except that James W. Breyer ("Breyer"), Luke
NUMBER OF B. Evnin ("Evnin"), Paul H. Klingenstein ("Klingenstein"),
SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui
BENEFICIALLY ("Sednaoui ") and James R. Schwartz ("Schwartz"), the
OWNED BY general partners of AI93, may be deemed to have shared power
EACH to vote these shares.
REPORTING ------------------------------------------------------------
PERSON 6 SHARED VOTING POWER
WITH See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
193,950 shares, except that Breyer, Evnin, Klingenstein,
Patterson, Sednaoui and Schwartz, the general partners of
AI93, may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
193,950
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.7%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 7 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel V L.P. ("A5")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
11,288 shares, except that Accel V Associates L.L.C.
NUMBER OF ("A5A"), the general partner of A5, may be deemed to have
SHARES sole power to vote these shares, and ACP Family Partnership
BENEFICIALLY L.P. ("ACPFP"), Swartz Family Partnership L.P. ("SFP"),
OWNED BY James W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene
EACH D. Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G.
REPORTING Carter Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and
PERSON J. Peter Wagner ("Wagner"), the managing members of A5A, may
WITH be deemed to have shared power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
11,288 shares, except that A5A, the general partner of A5,
may be deemed to have sole power to dispose of these shares,
and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui,
Swartz and Wagner, the managing members of A5A, may be
deemed to have shared power to dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,288
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 8 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel V Associates L.L.C. ("A5A")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
11,288 shares, all of which are directly owned by Accel V
NUMBER OF L.P. ("A5"). Accel V Associates L.L.C. ("A5A"), the general
SHARES partner of A5, may be deemed to have sole power to vote
BENEFICIALLY these shares, and ACP Family Partnership L.P. ("ACPFP"),
OWNED BY Swartz Family Partnership L.P. ("SFP"), James W. Breyer
EACH ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III
REPORTING ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter
PERSON Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J.
WITH Peter Wagner ("Wagner"), the managing members of A5A, may be
deemed to have shared power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
11,288 shares, all of which are directly owned by A5. A5A,
the general partner of A5, may be deemed to have sole power
to dispose of these shares, and ACPFP, SFP, Breyer, Evnin,
Hill, Patterson, Sednaoui, Swartz and Wagner, the managing
members of A5A, may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,288
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 9 OF 28 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Internet/Strategic Technology Fund L.P. ("AISTF")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
1,506 shares, except that Accel Internet/Strategic
NUMBER OF Technology Fund Associates L.L.C. ("AISTFA"), the general
SHARES partner of AISTF, may be deemed to have sole power to vote
BENEFICIALLY these shares, and ACP Family Partnership L.P. ("ACPFP"),
OWNED BY Swartz Family Partnership L.P. ("SFP"), James W. Breyer
EACH ("Breyer"), Luke B. Evnin ("Evnin"), Donald A. Gooding
REPORTING ("Gooding"), Eugene D. Hill, III ("Hill"), Arthur C.
PERSON Patterson ("Patterson"), G. Carter Sednaoui ("Sednaoui"),
WITH James R. Swartz ("Swartz") and J. Peter Wagner ("Wagner"),
the managing members of AISTFA, may be deemed to have shared
power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,506 shares, except that A5A, the general partner of A5,
may be deemed to have sole power to dispose of these shares,
and ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui,
Swartz and Wagner, the managing members of AISTFA, may be
deemed to have shared power to dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,506
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 10 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Internet/Strategic Technology Fund Associates L.L.C. ("AISTFA")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
1,506 shares, all of which are owned by Accel
NUMBER OF Internet/Strategic Technology Fund L.P. ("AISTF"). AISTFA,
SHARES the general partner of AISTF, may be deemed to have sole
BENEFICIALLY power to vote these shares, and ACP Family Partnership L.P.
OWNED BY ("ACPFP"), Swartz Family Partnership L.P. ("SFP"), James W.
EACH Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill,
REPORTING III ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter
PERSON Sednaoui ("Sednaoui"), James R. Swartz ("Swartz") and J.
