<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
--------
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): October 31, 2000
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 1-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On October 31, 2000 Neuberger Berman Inc. ("Corporation") announced
it intends to acquire the approximately $550 million private asset
management business of Delta Capital Management LLC. A copy of the
press release issued by the Corporation is attached as Exhibit 99.1
and incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
The Exhibits listed on the Exhibit Index of this Form 8-K are filed
herewith.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: October 31, 2000 By:
----------------------------------
Jeffrey B. Lane
President and Chief Executive Officer
<PAGE>
EXHIBIT INDEX
99.1 Press release issued by the Corporation on October 31, 2000, with
respect to acquisition of private asset management business of Delta
Capital Management LLC.