United States
Securities and Exchange Commission
Washington, DC 20549
FORM 13F COVER PAGE
Report for the Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one.):
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: UBS AG, New York Branch
Address: 10 E. 50th Street
New York, New York 10022
13F File Number: 28-7344
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on behalf of Reporting Manager:
Name: Janet R. Zimmer
Title: Executive Director
Phone: (203) 719-8960
Signature, Place, and Date of Signing:
/s/ Janet R. Zimmer
Janet R. Zimmer New York, New York August 15, 2000
Report Type (Check only one.):
[ x] 13F Holdings Report.
[ ] 13F Notice
[ ] 13F Combination Report.
List of Other Managers Reporting for this Manager:
NONE
<PAGE>
Report Summary
Number of Other Included Managers:
Form 13F Information Table Entry Total: 80
Form 13F Information Table Value Total: 273,794
Pursuant to Regulation 240.24b-2(b) of the Securities
Exchange Act of 1934, please be advised that UBS AG, New
York Branch and Warburg Dillon Read LLC, one of the
institutional investment managers with respect to which
this schedule is filed, has omitted and filed separately
with the Commission a portion of this Report for which it
has requested confidential treatment.
List of Other Included Managers:
Provide a numbered list of the name (s) and Form 13F file
number(s) of all institutional investment managers with
respect to which this report is filed, other than the
manager filing this report.
[If there are no entries in this list, state "NONE" and
omit the column headings and list entries.]
<TABLE>
<CAPTION> <C> <C>
ISSUER
ISSUE
CUSIP
MARKET
QUANTITY
INVESTMENT
OTHER
VOTING
VALUE
DISCRETION
MGR
AUTHORITY
ABBOTT LABS
COM
002824100
891
20,000
SOLE
N/A
NONE
ADVANCED MICRO
COM
007903107
338
4,370
SOLE
N/A
NONE
AEGON NV
ORD AMER REG
007924103
605
16,980
SOLE
N/A
NONE
AFLAC INCORPORATED
COM
001055102
586
12,746
SOLE
N/A
NONE
ALLERGAN INC
COM
018490102
229
3,076
SOLE
N/A
NONE
ALLTEL CORP
COM
020039103
577
9,315
SOLE
N/A
NONE
AMERICA ONLINE INC DEL
COM
02364J104
896
17,005
SOLE
N/A
NONE
AMERICAN EXPRESS CO
COM
025816109
901
17,290
SOLE
N/A
NONE
AMERICAN INTL GROUP INC
COM
026874107
1,193
10,154
SOLE
N/A
NONE
AMGEN INC
COM
031162100
831
11,830
SOLE
N/A
NONE
ANHEUSER BUSCH COS INC
COM
035229103
726
9,720
SOLE
N/A
NONE
APPLIED MATERIALS INC
COM
038222105
363
4,000
SOLE
N/A
NONE
AT&T CORP
COM
001957109
859
27,463
SOLE
N/A
NONE
AT&T CORP
COM LIB GRP A
001957208
1,022
42,155
SOLE
N/A
NONE
AVON PRODUCTS INC
COM
054303102
418
9,395
SOLE
N/A
NONE
BAXTER INTERNATIONAL INC
COM
071813109
11,094
157,783
SOLE
N/A
NONE
BOEING CO
COM
097023105
1,015
24,280
SOLE
N/A
NONE
BP AMOCO PLC
COM
055622104
445
7,871
SOLE
N/A
NONE
BRISTOL MYERS SQUIBB CO
COM
110122108
326
5,600
SOLE
N/A
NONE
BURLINGTON NORTHERN
COM
12189T104
11,203
488,445
SOLE
N/A
NONE
CIGNA CORP
COM
125509109
9,642
103,122
SOLE
N/A
NONE
CISCO SYSTEMS
COM
17275R102
2,666
41,950
SOLE
N/A
NONE
CITIGROUP INC
COM
172967101
3,002
49,820
SOLE
N/A
NONE
COMPAQ COMPUTER CORP
COM
204493100
7,547
295,220
SOLE
N/A
NONE
COMPUWARE CORP
COM
205638109
3,083
297,128
SOLE
N/A
NONE
DELL COMPUTER CORP
COM
247025109
3,775
76,560
SOLE
N/A
