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Previous: ISP OPCO HOLDINGS INC, 13F-NT, 2000-02-11 |
Next: NORTHERN STAR FINANCIAL INC, SC 13G/A, 2000-02-11 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Delphi Asset Management, Inc.
Address: 485 Madison Avenue, 20th Floor
New York, New York 10022
Form 13F File Number: 28-7252
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marc Keller
Title: Senior Managing Director
Phone: (212) 935-4595
Signature, Place, and Date of Signing:
/s/ Marc Keller New York, New York 10022 2/10/00
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 175
Form 13F Information Table Value Total: $ 347,519
(thousands)
List of Other Included Managers:
None
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Value Shares SH/ Inv Other Voting
Class (x$1000) Prn Amt PRN Discr Managers Authority
Sole Shared None
ACTION PERFORMANCE COS INC COM 004933107 1010 87800 SH SOLE 87800 0 0
ADVANTA CORP CL B COM 007942204 1406 100000 SH SOLE 100000 0 0
AFFIL COMPUTER SVCS CV S/NT 4. CONV BOND 008190AD2 1218 1050000 PRN SOLE 0 0 1050000
ALIGN-RITE INTL INC COM 016251100 384 17500 SH SOLE 17500 0 0
ALPHANET SOLUTIONS INC COM 020787107 518 127500 SH SOLE 127500 0 0
AMERADA HESS CORP COM 023551104 266 4680 SH SOLE 0 0 4680
AMERICA ONLINE INC COM 02364J104 524 6910 SH SOLE 0 0 6910
AMERICAN EXPRESS CO COM 025816109 1172 7051 SH SOLE 0 0 7051
AMERICAN GEN CORP COM 026351106 234 3090 SH SOLE 0 0 3090
AMERICAN HOME PRODUCTS CORP COM 026609107 1268 32314 SH SOLE 0 0 32314
AMERICAN INTERNATIONAL GROUP I COM 026874107 4424 40915 SH SOLE 6040 0 34875
AMFM INC COM 001693100 3292 42064 SH SOLE 7295 0 34769
AMFMM INC 7% CV PFD CONV PREF 001693209 2009 9300 SH SOLE 0 0 9300
AMGEN INC COM 031162100 295 4908 SH SOLE 0 0 4908
ANIXTER INTL INC COM 035290105 2289 111000 SH SOLE 111000 0 0
APACHE CORP COM 037411105 8126 220000 SH SOLE 220000 0 0
APPLIED MATLS INC COM 038222105 352 2776 SH SOLE 0 0 2776
AT & T CORP COM 001957109 1024 20156 SH SOLE 0 0 20156
ATLANTIC RICHFIELD CO COM 048825103 320 3700 SH SOLE 0 0 3700
ATMI INC COM COM 00207R101 661 20000 SH SOLE 20000 0 0
ATWOOD OCEANICS INC COM 050095108 1873 48500 SH SOLE 48500 0 0
AT&T CORP LIBERTY MEDIA CL A COM 001957208 2940 51753 SH SOLE 9145 0 42608
AUTOMATIC DATA PROCESSING INC COM 053015103 7350 136433 SH SOLE 11790 0 124643
BANK NEW YORK INC PFD CONV 7.7 CONV PREF 064057870 2131 7215 SH SOLE 0 0 7215
BANK OF NEW YORK CO INC COM 064057102 6665 166621 SH SOLE 0 0 166621
BED BATH & BEYOND INC COM 075896100 728 20938 SH SOLE 2190 0 18748
BERKSHIRE HATHAWAY INC DEL CL COM 084670207 441 241 SH SOLE 0 0 241
BESTFOODS COM 08658U101 1420 27008 SH SOLE 0 0 27008
BIOTIME INC COM 09066L105 1563 176165 SH SOLE 176165 0 0
BLACKROCK FDS INTL EQUITY INST MUT FUNDS 091927780 459 27561 SH SOLE 0 0 27561
BLACKROCK FDS SM CAP GROWTH IN MUT FUNDS 091928101 990 30221 SH SOLE 0 0 30221
BMC SOFTWARE INC COM 055921100 6056 75758 SH SOLE 12595 0 63163
BP AMOCO PLC ADR COM 055622104 1151 19406 SH SOLE 0 0 19406
BRISTOL MYERS SQUIBB CO COM 110122108 2749 42822 SH SOLE 0 0 42822
CARDIOTECH INTL INC COM 14160C100 41 72100 SH SOLE 72100 0 0
