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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
Commission File Number _____________
(Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q
[ ] Form N-SAR
For Period Ended: September 30, 2000
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended: _____________________________
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READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT
OR TYPE.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
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If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates: N/A.
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PART 1 -- REGISTRANT INFORMATION
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Full Name of Registrant
PACIFIC CMA, INC.
Former Name if Applicable
N/A
Address of Principal Executive Office (Street and Number)
7331 SOUTH MEADOW COURT
BOULDER, COLORADO 80301
City, State and Zip Code
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PART II -- RULES 12-B-25 (B) AND (C)
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If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
[X] (a) The reasons described in reasonable detail in Part III
of this form could not be eliminated without unreasonable
effort or expense;
(b) The subject annual report, semi-annual report, transition
report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or
portion thereof, will be filed on or before the fifteenth
calendar day following the prescribed due date; or the
subject quarterly report or transition report on Form 10-Q,
or portion thereof will be filed on or before the fifth
calendar day following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
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PART III -- NARRATIVE
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State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q,
N-SAR or the transition report or portion thereof could not be filed within the
prescribed time period. (Attach extra sheets if needed.)
AS REPORTED IN THE REGISTRANT'S CURRENT REPORT ON FORM 8-K, FILED AUGUST
30, 2000 (THE "2000 8-K"), THE REGISTRANT EXPERIENCED A CHANGE IN CONTROL AND
ACQUIRED ALL OF THE ISSUED AND OUTSTANDING STOCK IN AN OPERATING COMPANY AS OF
AUGUST 28, 2000. THE REGISTRANT IS CURRENTLY IN THE PROCESS OF INTEGRATING THE
OPERATING RESULTS OF THE ACQUIRED COMPANY FOR THE INTERIM PERIOD COVERED BY THE
SUBJECT QUARTERTY REPORT AND IS NOT ABLE TO FILE THE QUARTERLY REPORT WITHIN THE
PRESCRIBED TIME PERIOD WITHOUT UNREASONABLE EFFORT AND EXPENSE.
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PART IV -- OTHER INFORMATION
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(1) Name and telephone number of person to contact in regard to this
notification
RANDOLF W. KATZ (949) 223-7103
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
[X] Yes [ ] No
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
[X] Yes [ ] No
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If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
THE REGISTRANT ACQUIRED AN OPERATING COMPANY WITH SIGNIFICANT ACTIVITIES
DURING THE INTERIM PERIOD COVERED BY THE SUBJECT QUARTERLY REPORT. IT IS
ANTICIPATED, HOWEVER, THAT THE REGISTRANT'S FINANCIAL RESULTS WILL NOT VARY
SUBSTANTIALLY FROM THOSE REPORTED IN THE 2000 8-K.
PACIFIC CMA, INC.
(Name of Registrant as specified in charter) has caused this
notification to be signed on its behalf by the undersigned thereunto duly
authorized.
Date: NOVEMBER 14, 2000 By: /S/ LAM KING KO, ALFRED
Name: LAM KING KO, ALFRED
Title: PRESIDENT
INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).
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GENERAL INSTRUCTIONS
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General
Rules and Regulations under the Securities Exchange Act of 1934.
2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and Exchange
Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General
Rules and Regulations under the Act. The information contained in or filed with
the Form will be made a matter of the public record in the Commission files.
3. A manually signed copy of the form and amendments thereto shall be filed
with each national securities exchange on which any class of securities of the
registrant is registered.
4. Amendments to the notifications must also be filed on Form 12b-25 but
need not restate information that has been correctly furnished. The form shall
be clearly identified as an amended notification.
5. ELECTRONIC FILERS. This form shall not be used by electronic filers
unable to timely file a report solely due to electronic difficulties. Filers
unable to submit a report within the time period prescribed due to difficulties
in electronic filing should comply with either Rule 201 or Rule 202 of
Regulation S-T (ss.232.201 or ss.232.202 of this chapter) or apply for an
adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (ss.232.13(b)
of this chapter).
