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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): October 16, 2000
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 1-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On October 16, 2000 Neuberger Berman Inc. ("Corporation")
announced it intends to acquire Fasciano Company, the investment
adviser to Chicago-based Fasciano Fund. A copy of the press
release issued by the Corporation is attached as Exhibit 99.1
and incorporated herein by reference.
Third Quarter 2000 Financial Results
On October 19, 2000, Corporation reported results of operations
for the three months ended September 30, 2000. A copy of the
press release issued by the Corporation is attached as
Exhibit 99.2 and incorporated herein by reference.
Also, on October 19, 2000 the Corporation announced that its Board
of Directors had declared the Corporation's dividend for the third
quarter of 2000, in the amount of $0.10 per share. The dividend will
be payable on November 14, 2000 to stockholders of record at the
close of business on October 31, 2000. A copy of the press release
issued by the Corporation is attached as Exhibit 99.3 and
incorporated herein by reference.
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ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
The Exhibits listed on the Exhibit Index of this Form 8-K are filed
herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: October 16, 2000 By: /s/ Jeffrey B. Lane
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Jeffrey B. Lane
President and Chief Executive Officer
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EXHIBIT INDEX
99.1 Press release issued by the Corporation on October 16, 2000,
with respect to acquisition of Fasciano Company.
99.2 Press release issued by the Corporation on October 19, 2000, with respect
to results of operations for the three months ended September 30, 2000.
99.3 Press release issued by the Corporation on October 19, 2000, with respect
to the declaration of the Corporation's third quarter dividend.
