UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.S. 20549
Form 13F
Form 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 1999
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
This Amendment (check only one) : [ ] is a restatement
: [ ] add new holdings entires
Institutional Investment Manager Filing this Report:
NAME: GLOBAL STRATEGY FINANCIAL INC.
ADDRESS: SUITE 1600, 33 BLOOR STREET EAST
TORONTO, ONTARIO M4W 3T8
FORM 13F FILE NUMBER: 28-03445
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
NAME: PAUL NEILL
TITLE: CHIEF FINANCIAL OFFICER
PHONE:416-966-8776
Signature, Place, and Date of Signing:
/s/PAUL NEILL TORONTO, CANADA NOVEMBER 9, 1999
(Signature) (City, State) (Date)
Report Type (Check only one):
[x] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F SUMMARY PAGE
Number of Other Included Manager: 1
Form 13F Information Table Entry Total: 198
Form 13F Information Table Value Total $1,023,162
(thousands)
List of Other Included Managers:
Rothschild Asset Management Limited, London, United Kingdom
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
instituational investment managers with respect to which this report is filled,
other than the manager filing this report.
(if there are no entires in this list, state `NONE" and omit the column headings
and list entries.)
No. Form, 13F File Number Name
NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
MARKET SHARES VOTING
TITLE OF CUSIP VALUE OR PRN SH/ INV OTHER AUTHORITY
NAME OF ISUER CLASS NUMBER (x 1000 USD) AMOUNT PRN DISCRET MNGRS SOLE
- -----------------------------------------------------------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS INC COM 000886101 1,111 26,500 SH SOLE 26,500
ATI TECHNOLOGIES INC COM 001941103 3,912 356,000 SH SOLE 356,000
AT PLASTICS INC COM 001947100 5,842 1,341,300 SH SOLE 1,341,300
AT&T CORP COM 001957109 3,541 81,400 SH SOLE 81,400
AT&T CORP COM LIB GRP A 001957208 43 1,146 SH SOLE 1,146
ABBOTT LABS COM 002824100 2,865 77,950 SH SOLE 77,950
ABERCROMBIE & FITCH CO CL A 002896207 865 25,400 SH SOLE 25,400
ABITIBI CONSOLIDATED INC COM 003924107 34 2,800 SH SOLE 2,800
AGNICO EAGLE MINES LTD COM 008474108 2,191 285,000 SH SOLE 285,000
AGNICO EAGLE MINES LTD SRNT CONV 3.5%04 008474AA6 414 600,000 PRN SOLE 600,000
AIR CDA INC CL A NON VTG 008911307 12,431 1,912,600 SH SOLE 1,912,600
AGRIUM INC COM 008916108 592 60,000 SH SOLE 60,000
ALBERTA ENERGY LTD COM 012873105 35 1,200 SH SOLE 1,200
ALCAN ALUMINIUM LTD COM 013716105 4,610 146,900 SH SOLE 146,900
ALCOA INC COM 013817101 32 520 SH SOLE 520
ALLERGAN INC COM 018490102 3,564 32,400 SH SOLE 32,400
ALLIANCE FST PRODS INC COM 01859J108 6,322 556,200 SH SOLE 556,200
