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Previous: TIAA CREF LIFE SEPARATE ACCUNT VA-1, N-4, 1998-08-18 |
Next: PENNZOIL PRODUCTS CO, 424B3, 1998-08-18 |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 1
TO
FORM
N-8B-2
File No. 811-08945
REGISTRATION STATEMENT OF UNIT INVESTMENT TRUSTS WHICH ARE
CURRENTLY ISSUING SECURITIES
August 18, 1998
Pursuant to Section 8(b) of the
Investment Company Act of 1940
MCLAUGHLIN, PIVEN, VOGEL FAMILY OF TRUSTS, THE PINNACLE TRUST
(AND SUBSEQUENT SERIES)
---------------------------------
Name of Registrant
600 Fifth Avenue
New York, New York 10022
---------------------------------
Address and Principal Office of Registrant
X Not the issuer of periodic payment plan certificates.
---
_____ Issuer of periodic payment plan certificates.
Amending item 28(a).
<PAGE>
Officials and Affiliated Persons of Depositor
---------------------------------------------
28. (a) Furnish as at latest practicable date the following
information with respect to the depositor of the trust, with respect to each
officer, director, or partner of the depositor, and with respect to each natural
person directly or indirectly owning, controlling or holding with power to vote
5% or more of the outstanding voting securities of the depositor.
With respect to McLaughlin, Piven, Vogel Securities, Inc.
reference is made to Exhibit E.I hereto.
2
<PAGE>
SIGNATURES
Pursuant to the requirements of the Investment Company Act of
1940, the depositors of the Registrant have caused this Registration Statement
to be duly signed on behalf of the Registrant in the City and State of New York,
on the 17th day of August 1998.
MCLAUGHLIN, PIVEN, VOGEL FAMILY OF
TRUSTS, THE PINNACLE TRUST
(and SUBSEQUENT SERIES)
By: MCLAUGHLIN, PIVEN, VOGEL
SECURITIES, INC.
By: /s/ALLAN M. VOGEL
-----------------------------
Name: Allan M. Vogel
Title: President, Chief
Financial Officer,
Secretary and Director
Attest: /s/J.M. KENNEDY
------------------------------
Name: J.M. Kennedy
Title: Senior Vice President
REICH & TANG DISTRIBUTORS, INC.
By:/s/PETER J. DEMARCO
------------------------------------------
Name: Peter J. DeMarco
Title: Executive Vice President
Attest: /s/BERNADETTE N. FINN
-------------------------------
Name: Bernadette N. Finn
Title: Vice President-Compliance
3
<PAGE>
EXHIBIT E.I
Ownership of Securities of
McLaughlin, Piven, Vogel Securities, Inc.
-----------------------------------------
<TABLE>
<CAPTION>
Securities Owned of Securities Owned
Name and Principal Securities Owned of Record but not Beneficially but
Business Address Record and Beneficially Beneficially Not of Record
<S> <C> <C> <C>
James J. McLaughlin 533.785 shares (52.31%) 0 0
30 Wall Street
New York, NY 10005
James C. McLaughlin 375 shares (36.75%) 0 0
30 Wall Street
New York, NY 10005
Mark G. McLaughlin 61.215 shares (6.00%) 0 0
30 Wall Street
New York, NY 10005
Allan M. Vogel 30 shares (2.94%) 0 0
30 Wall Street
New York, NY 10005
James M. Kennedy 10.153 shares (1.00%) 0 0
30 Wall Street
New York, NY 10005
Edward T. Brienza 5.051 Shares (0.50%) 0 0
30 Wall Street
New York, NY 10005
David Dawkins 5.051 shares (0.50%) 0 0
30 Wall Street
New York, NY 10005
</TABLE>
745871.1
i
<PAGE>
EXHIBIT E.I (Contd.)
Ownership of Securities of the Trust
------------------------------------
None
Other Companies of which each Person
Named Above is an Officer, Director or Partner
----------------------------------------------
<TABLE>
<S> <C> <C> <C> <C>
Name Name and Address Business of Company Nature of
of Company Affiliation
with Company
James C. McLaughlin McLaughlin, Piven, Credit card services Shareholder, Officer &
Vogel of Nevada Inc. Director
1325 Airmotive Way
Suite 175F
Reno, Nevada 89502
Media Production Marketing Shareholder, Officer &
Services of Nevada Inc. Director
1325 Airmotive Way
Suite 175F
Reno, Nevada 89502
James J. McLaughlin McLaughlin, Piven, Credit card services Shareholder, Officer &
Vogel of Nevada Inc. Director
1325 Airmotive Way
Suite 175F
Reno, Nevada 89502
Media Production Marketing Shareholder, Officer &
Services of Nevada Inc. Director
1325 Airmotive Way
Suite 175F
Reno, Nevada 89502
Allan M. Vogel McLaughlin, Piven, Credit card services Shareholder, Officer &
Vogel of Nevada Inc. Director
1325 Airmotive Way
Suite 175F
Reno, Nevada 89502
Media Production Marketing Shareholder, Officer &
Services of Nevada Inc. Director
1325 Airmotive Way
Suite 175F
Reno, Nevada 89502
</TABLE>
ii
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