UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment |_|; Amendment Number: N/A
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S & E Partners, L.P.
Address: 660 Madison Avenue, 20th Floor
New York, NY 10021
Form 13F File Number : 28- 04327
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Craig Effron
Title: President
Phone: 212-355-5600
Signature, Place, and Date of Signing:
New York, NY
- ----------------------------- ------------------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager (s) .)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- N/A
----------------------
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 111
Form 13F Information Table Value Total: $ 137,096
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
01 28-04329 Scoggin LLC
[Repeat as necessary.]
<PAGE>
Quarter Ended 03/31/00
Form 13F Information Table
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
- ------------------------------------------------------------------------------------------------------------------------------------
Title Value SHRS or SH/ Put/ Investment Other Voting Authority
Name of Issuer of Class Cusip (x1000) PRN PRN AMT PRN Call Discretion Managers Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abraxas Petroleum Corp common 003830106 183 1.1150 163,950 Sole Sole
Abraxas Petroleum Corp common 003830106 144 1.1150 129,092 Defined 01 Sole
Aetna Inc. common 008117103 696 55.6875 12,500 Sole Sole
Aetna Inc. common 008117103 557 55.6875 10,000 Defined 01 Sole
America Online, Inc. common 02364J104 1,356 67.8125 20,000 Sole Sole
America Online, Inc. common 02364J104 1,085 67.8125 16,000 Defined 01 Sole
ARV Assisted Living Inc common 00204C107 72 1.4375 50,000 Sole Sole
ARV Assisted Living Inc common 00204C107 43 1.4375 30,000 Defined 01 Sole
AT&T Corp common 001957DDL 169 3.3750 500 Call Sole Sole
AT&T Corp common 001957DDL 135 3.3750 400 Call Defined 01 Sole
AT&T Corp common 001957DDT 30 1.1875 250 Call Sole Sole
AT&T Corp common 001957DDT 24 1.1875 200 Call Defined 01 Sole
AT&T Corp common 001957EEE 39 1.5625 250 Call Sole Sole
AT&T Corp common 001957EEE 31 1.5625 200 Call Defined 01 Sole
AT&T Corp common 001957GDQ 356 7.1250 500 Call Sole Sole
AT&T Corp common 001957GDQ 285 7.1250 400 Call Defined 01 Sole
AXENT Technologies Inc. common 05459C108 703 18.7500 37,500 Sole Sole
AXENT Technologies Inc. common 05459C108 581 18.7500 31,000 Defined 01 Sole
BCE Inc common 05534B109 10,662 125.4375 85,000 Sole Sole
BCE Inc common 05534B109 9,784 125.4375 78,000 Defined 01 Sole
Citizens Utilities Company common 177342201 2,047 16.3750 125,000 Sole Sole
Citizens Utilities Company common 177342201 1,638 16.3750 100,000 Defined 01 Sole
Columbia Energy Group common 197648108 889 59.2500 15,000 Sole Sole
Columbia Energy Group common 197648108 847 59.2500 14,300 Defined 01 Sole
Columbia Energy Group common 197648ADW 414 6.6250 625 Call Sole Sole
Columbia Energy Group common 197648ADW 364 6.6250 550 call Defined 01 Sole
Columbus McKinnon Corp common 199333105 3,844 12.5000 307,500 Sole Sole
Columbus McKinnon Corp common 199333105 2 12.5000 146 Defined 01 Sole
C-Cube Microsystems common 125015107 1,092 72.8125 15,000 Sole Sole
C-Cube Microsystems common 125015107 2,112 72.8125 29,000 Defined 01 Sole
Earthgrain Co. common 270319106 2,231 14.8750 150,000 Sole Sole
Earthgrain Co. common 270319106 1,859 14.8750 125,000 Defined 01 Sole
Edward Life Sciences common 28176E108 1,017 13.5625 75,000 Sole Sole
Edward Life Sciences common 28176E108 814 13.5625 60,000 Defined 01 Sole
Gaylord Container Corporation common 368145108 315 6.3750 49,400 Sole Sole
Gaylord Container Corporation common 368145108 226 6.3750 35,400 Defined 01 Sole
General Motors 4/75 C common 370442DER 388 8.6250 450 Call Sole Sole
General Motors Corp. common 370442DER 323 8.6250 375 Call Defined 01 Sole
General Motors Corp. common 370442PFG 103 4.1250 250 Put Sole Sole
General Motors Corp. common 370442PFG 83 4.1250 200 Put Defined 01 Sole
General Motors Corp. common 370442FES 188 10.7500 175 Call Sole Sole
General Motors Corp. common 370442FES 134 10.7500 125 Call Defined 01 Sole
General Motors Corp - Class H common 370442RGU 169 11.6250 145 Put Sole Sole
General Motors Corp - Class H common 370442RGU 145 11.6250 125 Put Defined 01 Sole
Kenetech Corp common 488878109 348 0.6100 570,000 Sole Sole
Kenetech Corp common 488878109 286 0.6100 469,500 Defined 01 Sole
Marvel Enterprises Inc. 8% conv. prf 57383M207 2,104 6.8750 306,000 Sole Sole
Marvel Enterprises Inc. 8% conv. prf 57383M207 1,403 6.8750 204,000 Defined 01 Sole
