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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: New England Investment Management, Inc.
Address: 501 Boylston Street
Boston, MA 02116
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas M. Lenz
Title: General Counsel and Clerk
Phone: 617-578-3104
Signature, Place, and Date of Signing:
Thomas M. Lenz Boston, Massachusetts December 2, 1999
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[x] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
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Name 13F File Number
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Fred Alger Management, Inc. 028-00869
Back Bay Advisors, L.P. 028-02619
Salomon Brothers Asset Management, Inc. 028-02568
Loomis Sayles & Company, L.P. 028-04099
Davis Selected Advisers, LP 028-04121
Goldman, Sachs & Co. 028-00687
Massachusetts Financial Services Company 028-04968
Westpeak Investment Advisors LP 028-04372
Morgan Stanley Dean Witter & Co. 028-03432
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