WITH Peter Wagner ("Wagner"), the managing members of AISTFA, may
be deemed to have shared power to vote these shares.
power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,506 shares, all of which are owned by AISTF. AISTFA, the
general partner of AISTF, may be deemed to have sole power
to dispose of these shares, and ACPFP, SFP, Breyer, Evnin,
Hill, Patterson, Sednaoui, Swartz and Wagner, the managing
members of AISTF, may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,506
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 11 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Investors '96(B) L.P. ("AI96B")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
6,394 shares, except that the Swartz Family Partnership L.P.
NUMBER OF ("SFP"), James W. Breyer ("Breyer"), Arthur C. Patterson
SHARES ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R.
BENEFICIALLY Schwartz ("Schwartz"), the general partners of AI96B, may be
OWNED BY deemed to have shared power to vote these shares.
EACH ------------------------------------------------------------
REPORTING 6 SHARED VOTING POWER
PERSON See response to row 5.
WITH ------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
6,394 shares, except that SFP, Breyer, Patterson< Sednaoui
and Schwartz, the general partners of AI96(B), may be deemed
to have shared power to dispose of thes shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,394
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 12 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
ACP Family Partnership L.P. ("ACPFP")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 12,794 shares, of which 11,288 are directly owned by Accel V
EACH L.P. ("A5") and 1,506 are directly owned by Accel
REPORTING Internet/Strategic Technology Fund L.P. ("AISTF"). ACPFP is
PERSON a managing member of Accel V Associates L.L.C. ("A5A"), the
WITH general partner of A4, and a managing member of Accel
Internet/Strategic Technology Fund Associates L.L.C.
("AISTFA"), the general partner of AISTF, and may be deemed
to have shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
12,794 shares, of which 11,288 are directly owned by A5 and
1,506 are directly owned by AISTF. ACPFP is a managing
member of A5A, the general partner of A4, and a managing
member of AISTFA, the general partner of AISTF, and may be
deemed to have shared power to vote these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,794
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 13 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Swartz Family Partnership L.P. ("SFP")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 4,889,800 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4"), 11,288 are directly owned by Accel V
REPORTING L.P. ("A5") and 6,394 are directly owned by Accel Investors
PERSON '96(B) L.P. ("AI96B"). SFP is a general partner of Accel IV
WITH Associates L.L.C. ("A4A"), the general partner of A4, a
managing member of Accel V Associates L.L.C. ("A5A"), the
general partner of A5, and a general partner of AI96B and
may be deemed to have shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,889,800 shares, of which 4,887,006 are directly owned by
A4, 11,288 are directly owned by A5 and 6,394 are directly
owned by AI96B. SFP is a general partner of A4A, the general
partner of A4, a managing member of A5A, the general partner
of A5, and a general partner of AI96B and may be deemed to
have shared power to vote these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,889,800
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.7%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 14 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
James W. Breyer ("Breyer")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 109,148 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 5,199,740 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4"), 99,596 are directly owned by Accel
REPORTING Keiretsu L.P. ("AK"), 193,950 are directly owned by Accel
PERSON Investors '93 L.P. ("AI93"), 11,288 are directly owned by
WITH Accel V L.P. ("A5"), 1,506 are directly owned by Accel
Internet Strategic Technology Fund L.P. ("AISTF") and 6,394
are directly owned by Accel Investors '96(B) L.P. ("AI96B").
Breyer is a general partner of Accel IV Associates L.L.C.
("A4A"), the general partner of A4, an officer of Accel
Partners & Co. Inc. ("AP&C"), the general partner of AK, a
general partner of AI93, a managing member of Accel V
Associates L.L.C. ("A5A"), the general partner of A5, a
managing member of Accel Internet Strategic Technology Fund
Associates L.P. ("AISTFA"), the general partner of AISTF,
and a general partner of AI96B and may be deemed to have
shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
109,148 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,199,740 shares, of which 4,887,006 are directly owned by
A4, 99,596 are directly owned by AK, 193,950 are directly
owned by AI93, 11,288 are directly owned by A5, 1,506 are
directly owned by AISTF and 6,394 are directly owned by
AI96B. Breyer is a general partner of A4A, the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a managing member of A5A, the
general partner of A5, a managing member of AISTFA, the
general partner of AISTF, and a general partner of AI96B and
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,308,888
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
19.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 15 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Luke B. Evnin ("Evnin")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 5,193,346 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4"), 99,596 are directly owned by Accel
REPORTING Keiretsu L.P. ("AK"), 193,950 are directly owned by Accel
PERSON Investors '93 L.P. ("AI93"), 11,288 are directly owned by
WITH Accel V L.P. ("A5") and 1,506 are directly owned by Accel
Internet Strategic Technology Fund L.P. ("AISTF"). Evnin is
a general partner of Accel IV Associates L.L.C. ("A4A"), the
general partner of A4, an officer of Accel Partners & Co.
