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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT OT SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name: Papp Small & Mid-Cap Growth Fund, Inc.
Address of Principal Business Office (No. & Street, City, State, Zip Code):
6225 North 24th Street, Suite 150, Phoenix, AZ 85016
Telephone Number (including area code): (602) 956-0980
Name and address of agent for service of process: Robert L. Mueller, L. Roy
Papp & Associates, 6225 North 24th Street, Suite 150, Phoenix, AZ 85016
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of
the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
[X] Yes [_] No
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf in Phoenix, Arizona on October 1, 1998.
Papp Small & Mid-Cap Growth Fund, Inc. Papp Small & Mid-Cap Growth Fund, Inc.
Corporate Seal
Maryland
By: /s/ L. Roy Papp
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L. Roy Papp, Chairman
Attest: /s/ Robert L. Mueller
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Robert L Mueller
Secretary