MediaOne Group, Inc common 58440J104 11,340 81.0000 140,000 Sole Sole
MediaOne Group, Inc common 58440J104 9,518 81.0000 117,500 Defined 01 Sole
MediaOne Group, Inc common 58440JDDT 259 20.7500 125 Call Sole Sole
MediaOne Group, Inc common 58440JDEB 198 15.8750 125 Call Sole Sole
MediaOne Group, Inc common 58440JGEZ 163 6.5000 250 Call Sole Sole
MediaOne Group, Inc common 58440JGEZ 130 6.5000 200 Call Defined 01 Sole
Medical Manager Corp common 58461U103 878 35.1250 25,000 Sole Sole
Medical Manager Corp common 58461U103 650 35.1250 18,500 Defined 01 Sole
Metro One Telecommunications common 59163F105 656 13.1250 50,000 Sole Sole
Metro One Telecommunications common 59163F105 551 13.1250 42,000 Defined 01 Sole
Metropolis Realty Trust Inc. common 591730106 430 10.7500 40,000 Sole Sole
Metropolis Realty Trust Inc. common 591730106 323 10.7500 30,088 Defined 01 Sole
Nabisco Holdings Corp common 629526104 12,900 32.2500 400,000 Sole Sole
Nabisco Holdings Corp common 629526104 10,481 32.2500 325,000 Defined 01 Sole
Nabisco Holdings Corp common 629526FBW 52 4.1250 125 Call Sole Sole
Nabisco Holdings Corp common 629526FBW 52 4.1250 125 Call Defined 01 Sole
Network Associaties, Inc. common 640938106 402 32.1875 12,500 Sole Sole
Network Associaties, Inc. common 640938106 322 32.1875 10,000 Defined 01 Sole
Network Associaties, Inc. common 640938ABH 381 15.2500 250 Call Sole Sole
Network Associaties, Inc. common 640938ABH 305 15.2500 200 Call Defined 01 Sole
Overseas Fimgroup Inc common 690337118 10 0.2500 40,000 Sole Sole
Overseas Fimgroup Inc common 690337118 8 0.2500 30,000 Defined 01 Sole
Paradyne Networks Inc. common 69911G107 908 30.2500 30,000 Sole Sole
Paradyne Networks Inc. common 69911G107 741 30.2500 24,500 Defined 01 Sole
Pervasive Software Inc. common 715710109 320 12.8125 25,000 Sole Sole
Pervasive Software Inc. common 715710109 255 12.8125 19,900 Defined 01 Sole
Philip Morris Companies Inc. common 718154107 264 21.1250 12,500 Sole Sole
Philip Morris Companies Inc. common 718154107 211 21.1250 10,000 Defined 01 Sole
Presstek Inc. common 741113104 945 23.6250 40,000 Sole Sole
Presstek Inc. common 741113104 780 23.6250 33,000 Defined 01 Sole
Qwest Communications Intl common 749121109 4,800 48.0000 100,000 Sole Sole
Qwest communications Intl common 749121109 4,800 48.0000 100,000 Defined 01 Sole
Qwest Communications common 749121PCN 13 0.2500 500 Put Sole Sole
Qwest Communications Intl common 749121PCN 10 0.2500 400 Put Defined 01 Sole
Qwest Communications common 749121PDS 606 12.1250 500 Put Sole Sole
Qwest Communications Intl common 749121PDS 485 12.1250 400 Put Defined 01 Sole
Rare Medium Group Inc common 75382N109 330 44.0000 7,500 Sole Sole
Rare Medium Group Inc common 75382N109 264 44.0000 6,000 Defined 01 Sole
S&P 500 Index common R40000SXZ 238 23.7500 100 Put Sole Sole
S&P 500 Index common R40000SXZ 238 23.7500 100 Put Defined 01 Sole
S&P 500 Index common R45000SXZ 529 35.2500 150 Put Sole Sole
S&P 500 Index common R45000SXZ 353 35.2500 100 Put Defined 01 Sole
Tele sudeste Celular common 879252104 553 49.9375 11,080 Sole Sole
Tele sudeste Celular common 879252104 573 49.9375 11,480 Defined 01 Sole
Tele sudeste Celular common 879252DCM 390 10.0000 390 Call Sole Sole
Tele sudeste Celular common 879252DCM 310 10.0000 310 Call Defined 01 Sole
Thermo Electron Corp. common 883556102 1,019 20.3750 50,000 Sole Sole
Thermo Electron Corp. common 883556102 815 20.3750 40,000 Defined 01 Sole
3Com Corporation common 885535104 1,389 55.5625 25,000 Sole Sole
3Com Corporation common 885535104 1,111 55.5625 20,000 Defined 01 Sole
Time Warner Inc. common 887315AFQ 625 25.0000 250 Call Sole Sole
Time Warner Inc. common 887315AFQ 500 25.0000 200 Call Defined 01 Sole
Topps Company Inc common 890786106 623 8.3125 75,000 Sole Sole
Topps Company Inc common 890786106 540 8.3125 65,000 Defined 01 Sole
US West Inc common 91273H101 1,816 72.6250 25,000 Sole Sole
US West Inc common 91273H101 1,743 72.6250 24,000 Defined 01 Sole
US West Inc common 91273HAER 613 12.2500 500 call Sole Sole
US West Inc common 91273HAER 527 12.2500 430 call Defined 01 Sole
Varian Inc common 922206107 959 38.3750 25,000 Sole Sole
Varian Inc common 922206107 576 38.3750 15,000 Defined 01 Sole
Vengold Inc. common 92267K100 678 1.9375 350,000 Sole Sole
Vengold Inc. common 92267K100 543 1.9375 280,000 Defined 01 Sole
Wyndham International Inc common 983101106 984 1.8750 525,000 Sole Sole
Wyndham International Inc common 983101106 792 1.8750 422,500 Defined 01 Sole
137,096
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