Inc. ("AP&C"), the general partner of AK, a general partner
of AI93, a managing member of Accel V Associates L.L.C.
("A5A"), the general partner of A5, and a managing member of
Accel Internet Strategic Technology Fund Associates L.P.
("AISTFA"), the general partner of AISTF, and may be deemed
to have shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,193,346 shares, of which 4,887,006 are directly owned by
A4, 99,596 are directly owned by AK, 193,950 are directly
owned by AI93, 11,288 are directly owned by A5 and 1,506 are
directly owned by AISTF. Evnin is a general partner of A4A,
the general partner of A4, an officer of AP&C, the general
partner of AK, a general partner of AI93, a managing member
of A5A, the general partner of A5, and a managing member of
AISTFA, the general partner of AISTF, and may be deemed to
have shared power to dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,193,346
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.7%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 16 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Eugene D. Hill, III ("Hill")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 4,999,756 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4"), 99,596 are directly owned by Accel
REPORTING Keiretsu L.P. ("AK"), 11,288 are directly owned by Accel V
PERSON L.P. ("A5") and 1,506 are directly owned by Accel Internet
WITH Strategic Technology Fund L.P. ("AISTF"). Hill is a general
partner of Accel IV Associates L.L.C. ("A4A"), the general
partner of A4, an officer of Accel Partners & Co. Inc.
("AP&C"), the general partner of AK, a managing member of
Accel V Associates L.L.C. ("A5A"), the general partner of
A5, and a managing member of Accel Internet Strategic
Technology Fund Associates L.P. ("AISTFA"), the general
partner of AISTF, and may be deemed to have shared power to
vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,999,756 shares, of which 4,887,006 are directly owned by
A4, 99,596 are directly owned by AK, 11,288 are directly
owned by A5 and 1,506 are directly owned by AISTF. Hill is a
general partner of A4A, the general partner of A4, an
officer of AP&C, the general partner of AK, a managing
member of A5A, the general partner of A5, and a managing
member of AISTFA, the general partner of AISTF, and may be
deemed to have shared power to dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,999,756
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 17 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Paul H. Klingenstein ("Klingenstein")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 5,080,956 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4") and 193,950 are directly owned by Accel
REPORTING Investors '93 L.P. ("AI93"). Klingenstein is a general
PERSON partner of Accel IV Associates L.L.C. ("A4A"), and a general
WITH partner of AI93, and may be deemed to have shared power to
vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,080,956 shares, of which 4,887,006 are directly owned by
A4 and 193,950 are directly owned by AI93. Klingenstein is a
general partner of A4A, the general partner of A4, and a
general partner of AI93 and may be deemed to have shared
power to dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,080,956
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.3%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 18 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Arthur C. Patterson ("Patterson")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 223,126 shares, of which 115,320 shares are directly owned
SHARES by Ellmore C. Patterson Partners ("ECPP"). Patterson is the
BENEFICIALLY general partner of ECPP and may be deemed to have sole power
OWNED BY to vote the shares held by ECPP.
EACH ------------------------------------------------------------
REPORTING 6 SHARED VOTING POWER
PERSON 5,199,740 shares, of which 4,887,006 are directly owned by
WITH Accel IV L.P. ("A4"), 99,596 are directly owned by Accel
Keiretsu L.P. ("AK"), 193,950 are directly owned by Accel
Investors '93 L.P. ("AI93"), 11,288 are directly owned by
Accel V L.P. ("A5"), 1,506 are directly owned by Accel
Internet Strategic Technology Fund L.P. ("AISTF") and 6,394
are directly owned by Accel Investors '96(B) L.P. ("AI96B").
