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Previous: RHYTHMS NET CONNECTIONS INC, 10-Q, EX-27, 2000-11-14 |
Next: TRI STATE OUTDOOR MEDIA GROUP INC, 10-Q, 2000-11-14 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.S. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one) : [ ] is a restatement
: [ ] add new holdings entires
Institutional Investment Manager Filing this Report:
Name: Global Strategy Financial Inc.
Address: Suite 1600, 33 Bloor Street East
Toronto, Ontario M4W 3T8
Form 13F File Number: 28-(03445)
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Neill
Title: Chief Financial Officer
Phone:416-966-8776
Signature, Place, and Date of Signing:
/s/Paul Neill Toronto, Canada November 13, 2000
(Signature) (City, State) (Date)
Report Type (Check only one):
[x] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager (s).)
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
(If there are no entries in this list, omit this section.)
Form 13F File Number Name
28-(03445) Global Strategy Financial Inc.
Form 13F SUMMARY PAGE
Number of Other Included Manager: 1
Form 13F Information Table Entry Total: 201
Form 13F Information Table Value Total $1,220,703
(thousands)
List of Other Included Managers:
Rothschild Asset Management Limited, London, United Kingdom
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filled,
other than the manager filing this report.
(if there are no entires in this list, state "NONE" and omit the column headings
and list entries.)
No. Form, 13F File Number Name
NONE
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
TITLE MARKET SHARES VOTING
OF VALUE OR PRN SH/ INVESTMENT OTHER AUTHORITY
NAME OF ISUER CLASS CUSIP NUMBER (x 1000 USD) AMOUNT PRN DISCRETION MANAGERS SOLE
------------------------------------------------------------------------------------------------------------------------------------
AMDOCS LTD ORD G02602103 47 750 SH SOLE 750
GLOBAL CROSSING LTD COM G3921A100 4,084 131,760 SH SOLE 131,760
GALILEO TECHNOLOGY LTD SHS M47298100 124 3,900 SH SOLE 3,900
ORBOTECH LTD ORD M75253100 968 17,700 SH SOLE 17,700
ADC TELECOMMUNICATIONS INC COM 000886101 3,991 148,400 SH SOLE 148,400
AES CORP COM 00130H105 2,555 37,300 SH SOLE 37,300
ATI TECHNOLOGIES INC COM 001941103 1,193 146,800 SH SOLE 146,800
AT PLASTICS INC COM 001947100 3,599 2,127,100 SH SOLE 2,127,100
AT&T CORP COM LIB GRP A 001957208 2,689 149,390 SH SOLE 149,390
ABBOTT LABS COM NPV 002824100 5,190 109,110 SH SOLE 109,110
ACTIVE PWR INC COM 00504W100 5,041 81,300 SH SOLE 81,300
ADOBE SYS INC COM 00724F101 3,214 20,700 SH SOLE 20,700
AGNICO EAGLE MINES LTD COM 008474108 267 45,700 SH SOLE 45,700
AGNICO EAGLE MINES LTD SRNT CONV 3.5%04 008474AA6 396 600,000 PRN SOLE 600,000
ALBERTA ENERGY LTD COM 012873105 6,732 162,500 SH SOLE 162,500
ALCAN ALUM LTD NEW COM 013716105 3,847 132,700 SH SOLE 132,700