NONE
DISNEY WALT CO
COM DISNEY
254687106
345
8,890
SOLE
N/A
NONE
DOMINION RESOURCES
COM
25746U109
5,756
134,245
SOLE
N/A
NONE
DU PONT E I DE NEMOURS
COM
263534109
2,641
60,355
SOLE
N/A
NONE
ELECTRONIC DATA SYSTEMS
COM
285661104
7,924
192,108
SOLE
N/A
NONE
EMERSON ELEC CO
COM
291011104
6,573
108,875
SOLE
N/A
NONE
EXXON MOBIL CORPORATION
COM
30231G102
5,274
67,183
SOLE
N/A
NONE
FEDERATED DEPT STORES
COM
31410H101
3,144
93,160
SOLE
N/A
NONE
FEDEX CORPORATION
COM
31428X106
11,507
302,814
SOLE
N/A
NONE
FIRST DATA CORPORATION
COM
319963104
6,466
130,288
SOLE
N/A
NONE
FLEETBOSTON FINANCIAL
COM
339030108
5,164
151,876
SOLE
N/A
NONE
FORD MTR CO DEL
COM
345370100
215
5,000
SOLE
N/A
NONE
GAP INC DEL
COM
364760108
693
22,175
SOLE
N/A
NONE
GENERAL ELECTRIC CORP
COM
369604103
7,297
137,680
SOLE
N/A
NONE
GUIDANT CORP
COM
401698105
913
18,445
SOLE
N/A
NONE
HOUSEHOLD INTL INC
COM
441815107
7,968
191,718
SOLE
N/A
NONE
ILLINOIS TOOL WORKS INC
COM
452308109
6,980
122,455
SOLE
N/A
NONE
INTEL CORP
COM
458140100
4,569
34,180
SOLE
N/A
NONE
IBM
COM
459200101
2,224
20,296
SOLE
N/A
NONE
JOHNSON & JOHNSON
COM
478160104
9,913
97,310
SOLE
N/A
NONE
KIMBERLY CLARK CORP
COM
494368103
9,435
164,446
SOLE
N/A
NONE
LUCENT TECHNOLOGIES INC
COM
549463107
1,600
27,005
SOLE
N/A
NONE
MASCO CORP
COM
574599106
5,789
320,492
SOLE
N/A
NONE
MATTEL INC
COM
577081102
2,919
221,332
SOLE
N/A
NONE
MCDONALDS CORP
COM
580135101
992
30,125
SOLE
N/A
NONE
MERCK & CO INC
COM
589331107
1,139
14,870
SOLE
N/A
NONE
MERRILL LYNCH & CO INC
COM
590188108
1,281
11,140
SOLE
N/A
NONE
MICROSOFT CORPORATION
COM
594918104
5,037
62,960
SOLE
N/A
NONE
MORGAN J P & CO INC
COM
616880100
381
3,460
SOLE
N/A
NONE
MOTOROLA INC
COM
620076109
553
19,011
SOLE
N/A
NONE
NASDAQ-100 TR
UNIT SER 1
631100104
2,250
24,150
SOLE
N/A
NONE
NEW YORK TIMES CO
CLASS A
650111107
2,128
53,862
SOLE
N/A
NONE
NEWELL RUBBERMAID INC
COM
651229106
3,558
138,193
SOLE
N/A
NONE
ORACLE CORP
COM
68389X105
2,368
28,165
SOLE
N/A
NONE
PECO ENERGY CO
COM
693304107
3,505
86,935
SOLE
N/A
NONE
PEPSICO INC
COM
713448108
8,673
195,165
SOLE
N/A
NONE
PFIZER INC
COM
717081103
3,324
69,260
SOLE
N/A
NONE
PRAXAIR INC
COM
74005P104
3,432
91,663
SOLE
N/A
NONE
QUALCOMM INC
COM
747525103
245
4,090
SOLE
N/A
NONE
RAYTHEON CO
CLASS B
755111408
2,682
139,326
SOLE
N/A
NONE
SAFEWAY INC
COM NEW
786514208
901
20,020
SOLE
N/A
NONE
SCHERING PLOUGH CORP
COM
806605101
1,186
23,490
SOLE
N/A
NONE
SECTOR SPDR TR
SBI INT-TECH
81369Y803
434
8,010
SOLE
N/A
NONE
SUN MICROSYSTEMS INC.
COM
866810104
2,197
24,165
SOLE
N/A
NONE
SYSCO CORP
COM
871829107
809
19,200
SOLE
N/A
NONE
TARGET CORP
COM
87612E106
1,173
20,230
SOLE
N/A
NONE
TELEFONICA SA
SPONS ADR
879382208
326
5,091
SOLE
N/A
NONE
TEXAS INSTRUMENTS INC
COM
882508104
7,994
116,385
SOLE
N/A
NONE
UNITEDHEALTH GROUP INC
COM
91324P102
9,889
115,325
SOLE
N/A
NONE
US WEST INC (NEW)
COM
91273H101
6,379
74,395
SOLE
N/A
NONE
VIACOM INC
CLASS B
925524308
1,301
19,076
SOLE
N/A
NONE
WAL MART STORES INC
COM
931142103
3,879
67,310
SOLE
N/A
NONE
WELLS FARGO & CO (NEW)
COM
949746101
10,219
263,711
SOLE
N/A
NONE
WORLDCOM INC GA NEW
COM
98157D106
1,977
43,085
SOLE
N/A
NONE
XEROX CORP
COM
984121103
4,040
194,685
SOLE
N/A
NONE
</TABLE>
