As filed with the Securities and Exchange Commission on June 9, 1999.
Registration No. 333-61655
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM SB-1
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
NORTHERN STAR FINANCIAL, INC.
(Name of small business issuer in its charter)
Minnesota 6021 41-1912467
(State or other juris- (Primary Standard (I.R.S. Employer
diction of incorporation Industrial Classification Identification
or organization Code Number) Number)
410 Jackson Street, Suite 510
Mankato, Minnesota 56001
(507) 388-4855
(Address and telephone number of principal executive offices and
principal place of business)
Thomas P. Stienessen, Chief Executive Officer
Northern Star Financial, Inc.
410 Jackson Street, Suite 510
Mankato, Minnesota 56001
(507) 388-4855
(Name, address and telephone number of agent for service)
Copies to:
Daniel A. Yarano, Esq. Theodore L. Eissfeldt, Esq.
William K. Sjostrom, Esq. Howard & Howard
Fredrikson & Byron, P.A. 321 Liberty Street, Suite 200
900 Second Avenue South, Suite 1100 Peoria, Illinois 61602
Minneapolis, Minnesota 55402 (309) 672-1483
(612)347-7000
Approximate date of commencement of proposed sale to the public:
Sales were completed on April 1, 1999.
The Registrant hereby amends this Registration Statement on such date or dates
as may be necessary to delay its effective date until the Registrant shall file
a further amendment which specifically states that this Registration Statement
shall thereafter become effective in accordance with Section 8(a) of the
Securities Act of 1933 or until the Registration Statement shall become
effective on such date as the Commission, acting pursuant to said Section 8(a),
may determine.
<PAGE>
This Post-Effective amendment is being filed to de-register 57,400 shares of
Common Stock of Northern Star Financial, Inc. (the "Registrant"). Such shares
were registered under a Registration Statement on Form SB-1, Registration No.
333-61655, in connection with a public offering of up to 329,000 shares of the
Registrant's Common Stock and remained unsold at the termination of the
offering.
SIGNATURES
In accordance with the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form SB-1 and has caused this Post-Effective
Amendment to the Registration Statement to be signed on its behalf by the
undersigned, in the City of Mankato, State of Minnesota, on June 7, 1999.
NORTHERN STAR FINANCIAL, INC.
By /s/ Thomas P. Stienessen
Thomas P. Stienessen, President
and Chief Executive Officer
<PAGE>
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective
Amendment to the Registration Statement has been signed by the following persons
in the capacities and on the dates indicated.
Signature Title
/s/ Thomas P. Stienessen President, Chief Executive Officer
Thomas P. Stienessen and Director (principal executive
officer)
*
Frank Gazzola Chief Financial Officer, Treasurer,
Secretary and Director (principal
accounting and financial officer)
*
Dean Doyscher Director
*
Michael Reynolds Director
*
Thomas Reynolds Director
Robert H. Dittrich Director
Steven A. Loehr Director
/s/ Thomas P. Stienessen Dated: June 7, 1999
*Thomas P. Stienessen, Attorney-in-Fact