Patterson is a general partner of Accel IV Associates L.L.C.
("A4A"), the general partner of A4, an officer of Accel
Partners & Co. Inc. ("AP&C"), the general partner of AK, a
general partner of AI93, a managing member of Accel V
Associates L.L.C. ("A5A"), the general partner of A5, a
managing member of Accel Internet Strategic Technology Fund
Associates L.P. ("AISTFA"), the general partner of AISTF,
and a general partner of AI96B and may be deemed to have
shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
223,126 shares, of which 115,320 shares are directly owned
by Ellmore C. Patterson Partners ("ECPP"). Patterson is the
general partner of ECPP and may be deemed to have sole power
to vote the shares held by ECPP.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,199,740 shares, of which 4,887,006 are directly owned by
A4, 99,596 are directly owned by AK, 193,950 are directly
owned by AI93, 11,288 are directly owned by A5, 1,506 are
directly owned by AISTF and 6,394 are directly owned by
AI96B. Patterson is a general partner of A4A, the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a managing member of A5A, the
general partner of A5, a managing member of AISTFA, the
general partner of AISTF, and a general partner of AI96B and
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,422,866
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
19.6%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 19 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
G. Carter Sednaoui ("Sednaoui")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 5,199,740 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4"), 99,596 are directly owned by Accel
REPORTING Keiretsu L.P. ("AK"), 193,950 are directly owned by Accel
PERSON Investors '93 L.P. ("AI93"), 11,288 are directly owned by
WITH Accel V L.P. ("A5"), 1,506 are directly owned by Accel
Internet Strategic Technology Fund L.P. ("AISTF") and 6,394
are directly owned by Accel Investors '96(B) L.P. ("AI96B").
Sednaoui is a general partner of Accel IV Associates L.L.C.
("A4A"), the general partner of A4, an officer of Accel
Partners & Co. Inc. ("AP&C"), the general partner of AK, a
general partner of AI93, a managing member of Accel V
Associates L.L.C. ("A5A"), the general partner of A5, a
managing member of Accel Internet Strategic Technology Fund
Associates L.P. ("AISTFA"), the general partner of AISTF,
and a general partner of AI96B and may be deemed to have
shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,199,740 shares, of which 4,887,006 are directly owned by
A4, 99,596 are directly owned by AK, 193,950 are directly
owned by AI93, 11,288 are directly owned by A5, 1,506 are
directly owned by AISTF and 6,394 are directly owned by
AI96B. Sednaoui is a general partner of A4A, the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a managing member of A5A, the
general partner of A5, a managing member of AISTFA, the
general partner of AISTF, and a general partner of AI96B and
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,199,740
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.7%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 20 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
James R. Shwartz ("Shwartz")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 5,199,740 shares, of which 4,887,006 are directly owned by
EACH Accel IV L.P. ("A4"), 99,596 are directly owned by Accel
REPORTING Keiretsu L.P. ("AK"), 193,950 are directly owned by Accel
PERSON Investors '93 L.P. ("AI93"), 11,288 are directly owned by
WITH Accel V L.P. ("A5"), 1,506 are directly owned by Accel
Internet Strategic Technology Fund L.P. ("AISTF") and 6,394
are directly owned by Accel Investors '96(B) L.P. ("AI96B").
Shwartz is a general partner of Accel IV Associates L.L.C.
("A4A"), the general partner of A4, an officer of Accel
Partners & Co. Inc. ("AP&C"), the general partner of AK, a
general partner of AI93, a managing member of Accel V
Associates L.L.C. ("A5A"), the general partner of A5, a
managing member of Accel Internet Strategic Technology Fund
Associates L.P. ("AISTFA"), the general partner of AISTF,
and a general partner of AI96B and may be deemed to have
shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,199,740 shares, of which 4,887,006 are directly owned by
A4, 99,596 are directly owned by AK, 193,950 are directly
owned by AI93, 11,288 are directly owned by A5, 1,506 are
directly owned by AISTF and 6,394 are directly owned by
AI96B. Shwartz is a general partner of A4A, the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a managing member of A5A, the
general partner of A5, a managing member of AISTFA, the
general partner of AISTF, and a general partner of AI96B and
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,199,740
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.7%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 483600102 PAGE 21 OF 28 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
J. Peter Wagner ("Wagner")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0 shares
SHARES ------------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 12,794 shares, of which 11,288 are directly owned by Accel V
EACH L.P. ("A5") and 1,506 are directly owned by Accel
REPORTING Internet/Strategic Technology Fund L.P. ("AISTF"). Wagner is
PERSON a managing member of Accel V Associates L.L.C. ("A5A"), the
WITH general partner of A5, and a managing member of Accel
Internet/Strategic Technology Fund Associates L.P.