CHEVRON CORP COM 166751107 372 4300 SH SOLE 0 0 4300
CHILDRENS COMPRHNSV SVCS INC N COM 16875K202 583 103600 SH SOLE 103600 0 0
CISCO RESET PERQS MORGAN ST CONV PREF 61744Y801 164 22235 SH SOLE 0 0 22235
CISCO SYS INC COM 17275R102 7291 68061 SH SOLE 8050 0 60011
CLEAR CHANNEL COMMUNICATIONS COM 184502102 1147 12853 SH SOLE 2457 0 10396
COCA COLA CO COM 191216100 1649 28306 SH SOLE 0 0 28306
COLGATE PALMOLIVE CO COM 194162103 598 9200 SH SOLE 0 0 9200
COMARCO INC COM 200080109 1774 75500 SH SOLE 75500 0 0
COMPUWARE CORP COM 205638109 5922 158982 SH SOLE 48940 0 110042
CORNELL CORRECTIONS INC COM 219141108 126 15000 SH SOLE 15000 0 0
CORNING INC COM 219350105 837 6488 SH SOLE 0 0 6488
COUNSEL CORP COM 22226R102 352 176000 SH SOLE 176000 0 0
CREATIVE MASTER INTL INC NEW COM 22528Y201 51 20000 SH SOLE 20000 0 0
CSG SYS INTL INC COM 126349109 1196 30000 SH SOLE 30000 0 0
<PAGE>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Value Shares SH/ Inv Other Voting
Class (x$1000) Prn Amt PRN Discr Managers Authority
Sole Shared None
CVS AUTOMTIC COM EXCHNGE SECTR CONV PREF 126645209 223 3135 SH SOLE 0 0 3135
DELL COMPUTER CORP COM 247025109 2240 43920 SH SOLE 6850 0 37070
DII GROUP INC COM 232949107 2200 31000 SH SOLE 31000 0 0
DII GROUP INC FEB 60 OPTION-PUT 2329499NL 45 210 SH PUT SOLE 210 0 0
DOLLAR GEN STRYPES TR 8.50% CONV PREF 256678103 616 17065 SH SOLE 0 0 17065
DTE ENERGY CO COM 233331107 253 8000 SH SOLE 0 0 8000
E I DU PONT DE NEMOURS CO COM 263534109 804 12212 SH SOLE 0 0 12212
E TOWN CORP COM 269242103 1164 18700 SH SOLE 0 0 18700
EASTMAN KODAK CO COM 277461109 2074 31300 SH SOLE 0 0 31300
ELI LILLY & CO COM 532457108 492 7400 SH SOLE 0 0 7400
EMC CORPORATION COM 268648102 2829 25895 SH SOLE 3840 0 22055
EMERSON ELEC CO COM 291011104 2939 51216 SH SOLE 0 0 51216
ENRON CORP COM 293561106 241 5440 SH SOLE 0 0 5440
ETEC SYS INC COM 26922C103 1346 30000 SH SOLE 30000 0 0
EXXON MOBIL CORP COM 30231G102 6142 76240 SH SOLE 0 0 76240
FANNIE MAE COM 313586109 647 10356 SH SOLE 0 0 10356
FDX CORP COM 31304N107 487 11900 SH SOLE 0 0 11900
FILENET CORP COM 316869106 1275 50000 SH SOLE 50000 0 0
FIRST UNION CORP COM 337358105 631 19172 SH SOLE 0 0 19172
FIRSTAR CORP WIS NEW COM 33763V109 462 21888 SH SOLE 0 0 21888
FLEXTRONICS INTL LTD ORD COM Y2573F102 1787 38840 SH SOLE 7290 0 31550
FREDDIE MAC COM 313400301 2755 58539 SH SOLE 6285 0 52254
GANNETT CO INC COM 364730101 255 3124 SH SOLE 0 0 3124
GENERAL ELECTRIC CO COM 369604103 17398 112426 SH SOLE 0 0 112426
GILLETTE CO COM 375766102 1038 25200 SH SOLE 0 0 25200
GLAXO WELLCOME PLC SPNSRD ADR COM 37733W105 900 16105 SH SOLE 0 0 16105
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 6467 186100 SH SOLE 184100 0 2000
GTE CORP COM 362320103 346 4900 SH SOLE 0 0 4900
GUCCI GROUP N V SHS-N Y REGIST COM 401566104 6011 52500 SH SOLE 50000 0 2500
H J HEINZ CO COM 423074103 375 9409 SH SOLE 0 0 9409
HANSEN NAT CORP COM 411310105 642 148900 SH SOLE 148900 0 0
HARBINGER CORP COM 41145C103 1273 40000 SH SOLE 40000 0 0
HEWLETT PACKARD CO COM 428236103 7829 68826 SH SOLE 0 0 68826
HNC SOFTWARE INC COM 40425P107 2644 25000 SH SOLE 25000 0 0