ALCATEL SPONSORED ADR 013904305 69 1,100 SH SOLE 1,100
ALLIANCE ATLANTIS COMMUNICATNS CL B NON VTG 01853E204 582 33,900 SH SOLE 33,900
ALLIANCE FST PRODS INC COM 01859J108 3 200 SH SOLE 200
AMERICA ONLINE INC DEL COM 02364J104 10,052 187,000 SH SOLE 187,000
AMERICAN EXPRESS CO COM 025816109 14,444 237,760 SH SOLE 237,760
AMERICAN INTL GROUP INC COM 026874107 7,390 77,230 SH SOLE 77,230
ANHEUSER BUSCH COS INC COM 035229103 3,791 89,600 SH SOLE 89,600
APPLE COMPUTER INC COM 037833100 680 26,400 SH SOLE 26,400
ARIBA INC COM 04033V104 5,893 41,130 SH SOLE 41,130
ARROW ELECTRS INC COM 042735100 140 4,100 SH SOLE 4,100
ART TECHNOLOGY GROUP INC COM 04289L107 3,899 41,150 SH SOLE 41,150
ASIA PAC FUND COM 044901106 875 100,000 SH SOLE 100,000
AUTHORISZOR INC COM 052673100 979 130,500 SH SOLE 130,500
AUTOMATIC DATA PROCESSING INC COM 053015103 3,352 50,120 SH SOLE 50,120
BCE INC COM 05534B109 8,078 347,400 SH SOLE 347,400
BJS WHOLESALE CLUB INC COM 05548J106 3,449 101,060 SH SOLE 101,060
BALLARD PWR SYS INC COM 05858H104 10,869 99,260 SH SOLE 99,260
BANK MONTREAL QUE COM 063671101 20,172 445,200 SH SOLE 445,200
BANK NEW YORK INC COM 064057102 5,135 91,600 SH SOLE 91,600
BARRICK GOLD CORP COM 067901108 3,518 231,500 SH SOLE 231,500
BEA SYS INC COM 073325102 2,923 37,530 SH SOLE 37,530
BELL CDA INTL INC COM 077914109 539 25,100 SH SOLE 25,100
BIOCHEM PHARMA INC COM 09058T108 2,246 102,100 SH SOLE 102,100
BIOMET INC COM 090613100 5,367 153,350 SH SOLE 153,350
BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 11,247 57,700 SH SOLE 57,700
BIOVAIL CORP COM 09067J109 8,086 98,800 SH SOLE 98,800
BLACK & DECKER CORP COM 091797100 35 1,020 SH SOLE 1,020
BLACK BOX CORP DEL COM 091826107 126 2,700 SH SOLE 2,700
BOEING CO COM 097023105 3,513 55,750 SH SOLE 55,750
BRASCAN CORP CL A LTD VT SH 10549P606 121,407 9,408,550 SH SOLE 9,408,550
BRISTOL MYERS SQUIBB CO COM 110122108 4,940 86,490 SH SOLE 86,490
BROADVISION INC COM 111412102 1,626 63,300 SH SOLE 63,300
CHC HELICOPTER CORP CL A SUB VTG 12541C203 142 19,900 SH SOLE 19,900
C-MAC INDS INC COM 125920108 15,769 276,380 SH SOLE 276,380
CANADIAN 88 ENERGY CORP COM NEW 13566G509 5,309 2,139,300 SH SOLE 2,139,300
CANADIAN PAC LTD NEW COM 135923100 33,292 1,283,400 SH SOLE 1,283,400
CDN IMPERIAL BK OF COMMERCE COM 136069101 84,376 2,569,300 SH SOLE 2,569,300
CANADIAN NATL RY CO COM 136375102 5,659 193,030 SH SOLE 193,030
CANADIAN NAT RES LTD COM 136385101 7,393 221,100 SH SOLE 221,100
CANADIAN OCCIDENTAL PETE LTD COM 136420106 9,850 394,900 SH SOLE 394,900
CANON INC ADR 138006309 89 2,000 SH SOLE 2,000
CAPSTONE TURBINE CORP COM 14067D102 5,969 86,200 SH SOLE 86,200
CARDINAL HEALTH INC COM 14149Y108 3,023 34,280 SH SOLE 34,280
CATALINA MARKETING CORP COM 148867104 282 7,500 SH SOLE 7,500
CELESTICA INC SUB VTG SHS 15101Q108 7,572 110,100 SH SOLE 110,100
CENTRAL FD CDA LTD CL A 153501101 1,132 347,475 SH SOLE 347,475