("AISTFA"), the general partner of AISTFA, and may be deemed
to have shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
12,794 shares, of which 11,288 are directly owned by Accel V
L.P. ("A5") and 1,506 are directly owned by Accel
Internet/Strategic Technology Fund L.P. ("AISTF"). Wagner is
a managing member of Accel V Associates L.L.C. ("A5A"), the
general partner of A5, and a managing member of Accel
Internet/Strategic Technology Fund Associates L.P.
("AISTFA"), the general partner of AISTFA, and may be deemed
to have shared power to dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,794
----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 22 of 28
ITEM 1(A). NAME OF ISSUER
Actuate Software Corporation
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
999 Baker Way, Suite 200
San Mateo, CA 94404
ITEM 2(A). NAME OF PERSONS FILING
This Statement is filed by Accel IV L.P., a Delaware limited
partnership ("A4"), Accel IV Associates L.P., a Delaware limited
partnership and the general partner of A4 ("A4A"), Accel Keiretsu
L.P., a Delaware limited partnership ("AK"), Accel Partners & Co.
Inc., a Delaware corporation and the general partner of AK ("AP&C"),
Accel Investors '93 L.P., a Delaware limited partnership ("AI93"),
Accel V L.P., a Delaware limited partnership ("A5"), Accel V
Associates L.L.C., a Delaware limited liability company and the
general partner of A5 ("A5A"), Accel Internet/Strategic Technology
Fund L.P., a Delaware limited partnership ("AISTF"), Accel
Internet/Strategic Technology Fund Associates L.L.C., a Delaware
limited liability company and the general partner of AISTF
("AISTFA"), Accel Investors `96(B) L.P., a Delaware limited
partnership, the ACP Family Partnership L.P., a Delaware limited
partnership and a managing member of A5A and AISTF ("ACPFP"), the
Swartz Family Partnership L.P. ("SFP"), a Delaware limited
partnership and a general partner of A4A, a managing member of A5A
and a general partner of AI96B, James W. Breyer ("Breyer"), a
general partner of A4A, an officer of AP&C, a managing member of
A5A, a managing member of AISTFA, a general partner of AI93 and a
general partner of AI96(B), Luke B. Evnin ("Evnin"), a general
partner of A4A, an officer of AP&C, a managing member of A5A, a
managing member of AISTFA and a general partner of AI93, Eugene D.
Hill, III ("Hill"), a general partner of A4A, an officer of AP&C, a
managing member of A5A and a managing member of AISTFA, Paul H.
Klingenstein ("Klingenstein"), a general partner of A4A and a
general partner of AI93, Arthur C. Patterson ("Patterson"), a
general partner of A4A, an officer of AP&C, a managing member of
A5A, a managing member of AISTFA, a general partner of AI93 and a
general partner of AI96(B), G. Carter Sednaoui ("Sednaoui"), a
general partner of A4A, an officer of AP&C, a managing member of
A5A, a managing member of AISTFA, a general partner of AI93 and a
general partner of AI96(B), James R. Swartz ("Swartz"), a general
partner of A4A, an officer of AP&C, a managing member of A5A, a
managing member of AISTFA, a general partner of AI93 and a general
partner of AI96(B), and J. Peter Wagner ("Wagner"), a managing
member of A5A and a managing member of AISTFA. The foregoing
entities and individuals are collectively referred to as the
"Reporting Persons."
