UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Whitehall Asset Management, Inc.
Address: 485 Madison Avenue, 20th Floor
New York, New York 10022
Form 13F File Number: 28-07252
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey Silva
Title: Director of Compliance and Finance
Phone: (212) 935-4595
Signature, Place, and Date of Signing:
/s/ Jeffrey Silva New York, New York May 12, 2000
- ----------------- ------------------ ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 148
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Form 13F Information Table Value Total: $ 297,080
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(thousands)
List of Other Included Managers:
None
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<CAPTION>
Form 13F INFORMATION TABLE - Whitehall Asset Management, Inc. (quarter ending 3/31/2000)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VOTING AUTHORITY
OTHER
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT MANA-
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMOUNT PRN CALL DISCRETION GERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACTION PERFORMANCE COS IN COMMON 004933107 1169 87800 SH SOLE 87800 0 0
ADVANTA CORP CL B 007942204 1346 92900 SH SOLE 92900 0 0
AFFILIATED COMPUTER SVCS
CV S/NT 4% 05 CONV. BOND 008190AD2 1071 1030000 PRN SOLE 0 0 1030000
ALPHANET SOLUTIONS INC COMMON 020787107 644 108500 SH SOLE 108500 0 0
AMERADA HESS CORP COMMON 023551104 302 4680 SH SOLE 0 0 4680
AMERICAN EXPRESS CO COMMON 025816109 931 6251 SH SOLE 0 0 6251
AMERICAN HOME PROD CORP COMMON 026609107 1721 32014 SH SOLE 0 0 32014
AMERICAN INTL GROUP INC COMMON 026874107 4480 40915 SH SOLE 6040 0 34875
AMERICAN XTAL TECHNOLOGY COMMON 030514103 498 15105 SH SOLE 3875 0 11230
AMFM INC COMMON 001693100 4172 67155 SH SOLE 7295 0 59860
AMGEN INC COMMON 031162100 301 4908 SH SOLE 0 0 4908
APPLIED MATLS INC COMMON 038222105 1751 18581 SH SOLE 13629 0 4952
AT& T CORP COMMON 001957109 1163 20660 SH SOLE 0 0 20660
ATLANTIC RICHFIELD CO COMMON 048825103 315 3700 SH SOLE 0 0 3700
AT&T CORP COM LIB GRP A 001957208 3979 67078 SH SOLE 11745 0 55333
AUTOMATIC DATA PROCESSING COMMON 053015103 6567 136110 SH SOLE 11790 0 124320
AVANEX CORP COMMON 05348W109 599 3945 SH SOLE 1000 0 2945
BANK NEW YORK INC COMMON 064057102 6892 165821 SH SOLE 0 0 165821
BERKSHIRE HATHAWAY INC DEL CL B 084670207 439 241 SH SOLE 0 0 241
BESTFOODS COMMON 08658U101 1264 27008 SH SOLE 0 0 27008
BIOTECH HOLDERS TR DEPOSITORY RC 09067D201 1305 7700 SH SOLE 1655 0 6045
BIOTIME INC COMMON 09066L105 2026 176165 SH SOLE 176165 0 0
BMC SOFTWARE INC COMMON 055921100 692 14025 SH SOLE 0 0 14025
BP AMOCO P L C SPONSORED ADR 055622104 1033 19406 SH SOLE 0 0 19406