HNC SOFTWARE INC APR 80 OPTION-PUT 40425P9PP 114 125 SH PUT SOLE 125 0 0
HNC SOFTWARE INC APR 85 OPTION-PUT 40425P9PQ 147 125 SH PUT SOLE 125 0 0
HNC SOFTWARE INC CV S/NT 4.750 CONV BOND 40425PAA5 2505 1075000 PRN SOLE 0 0 1075000
HOME DEPOT INC COM 437076102 401 5835 SH SOLE 0 0 5835
HONEYWELL INTERNATIONAL INC COM 438516106 932 16158 SH SOLE 3865 0 12293
HYPERION SOLUTIONS CORP COM 44914M104 2393 55000 SH SOLE 55000 0 0
ILLINOIS TOOL WORKS INC COM 452308109 680 10064 SH SOLE 0 0 10064
INDUSTRIE NATUZZI S P A ADR COM 456478106 2173 164000 SH SOLE 164000 0 0
INFINITY BROADCASTING CORP NCL COM 45662S102 1011 27928 SH SOLE 5685 0 22243
INTEL CORP COM 458140100 3351 40706 SH SOLE 3810 0 36896
INTL BUSINESS MACHINES CORP COM 459200101 1052 9750 SH SOLE 0 0 9750
<PAGE>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Value Shares SH/ Inv Other Voting
Class (x$1000) Prn Amt PRN Discr Managers Authority
Sole Shared None
JABIL CIRCUIT INC COM 466313103 1095 15000 SH SOLE 15000 0 0
JABIL CIRCUITS INC FEB 70 OPTION-PUT 4663139NN 49 100 SH PUT SOLE 100 0 0
JOHNSON & JOHNSON COM 478160104 2124 22781 SH SOLE 0 0 22781
JONES APPAREL GROUP INC COM 480074103 6529 240700 SH SOLE 240000 0 700
K N ENERGY INC 8.25% PEPS SECS CONV PREF 482620507 306 9420 SH SOLE 0 0 9420
KIMBERLY CLARK CORP COM 494368103 293 4480 SH SOLE 0 0 4480
KROGER CO COM 501044101 279 14800 SH SOLE 0 0 14800
LEHMAN BROS HLDGS INC COM 524908100 1828 21585 SH SOLE 0 0 21585
LINEAR TECHNOLOGY CORP COM 535678106 2043 28545 SH SOLE 6550 0 21995
LINENS N THINGS INC COM 535679104 271 9162 SH SOLE 2570 0 6592
LORAL SPACE & COMMUNICATIONS L COM G56462107 10620 436800 SH SOLE 400000 0 36800
LOWES CO COM 548661107 545 9113 SH SOLE 1105 0 8008
LUCENT TECHNOLOGIES INC COM 549463107 428 5702 SH SOLE 0 0 5702
MANOR CARE INC JAN 17.500 OPTION-PUT 0 22 100 SH PUT SOLE 100 0 0
MANOR CARE INC NEW COM 564055101 160 10000 SH SOLE 10000 0 0
MARSH & MCLENNAN COS INC COM 571748102 287 3000 SH SOLE 0 0 3000
MATRIA HEALTHCARE INC COM 576817100 1260 305500 SH SOLE 305500 0 0
MATSUSHITA ELC IND (6752) COM 0 2771 100000 SH SOLE 100000 0 0
MCDONALDS CORP COM 580135101 1348 33432 SH SOLE 0 0 33432
MCI WORLDCOM INC COM 55268B106 7077 133368 SH SOLE 19470 0 113898
MENTOR CORP MINN COM 587188103 1033 40000 SH SOLE 40000 0 0
MERCK & CO INC COM 589331107 9693 144265 SH SOLE 6805 0 137460
MICROSOFT CORP COM 594918104 3646 31232 SH SOLE 4650 0 26582
MORGAN J P & CO INC COM 616880100 793 6262 SH SOLE 0 0 6262
MOTOROLA INC COM 620076109 970 6590 SH SOLE 0 0 6590
NEWPARK RES INC COM PAR$0.01NE COM 651718504 3116 508800 SH SOLE 508800 0 0
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 342 3315 SH SOLE 0 0 3315
NO FIRE TECHNOLOGIES INC RSTD COM 654865104 45 95000 SH SOLE 0 0 95000
NOKIA CORP SPONSORED ADR COM 654902204 212 1110 SH SOLE 0 0 1110
NORTH AMERN VACCINE COM 657201109 10250 2277700 SH SOLE 1622300 0 655400
NPC INTL INC COM 629360306 703 89300 SH SOLE 89300 0 0
OFFICE DEPOT INC COM 676220106 8132 739300 SH SOLE 739300 0 0
OMNICOM GROUP COM 681919106 220 2200 SH SOLE 0 0 2200
ORACLE RESET PERQS MORGAN ST CONV PREF 61744Y876 924 32575 SH SOLE 0 0 32575
