UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the calendar year or quarter ended: September 30, 1999
Institutional Investment Manager Filing this Report:
Name: Pecks Management Partners Ltd.
Address: One Rockefeller Plaza, Suite 900
New York, NY 10020
13F File Number: 28-7336
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and it is understood that all required items, statements, schedules,
lists, and tables are considered integral parts of this form.
Person Signing this report on Behalf of Reporting Manager:
Name: Robert J. Cresci
Title: Principal
Phone: (212) 332-1333
Signature, Place, and Date of Signing:
Robert J. Cresci New York, New York November 3, 1999
Report Type:
13F Holdings Report
Include below the name and 13F file numbers of ALL Institutional Investment
Managers:
None
I am signing this report as required by the Securities and Exchange Act of 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 69
Form 13F Information Table Value Total: $97,943,000
List of other included Managers:
No. 13F File Number Name
01 28-7336 Pecks Management Partners Ltd.
<PAGE
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Action Performance Co Inc CSN CONV 004933aa5 320 490000 PRN SOLE 490000
Action Performance Co Inc CSN CONV 004933ab3 1005 1540000 PRN SOLE 1540000
Affiliated Computer Services C CONV 008190ac4 621 550000 PRN SOLE 550000
Affiliated Computer Services C CONV 008190ad2 904 800000 PRN SOLE 800000
Ameritrade Holdings Inc CSD 14 CONV 03072haa7 1186 1600000 PRN SOLE 1600000
Beyond.com Corp CSN 144R CONV 83403eaa6 197 230000 PRN SOLE 230000
Carematrix Corp CSN 144R CONV 141706aa9 126 280000 PRN SOLE 280000
Carematrix Corp CSN Reg'd CONV 141706ac5 360 800000 PRN SOLE 800000
Central Garden & Pet Co CSN 14 CONV 153527aa4 63 90000 PRN SOLE 90000
Central Garden & Pet Co CSN Re CONV 153527ac0 1098 1560000 PRN SOLE 1560000
Conexant Sys Inc CSN 144R CONV 207142aa8 1655 965000 PRN SOLE 965000
Financial Federal Corp CSN CONV 317492ac0 1779 2075000 PRN SOLE 2075000
Fuisz Technologies Ltd CSN 144 CONV 359536aa7 1115 1150000 PRN SOLE 1150000
Fuisz Technologies Ltd CSN Reg CONV 359536ab5 388 400000 PRN SOLE 400000
HNC Software Inc CSN CONV 40425paa5 1809 1615000 PRN SOLE 1615000
Healthcare Realty Trust Disc C CONV 421946aa2 775 870000 PRN SOLE 870000
LSI Logic Corp CSN 144R CONV 502161ab8 1991 1120000 PRN SOLE 1120000
Mindspring Enterprises Inc CSN CONV 602683aa2 2059 2215000 PRN SOLE 2215000
National Data Corp CSN CONV 635621aa3 637 750000 PRN SOLE 750000
North American Vaccine Inc CSN CONV 657201aa7 373 800000 PRN SOLE 800000
North American Vaccine Inc CSN CONV 657201ac3 140 300000 PRN SOLE 300000
Orbital Sciences Corp CSN 144R CONV 685564ab2 222 250000 PRN SOLE 250000
Orbital Sciences Corp CSN Reg' CONV 685564ac0 1357 1525000 PRN SOLE 1525000
Personnel Group of America Inc CONV 715338ac3 130 180000 PRN SOLE 180000
Personnel Group of America Inc CONV 715338ae9 1604 2220000 PRN SOLE 2220000
Reptron Electronics Inc CSN Re CONV 76026waa7 307 615000 PRN SOLE 615000
SPACEHAB Inc CSN 144R CONV 846243aa1 337 435000 PRN SOLE 435000