BRISTOL MYERS SQUIBB CO COMMON 110122108 2414 41622 SH SOLE 0 0 41622
CHEVRON CORPORATION COMMON 166751107 397 4300 SH SOLE 0 0 4300
CHILDRENS COMPREHENSIVE SVCS COMMON NEW 16875K202 427 103600 SH SOLE 103600 0 0
CISCO SYS INC COMMON 17275R102 10516 136022 SH SOLE 16100 0 119922
CLEAR CHANNEL
COMMUNICATIONS COMMON 184502102 888 12853 SH SOLE 2457 0 10396
COCA COLA CO COMMON 191216100 1197 25506 SH SOLE 0 0 25506
COLGATE PALMOLIVE CO COMMON 194162103 519 9200 SH SOLE 0 0 9200
COMARCO INC COMMON 200080109 2030 59500 SH SOLE 59500 0 0
COMPUWARE CORP COMMON 205638109 3285 155962 SH SOLE 39765 0 116197
CORNELL CORRECTIONS INC COMMON 219141108 223 21000 SH SOLE 21000 0 0
CORNING INC COMMON 219350105 12.59 6488 SH SOLE 0 0 6488
COSTCO WHSL CORP NEW COMMON 22160K105 210 4000 SH SOLE 0 0 4000
COUNSEL CORP COMMON 22226R102 884 186000 SH SOLE 186000 0 0
CREATIVE MASTER
INTERNATIONAL COMMON NEW 22528Y201 120 20000 SH SOLE 20000 0 0
CSG SYS INTL INC COMMON 126349109 366 7500 SH SOLE 7500 0 0
DELL COMPUTER CORP COMMON 247025109 264 4900 SH SOLE 0 0 4900
DII GROUP INC COMMON 232949107 1131 10000 SH SOLE 10000 0 0
DTE ENERGY CO COMMON 233331107 234 8000 SH SOLE 0 0 8000
DU PONT EI DE NEMOURS & CO COMMON 263534109 620 11712 SH SOLE 0 0 11712
E TOWN COMMON 269242103 229 3625 SH SOLE 0 0 3625
EASTMAN KODAK CO COMMON 277461109 902 16600 SH SOLE 0 0 16600
LILLY ELI & CO COMMON 532457108 463 7400 SH SOLE 0 0 7400
E M C CORP MASS COMMON 268648102 3168 25145 SH SOLE 3840 0 21305
EMERSON ELEC CO COMMON 291011104 2365 44516 SH SOLE 0 0 44516
ENRON CORP COMMON 293561106 407 5440 SH SOLE 0 0 5440
EXAR CORP COMMON 300645108 1853 25 893 SH SOLE 5100 0 20793
EXXON MOBIL CORP COMMON 30231G102 5724 73440 SH SOLE 0 0 73440
FEDEX CORP COMMON 31428X106 501 12900 SH SOLE 0 0 12900
FILENET CORP COMMON 316869106 446 15000 SH SOLE 15000 0 0
FIRST UN CORP COMMON 337358105 714 19172 SH SOLE 0 0 19172
FIRSTAR CORP NEW WIS COMMON 33763V109 502 21888 SH SOLE 0 0 21888
FLEXTRONICS INTL LTD ORD Y2573F102 2736 38840 SH SOLE 7290 0 31550
FLOWERS INDS INC COMMON 343496105 8684 571800 SH SOLE 571800 0 0
FEDERAL HOME LN MTG CORP COMMON 313400301 1481 33523 SH SOLE 3485 0 30038
GANNETT INC COMMON 364730101 220 3124 SH SOLE 0 0 3124
GENERAL ELEC CO COMMON 369604103 17291 111108 SH SOLE 0 0 111108
GILLETTE CO COMMON 375766102 950 25200 SH SOLE 0 0 25200
GLAXO WELLCOME PLC SPONSORED ADR 37733W105 923 16105 SH SOLE 0 0 16105
GLOBAL TELESYSTEMS GROUP COMMON 37936U104 2091 102000 SH SOLE 100000 0 2000
GTE CORP COMMON 362320103 348 4900 SH SOLE 0 0 4900
GUCCI GROUP N V COMMON NY REG 401566104 2401 27000 SH SOLE 24000 0 3000
HEINZ H J CO COMMON 423074103 328 9409 SH SOLE 0 0 9409