CERIDIAN CORP COM 15677T106 267 9,500 SH SOLE 9,500
CHARTERED SEMICONDUCTOR MFG ADR 16133R106 2,144 35,300 SH SOLE 35,300
CHEVRON CORP COM 166751107 3,063 35,930 SH SOLE 35,930
CHINA MOBILE HONG KONG LTD SPONSORED ADR 16941M109 3,409 105,100 SH SOLE 105,100
CINRAM INTL INC COM 17252T105 1,960 513,900 SH SOLE 513,900
CISCO SYS INC COM 17275R102 19,046 344,720 SH SOLE 344,720
CITIGROUP INC COM 172967101 9,459 174,970 SH SOLE 174,970
CLAIRE S STORES INC COM 179584107 1,618 89,900 SH SOLE 89,900
COFLEXIP SPONSORED ADR 192384105 112 1,800 SH SOLE 1,800
COGNEX CORP COM 192422103 130 3,300 SH SOLE 3,300
COGNOS INC COM 19244C109 2,350 57,700 SH SOLE 57,700
COMCAST CORP CL A SPL 200300200 2,661 65,010 SH SOLE 65,010
COMPUTER ASSOC INTL INC COM 204912109 131 5,200 SH SOLE 5,200
COMPUTER HORIZONS CORP COM 205908106 64 9,300 SH SOLE 9,300
CONOCO INC CL B 208251405 2,848 105,710 SH SOLE 105,710
CORNING INC COM 219350105 3,062 10,310 SH SOLE 10,310
COVANCE INC COM 222816100 176 21,500 SH SOLE 21,500
DECODE GENETICS INC COM 243586104 922 35,900 SH SOLE 35,900
DELL COMPUTER CORP COM 247025109 2,685 87,130 SH SOLE 87,130
DESCARTES SYS GROUP INC COM 249906108 412 8,300 SH SOLE 8,300
DEVON ENERGY CORP NEW COM 25179M103 3,302 54,900 SH SOLE 54,900
DIAGEO P L C SPON ADR NEW 25243Q205 127 3,600 SH SOLE 3,600
DIAMOND OFFSHORE DRILLING INC COM 25271C102 42 1,030 SH SOLE 1,030
DIONEX CORP COM 254546104 157 5,700 SH SOLE 5,700
DONALDSON INC COM 257651109 178 8,100 SH SOLE 8,100
DU PONT E I DE NEMOURS & CO COM 263534109 1,649 39,800 SH SOLE 39,800
E M C CORP MASS COM 268648102 15,274 154,090 SH SOLE 154,090
EARTHGRAINS CO COM 270319106 98 5,300 SH SOLE 5,300
ECHOSTAR COMMUNICATIONS CORP N CL A 278762109 2,597 49,240 SH SOLE 49,240
ELECTRONIC ARTS INC COM 285512109 6,315 127,900 SH SOLE 127,900
ENERGY CONVERSION DEVICES INC COM 292659109 1,335 35,900 SH SOLE 35,900
ENRON CORP COM 293561106 11,500 131,240 SH SOLE 131,240
EXODUS COMMUNICATIONS INC COM 302088109 2,982 60,400 SH SOLE 60,400
EXTENDICARE INC CDA SUB VTG SH 30224T871 1,607 807,500 SH SOLE 807,500
EXXON MOBIL CORP COM 30231G102 8,972 100,670 SH SOLE 100,670
FANTOM TECHNOLOGIES INC COM 306906108 2,289 431,300 SH SOLE 431,300
FEDERAL NATL MTG ASSN COM 313586109 6,105 85,380 SH SOLE 85,380
FIFTH THIRD BANCORP COM 316773100 3,556 66,000 SH SOLE 66,000
FLEETBOSTON FINL CORP COM 339030108 4,556 116,830 SH SOLE 116,830
FREEPORT MCMORAN COPPER & GOLD CL B 35671D857 552 62,600 SH SOLE 62,600
GSI LUMONICS INC COM 36229U102 1,689 102,850 SH SOLE 102,850
GT GROUP TELECOM INC CL B NON VTG 362359408 836 63,160 SH SOLE 63,160
GARDNER DENVER INC COM 365558105 141 8,700 SH SOLE 8,700
GENERAL DYNAMICS CORP COM 369550108 1,907 30,370 SH SOLE 30,370
GENERAL ELEC CO COM 369604103 21,972 380,870 SH SOLE 380,870
GILDAN ACTIVEWEAR INC SUB VTG SHS A 375916103 1,097 33,400 SH SOLE 33,400