AMERADA HESS CORP COM 023551104 2,402 39,200 SH SOLE 39,200
AMERICA ONLINE INC DEL COM 02364J104 3,931 37,800 SH SOLE 37,800
AMERICAN EXPRESS CO COM 025816109 4,230 31,425 SH SOLE 31,425
AMERICAN INTL GROUP INC COM 026874107 4,314 49,612 SH SOLE 49,612
AMERITECH CORP NEW COM 030954101 3,105 46,200 SH SOLE 46,200
ANCHOR GAMING COM 033037102 65 1,100 SH SOLE 1,100
ANHEUSER BUSCH COS INC COM 035229103 3,076 43,900 SH SOLE 43,900
APACHE CORP COM 037411105 2,281 52,800 SH SOLE 52,800
ASIA PAC FD INC COM 044901106 1,282 142,500 SH SOLE 142,500
ASIA TIGERS FD INC COM 04516T105 1,604 193,000 SH SOLE 193,000
AT HOME CORP COM SER A 045919107 414 10,000 SH SOLE 10,000
BFC CONSTR CORP COM 054938105 4,467 656,400 SH SOLE 656,400
BCE INC COM 05534B109 17,026 342,700 SH SOLE 342,700
BCE MOBILE COMMUNICATIONS INC COM 05534G108 44 1,100 SH SOLE 1,100
BALLARD PWR SYS INC COM 05858H104 1,212 42,000 SH SOLE 42,000
BANK OF AMERICA CORPORATION COM 060505104 55 982 SH SOLE 982
BANK MONTREAL QUE COM 063671101 5,217 150,000 SH SOLE 150,000
BARRICK GOLD CORP COM 067901108 3,844 176,500 SH SOLE 176,500
BATTLE MTN GOLD CO COM 071593107 330 100,000 SH SOLE 100,000
BELL ATLANTIC CORP COM 077853109 32 480 SH SOLE 480
BELLSOUTH CORP COM 079860102 2,102 46,700 SH SOLE 46,700
BIOCHEM PHARMA INC COM 09058T108 10 400 SH SOLE 400
BIOVAIL CORP INTL NEW COM 09067K106 10 200 SH SOLE 200
BLACK BOX CORP COM 091826107 58 1,100 SH SOLE 1,100
BROADCOM CORP CL A 111320107 447 4,100 SH SOLE 4,100
BROADVISION INC COM 111412102 1,504 11,300 SH SOLE 11,300
BROOKFIELD PPTYS CORP COM 112900105 353 30,000 SH SOLE 30,000
CAMECO CORP COM 13321L108 1,983 106,900 SH SOLE 106,900
CANADIAN 88 ENERGY CORP COM NEW 13566G509 5,918 2,769,300 SH SOLE 2,769,300
CANADIAN PAC LTD COM 135923100 38,667 1,690,900 SH SOLE 1,690,900
CDN IMPERIAL BK OF COMMERCE COM 136069101 62,672 3,253,800 SH SOLE 3,253,800
CANADIAN NATL RY CO COM 136375102 42 1,400 SH SOLE 1,400
CANON INC ADR 138006309 59 2,000 SH SOLE 2,000
CATALINA MARKETING CORP COM 148867104 59 700 SH SOLE 700
CELESTICA INC SUB VTG SHS 15101Q108 30 600 SH SOLE 600
CENTRAL FD CDA LTD CL A 153501101 1,361 330,575 SH SOLE 330,575
CERIDIAN CORP COM 15677T106 22 900 SH SOLE 900
CHASE MANHATTAN CORP NEW COM 16161A108 3,999 53,050 SH SOLE 53,050
CHINA TELECOM HONG KONG LTD SPONSORED ADR 169428109 1,236 20,000 SH SOLE 20,000
CINRAM INTL INC COM 17252T105 1,633 196,700 SH SOLE 196,700
CISCO SYS INC COM 17275R102 4,230 61,694 SH SOLE 61,694
CITIGROUP INC COM 172967101 4,146 94,200 SH SOLE 94,200
CLAIRE S STORES INC COM 179584107 962 58,100 SH SOLE 58,100
COFLEXIP SPONSORED ADR 192384105 62 1,300 SH SOLE 1,300
COGNEX CORP COM 192422103 54 1,800 SH SOLE 1,800
COLGATE PALMOLIVE CO COM 194162103 63 1,370 SH SOLE 1,370