HANSEN NAT CORP COMMON 411310105 783 174000 SH SOLE 174000 0 0
HARBINGER CORP COMMON 41145C103 583 20000 SH SOLE 20000 0 0
HEWLETT PACKARD CO COMMON 428236103 8925 67326 SH SOLE 0 0 67326
HNC SOFTWARE INC COMMON 40425P107 901 12500 SH SOLE 12500 0 0
HNC SOFTWARE INC 0 SB NT CV 4.75% 03 40425PAA5 1859 1050000 PRN SOLE 0 0 1050000
HOME DEPOT INC COMMON 437076102 376 5834 SH SOLE 0 0 5834
HYPERION SOLUTIONS CORP COMMON 44914M104 894 27500 SH SOLE 27500 0 0
ILLINOIS TOOL WKS INC COMMON 452308109 556 10064 SH SOLE 0 0 10064
INDUSTRIE NATUZZI SPA ADR 456478106 6022 520800 SH SOLE 520800 0 0
INFINITY BROADCASTING CP NEW COMMON 45662S102 904 27928 SH SOLE 5685 0 22243
INTEL CORP COMMON 458140100 5226 39606 SH SOLE 3810 0 35796
INTERNATIONAL BUSINESS
MACHS CORP COMMON 459200101 1103 9350 SH SOLE 0 0 9350
JABIL CIRCUIT INC COMMON 466313103 649 15000 SH SOLE 15000 0 0
JOHNSON & JOHNSON COMMON 478160104 1600 22781 SH SOLE 0 0 22781
KIMBERLY CLARK CORP COMMON 494368103 251 4480 SH SOLE 0 0 4480
KROGER CO COMMON 501044101 246 14000 SH SOLE 0 0 14000
LEGATO SYS INC COMMON 524651106 1883 42200 SH SOLE 0 0 42200
LEHMAN BROS HLDGS INC COMMON 524908100 2031 20935 SH SOLE 0 0 20935
LINEAR TECHNOLOGY CORP COMMON 535678106 26.57 48315 SH SOLE 9000 0 39315
LUCENT TECHNOLOGIES INC COMMON 549463107 478 7702 SH SOLE 0 0 7702
MARSH & MCLENNAN COS INC COMMON 571748102 331 3000 SH SOLE 0 0 3000
MATRIA HEALTHCARE INC COMMON 576817100 1623 305500 SH SOLE 305500 0 0
MATTEL INC COMMON 577081102 9854 938500 SH SOLE 938500 0 0
MCDONALDS CORP COMMON 580135101 1227 32832 SH SOLE 0 0 32832
MCI WORLDCOM INC COMMON 55268B106 3465 76459 SH SOLE 9670 0 66789
MENTOR CORP MINN COMMON 587188103 1350 50000 SH SOLE 50000 0 0
MERCK & CO INC COMMON 589331107 8863 142665 SH SOLE 6805 0 135860
METROMEDIA FIBER NETWORK INC CL A 591689104 628 12980 SH SOLE 3320 0 9660
MICROSOFT CORP COMMON 594918104 1149 10817 SH SOLE 0 0 10817
MORGAN J P & CO INC COMMON 616880100 825 6262 SH SOLE 0 0 6262
MOTOROLA INC COMMON 620076109 962 6590 SH SOLE 0 0 6590
NETWORK PLUS CORP COMMON 64122D506 1040 25670 SH SOLE 8700 0 16970
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 4360 29413 SH SOLE 4475 0 24938
NOKIA CORP SPONSORED ADR 654902204 313 5640 SH SOLE 0 0 5640
NORTEL NETWORKS CORP COMMON 656569100 1998 15860 SH SOLE 1000 0 14860
NORTH AMERN VACCINE INC COMMON 657201109 5897 2194300 SH SOLE 1622300 0 572000
NPC INTERNATIONAL INC COMMON 629360306 420 55100 SH SOLE 55100 0 0
OFFICE DEPOT INC COMMON 676220106 13853 1198100 SH SOLE 1163900 0 34200
OMNICOM GROUP INC COMMON 681919106 206 2200 SH SOLE 0 0 2200
ORACLE CORP COMMON 68389X105 515 6600 SH SOLE 0 0 6600
PAYCHEX INC COMMON 704326107 4747 90641 SH SOLE 12860 0 77781
