UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Seth Tobias
Address: 153 East 53rd Street
Suite 4801
New York, NY 10022
Form 13F File Number: 28-________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seth Tobias
Title: Manager
Phone: 212-521-5050
Signature, Place, and Date of Signing:
/s/ S. Tobias New York, NY 2-11-99
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 126
Form 13F Information Table Value Total: $380,870
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
SETH TOBIAS, MANAGER
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: MARCH 31, 2000
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FORM 13F-HR
qtr ending 3/31/99
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8
- -------------------------- -------------- ---------- ----------- ------------------ ------------- ----- --------------
VALUE SHRS OR SH/ PUT/ INV. DISCR. VOT AUTHOR.
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL SOLE SHRD OTH MGR SOLE SHRD NONE
<S> <C> <C> <C> <C> <C> <C> <C>
Agilent Technologies Inc COMMON 00846U101 2288 22000 SH x 22000
Agency.com OTC IS 008447104 1601 60000 SH x 60000
Adobe Systems Inc. OTC IS 00724F101 5566 50000 SH x 50000
Aether syst OTC IS 00808V105 726 4000 SH x 4000
Affymetr Inc. OTC IS 00826T108 2227 15000 SH x 15000
Apria Healthcare Group Inc. COMMON 037933108 2457 170200 SH x 170200
American Home Products COMMON 026609107 2634 49000 SH x 49000
Standard Aotumotive COMMON 853097103 384 55900 SH x 55900
Amgen OTC IS 031162100 276 4500 SH x 4500
Applied Materials Inc. OTC IS 038222105 236 2500 SH x 2500
Atmel Corp. OTC IS 049513104 2246 43500 SH x 43500
Avista Corp. COMMON 05379B107 5542 136000 SH x 136000
American Express Co COMMON 025816109 2979 20000 SH x 20000
Biotech Holders Tr. COMMON 09067D201 2543 15000 SH x 15000
Bell Atlantic Corp. COMMON 077853109 306 5000 SH x 5000
Boston Scientific Corp. COMMON 101137107 2611 122500 SH x 122500
Anheuser Busch Companies COMMON 035229103 12761 205000 SH x 205000
Citigroup Inc. COMMON 172967101 6886 115000 SH x 115000
American Nation Can Group COMMON 027714104 1719 131000 SH x 131000
Caterpillar Inc. COMMON 149123101 2169 55000 SH x 55000
Creative Biomolecules Inc. OTC IS 225270107 693 70000 SH x 70000
C-Cor Electronic OTC IS 125010108 221 4500 SH x 4500
Clear Channel Comm. COMMON 184502102 2763 40000 SH x 40000
Cendant Corp. COMMON 151313103 7400 400000 SH x 400000
Clorox Co COMMON 189054109 990 30000 SH x 30000
Champion International COMMON 158525105 2130 40000 SH x 40000
Chase Manhattan Corp COMMON 16161A108 2136 24500 SH x 24500
C-cube Microsystems Inc. OTC IS 12501N108 1496 52500 SH x 52500
E I Du Pont De Nemours COMMON 263534109 1853 35000 SH x 35000
Dell Computer OTC IS 247025109 5394 100000 SH x 100000
Diamond Offshore COMMON 25271C102 879 22000 SH x 22000
Datastream Systems Inc. OTC IS 238124101 1595 55000 SH x 55000
Digitas Inc. OTC IS 25388K104 3190 130200 SH x 130200
Dura Pharmaceuticals Inc OTC IS 26632S109 2093 170000 SH x 170000
National Info Consortium OTC IS 636491102 1956 56300 SH x 56300
Enron Corp. COMMON 293561106 3070 41000 SH x 41000
Ericsson LM Tel Co. ADR cl B OTC IS 294821400 117 5000 SH x 5000
ESS Technology Inc OTC IS 269151106 1488 85000 SH x 85000
Ensco International Inc. COMMON 26874Q100 1084 30000 SH x 30000
R&B Falcon Corp COMMON 74912E101 3248 165000 SH x 165000
Flag Telecom Holdings Ltd OTC IS G3529L102 2941 130000 SH x 130000
Data Capital SA COMMON P30026101 690 900000 SH x 900000
Global Crossing Ltd OTC IS G3921A100 7164 175000 SH x 175000
Genus Inc. OTC IS 372461103 450 100000 SH x 100000
General Electric Co COMMON 369604103 1868 12000 SH x 12000
General Motors Corp COMMON 370442105 47617 575000 SH x 575000
General Magic Inc OTC IS 370253106 509 57000 SH x 57000
General Motors Cl. H COMMON 370442832 11703 94000 SH x 94000
Gemstar Int'l OTC IS G3788V106 1978 23000 SH x 23000
Georgia Pacific Corp COMMON 373298108 2730 69000 SH x 69000
Grey Wolf Inc. COMMON 397888108 788 200000 SH x 200000
GTE Corporation COMMON 362320103 10650 150000 SH x 150000
Halliburton Co COMMON 406216101 2056 50000 SH x 50000
Hathaway Corp. OTC IS 419011101 89 10500 SH x 10500
