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Previous: IMPLANT SCIENCES CORP, 10QSB, 2000-02-14 |
Next: DRAPER FISHER JURVETSON FUND V LP, SC 13G, 2000-02-14 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended 12/31/1999
-----------------
Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: ING Barings LLC
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Address: 55 East 52nd Street,
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New York, New York 10055
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Form 13F File Number: 28-7338
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The Institutional Investment Manager filing this report and the person by whom
it is signed represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules,
lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Druch
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Title: General Counsel and Compliance Director
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Phone: 212-409-6135
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Signature, Place, and Date of Signing:
/s/ Andrew Druch New York, N.Y. 2/14/2000
- ------------------------------- -------------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are
reported in this report.)
[ ] 13F NOTICE. (Check if no holdings reported are in this report, and all
holdings are reported in this report and a portion are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE> 2
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-
Form 13F Information Table Entry Total: 128
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Form 13F Information Table Value Total: $15,837 (thousands)
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List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE> 3
13F FILING 12/31/99
<TABLE>
<CAPTION>
ISSUER NAME TITLE OF CLASS CUSIP NUMBER SHARES
<S> <C> <C> <C>
Abbott Laboratories Common 002824100 200
Advanta Corp. Common 007942204 2000
Alltel Corp. Common 020039103 2200
Allstate Corp. Common 020002101 900
Allegiance Telecom Inc. Common 01747T102 1000
Amazon.Com Inc. Common 023135106 600
American Express Company Common 025816109 3140
American International Group Common 026874107 2568
American Online Inc. Common 023BSE983 1400
Amgen Inc. Common 031162100 370
Applied Materials Inc. Common 038222105 300
AT&T Corp Common 001957109 3300
AvalonBay Communities Inc. Common 053484101 100
Amli Residential Properties Common 001735109 100
Baker Hughes Inc. Common 057224107 500
Bellsouth Corp. Common 079860102 2000
Berkshire Hathaway Inc. Class B Common 084670207 86
Broadwing Inc. Common 111620100 3000
Bristol Myers Squibb Co. Common 110122108 2955
Carter Wallace Inc. Common 146281010 7200
CBS Corp Common 12490K107 6920
Cendant Corp Common 151313103 11401
Chevron Corp. Common 166751107 17,00
Chubb Corp. Common 171232101 2580
Cisco Systems Inc Common 17275R102 2695
Citigroup Inc. Common 172967101 7865
Citizens Utilities Co-Ser B Common 177342201 26
Coco Cola Co. Common 191216100 1500
Colgate Palmolive Co Common 194162103 4765
Compaq Computer Corp. Common 204493100 7000
Conseco Inc. Common 208464107 2916
Consolidated Stores Corp. Common 210149100 1000
Covad Communications Group Inc. Common 222814204 600
Crescent Real Estate Equities Co. Common 225756105 200
Crown Pacific Partners LP Common 228439105 100
Deere & Co. Common 244199105 600
Dell Computer Corp Common 247025109 1000
Delta & Pine Land Co. Common 247357106 1000
</TABLE>
<TABLE>
<CAPTION>
ISSUER NAME MARKET VALUE INVESTMENT DISCRETION VOTING RIGHTS
--------------------- -------------
(000'S) Sole Shared Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
Abbott Laboratories 7263 X X
Advanta Corp. 28126 X X
Alltel Corp. 181,914 X X
Allstate Corp. 21,600 X X
Allegiance Telecom Inc. 24,000 X X
Amazon.Com Inc. 50,513 X X
American Express Company 522,026 X X
American International Group 277,665 X X
American Online Inc. 105613 X X
Amgen Inc. 22223 X X
Applied Materials Inc. 38006 X X
AT&T Corp 167476 X X
AvalonBay Communities Inc. 3431 X X
Amli Residential Properties 2019 X X
Baker Hughes Inc. 10532 X X
Bellsouth Corp. 93626 X X
Berkshire Hathaway Inc. Class B 157380 X X
Broadwing Inc. 110625 X X
