SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
Security First Technologies Corporation
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
814279 10 5
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(CUSIP Number)
Michael C. McChesney, 3390 Peachtree Road, NE, Suite 1700, Atlanta, GA 30326
(404) 812-6300
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
September 30, 1998
----------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
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CUSIP No. 814279 10 5 Page 2 of 7 Pages
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Michael C. McChesney
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
00
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)
or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- ---------------------------- ------ --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 1,182,824 (9.9%)
BENEFICIALLY ------ --------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 0
PERSON ------ --------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
1,182,824 (9.9%)
------ --------------------------------------------
10 SHARED DISPOSITIVE POWER
7,680 (less than 1%)
- ---- ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,190,504
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12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.0%
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14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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Page 2 of 7 Pages
<PAGE>
Item 1. Security and Issuer
This statement relates to the common stock, par value $0.01 per share
("Common Stock"), of Security First Technologies Corporation, a Delaware
corporation (the "Issuer"). The principal executive offices of the Issuer are
located at 3390 Peachtree Road, NE, Suite 1700, Atlanta, GA 30326.
Item 2. Identity and Background
This statement is being filed by Michael C. McChesney (the "Reporting
Person"), a United States citizen. The Reporting Person previously has filed a
statement regarding his beneficial ownership of the common stock of the Issuer's
former parent with the Office of Thrift Supervision. However, as discussed at
Items 3 and 4 below, the shares of Common Stock currently beneficially owned by
the Reporting Person result from a corporate reorganization by the former parent
of the Issuer. That former parent was the predecessor issuer of the securities,
and that company no longer exists. The Reporting Person's holdings in the Issuer
immediately following the reorganization are identical to his interests
immediately prior to the reorganization.
The principal occupation of Mr. McChesney is serving as Chairman of the
Board of the Issuer and as a director of Security First Technologies, Inc.,
which is wholly owned by the Issuer. The business address of Mr. McChesney is
3390 Peachtree Road, NE, Suite 1700, Atlanta, GA 30326. Mr. McChesney is a
citizen of the United States.
Mr. McChesney has not during the last five years been (i) convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
(ii) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and, as a result of such proceeding, was or is subject to
a judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
The shares of Common Stock owned by Mr. McChesney were acquired in the
holding company reorganization (the "Reorganization") of Security First Network
Bank ("SFNB") which occurred on September 30, 1998. Upon the Reorganization,
each share of common stock, no par value, of SFNB held by the shareholders of
SFNB including Mr. McChesney was converted into one share of the Issuer's Common
Stock and each option to acquire shares of SFNB common stock held by the
shareholders of SFNB including Mr. McChesney was converted into an option to
acquire the same number of shares of the Issuer's Common Stock. No
Page 3 of 7 Pages
<PAGE>
consideration was paid by Mr. McChesney for such shares of the Issuer's Common
Stock or options to acquire shares of the Issuer's Common Stock.
Item 4. Purpose of Transaction
The shares of Common Stock acquired by Mr. McChesney were issued in
connection with the Reorganization of SFNB. Mr. McChesney, as a shareholder of
SFNB has acquired shares of the Issuer's Common Stock, like other SFNB
shareholders, as a result of the consummation of the Reorganization and the
commencement of operations of the Issuer as an independent entity.
The Reporting Person has acquired his shares of Common Stock for
investment. The Reporting Person may, from time to time, invest in additional
shares of Common Stock or may, depending upon market conditions and other
factors deemed relevant, engage in a sale or other disposition of all or a
portion of the shares of Common Stock being reported herein or acquired
hereafter. As an affiliate of the Issuer, Mr. McChesney is subject to the resale
restrictions contained in Rule 144 under the Securities Act of 1933, as amended.
The Reporting Person has no present plans or proposals that relate to or
would result in the acquisition by any person of additional securities of the
Issuer or the disposition of securities of the Issuer, an extraordinary
corporate transaction involving the Issuer or any of its subsidiaries, a sale or
transfer of a material amount of the assets of the Issuer or any of its
subsidiaries, a change in the present Board of Directors or management of the
Issuer, a change in the present capitalization or dividend policy of the Issuer,
any other material change in the Issuer's business or corporate structure,
changes in the Issuer's Amended and Restated Certificate of Incorporation, as
amended, or Amended and Restated Bylaws or with respect to the delisting or
deregistration of any of the Issuer's securities.
Item 5. Interest in Securities of the Issuer
The Reporting Person beneficially owns, in the aggregate, 1,190,504 shares
of Common Stock of the Issuer, which represented approximately 10.0% of the
outstanding Common Stock as of December 11, 1998. Of such amount, 718,424 of
such shares are owned directly by Mr. McChesney, 464,400 of such shares are
issuable upon the exercise of options held by Mr. McChesney which are
exercisable within 60 days of December 11, 1998, and 7,680 of such shares are
held by certain members of Mr. McChesney's family, as described below.
Mr. McChesney is deemed to be the beneficial owner of 7,680 shares of
Common Stock owned by certain members of his family because such shares may not
be sold or otherwise disposed of by the owner of such shares without the written
Page 4 of 7 Pages
<PAGE>
consent of Mr. McChesney. Such shares of Common Stock are owned by the following
members of Mr. McChesney's family:
Name Relationship Number of Shares
---- ------------ ----------------
Michael McChesney, Jr. Son 3,840
Samuel T. McChesney Son 3,840
Other than as reported in Item 3 and Item 6, the Reporting Person has not
engaged in any transactions in the Issuer's Common Stock within the past sixty
days. As discussed in the preceding paragraph, the Reporting Person shares
dispositive power with the persons indicated above with respect to 7,680 shares
of Common Stock reported herein. Except for such shared dispositive power, no
person other than the Reporting Person has the right to receive or the power to
direct the receipt of dividends from or the proceeds from the sale of the Common
Stock beneficially owned by the Reporting Person.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to
Securities of the Issuer
Except as described below, the Reporting Person has not entered into any
contracts, arrangements, understandings or relationships (legal or otherwise)
among himself or with any other person with respect to any securities of the
Issuer.