SPACEHAB Inc CSN Reg'd CONV 846243ac7 686 885000 PRN SOLE 885000
Seacor Holdings Inc CSD CONV 811904ae1 805 830000 PRN SOLE 830000
Sepracor Inc CSN 144R CONV 817315af1 1094 1175000 PRN SOLE 1175000
Speedway MotorSports Inc CSD CONV 847788ac0 1217 825000 PRN SOLE 825000
Sportsline USA Inc CSN 144R CONV 848934aa3 617 805000 PRN SOLE 805000
Sunterra (Signature Resorts) I CONV 82668baa4 1635 2525000 PRN SOLE 2525000
Systems & Computer Tech Corp C CONV 871873ab1 835 1070000 PRN SOLE 1070000
Wind River Systems Inc CSD 144 CONV 973149aa5 765 835000 PRN SOLE 835000
Wind River Systems Inc CSD Reg CONV 973149ac1 604 660000 PRN SOLE 660000
Sanmina Corp CSN 144A CONV 800907aa5 1864 1670000 PRN SOLE 1670000
Siebel Systems Inc CSN 144A CONV 826170aa0 727 750000 PRN SOLE 750000
Thermo Fibertek CSD 144A CONV 88355waa3 1501 1790000 PRN SOLE 1790000
Continucare Corp CSN 144R CONV 212172aa8 5400 13500000 PRN SOLE 13500000
Arcadia Financial Ltd Common S COM 681593109 3447 799387.000SH SOLE 799387.000
Castle Dental Centers Inc Comm COM 14844p105 2568 913243.000SH SOLE 913243.000
FPE Holding Inc Common Stock COM 303712905 9761 2789.000 SH SOLE 2789.000
Film Roman Inc Common Stock COM 317234102 3288 1168971.000SH SOLE 1168971.000
Hitox Corporation Common Stock COM 433658101 206 100000.000SH SOLE 100000.000
JFAX Communications Inc Common COM 477366108 10972 2207698.000SH SOLE 2207698.000
ONIX Systems Inc Common Stock COM 67088g108 1171 210525.333SH SOLE 210525.333
Page America Group Inc Common COM 695465302 0 152156.000SH SOLE 152156.000
Source Media Inc Common Stock COM 836153304 4676 519510.000SH SOLE 519510.000
Alkermes Inc $3.25 Cvt Pfd Stk PFD 01642t207 890 15900 SH SOLE 15900
Alkermes Inc $3.25 Cvt Pfd Stk PFD 01642t405 280 5000 SH SOLE 5000
Avado Fing I $3.50 Ser A Cvt P PFD 05336Q205 409 13700 SH SOLE 13700
Cellnet Data Systems 7.00% Exc PFD 150945202 317 33350 SH SOLE 33350
Devon Fin Trust 6.50% Trst Cvt PFD 251910204 660 9650 SH SOLE 9650
Devon Fin Trust 6.50% Trst Cvt PFD 251910402 1251 18275 SH SOLE 18275
Hybridon Inc 6.50% SerA Cvt Pf PFD 44860m884 2247 224735 SH SOLE 224735
IXC Comm Inc 6.75% Cum Cvt Pfd PFD 450713870 763 18500 SH SOLE 18500
IXC Comm Inc 6.75% Cum Cvt Pfd PFD 450713847 728 17650 SH SOLE 17650
Innkeepers USA 8.625% SerA Cvt PFD 4576j0302 1686 99200 SH SOLE 99200
McLeod USA Inc 6.75% Ser A Cum PFD 582266201 1819 4600 SH SOLE 4600
New Plan Excel Realty Trust 8. PFD 648053205 1405 60100 SH SOLE 60100
Newfield Financial Trust 6.50% PFD 651291205 1579 28800 SH SOLE 28800
Nextlink Comm Inc 6.50% CPS 3/ PFD 65333h863 244 2000 SH SOLE 2000
PSINet Inc 6.75% Series C Cum PFD 74437c309 1235 30980 SH SOLE 30980
Pogo Trust I 6.50% Ser A Cum C PFD 73044p208 1768 33600 SH SOLE 33600
Sinclair Bcasting Group $3.00 PFD 829226505 1559 46530 SH SOLE 46530
US Restaurant Prop Inc $1.93 S PFD 902971209 1199 68500 SH SOLE 68500
Verio Inc 6.75% Ser A Cvt Pfd PFD 923433304 986 23200 SH SOLE 23200
Intellicorp Inc Common Stock COM 458153103 517 282924 SH SOLE 282924
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