UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
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FORM 10-Q/A
(Amendment No. 1)
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[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 1998
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Commission file number 333-57931
TUMBLEWEED, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 61-1327945
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
1900 Mellwood Avenue, Louisville, Kentucky 40206
(Address of principal executive offices)
(502) 893-0323
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has
filed all reports required to be filed by Section 13 or 15(d) of
the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes X No
Indicate the number of shares outstanding of each of the
issuer's classes of common stock, as of the latest practicable
date:
Class Outstanding at November 10, 1998
Common Stock 13
Tumbleweed, Inc. hereby amends Part II, Item 2 to include
the following:
Item2. Changes in Securities and Use of Proceeds
The Company's registration statement on Form S-1 became
effective on September 9, 1998 (Reg. No. 333-57931). The Company
registered a total of 6,345,000 shares of its common stock for
issuance as follows:
- Up to 1,200,000 shares to be offered by the Company in
a "best efforts" initial public offering.
- Up to 5,145,000 shares that may be sold from time to
time after completion of the public offering by former
members of Tumbleweed, LLC for their own accounts. In
connection with the stock offering, the membership
interests of these members are to be converted into a
maximum of 5,145,000 shares of the Company's common
stock in a reorganization to take effect immediately
before, and subject to, completion of the stock
offering.
The stock offering, which commenced on September 9, 1998,
will only close if a minimum of 700,000 shares are sold. As of
September 30, 1998, the minimum number of shares had not been
sold. The stock offering is scheduled to terminate if the
minimum number of shares has not been sold on or before December
31, 1998, unless extended for up to an additional 90 days.
Signature
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned there unto duly
authorized.
Dated: January 28, 1999 TUMBLEWEED, INC.
By: /s/ James M. Mulrooney
James M. Mulrooney
Executive Vice President
Chief Financial Officer