Bristol Myers Squibb Co. 189,677 X X
Carter Wallace Inc. 129,153 X X
CBS Corp 429995 X X
Cendant Corp 302845 X X
Chevron Corp. 147263 X X
Chubb Corp. 145287 X X
Cisco Systems Inc 288703 X X
Citigroup Inc. 422005 X X
Citizens Utilities Co-Ser B 369 X X
Coco Cola Co. 87,375 X X
Colgate Palmolive Co 309725 X X
Compaq Computer Corp. 189443 X X
Conseco Inc. 52124 X X
Consolidated Stores Corp. 16250 X X
Covad Communications Group Inc. 33563 X X
Crescent Real Estate Equities Co. 3675 X X
Crown Pacific Partners LP 1788 X X
Deere & Co. 26025 X X
Dell Computer Corp 51000 X X
Delta & Pine Land Co. 17375 X X
</TABLE>
<PAGE> 4
13F FILING 12/31/99
<TABLE>
<CAPTION>
ISSUER NAME TITLE OF CLASS CUSIP NUMBER SHARES
<S> <C> <C> <C>
Developers Diversified Realty Corp. Common 251591103 200
Dow Chemical Co. Common 260543103 1700
Duke Weeks Realty Corp. Common 264411505 200
Earthlink Network Inc. Common 270321102 500
Eli Lilly & Co. Common 532157108 800
E Spire Communications Inc. Common 269153102 3000
Excel Legacy Corp Common 300665106 500
Executone Information Systems Inc. Common 301607107 2000
Exxon Mobile Corp. Common 30231G102 3400
Fannie Mae Common 313586109 3300
Ford Motor Co. Common 345370100 1700
Freddie Mac Common 313400301 1000
General Electric Co. Common 369604103 5475
Gillete Co. Common 375766102 7930
Globalstar Telecommunications LTD. Common G3930h104 1000
Guidant Corp. Common 401698105 1000
Healtheon/Webmd Corporations Common 422209106 1000
Hewlett Packard Co. Common 428236103 2340
Hilton Hotels Corp. Common 432848109 1000
Home Depot Co. Common 437076102 2705
Household International Inc. Common 441815107 4500
Intel Corp. Common 458140100 6135
International Business Machines Corp. Common 459200101 6930
Interpublic Group Of Cos Inc. Common 460690100 2000
Johnson & Johnson Common 478160104 1700
Koninkluke Philips Common 500472204 460
Lucent Technologies Inc. Common 549463107 5340
Macerich Co. Common 554382101 100
MCI Worldcom Inc. Common 55268B106 2600
McDonalds Corp. Common 580135101 3400
Mead Corp. Common 582834107 3400
Medtronic Inc Common 585055106 6000
Metromedia International Group Common 591695101 15000
Mediconsult Com Inc. Common 58469J100 6500
Micro Therapeutics Inc. Common 59500W100 3000
Merck & Co. Inc. Common 589331107 3400
Microsoft Corp Common 594918104 2670
Mindspring Enterprises Inc. Common 602683104 900
Minnesota Mining & MFG Co. Common 604059105 1700
Modis Professional SVCS Inc. Common 607830106 100
</TABLE>
<TABLE>
<CAPTION>
ISSUER NAME MARKET VALUE INVESTMENT DISCRETION VOTING RIGHTS
--------------------- -------------
(000'S) Sole Shared Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
Developers Diversified Realty Corp. 2575 X X
Dow Chemical Co. 227,163 X X
Duke Weeks Realty Corp. 3,900 X X
Earthlink Network Inc. 21,250 X X
Eli Lilly & Co. 53200 X X
E Spire Communications Inc. 17439 X X
Excel Legacy Corp 1657 X X
Executone Information Systems Inc. 10876 X X
Exxon Mobile Corp. 273,914 X X
Fannie Mae 206,045 X X
Ford Motor Co. 90,845 X X
Freddie Mac 47063 X X
General Electric Co. 838,748 X X
Gillete Co. 326,621 X X
Globalstar Telecommunications LTD. 44,000 X X
Guidant Corp. 47000 X X
Healtheon/Webmd Corporations 37500 X X
Hewlett Packard Co. 262,762 X X
Hilton Hotels Corp. 9625 X X
Home Depot Co. 185463 X X
Household International Inc. 167625 X X
Intel Corp. 504,991 X X
International Business Machines Corp. 748,440 X X
Interpublic Group Of Cos Inc. 115376 X X
Johnson & Johnson 158313 X X
Koninkluke Philips 62100 X X
Lucent Technologies Inc. 399503 X X
Macerich Co. 2081 X X
MCI Worldcom Inc. 137963 X X
McDonalds Corp. 137064 X X
Mead Corp. 147689 X X
Medtronic Inc 218628 X X
Metromedia International Group 261378 X X
Mediconsult Com Inc. 40625 X X
Micro Therapeutics Inc. 23064 X X
Merck & Co. Inc. 228014 X X
Microsoft Corp 305852 X X
Mindspring Enterprises Inc. 23765 X X
Minnesota Mining & MFG Co. 166388 X X
Modis Professional SVCS Inc. 1425 X X
</TABLE>
<PAGE> 5
13F FILING 12/31/99
<TABLE>
<CAPTION>
ISSUER NAME TITLE OF CLASS CUSIP NUMBER SHARES
<S> <C> <C> <C>
Motorola Inc. Common 620076109 2200
Nabisco Group Hldg Corp. Common 62952P102 200
Nortel Networks Corp. Common 656569100 3965
Nokia Corp. Common 654902204 2000
