SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-8A
NOTIFICATION OF REGISTRATION
FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name: Simms Funds
Address of Principal Business Offices (No. & Street, City, State, Zip Code):
55 Railroad Avenue
Greenwich, Connecticut 06830
Telephone Number (including area code): (203) 861-8500
Name and address of agent for service of process:
Jay G. Baris, Esq.
Kramer, Levin, Naftalis & Frankel
919 Third Avenue
New York, New York 10022
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b)
of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
Yes [X] N[_]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf of the city of New York and state of New York on the 9th day of July,
1998.
Signature Simms Funds
(Name of Registrant)
By: /s/ Frank C. McLaughlin
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Frank C. McLaughlin
Trustee
Attest: /s/ Arthur O. Poltrack
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Arthur O. Poltrack
Trustee