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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): December 21, 2000
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 1-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On December 21, 2000 Neuberger Berman Inc. ("Corporation") announced it
intends to acquire Executive Monetary Management a New York City based firm
that provides wealth management services, including investment advisory
services, to high net worth individuals and families. EMM has approximately
$1.8 billion of investment assets under its control. A copy of the press
release issued by the Corporation is attached as Exhibit 99.1 and
incorporated herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
( c ) Exhibits
The Exhibits listed on the Exhibit Index of this Form 8-K are filed
herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: December 21, 2000 By:/s/ Kevin Handwerker
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Kevin Handwerker
SVP, General Counsel and Secretary
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EXHIBIT INDEX
99.1 Press release issued by the Corporation on December 21, 2000, with
respect to acquisition of Executive Monetary Management.
