UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pequot Capital Management, Inc.
Address: 500 Nyala Farm Road
Westport, CT 06880
Form 13F File Number: 28-04495
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amiel M. Peretz
Title: Chief Operating Officer
Phone: (203) 429-2200
Signature, Place, and Date of Signing:
/s/Amiel M. Peretz Westport, CT 11/11/99
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for the Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 668
Form 13F Information Table Value Total: $7,234,083
List of Other Included Managers: NONE
<TABLE>
<CAPTION>
FORM 13F INFORMATION
VOTING AUTHORITY
VALUE SHRS OR SHRS/ PUT/ INVEST OTHER
NAME OF ISSUER/TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCR. MGR SOLE SHARED NONE
- -------------------------------------------- --------- ---------- ------- ----- ---- ------ ----- ---- ---- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CURAGEN CORPORATION C/S RSTD/COM . . . . . . 23126R994 15,900 1500000 SH SOLE X
DELTA OMEGA TECH LTD RSTD/COM. . . . . . . . 247782907 46 60739 SH SOLE X
EBAY INC COM RSTD/COM. . . . . . . . . . . . 278642996 1,297 9198 SH SOLE X
ELECTRO BRAIN RESTRICTED/COM . . . . . . . . 285062915 - 341665 SH SOLE X
ENTREMED, INC COMMON RSTD/COM. . . . . . . . 29382F996 3,398 196444 SH SOLE X
THE GOOD GUY'S, INC. RSTD./COM . . . . . . . 382091916 1,020 200000 SH SOLE X
MESSAGEMEDIA, INC RSTD/COM . . . . . . . . . 590787990 20,235 2352942 SH SOLE X
ORTEC INTERNATIONAL RSTD/COM . . . . . . . . 68749B991 1,400 200000 SH SOLE X
STM WIRELESS INC RSTD STOCK/COM. . . . . . . 784776999 1,429 571429 SH SOLE X
STREET.COM, INC - RSTD/COM . . . . . . . . . 863304986 7,228 498485 SH SOLE X
TREMONT ADVISERS INC CL B COM/COM. . . . . . 894729201 904 82140 SH SOLE X
TRIKON TECH RSTD COMMON 7/1/99/COM . . . . . 89618A971 1,120 3999999 SH SOLE X
TRIKON TECH RSTD COMMON 10/7/98/COM. . . . . 89618A989 399 1425752 SH SOLE X
TRIKON TECHNOLOGIES RSTD/COM . . . . . . . . 89618A997 1,315 4696758 SH SOLE X
24/7 MEDIA INC/COM . . . . . . . . . . . . . 901314997 - 29902 SH SOLE X
WIT CAPITAL CORP SER C C/S/COM . . . . . . . 97737K994 5,110 349998 SH SOLE X
ARCADIA FINANCIAL LTD./COM . . . . . . . . . 039101100 154 35800 SH SOLE X
APPLE COMPUTER INC COM/COM . . . . . . . . . 037833100 10,915 172400 SH SOLE X
ABGENIX INC/COM. . . . . . . . . . . . . . . 00339B107 3,699 94400 SH SOLE X
ALPHA BETA TECHNOLOGY INC/COM. . . . . . . . 02071K105 - 10000 SH SOLE X
AUTOBYTEL.COM INC/COM. . . . . . . . . . . . 05275N106 529 45000 SH SOLE X
ACE LTD USD COM/COM. . . . . . . . . . . . . G0070K103 44,686 2638300 SH SOLE X
ACME COMMUNICATIONS INC/COM. . . . . . . . . 004631107 2,480 80000 SH SOLE X
ACUSON COM/COM . . . . . . . . . . . . . . . 005113105 5,641 442400 SH SOLE X
ACX TECHNOLOGIES, INC./COM . . . . . . . . . 005123104 521 54800 SH SOLE X
ADAC LABS COM NEW/COM. . . . . . . . . . . . 005313200 196 20000 SH SOLE X
ADC TELECOMMUNICATIONS/COM . . . . . . . . . 000886101 1,258 30000 SH SOLE X
ADAPTEC INC COM/COM. . . . . . . . . . . . . 00651F108 37,695 949800 SH SOLE X
