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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Amendment No. 1)
Under the Securities Exchange Act of 1934
LENNOX INTERNATIONAL INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
526107 10 7
(CUSIP Number)
Richard W. Booth, c/o Carl E. Edwards, Jr.,
2140 Lake Park Blvd., Richardson, Texas 75080
(972) 497-5000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 1, 2000
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. [ ]
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CUSIP No. 526107 10 7
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(1) Names of Reporting Persons I.R.S. Identification Nos. of Above
Persons (entities only)
Richard W. Booth
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ X ]
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(3) SEC Use Only
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(4) Source of Funds
PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e)
[ ]
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(6) Citizenship or Place of Organization
United States Citizen
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Number of Shares (7) Sole Voting Power. 889,886 shares
Bene-ficially Owned ----------------------------------------------------------
by Each Reporting (8) Shared Voting Power 2,089,697 shares
Person With ----------------------------------------------------------
(9) Sole Dispositive Power 889,886 shares
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(10) Shares Dispositive Power 2,089,697 shares
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(11) Aggregate Amount Beneficially Owned by Each
Reporting Person
2,979,583 shares
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(12) Check if the Aggregate Amount in Row (11) Excludes
Certain Shares [ ]
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(13) Percent of Class Represented by Amount in Row (11)
5.4%
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(14) Type of Reporting Person (See Instructions)
IN
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STATEMENT ON SCHEDULE 13G
Richard W. Booth hereby amends and supplements his Statement on Schedule
13D as originally filed on August 12, 1999 (the "Original Statement"), with
respect to common stock, par value $.01 per share (the "Common Stock"), of
Lennox International Inc., a Delaware corporation (the "Company"). Unless
otherwise indicated, each capitalized term used but not defined herein shall
have the meaning assigned to such term in the Original Statement.
Item 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 of the Original Statement is hereby amended and supplemented as
follows:
(a) As of November 1, 2000, Mr. Booth beneficially owned an
aggregate of 2,979,583 shares of Common Stock, constituting
approximately 5.4% of the outstanding shares of Common Stock.
(b) Mr. Booth directly beneficially owns 709,280 shares of Common
Stock, constituting approximately 1.3% of the outstanding shares of
Common Stock. Mr. Booth has the sole power to dispose of and vote such
shares. Mr. Booth is deemed to directly beneficially own an aggregate
of 128,136 shares of Common Stock subject to options previously
granted by the Company that are currently exercisable. Such shares
represent approximately 0.2% of the outstanding shares of Common
Stock. In the event Mr. Booth exercises such options, he will have
sole power to vote and dispose of the shares issued upon such
exercise.
Mr. Booth may be deemed to indirectly beneficially own
2,036,364 shares of Common Stock owned by the Trusts for the benefit
of Anne Zink (the "A.Z. Trusts"). Mr. Booth is a co-trustee of the A.Z.
Trusts and in such capacity shares the power to dispose of and vote
the Shares held by the A.Z. Trusts. The shares of Common Stock owned by
the A. Z. Trusts represent approximately 3.7% of the outstanding shares
of Common Stock.
Mr. Booth may be deemed to indirectly beneficially own 52,470
shares of Common Stock owned by the Anderson GST Exempt Trust for the
benefit of David H. Anderson. Mr. Booth is the sole trustee of the
Trust and in such capacity has the power to dispose of and vote the
Shares held by the Trust. The shares of Common Stock owned by the Trust
represents less than .1% of the outstanding shares of Common Stock.
Mr. Booth may be deemed to indirectly beneficially own 53,333
shares of Common Stock owned by the Richard W. Booth and Anne Booth
Charitable Remainder Unitrust ("Charitable Remainder Trust"). Mr. Booth
is a co-trustee of the Charitable Remainder Trust and in such capacity
shares the power to dispose of and vote the Shares held by the
Charitable Remainder Trust. The shares of Common Stock owned by the
Charitable Remainder Trust represents less than .1% of the outstanding
shares of Common Stock.
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(c) On December 10, 1999, Mr. Booth resigned as trustee of the R.B.
Trusts for the benefit of Richard W. Booth and, therefore, no longer has
the capacity to dispose of or vote the 2,029,731 shares of Common Stock
held by such Trusts. In December 1999, options for an additional 10,986
shares of Common Stock were either granted or vested. Since the filing of
the Original Statement, Mr. Booth has received quarterly payments in
shares of Common Stock for serving as a director of the Company totaling
795 shares.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: November 18, 2000
/s/ Richard W. Booth
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Richard W. Booth
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