ORACLE SYS CORP COM 68389X105 370 6600 SH SOLE 0 0 6600
PAYCHEX INC COM 704326107 3626 90641 SH SOLE 12860 0 77781
PEPSICO INC COM 713448108 3505 99426 SH SOLE 0 0 99426
PERCON INC COM 71361E103 842 57100 SH SOLE 57100 0 0
PER-SE TECHNOLOGIES INC COM 713569309 8671 1031435 SH SOLE 1031435 0 0
PFEIFFER VACUUM TECHNOLOGY AG COM 717067102 1764 76500 SH SOLE 76500 0 0
PFIZER INC COM 717081103 918 28300 SH SOLE 0 0 28300
PHILLIPS PETROLEUM COMPANY COM 718507106 229 4866 SH SOLE 0 0 4866
PIMCO ADVISORS HLDGS L P COM 69338P102 1423 37751 SH SOLE 0 0 37751
POLYMEDICA INDS INC COM 731738100 2128 92000 SH SOLE 92000 0 0
PRECISION CASTPARTS CORP COM 740189105 279 10625 SH SOLE 0 0 10625
PRIMEX TECHNOLOGIES INC COM 741597108 998 48100 SH SOLE 48100 0 0
PROCTER & GAMBLE CO COM 742718109 1619 14776 SH SOLE 0 0 14776
PROGRESSIVE CORP OHIO COM 743315103 852 11650 SH SOLE 0 0 11650
<PAGE>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Issuer Title of CUSIP Value Shares SH/ Inv Other Voting
Class (x$1000) Prn Amt PRN Discr Managers Authority
Sole Shared None
QRS CORP COM 74726X105 5405 51475 SH SOLE 34750 0 16725
QUALITY SYS INC COM 747582104 496 64000 SH SOLE 64000 0 0
QUESTCOR PHARMACEUTICALS INCCO COM 74835Y101 317 253210 SH SOLE 253210 0 0
R G BARRY CORP COM 068798107 89 22221 SH SOLE 0 0 22221
RATIONAL SOFTWARE CORP COM 75409P202 983 20000 SH SOLE 20000 0 0
RATIONAL SOFTWR CR FEB 45 OPTION-PUT 0 70 200 SH PUT SOLE 200 0 0
ROHM & HAAS CO COM 775371107 1727 42441 SH SOLE 0 0 42441
SAIPEM ITL1000 COM 0 795 220000 SH SOLE 220000 0 0
SAKS INC COM 79377W108 7261 466560 SH SOLE 462700 0 3860
SANMINA CORP COM 800907107 2373 23758 SH SOLE 7000 0 16758
SBC COMMUNICATIONS INC COM 78387G103 269 5523 SH SOLE 0 0 5523
SCHERING PLOUGH CORP COM 806605101 640 15112 SH SOLE 0 0 15112
SCHLUMBERGER LTD COM 806857108 682 12150 SH SOLE 0 0 12150
SOLECTRON CORP COM 834182107 7070 74325 SH SOLE 10500 0 63825
SONERA GROUP PLC ADR COM 835433202 1003 14485 SH SOLE 2900 0 11585
SPRINT CORP PCS GROUP COM 1 COM 852061506 4260 83124 SH SOLE 18520 0 64604
STAAR SURGICAL CO NEW PR $.01 COM 852312305 683 70100 SH SOLE 70100 0 0
STAPLES INC COM 855030102 916 44121 SH SOLE 10700 0 33421
STERLING COMM INC COM 859205106 6066 178400 SH SOLE 178400 0 0
SYSCO CORPORATION COM 871829107 419 10598 SH SOLE 0 0 10598
TELETECH HLDGS INC COM 879939106 3370 100000 SH SOLE 100000 0 0
TELETECH HLDGS INC JAN 30 OPTION-PUT - - 28 300 SH PUT SOLE 300 0 0
TEXACO INC COM 881694103 398 7326 SH SOLE 0 0 7326
TIME WARNER INC COM 887315109 454 6279 SH SOLE 0 0 6279
TOMMY HILFIGER CORP COM G8915Z102 809 34600 SH SOLE 0 0 34600
TRIDEX CORP COM 895906105 219 135000 SH SOLE 135000 0 0
VODAFONE AIRTOUCH PLC COM 92857T107 5286 106780 SH SOLE 13550 0 93230
WAL MART STORES INC COM 931142103 450 6510 SH SOLE 0 0 6510
WALT DISNEY CO COM 254687106 1224 41849 SH SOLE 0 0 41849
WARNER LAMBERT CO COM 934488107 1788 21820 SH SOLE 1750 0 20070
WHITTMAN-HART INC COM 966834103 1528 28502 SH SOLE 4930 0 23572
WILLIAMS COS INC COM 969457100 902 29525 SH SOLE 0 0 29525
ZEBRA TECHNOLOGIES CORP CL A COM 989207105 1901 32500 SH SOLE 32500 0 0
</TABLE>
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