GLAMIS GOLD LTD COM 376775102 224 150,000 SH SOLE 150,000
GOLDCORP INC NEW CL A SUB VTG 380956102 340 50,300 SH SOLE 50,300
GOLDEN TELECOM INC COM 38122G107 320 18,400 SH SOLE 18,400
GULF CDA RES LTD ORD 40218L305 3,053 578,800 SH SOLE 578,800
HOLLINGER INTL INC CL A 435569108 39,176 2,338,883 SH SOLE 2,338,883
HOME DEPOT INC COM 437076102 10,347 194,990 SH SOLE 194,990
HON INDS INC COM 438092108 185 7,500 SH SOLE 7,500
IMAX CORP COM 45245E109 938 55,200 SH SOLE 55,200
IMPERIAL OIL LTD COM NEW 453038408 7,157 276,600 SH SOLE 276,600
INFINITY BROADCASTING CP NEW CL A 45662S102 4,118 124,780 SH SOLE 124,780
INTEGRATED DEVICE TECHNOLOGY COM 458118106 4,453 49,200 SH SOLE 49,200
INTEL CORP COM 458140100 7,631 183,420 SH SOLE 183,420
INTERNATIONAL BUSINESS MACHS COM 459200101 3,059 27,190 SH SOLE 27,190
JDS UNIPHASE CORP COM 46612J101 3,674 38,800 SH SOLE 38,800
JOHNSON & JOHNSON COM 478160104 7,485 79,680 SH SOLE 79,680
KAYDON CORP COM 486587108 127 5,500 SH SOLE 5,500
KINROSS GOLD CORP COM 496902107 171 300,000 SH SOLE 300,000
KOHLS CORP COM 500255104 2,617 45,370 SH SOLE 45,370
KOREA ELECTRIC PWR SPONSORED ADR 500631106 511 39,100 SH SOLE 39,100
KROGER CO COM 501044101 1,909 84,610 SH SOLE 84,610
LILLY ELI & CO COM 532457108 5,075 62,550 SH SOLE 62,550
LIQUI BOX CORP COM 536314107 140 4,300 SH SOLE 4,300
MBNA CORP COM 55262L100 3,991 103,660 SH SOLE 103,660
MDC CORP CL A SUB VTG NEW 55267W309 2,529 280,300 SH SOLE 280,300
MDS INC COM 55269P302 332 15,900 SH SOLE 15,900
MGIC INVT CORP WIS COM 552848103 262 4,300 SH SOLE 4,300
MACKENZIE FINL CORP COM 554531103 29,408 2,014,900 SH SOLE 2,014,900
MAGNA INTL INC CL A 559222401 8,417 193,700 SH SOLE 193,700
MAGYAR TAVKOZLESI RT SPONSORED ADR 559776109 895 38,000 SH SOLE 38,000
MANDALAY RESORT GROUP COM 562567107 48 1,860 SH SOLE 1,860
MANULIFE FINL CORP COM 56501R106 820 39,100 SH SOLE 39,100
MARSH & MCLENNAN COS INC COM 571748102 3,039 22,890 SH SOLE 22,890
MAXIM INTEGRATED PRODS INC COM 57772K101 3,362 41,790 SH SOLE 41,790
MERCURY INTERACTIVE CORP COM 589405109 8,198 52,300 SH SOLE 52,300
MERIDIAN GOLD INC COM 589975101 1,859 280,000 SH SOLE 280,000
METHANEX CORP COM 59151K108 661 134,600 SH SOLE 134,600
METRIS COS INC COM 591598107 95 2,415 SH SOLE 2,415
MICROSOFT CORP COM 594918104 7,861 130,370 SH SOLE 130,370
MITEL CORP COM 606711109 2,154 108,200 SH SOLE 108,200
MOOG INC CL A 615394202 220 7,300 SH SOLE 7,300
MOTOROLA INC COM 620076109 96 3,400 SH SOLE 3,400
NAUTICA ENTERPRISES INC COM 639089101 165 12,700 SH SOLE 12,700
NETWORK APPLIANCE INC COM 64120L104 12,624 99,110 SH SOLE 99,110
NORTEL NETWORKS CORP NEW COM 656568102 134,546 2,244,600 SH SOLE 2,244,600
ORACLE CORP COM 68389X105 14,612 185,540 SH SOLE 185,540
PAN AMERICAN SILVER CORP COM 697900108 313 90,000 SH SOLE 90,000
PERKINELMER INC COM 714046109 334 3,200 SH SOLE 3,200
PETRO-CDA COM/VARIBL VTG 71644E102 24,950 1,122,600 SH SOLE 1,122,600