Healthaxis Inc. OTC IS 42219D100 985 68500 SH x 68500
Homeseekers.com-pvt place OTC IS 437605108 2306 150000 SH x 150000
IBIS Technology Corp. OTC IS 450909106 2502 27800 SH x 27800
Incyte Pharmaceuticals Inc OTC IS 45337C102 437 5000 SH x 5000
Informix Corp. OTC IS 456779107 2202 130000 SH x 130000
International Paper COMMON 460146103 1710 40000 SH x 40000
Intertan Inc. COMMON 461120107 1203 87500 SH x 87500
Jagnotes.com Inc. OTC IS 47008C106 155 31000 SH x 31000
Jagnotes.Com Inc. pvt. P OTC IS 47008C106 1637 327400 SH x 327400
Johnson & Johnson COMMON 478160104 3513 50000 SH x 50000
Jones Apparel Group Inc. COMMON 480074103 1170 37000 SH x 37000
Kansas City Power & LT COMMON 485134100 725 25000 SH x 25000
Kinder Morgan COMMON 49455P101 690 20000 SH x 20000
Kroger Co. COMMON 501044101 1458 83000 SH x 83000
Eli Liily & Co. COMMON 532457108 27560 44000 SH x 44000
Lousiana Pacific Corp COMMON 546347105 319 23000 SH x 23000
LSI Logic Corp. COMMON 502151102 3377 46500 SH x 46500
***MG COMMON G6073H104 435 100000 SH x 100000
Mattel Inc. COMMON 577081102 105 10000 SH x 10000
Mellon Financial Corp. COMMON 58551A108 446 15000 SH x 15000
Merrill Lynch COMMON 590188108 4200 40000 SH x 40000
Monsanto Co COMMON 611662107 180 35000 SH x 35000
Motorola Inc. COMMON 620076109 4015 27500 SH x 27500
Merck & Co. COMMON 589331107 4038 65000 SH x 65000
Microsoft corp. COMMON 594918104 4675 44000 SH x 44000
Montana Power Co. COMMON 612085100 2720 42500 SH x 42500
Morgan Stanley Dean Witt COMMON 617446448 622 7500 SH x 7500
Micron Technology Inc. COMMON 595112103 315 2500 SH x 2500
Network Associates Inc. OTC IS 640938106 7740 240000 SH x 240000
Nextel Communications Inc. OTC IS 65332V103 8747 59000 SH x 59000
Nextel Partners Inc. OTC IS 65333F107 2320 80000 SH x 80000
Banc One Corp. COMMON 06423A103 345 10000 SH x 10000
Priceline.com Inc. OTC IS 741503106 1560 19500 SH x 19500
Phelps Dodge Corp. COMMON 717265102 3316 70000 SH x 70000
Protien Design Labs OTC IS 74369L103 461 5800 SH x 5800
Pepsico Inc. COMMON 713448108 3052 87500 SH x 87500
Procter & Gamble Co. COMMON 742718109 2825 50000 SH x 50000
Phone.com Inc. OTC IS 71920Q100 1305 8000 SH x 8000
Pier 1 imports Inc. COMMON 720279108 103 10000 SH x 10000
Qwest Communications COMMON 749121109 960 20000 SH x 20000
Research in Motion Ltd. OTC IS 760975102 639 6000 SH x 6000
Royal Olympic Cruise Lines OTC IS 780636106 601 218400 SH x 218400
Save.com-pvt placement 1000 400000 SH x 400000
Secure Computing OTC IS 813705100 1488 87500 SH x 87500
Smith International inc. COMMON 832110100 1550 20000 SH x 20000
Schering Plouh Corp. COMMON 806605101 2190 59000 SH x 59000
Skyepharma Plc. OTC IS 830808101 391 22000 SH x 22000
Silicon Storage Technolo OTC IS 827057100 2955 40000 SH x 40000
Star Tel OTC IS 854923109 900 150000 SH x 150000
Sun Microsystems Inc. OTC IS 866810104 796 8500 SH x 8500
AT&T Corp. COMMON 001957109 3660 65000 SH x 65000
Tel-Save Holdings OTC IS 874264104 800 50000 SH x 50000
Theragenics Corp. OTC IS 883375107 936 70000 SH x 70000
Tellabs Inc. OTC IS 879664100 1890 30000 SH x 30000
Time Warner Inc. COMMON 887315109 1250 12500 SH x 12500
Tumbleweed Communication OTC IS 899690101 11575 99200 SH x 99200
Titan Corp. COMMON 888266103 3315 65000 SH x 65000
Tosco Corp COMMON 891490302 919 30000 SH x 30000
Crown Castle Intl Corp. OTC IS 228227104 3314 87500 SH x 87500
Tyco International COMMON 902124106 4662 93000 SH x 93000
Vanguard Tech. Pfd. Series pvt placement 1100 2707549 SH x 2707549
United Parcel Service Inc. COMMON 911312106 3150 50000 SH x 50000
UTStarcom Inc. OTC IS 918076100 5464 70000 SH x 70000
Varitek Inds. Inc. OTC IS 922246103 10 10000 SH x 10000
Voicestream Wireless Corp. OTC IS 928615103 1610 12500 SH x 12500
World Access OTC IS 98141A101 765 40000 SH x 40000
Well Fargo & Co. COMMON 949746101 3566 87500 SH x 87500
Warner Lambert Co. COMMON 934488107 6740 69000 SH x 69000
Williams Companies COMMON 969457100 1538 35000 SH x 35000
Weyerhauser Co COMMON 962166104 3705 65000 SH x 65000
Xerox Corp. COMMON 984121103 3770 145000 SH x 145000
Xyan Cv. Pfd.-rest-pvt 5001 3334 SH x 3334
380870
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