Omnicom Group Inc. Common 681919106 500
Oracle Corp. Common 68389X105 1825
PRI Automation Inc. Common 69357H106 1000
Paine Webber Group Inc. Common 695629105 3300
Parkplace Entertainment Corp. Common 70069100 1000
Phillip Morris Companies Inc. Common 718154AT4020 200
Plains All American Pipeline Common 726503105 3000
Premiere Netconnections Inc. Common 74058F102 500
Proctor & Gamble Co. Common 742718109 3400
Progressive Corp. Common 743315103 300
Qwest Communciations International Inc. Common 799121109 1500
Reliastar Financial Corp. Common 7595V103 680
Rhythms Netconnections Inc. Common 762430205 700
Robotics Vision Systems Inc. Common 771074101 1000
Royal KPN Nederland NV Common 780641205 1000
Salem Communications Corp. Del Common 794093104 1500
Sea Containers Ltd. Class A Common 811371707 1000
Sector SPDR Trust (XLK) Common 81369Y803 200
Sirius Satellite Radio Inc. Common 82966U103 1000
Southern Co. Common 84587107 400
Southtrust Corp. Common 844730101 750
Standard & Poors Depository Common 78462F103 40
Star Gas Partnerships LP Common 85512C105 2500
Starmedia Network Inc. Common 855546107 600
Symbol Technologies Inc. Common 8710508107 2000
Summit Bancorp. Common 866005101 500
TCI Satellite Entertainment Class A Common 872298104 100
Telecominicaoes Brasileiras (TBH) Common 879287308 200
Teva Pharmaceutical Common 881624209 3200
Texas Instruments Common 882508104 2395
Time Warner Inc. Common 887315109 1000
TNT Post Groep NV Common 888742103 1000
United Parcel SVC Inc. Class B Common 911312106 500
USX-Marathon Group Common 902905827 1200
United Technologies Corp. Common 913017109 3840
Valley National Bancorp Common 919794107 1000
</TABLE>
<TABLE>
<CAPTION>
ISSUER NAME MARKET VALUE INVESTMENT DISCRETION VOTING RIGHTS
--------------------- -------------
(000'S) Sole Shared Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
Motorola Inc. 323951 X X
Nabisco Group Hldg Corp. 2125 X X
Nortel Networks Corp. 402,040 X X
Nokia Corp. 380000 X X
Omnicom Group Inc. 50000 X X
Oracle Corp. 196,670 X X
PRI Automation Inc. 67,125 X X
Paine Webber Group Inc. 128083 X X
Parkplace Entertainment Corp. 12500 X X
Phillip Morris Companies Inc. 4638 X X
Plains All American Pipeline 39000 X X
Premiere Netconnections Inc. 3500 X X
Proctor & Gamble Co. 372514 X X
Progressive Corp. 21938 X X
Qwest Communciations International Inc. 64500 X X
Reliastar Financial Corp. 30380 X X
Rhythms Netconnections Inc. 21700 X X
Robotics Vision Systems Inc. 9250 X X
Royal KPN Nederland NV 96125 X X
Salem Communications Corp. Del 33938 X X
Sea Containers Ltd. Class A 26625 X X
Sector SPDR Trust (XLK) 7765 X X
Sirius Satellite Radio Inc. 44500 X X
Southern Co. 9400 X X
Southtrust Corp. 28360 X X
Standard & Poors Depository 5875 X X
Star Gas Partnerships LP 33125 X X
Starmedia Network Inc. 24038 X X
Symbol Technologies Inc. 127126 X X
Summit Bancorp. 660 X X
TCI Satellite Entertainment Class A 1600 X X
Telecominicaoes Brasileiras (TBH) 25700 X X
Teva Pharmaceutical 212965 X X
Texas Instruments 232,015 X X
Time Warner Inc. 72438 X X
TNT Post Groep NV 28625 X X
United Parcel SVC Inc. Class B 34500 X X
USX-Marathon Group 29626 X X
United Technologies Corp. 249,600 X X
Valley National Bancorp 28,000 X X
</TABLE>
<PAGE> 6
13F FILING 12/31/99
<TABLE>
<CAPTION>
ISSUER NAME TITLE OF CLASS CUSIP NUMBER SHARES
<S> <C> <C> <C>
Vitesse Semiconductor Corp. Common 928497106 500
Viacom Inc. Class B Common 925524308 1000
Wal-Mart Stores Inc. Common 931142103 5330
Walt Disney Co. Holding Co. Common 254687106 13210
Warner-Lambert Co. Common 934488107 600
Webvan Group Inc. Common 94845V103 1500
Williams Companies Common 969457100 6625
ZI Corporation Common 988918108 500
</TABLE>
<TABLE>
<CAPTION>
ISSUER NAME MARKET VALUE INVESTMENT DISCRETION VOTING RIGHTS
--------------------- -------------
(000'S) Sole Shared Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
Vitesse Semiconductor Corp. 26,219 X X
Viacom Inc. Class B 60,438 X X
Wal-Mart Stores Inc. 368,437 X X
Walt Disney Co. Holding Co. 386,393 X X
Warner-Lambert Co. 49163 X X
Webvan Group Inc. 24750 X X
Williams Companies 202786 X X
ZI Corporation 10500 X X
</TABLE>
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