SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Northern Star Financial, Inc.
(Exact name of registrant as specified in its charter)
Minnesota 41-1912467
(State of incorporation or organization) (I.R.S. Employer Identification No.)
410 Jackson Street, Suite 510
Mankato, Minnesota 56001
(Address of principal executive offices) (Zip Code)
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to
General Instruction A.(c), check the following box. [ ]
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective pursuant to
General Instruction A.(d), check the following box. [ X ]
Securities to be registered pursuant to Section 12(b) of the Act:
None
Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, $0.01 par value
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Item 1. Description of Registrant's Securities to be Registered.
The information called for by this Item 1 is incorporated herein by
reference to the section entitled "Description of the Company's Capital Stock"
in the Prospectus portion of the Registrant's Form SB-1 Registration Statement,
Reg. No. 333-61655.
Item 2. Exhibits.
See Exhibit Index on page following Signatures.
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the Registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
NORTHERN STAR FINANCIAL, INC.
By /s/ Thomas P. Stienessen
Thomas P. Stienessen
Chief Executive Officer
Dated: December 31, 1998
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
EXHIBIT INDEX
TO
FORM 8-A
OF
NORTHERN STAR FINANCIAL, INC.
Exhibit
Number Description
Exhibit 1 - Registrant's Amended and Restated Articles of Incorporation --
incorporated by reference to Exhibit 2.1 to the Registrant's Form
SB-1 Registration Statement, Reg. No. 333-61655.
Exhibit 2 - Registrant's Bylaws -- incorporated by reference to Exhibit 2.2 to
the Registrant's Form SB-1 Registration Statement, Reg. No.
333-61655.
Exhibit 3 - Specimen of Common Stock certificate -- incorporated by reference
to Exhibit 3.3 to the Registrant's Form SB-1 Registration
Statement, Reg. No. 333-61655.