COMPAQ COMPUTER CORP COM 204493100 33 1,430 SH SOLE 1,430
COMPUTER HORIZONS CORP COM 205908106 53 4,600 SH SOLE 4,600
CORNING INC COM 219350105 1,989 29,000 SH SOLE 29,000
COSTCO WHSL CORP NEW COM 22160K105 1,728 24,000 SH SOLE 24,000
COVANCE INC COM 222816100 64 6,600 SH SOLE 6,600
DAYTON HUDSON CORP COM 239753106 2,583 43,000 SH SOLE 43,000
DEVON ENERGY CORP NEW COM 25179M103 3,183 76,823 SH SOLE 76,823
DIAGEO PLC SPNSRD ADR NEW 25243Q205 62 1,500 SH SOLE 1,500
DIONEX CORP COM 254546104 64 1,500 SH SOLE 1,500
DOMTAR INC COM 257561100 8 800 SH SOLE 800
DONALDSON INC COM 257651109 63 2,700 SH SOLE 2,700
DOW CHEM CO COM 260543103 3,262 28,700 SH SOLE 28,700
DURA AUTOMOTIVE SYS INC COM 265903104 313 13,000 SH SOLE 13,000
ECI TELECOM LTD ORD 268258100 49 2,000 SH SOLE 2,000
E M C CORP MASS COM 268648102 5,165 72,300 SH SOLE 72,300
EDPERBRASCAN CORP CL A LTD VT SH 280905803 209,436 14,794,450 SH SOLE 14,794,450
EDISON INTL COM 281020107 2,023 83,200 SH SOLE 83,200
ELECTRONIC ARTS INC COM 285512109 1,068 14,750 SH SOLE 14,750
EMCO LTD COM 290839109 658 150,000 SH SOLE 150,000
EMERSON ELEC CO COM 291011104 32 500 SH SOLE 500
ENBRIDGE INC COM 29250N105 9 400 SH SOLE 400
ENRON CORP COM 293561106 39 950 SH SOLE 950
ERICSSON L M TEL CO ADR CL B SEK 10 294821400 62 2,000 SH SOLE 2,000
EXODUS COMMUNICATIONS INC COM 302088109 894 12,400 SH SOLE 12,400
EXTENDICARE INC CDA SUB VTG SH 30224T871 14,584 4,418,400 SH SOLE 4,418,400
EXXON CORP COM 302290101 5,223 68,760 SH SOLE 68,760
FANTOM TECHNOLOGIES INC COM 306906108 6,021 442,300 SH SOLE 442,300
FEDERAL NATL MTG ASSN COM 313586109 5,577 88,950 SH SOLE 88,950
FORD MTR CO DEL COM 345370100 3,077 61,300 SH SOLE 61,300
GSI LUMONICS INC COM 36229U102 4,625 781,100 SH SOLE 781,100
GAP INC COM 364760108 2,138 66,800 SH SOLE 66,800
GARDNER DENVER INC COM 365558105 56 3,700 SH SOLE 3,700
GENERAL DYNAMICS CORP COM 369550108 2,435 39,000 SH SOLE 39,000
GENERAL ELEC CO COM 369604103 4,248 35,825 SH SOLE 35,825
GENERAL MLS INC COM 370334104 2,628 32,400 SH SOLE 32,400
GEORGIA PAC CORP COM GA PAC GRP 373298108 1,301 32,100 SH SOLE 32,100
GLAMIS GOLD LTD COM 376775102 298 125,000 SH SOLE 125,000
GLOBAL TELESYSTEMS GROUP COM 37936U104 241 12,200 SH SOLE 12,200
GOLDCORP INC NEW CL A SUB VTG 380956102 712 107,800 SH SOLE 107,800
HASBRO INC COM 418056107 54 2,500 SH SOLE 2,500
HEINZ H J CO COM 423074103 30 700 SH SOLE 700
HEWLETT PACKARD CO COM 428236103 1,371 14,900 SH SOLE 14,900
HOLLINGER INTERNATIONAL INC CL A 435569108 51,232 4,314,100 SH SOLE 4,314,100
HOLLINGER INC RETRACTBLE COM 43556C606 35,853 3,376,800 SH SOLE 3,376,800
HOME DEPOT INC COM 437076102 1,716 25,000 SH SOLE 25,000
HON INDS INC COM 438092108 46 2,400 SH SOLE 2,400