PETROLEUM GEO-SVCS A/S SPONSORED ADR 716597109 104 6,000 SH SOLE 6,000
PFIZER INC COM 717081103 10,404 231,520 SH SOLE 231,520
PLACER DOME INC COM 725906101 280 30,000 SH SOLE 30,000
PRECISION DRILLING CORP COM 74022D100 1,343 37,600 SH SOLE 37,600
PREMDOR INC COM 74046P105 4,195 540,400 SH SOLE 540,400
QLT INC COM 746927102 5,154 71,300 SH SOLE 71,300
QUAKER OATS CO COM 747402105 2,736 34,580 SH SOLE 34,580
QUALCOMM INC COM 747525103 1,454 20,410 SH SOLE 20,410
QUEBECOR WORLD INC COM NON-VTG 748203106 7,740 342,100 SH SOLE 342,100
RAYMOND JAMES FINANCIAL INC COM 754730109 1,785 54,200 SH SOLE 54,200
ROYAL BK CDA MONTREAL QUE COM 780087102 36,839 1,242,200 SH SOLE 1,242,200
SBC COMMUNICATIONS INC COM 78387G103 2,608 52,160 SH SOLE 52,160
SCHERING PLOUGH CORP COM 806605101 5,117 110,050 SH SOLE 110,050
SCIENTIFIC ATLANTA INC COM 808655104 38 600 SH SOLE 600
SIEBEL SYS INC COM 826170102 3,841 34,500 SH SOLE 34,500
SIGMA ALDRICH CORP COM 826552101 990 30,000 SH SOLE 30,000
SOLUTIA INC COM 834376105 65 5,700 SH SOLE 5,700
SONIC CORP COM 835451105 44 1,400 SH SOLE 1,400
SONOSITE INC COM 83568G104 1,590 85,100 SH SOLE 85,100
SOUTHWEST AIRLS CO COM 844741108 2,720 112,190 SH SOLE 112,190
SPRINT CORP PCS COM SER 1 852061506 1,359 38,760 SH SOLE 38,760
STARBUCKS CORP COM 855244109 4,647 116,000 SH SOLE 116,000
STARTECH ENERGY INC COM 85568N104 3,674 748,400 SH SOLE 748,400
SUIZA FOODS CORP COM 865077101 112 2,200 SH SOLE 2,200
SUN MICROSYSTEMS INC COM 866810104 14,217 121,780 SH SOLE 121,780
SYSCO CORP COM 871829107 3,027 65,370 SH SOLE 65,370
TALISMAN ENERGY INC COM 87425E103 14,233 406,700 SH SOLE 406,700
TARGET CORP COM 87612E106 3,788 147,810 SH SOLE 147,810
TEMPLETON DRAGON FD INC COM 88018T101 109 13,000 SH SOLE 13,000
TESMA INTL INC CL A SUB VTG 881908107 4,028 222,800 SH SOLE 222,800
TEXAS INSTRS INC COM 882508104 2,337 49,530 SH SOLE 49,530
TORONTO DOMINION BK ONT COM NEW 891160509 16,425 560,100 SH SOLE 560,100
TRANSCANADA PIPELINES LTD COM 893526103 3,080 328,100 SH SOLE 328,100
TYCO INTL LTD NEW COM 902124106 4,143 79,870 SH SOLE 79,870
USA NETWORKS INC COM 902984103 2,489 113,440 SH SOLE 113,440
VIACOM INC CL A 925524100 4,053 69,280 SH SOLE 69,280
WAL MART STORES INC COM 931142103 5,523 114,760 SH SOLE 114,760
WASHINGTON MUT INC COM 939322103 3,222 80,930 SH SOLE 80,930
WATSON PHARMACEUTICALS INC COM 942683103 344 5,300 SH SOLE 5,300
WELLS FARGO & CO NEW COM 949746101 4,791 104,300 SH SOLE 104,300
WESCAST INDS INC CL A SUB VTG 950813105 3,254 106,400 SH SOLE 106,400
WESLEY JESSEN VISIONCARE INC COM 951018100 200 5,200 SH SOLE 5,200
WESTCOAST ENERGY INC COM 95751D102 14,858 781,700 SH SOLE 781,700
WILMINGTON TRUST CORP COM 971807102 215 4,000 SH SOLE 4,000
YAHOO INC COM 984332106 6,454 70,920 SH SOLE 70,920
201 Records 1,220,703 Market Value (x 1,000 USD)
</TABLE>
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