A4A, the general partner of A4, may be deemed to have sole power to
vote and sole power to dispose of shares of the issuer directly
owned by A4. AP&C, the general partner of AK, may be deemed to have
sole power to vote and sole power to dispose of shares of the issuer
directly owned by AK. A5A, the general partner of A5, may be deemed
to have sole power to vote and sole power to dispose of shares of
the issuer directly owned by A5. AISTFA, the general partner of
AISTF, may be deemed to have sole power to vote and sole power to
dispose of shares of the issuer directly owned by AISTF. SFP,
Breyer, Evnin, Hill, Klingenstein, Patterson, Sednaoui and Swartz
are partners of A4A and may be deemed to have shared power to vote
and shared power to dispose of shares of the issuer directly owned
by A4. Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz are
officers of AP&C and may be deemed to have shared power to vote and
shared power to dispose of shares of the issuer directly owned by
AK. Breyer, Evnin, Klingenstein, Patterson, Sednaoui and Swartz are
partners of AI93 and may be deemed to have sole power to vote and
sole power to dispose of shares of the issuer directly owned by
AI93. ACPFP, SFP, Breyer, Evnin, Hill, Patterson, Sednaoui, Swartz
and Wagner are managing members of A5A and may be deemed to have
shared power to vote and shared power to dispose of shares of the
issuer directly owned by A5. ACPFP, SFP, Breyer, Evnin, Hill,
Patterson, Sednaoui, Swartz and Wagner are managing members of
AISTFA and may be deemed to have shared power to vote and shared
power to dispose of shares of the issuer directly owned by AISTF.
<PAGE>
Page 23 of 28
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE
The address for each of the Reporting Persons is:
Accel Partners
428 University Ave.
Palo Alto, California 94301
ITEM 2(C) CITIZENSHIP
A4, A4A, AK, AI93, A5, AISTF, AI96B , ACPFP and SFP are Delaware
limited partnerships. AP&C is a Delaware corporation. A5A and AISTFA
are Delaware limited liability companies. Breyer, Evnin, Hill,
Klingenstein, Patterson, Sednaoui, Swartz and Wagner are United
States citizens.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Common Stock
CUSIP # 00508B102
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this Statement is
provided as of December 31, 1999:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
<PAGE>
Page 24 of 28
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Under certain circumstances set forth in the limited partnership
agreements of A4, A4A, AK, A5, AISTF, AI93 AI96B, the limited
liability company agreements of A5A and AISTFA and the operating
agreement of AP&C, the general and limited partners, members or
stockholders, as the case may be, of each of such entities may be
deemed to have the right to receive dividends from, or the proceeds
from, the sale of shares of the issuer owned by each such entity of
which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10. CERTIFICATION.
Not applicable
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2000
Entities: Accel IV L.P.
Accel IV Associates L.P.
Accel Keiretsu L.P.
Accel Investors '93 L.P.
Accel Partners and Co. Inc.
Accel V L.P.
Accel V Associates L.P.
Accel Internet/Strategic Technology Fund L.P.
Accel Internet/Strategic Technology Associates Fund L.P.
Accel Investors `96(B) L.P.
ACP Family Partnership L.P.
Swartz Family Partnership L.P. By: /s/ G. Carter Sednaoui
-----------------------
G. Carter Sednaoui,
Attorney-in-fact for the
above-listed entities
Individuals: James W. Breyer
Luke. B. Evnin
Eugene D. Hill, III
Paul H. Klingenstein
Arthur C. Patterson
G. Carter Sednaoui
James R. Swartz
J. Peter Wagner By: /s/ G. Carter Sednaoui
------------------------
G. Carter Sednaoui,
Attorney-in-fact for the
above-listed individuals
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Page 26 of 28
EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 27
Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 28
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Page 27 of 28
Exhibit A
Agreement of Joint Filing
The Reporting Persons have agreed that a single Schedule 13G (or any
amendment thereto) relating to the Common Stock of EPIX Medical, Inc. shall be
filed on behalf of each of the Reporting Persons. Note that a copies of the
applicable Agreement of Joint Filing are already on file with the appropriate
agencies.
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Page 28 of 28
Exhibit B
Reference to G. Carter Sednaoui as Attorney-in-Fact
G. Carter Sednaoui has signed the enclosed documents as Attorney-In-Fact.
Note that copies of the applicable Power of Attorneys are already on file with
the appropriate agencies.