IMPERIAL OIL LTD COM NEW 453038408 22,077 1,054,900 SH SOLE 1,054,900
INTEL CORP COM 458140100 4,526 60,900 SH SOLE 60,900
INTERNATIONAL BUSINESS MACHS COM 459200101 6,910 56,930 SH SOLE 56,930
INTERNATIONAL PAPER CO COM 460146103 25 515 SH SOLE 515
INTRAWEST CORP COM 460915200 6,786 412,000 SH SOLE 412,000
JDS UNIPHASE CORP COM 46612J101 956 8,400 SH SOLE 8,400
JANNOCK LTD COM 470888801 9,050 764,200 SH SOLE 764,200
JOHNSON & JOHNSON COM 478160104 5,183 56,400 SH SOLE 56,400
KAYDON CORP COM 486587108 57 2,300 SH SOLE 2,300
KIMBERLY CLARK CORP COM 494368103 2,415 46,000 SH SOLE 46,000
KNIGHT RIDDER INC COM 499040103 3,035 55,300 SH SOLE 55,300
LSI LOGIC CORP COM 502161102 1,983 38,500 SH SOLE 38,500
LIQUI BOX CORP COM 536314107 54 1,000 SH SOLE 1,000
LUCENT TECHNOLOGIES INC COM 549463107 23 350 SH SOLE 350
MCI WORLDCOM INC COM 55268B106 4,234 58,900 SH SOLE 58,900
MGIC INVT CORP WIS COM 552848103 62 1,300 SH SOLE 1,300
MACKENZIE FINL CORP COM 554531103 38,326 3,245,600 SH SOLE 3,245,600
MACMILLAN BLOEDEL LTD COM 554783209 9 600 SH SOLE 600
MAGNA INTL INC CL A 559222401 7,021 142,100 SH SOLE 142,100
MAGYAR TAVKOZLESI RT SPONSORED ADR 559776109 335 12,300 SH SOLE 12,300
MAXIM INTEGRATED PRODS INC COM 57772K101 50 800 SH SOLE 800
MEDTRONIC INC COM 585055106 16 460 SH SOLE 460
MERCK & CO INC COM 589331107 1,027 15,850 SH SOLE 15,850
MERIDIAN GOLD INC COM 589975101 1,507 220,300 SH SOLE 220,300
METALLICA RES INC COM 59125J104 130 211,500 SH SOLE 211,500
MICROSOFT CORP COM 594918104 6,423 70,910 SH SOLE 70,910
MICROVISION INC WASH COM 594960106 401 30,000 SH SOLE 30,000
MITEL CORP COM NPV 606711109 2,471 313,000 SH SOLE 313,000
MOBIL CORP COM 607059102 60 600 SH SOLE 600
MOOG INC CL A 615394202 55 1,900 SH SOLE 1,900
MOORE LTD COM 615785102 872 86,300 SH SOLE 86,300
MORGAN J P & CO INC COM 616880100 1,943 17,000 SH SOLE 17,000
MORGAN STANLEY EMERGING MKTS COM 61744G107 1,559 141,700 SH SOLE 141,700
MORGAN STANLEY ASIA PAC FD INC COM 61744U106 820 83,000 SH SOLE 83,000
MOTOROLA INC COM 620076109 1,496 17,000 SH SOLE 17,000
NATIONAL INFORMATION CONSORTIUM COM 636491102 1,234 50,000 SH SOLE 50,000
NATURES SUNSHINE PRODS INC COM 639027101 55 5,800 SH SOLE 5,800
NAUTICA ENTERPRISES INC COM 639089101 60 3,700 SH SOLE 3,700
NETWORK APPLIANCE INC COM 64120L104 1,289 18,000 SH SOLE 18,000
NORTEL NETWORKS CORP COM 656569100 123 2,400 SH SOLE 2,400
NOVA CHEMICALS CORP COM 66977W109 26 1,200 SH SOLE 1,200
NOVELL INC COM 670006105 3,197 154,500 SH SOLE 154,500
NOVO-NORDISK A S ADR 670100205 60 1,000 SH SOLE 1,000
OUTBACK STEAKHOUSE INC COM 689899102 814 31,950 SH SOLE 31,950
PNC BK CORP COM 693475105 4,590 87,100 SH SOLE 87,100
PAN AMERICAN SILVER CORP COM 697900108 2,112 290,000 SH SOLE 290,000