PEPSICO INC COMMON 713448108 3436 98526 SH SOLE 0 0 98526
PER SE TECHNOLOGIES INC COMMON NEW 713569309 87.56 1490335 SH SOLE 1490335 0 0
PFIZER INC COMMON 717081103 1393 38100 SH SOLE 0 0 38100
PHILLIPS PETE CO COMMON 718507106 225 4866 SH SOLE 0 0 4866
PIMCO ADVISORS HLDGS L P COMMON 69338P102 1436 37491 SH SOLE 0 0 37491
POLYMEDICA CORP COMMON 731738100 4818 82000 SH SOLE 82000 0 0
PRECISION CASTPARTS CORP COMMON 740189105 347 9500 SH SOLE 0 0 9500
PRIMEX TECHNOLOGIES INC COMMON 741597108 1025 48100 SH SOLE 48100 0 0
PROCTER & GAMBLE CO COMMON 742718109 835 14776 SH SOLE 0 0 14776
PROGRESSIVE CORP OHIO COMMON 743315103 1708 22450 SH SOLE 0 0 22450
QRS CORP COMMON 74726X105 2209 29358 SH SOLE 17825 0 11533
QUALITY SYS INC COMMON 747582104 976 64000 SH SOLE 64000 0 0
QUESTCOR PHARMACEUTICALS INC COMMON 74835Y101 744 253210 SH SOLE 253210 0 0
BARRY R G CORP OHIO COMMON 068798107 75 22221 SH SOLE 0 0 22221
RATIONAL SOFTWARE CORP COMMON 75409P202 765 10000 SH SOLE 10000 0 0
ROHM & HAAS CO COMMON 775371107 1879 42098 SH SOLE 0 0 42098
SAKS INC COMMON 79377W108 14225 981060 SH SOLE 977200 0 3860
SANMINA CORP COMMON 800907107 1650 24418 SH SOLE 5200 0 19218
SBC COMMUNICATIONS INC COMMON 78387G103 275 6521 SH SOLE 0 0 6521
SCHERING PLOUGH CORP COMMON 806605101 547 147 32 SH SOLE 0 0 14732
SCHLUMBERGER LTD COMMON 806857108 929 12150 SH SOLE 0 0 12150
SDL INC COMMON 784076101 596 2800 SH SOLE 720 0 2080
SOLECTRON CORP COMMON 834182107 4531 112910 SH SOLE 14000 0 98910
SONERA GROUP PLC SPONSORED ADR 835433202 3059 46085 SH SOLE 32900 0 13185
SPRINT CORP PCS GROUP COMMON 852061506 5445 83124 SH SOLE 18520 0 64604
STAAR SURGICAL CO COMMON PAR $0.01 852312305 815 70100 SH SOLE 70100 0 0
STAPLES INC COMMON 855030102 804 40191 SH SOLE 10700 0 29491
SYSCO CORP COMMON 871829107 383 10598 SH SOLE 0 0 10598
TELETECH HOLDINGS INC COMMON 879939106 1380 40000 SH SOLE 40000 0 0
TERAYON COMMUNICATION SYS COMMON 880775101 107 5205 SH SOLE 1220 0 3985
TEXACO INC COMMON 881694103 394 7326 SH SOLE 0 0 7326
TIME WARNER INC COMMON 887315109 528 5279 SH SOLE 0 0 5279
HILFIGER TOMMY CORP ORD G8915Z102 428 29550 SH SOLE 0 0 29550
TRIDEX CORP COMMON 895906105 262 35000 SH SOLE 135000 0 0
VITESSE SEMICONDUCTOR COR COMMON 928497106 1750 18185 SH SOLE 3700 0 14485
VODAFONE AIRTOUCH SPONSORED ADR 92857T107 6148 10642 SH SOLE 13550 0 97092
WAL MART STORES INC COMMON 931142103 368 6510 SH SOLE 0 0 6510
DISNEY WALT CO COMMON 254687106 1726 41849 SH SOLE 0 0 41849
WARNER LAMBERT CO COMMON 934488107 2013 20605 SH SOLE 1750 0 18855
WILLIAMS COS INC COMMON 969457100 1086 24725 SH SOLE 0 0 24725
ZEBRA TECHNOLOGIES CORP CL A 989207105 1625 32500 SH SOLE 32500 0 0
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