The Reporting Person has entered into four "zero-cost collar" arrangements.
Pursuant to these arrangements, on September 9, 1998 and November 30, 1998, the
Reporting Person wrote covered call options and purchased put options. Only one
of each set of the options written on each date can be in-the-money on the
applicable expiration date, at which time the applicable in-the-money option
will be exercised (and settled for cash), and the other option will expire. If
neither option of each set of options is in-the-money on the applicable
expiration date, both options in that set of options will expire. The call and
put options are described in more detail on the Form 4s of the Reporting Person
for September and November 1998, copies of which are filed as exhibits to this
Schedule 13D and are incorporated herein by reference.
Item 7. Material to be Filed as Exhibits
1. Form 4/A for September 1998
2. Form 4 for November 1998
Page 5 of 7 Pages
<PAGE>
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: December 28, 1998
/s/ Michael C. McChesney
------------------------------
Michael C. McChesney
Page 6 of 7 Pages
EXHIBIT 1
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OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: September 30, 1998
Estimated average burden
hours per response ....... 0.5
------------------------------
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
(Print or Type Responses)
________________________________________________________________________________
1. Name and Address of Reporting Person*
McChesney, Michael C.
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(Last) (First) (Middle)
3390 Peachtree Road N.E. Suite 1700
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(Street)
Atlanta GA 30326
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(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol (SONE)
Security First Technologies Corporation (formerly Security First Network Bank)
________________________________________________________________________________
3. IRS or Social Security Number of Reporting Person (Voluntary)
________________________________________________________________________________
4. Statement for Month/Year
September, 1998
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Year)
10/12/98
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[ ] Officer (give title [ ] Other (specify
below) below)
Chairman
-----------------------------------
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
________________________________________________________________________________
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (month/day/
year) Code V (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
(Over)
SEC 1474 (7-96)
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
<TABLE>
<CAPTION>
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Call Option 9-9 9-13 9-13 Common
(Obligation to Sell) $21.99 98 J(1) 1 01 01 Stock 30,000 $114,000 1 D
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Put Option 9-9 9-13 9-13 Common
(Right to Sell) $15.42 98 P 1 01 01 Stock 30,000 $114,000 1 D
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Call Option 9-9 9-13 9-13 Common
(Obligation to Sell) $24.67 98 J(1) 1 02 02 Stock 30,000 $124,200 1 D
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Put Option 9-9 9-13 9-13 Common
(Right to Sell) $15.42 98 P 1 02 02 Stock 30,000 $124,200 1 D
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</TABLE>
EXPLANATION OF RESPONSES: (1)The reporting person entered into a
"zero-costcollar" arrangement pursuant to which he wrote a covered call option
and purchased a put option. Only one of the options can be in the money on the
expiration date, at which time the in-the-money option will be exercised (and
settled for cash), and the other option will expire. If neither option is in the
money on the expiration date, both options will expire.
/s/ Michael C. McChesney 12-28-98
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If
space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
Page 2
SEC 1474 (7-96)
EXHIBIT 2
------------------------------
OMB APPROVAL
------------------------------
OMB Number 3235-0287
Expires: September 30, 1998
Estimated average burden
hours per response ....... 0.5
------------------------------
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject of Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
(Print or Type Responses)
________________________________________________________________________________
1. Name and Address of Reporting Person*
McChesney, Michael C.
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
3390 Peachtree Road N.E. Suite 1700
- --------------------------------------------------------------------------------
(Street)
Atlanta GA 30326
- --------------------------------------------------------------------------------
(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol (SONE)
Security First Technologies Corporation (formerly Security First Network Bank)
________________________________________________________________________________
3. IRS or Social Security Number of Reporting Person (Voluntary)
________________________________________________________________________________
4. Statement for Month/Year
November, 1998
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Year)
================================================================================
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[ ] Officer (give title [ ] Other (specify
below) below)
Chairman
-----------------------------------
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
________________________________________________________________________________
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (month/day/
year) Code V (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
(Over)
SEC 1474 (7-96)
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
<TABLE>
<CAPTION>
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Call Option 11-30 12-2 12-2 Common
(Obligation to Sell) $27.90 98 J(1) 1 02 02 Stock 70,000 $327,600 1 D
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Put Option 11-30 12-2 12-2 Common
(Right to Sell) $17.41 98 P 1 02 02 Stock 70,000 $327,600 1 D
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Call Option 11-30 11-30 11-30 Common
(Obligation to Sell) $24.64 98 J(1) 1 01 01 Stock 70,000 $302,400 1 D
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Put Option 11-30 11-30 11-30 Common
(Right to Sell) $17.41 98 P 1 01 01 Stock 70,000 $302,400 1 D
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</TABLE>
EXPLANATION OF RESPONSES: (1)The reporting person entered into a "zero-cost
collar" arrangment pursuant to which he wrote a covered call option and
purchased a put option. Only one of the options can be in the money on the
expiration date, at which time the in-the-money option will be exercised (and
setteled for cash), and the other option will expire. If neither option is in
the money on the expiration date, both options will expire.
/s/ Michael C. McChesney November 10, 1998
- --------------------------------------------- -----------------------
**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
Page 2
SEC 1474 (7-96)