PEPSICO INC COM 713448108 27 900 SH SOLE 900
PETRO-CDA COM/VARIBL VTG 71644E102 22,347 1,475,600 SH SOLE 1,475,600
PHILLIPS PETE CO COM 718507106 1,867 38,300 SH SOLE 38,300
POHANG IRON & STL LTD SPONSORED ADR 730450103 911 29,100 SH SOLE 29,100
POTASH CORP SASK INC COM 73755L107 5,298 102,100 SH SOLE 102,100
PRECISION DRILLING CORP COM 74022D100 1,696 73,300 SH SOLE 73,300
PREMDOR INC COM 74046P105 5,254 506,200 SH SOLE 506,200
PROCTER & GAMBLE CO COM 742718109 23 250 SH SOLE 250
QWEST COMMUNICATIONS INTL INC COM 749121109 650 22,000 SH SOLE 22,000
RAYMOND JAMES FINANCIAL INC COM 754730109 857 43,000 SH SOLE 43,000
ROGERS COMMUNICATIONS INC CL B 775109200 4,144 245,000 SH SOLE 245,000
ROYAL BK CDA MONTREAL QUE COM 780087102 2,752 66,400 SH SOLE 66,400
SBC COMMUNICATIONS INC COM 78387G103 50 980 SH SOLE 980
SCHERING PLOUGH CORP COM 806605101 46 1,050 SH SOLE 1,050
SCHLUMBERGER LTD COM 806857108 2,832 45,450 SH SOLE 45,450
SEAGRAM LTD COM 811850106 23 500 SH SOLE 500
SMURFIT-STONE CONTAINER CORP COM 832727101 860 39,750 SH SOLE 39,750
STARBUCKS CORP COM 855244109 843 34,000 SH SOLE 34,000
STERIS CORP COM 859152100 63 4,600 SH SOLE 4,600
STERLING COMM INC COM 859205106 54 2,900 SH SOLE 2,900
SUN MICROSYSTEMS INC COM 866810104 4,622 49,700 SH SOLE 49,700
SUNSHINE MNG & REFINING CO COM NEW 867833501 25 12,500 SH SOLE 12,500
TALISMAN ENERGY INC COM 87425E103 24 800 SH SOLE 800
TEMPLETON DRAGON FD INC COM 88018T101 50 6,000 SH SOLE 6,000
TESMA INTL INC CL A SUB VTG 881908107 2,295 170,700 SH SOLE 170,700
TORONTO DOMINION BK ONT COM NEW 891160509 87,484 4,518,100 SH SOLE 4,518,100
TOYS R US INC COM 892335100 1,770 118,000 SH SOLE 118,000
TRANSCANADA PIPELINES LTD COM 893526103 44,421 3,390,600 SH SOLE 3,390,600
TYCO INTL LTD NEW COM 902124106 3,066 29,690 SH SOLE 29,690
UST INC COM 902911106 57 1,900 SH SOLE 1,900
UNICOM CORP COM 904911104 30 800 SH SOLE 800
UNION PAC CORP COM 907818108 2,519 52,400 SH SOLE 52,400
UNITED TECHNOLOGIES CORP COM 913017109 2,675 45,100 SH SOLE 45,100
VALASSIS COMMUNICATIONS INC COM 918866104 1,560 35,500 SH SOLE 35,500
WAL MART STORES INC COM 931142103 4,495 94,500 SH SOLE 94,500
WALGREEN CO COM 931422109 34 1,350 SH SOLE 1,350
WARNER LAMBERT CO COM 934488107 38 570 SH SOLE 570
WESCAST INDS INC CL A SUB VTG 950813105 3,041 106,400 SH SOLE 106,400
WESLEY JESSEN VISIONCARE INC COM 951018100 69 2,200 SH SOLE 2,200
WESTCOAST ENERGY INC COM 95751D102 50,252 2,689,800 SH SOLE 2,689,800
WESTERN STAR TRUCKS HLDGS LTD COM 95960H100 2,477 140,000 SH SOLE 140,000
WILMINGTON TRUST CORP COM 971807102 63 1,300 SH SOLE 1,300
YAHOO INC COM 984332106 718 4,000 SH SOLE 4,000
1,023,162
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