UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30,2000
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S & E Partners, L.P.
Address: 660 Madison Avenue, 20th Floor
New York, NY 10021
13F File Number: 28-04327
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Craig Effron
Title: President
Phone: 212-355-5600
Signature, Place, and Date of Signing:
/s/ Craig Effron New York, NY 11/7/00
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[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 80
Form 13F Information Table Value Total: $252,612,000
List of Other Included Managers:
No. 13F File Number Name
01 28-04329 Scoggin LLC
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<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- --------- --- ---- ------- ------------ ------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T Corp common 001957109 5,075 175,000 Sole Sole
AT&T Corp common 001957109 5,075 175,000 Defined 01 Sole
AT&T Corp common 001957109 4,350 150,000 Put Sole Sole
AT&T Corp common 001957109 4,350 150,000 Put Defined 01 Sole
AT&T Canada Inc. common 00207Q202 1,500 50,000 Sole Sole
AT&T Canada Inc. common 00207Q202 1,500 50,000 Defined 01 Sole
Avis Group Holdings Inc. common 053790101 593 20,000 Sole Sole
Avis Group Holdings Inc. common 053790101 593 20,000 Defined 01 Sole
Avis Group Holdings Inc. common 053790101 518 17,500 Call Sole Sole
Avis Group Holdings Inc. common 053790101 518 17,500 Call Defined 01 Sole
AXA Financial Inc. common 002451102 8,914 175,000 Sole Sole
AXA Financial Inc. common 002451102 8,914 175,000 Defined 01 Sole
Bestfoods common 08658U101 16,369 225,000 Sole Sole
Bestfoods common 08658U101 16,369 225,000 Defined 01 Sole
Bogen Communications Int'l common 97189104 2,500 392,148 Sole Sole
Bogen Communications Int'l common 97189104 1,237 194,000 Defined 01 Sole
Columbia Energy Group common 197648108 14,204 200,000 Sole Sole
Columbia Energy Group common 197648108 14,204 200,000 Defined 01 Sole
Columbus McKinnon Corp common 199333105 4,170 307,500 Sole Sole
Columbus McKinnon Corp common 199333105 1,987 146,475 Defined 01 Sole
Cyberonics, Inc. common 23251P102 279 13,000 Sole Sole
Cyberonics, Inc. common 23251P102 281 13,100 Defined 01 Sole
Dow Chemical Company common 260543103 623 25,000 Call Sole Sole
Dow Chemical Company common 260543103 623 25,000 Call Defined 01 Sole
Earthgrain Co. common 270319106 3,227 175,000 Sole Sole
Earthgrain Co. common 270319106 3,227 175,000 Defined 01 Sole
Edward Life Sciences common 28176E108 2,181 100,000 Sole Sole
Edward Life Sciences common 28176E108 2,181 100,000 Defined 01 Sole
EarthLink Inc. common 270321102 228 25,000 Sole Sole
EarthLink Inc. common 270321102 228 25,000 Defined 01 Sole
Global Light
Telecommunications common 37934X100 322 62,500 Sole Sole
Global Light
Telecommunications common 37934X100 296 57,500 Defined 01 Sole
Harcourt General Inc. common 41163G101 1,475 25,000 Sole Sole
Harcourt General Inc. common 41163G101 1,475 25,000 Defined 01 Sole
Hercules Inc. common 427056106 777 55,000 Call Sole Sole
Hercules Inc. common 427056106 777 55,000 Call Defined 01 Sole
International Paper Company common 460146103 574 20,000 Call Sole Sole
International Paper Company common 460146103 574 20,000 Call Defined 01 Sole
Lycos, Inc. common 550818108 2,750 40,000 Sole Sole
Lycos, Inc. common 550818108 2,750 40,000 Defined 01 Sole
Lycos, Inc common 550818108 1,719 25,000 Call Sole Sole
Lycos, Inc common 550818108 1,719 25,000 Call Defined 01 Sole
Marvel Enterprises Inc. 8% conv. prf 57383M207 1,730 288,362 Sole Sole
Marvel Enterprises Inc. 8% conv. prf 57383M207 1,153 192,241 Defined 01 Sole
Mallinckrodt Inc. common 561232109 2,281 50,000 Sole Sole
Mallinckrodt Inc. common 561232109 2,281 50,000 Defined 01 Sole
Nabisco Group Holdings Corp. common 62952P102 5,700 200,000 Sole Sole
Nabisco Group Holdings Corp. common 62952P102 5,700 200,000 Defined 01 Sole
Overseas Fimgroup Inc common 690337118 5 40,000 Sole Sole
Overseas Fimgroup Inc common 690337118 4 30,000 Defined 01 Sole
Philip Morris Companies Inc. common 718154107 368 12,500 Call Sole Sole
Philip Morris Companies Inc. common 718154107 368 12,500 Call Defined 01 Sole
Philip Morris Companies Inc. common 718154107 2,208 75,000 Call Sole Sole
Philip Morris Companies Inc. common 718154107 2,061 70,000 Call Defined 01 Sole
Powertel, Inc. common 73936C109 1,502 19,750 Sole Sole
Powertel, Inc. common 73936C109 1,502 19,750 Defined 01 Sole
R.H. Donnelley Corporation common 74955W307 3,961 187,500 Sole Sole
R.H. Donnelley Corporation common 74955W307 3,961 187,500 Defined 01 Sole
R.H. Donnelley Corporation common 74955W307 264 12,500 Call Sole Sole
R.H. Donnelley Corporation common 74955W307 211 10,000 Call Defined 01 Sole
R.H. Donnelley Corporation common 74955W307 475 22,500 Call Sole Sole
R.H. Donnelley Corporation common 74955W307 528 25,000 Call Defined 01 Sole
</TABLE>
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<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- --------- --- ---- ------- ------------ ------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Rare Medium Group Inc common 75382N109 744 100,000 Sole Sole
Rare Medium Group Inc common 75382N109 744 100,000 Defined 01 Sole
SDL, Inc. common 784076101 4,640 15,000 Sole Sole
SDL, Inc. common 784076101 4,640 15,000 Defined 01 Sole
Seagate Technology Inc common 811804103 8,177 118,500 Sole Sole
Seagate Technology Inc common 811804103 15,732 228,000 Defined 01 Sole
Seagram Company Ltd. common 811850106 5,744 100,000 Sole Sole
Seagram Company Ltd. common 811850106 5,744 100,000 Defined 01 Sole
Spherion Corporation common 848420105 895 75,000 Sole Sole
Spherion Corporation common 848420105 895 75,000 Defined 01 Sole
Terra Networks, S.A. common 88100W103 551 15,000 Call Sole Sole
Terra Networks, S.A. common 88100W103 551 15,000 Call Defined 01 Sole
VoiceSTream Wireless Corp common 928615103 10,272 88,500 Sole Sole
VoiceSTream Wireless Corp common 928615103 10,562 91,000 Defined 01 Sole
WorldCom, Inc. common 98157D106 759 25,000 Sole Sole
WorldCom, Inc. common 98157D106 759 25,000 Defined 01 Sole
Wyndham International Inc common 983101106 1,858 1,025,100 Sole Sole
Wyndham International Inc common 983101106 1,858 1,025,000 Defined 01 Sole
252,612
</TABLE>