AGNICO EAGLE MINES/COM . . . . . . . . . . . 008474108 775 100000 SH SOLE X
ACCLAIM ENTMT INC COM PAR $0.02/COM. . . . . 004325205 759 100000 SH SOLE X
AKORN INC/COM. . . . . . . . . . . . . . . . 009728106 1,642 370000 SH SOLE X
ALCATEL ALSTHOM/COM. . . . . . . . . . . . . 013904305 552 19886 SH SOLE X
ALGOS PHARMACEUTICALS CORP/COM . . . . . . . 015869100 850 100000 SH SOLE X
ALLIANCE SEMI CONDUCTOR CORP/COM . . . . . . 01877H100 683 64300 SH SOLE X
ALTERA CORP COM/COM. . . . . . . . . . . . . 021441100 6,706 154600 SH SOLE X
ALEXION PHARMACEUTICALS INC/COM. . . . . . . 015351109 885 60000 SH SOLE X
APPLIED MATLS INC COM/COM. . . . . . . . . . 038222105 29,723 382600 SH SOLE X
AMBI INC/COM . . . . . . . . . . . . . . . . 00163N102 291 100000 SH SOLE X
ADVANCED MICRO DEVIC ES INC USD.01 /COM. . . 007903107 3,353 195100 SH SOLE X
AMERICAN PAD AND PAPER/COM . . . . . . . . . 028816106 10 18100 SH SOLE X
AMERITRADE HOLDING CORP/COM. . . . . . . . . 03072H109 772 42000 SH SOLE X
ABERCROMBIE & FITCH/COM. . . . . . . . . . . 002896207 55,498 1629300 SH SOLE X
AMERICA ONLINE, INC./COM . . . . . . . . . . 02364J104 149,609 1437680 SH SOLE X
APAC TELESERVICES INC/COM. . . . . . . . . . 00185E106 1,340 320000 SH SOLE X
ANADARKO PETE CORP COM/COM . . . . . . . . . 032511107 12,045 394100 SH SOLE X
AMERICAN PWR CONVERSION CORP/COM . . . . . . 029066107 4,332 228000 SH SOLE X
AIR PRODS & CHEMS INC COM/COM. . . . . . . . 009158106 17,810 608900 SH SOLE X
APPLIX INC./COM. . . . . . . . . . . . . . . 038316105 2,733 233800 SH SOLE X
APPLEBEES INTER INC/COM. . . . . . . . . . . 037899101 5,053 150000 SH SOLE X
APS HOLDING CORP/COM . . . . . . . . . . . . 001937101 - 10000 SH SOLE X
ASARCO INC/COM . . . . . . . . . . . . . . . 043413103 810 30000 SH SOLE X
ARTHROCARE CORP/COM. . . . . . . . . . . . . 043136100 890 16300 SH SOLE X
ASM LITHOGRAPHY HOLDINGS NV/COM. . . . . . . N07059111 10,354 154400 SH SOLE X
ATMEL CORP COM/COM . . . . . . . . . . . . . 049513104 697 20600 SH SOLE X
AULT INC/COM . . . . . . . . . . . . . . . . 051503100 1,134 150000 SH SOLE X
AVIGEN INC/COM . . . . . . . . . . . . . . . 053690103 3,000 250000 SH SOLE X
AVIATION SALES/COM . . . . . . . . . . . . . 053672101 1,900 100000 SH SOLE X
AUTOWEB.COM INC/COM. . . . . . . . . . . . . 053331104 447 50000 SH SOLE X
ALZA CORP/COM. . . . . . . . . . . . . . . . 022615108 1,284 30000 SH SOLE X
BAXTER INTERNATIONAL INC USD1 COM/COM . . . 071813109 31,537 523440 SH SOLE X
BLOCKBUSTER INC./COM . . . . . . . . . . . . 093679108 21,500 1686300 SH SOLE X
BURLINGTON COAT FACTORY WHSE CORP/COM. . . . 121579106 1,408 71280 SH SOLE X
SUMMIT TECH/COM. . . . . . . . . . . . . . . 86627E101 183 10000 SH SOLE X
BIOGEN N V COM/COM . . . . . . . . . . . . . 090597105 1,103 14000 SH SOLE X
BAKER HUGHES INC COM/COM . . . . . . . . . . 057224107 25,996 896400 SH SOLE X
B I INC COM (NEW)/COM. . . . . . . . . . . . 055467203 2,108 263500 SH SOLE X
BIG ENTERTAINMENT INC/COM. . . . . . . . . . 089144109 531 30000 SH SOLE X
PINNACLE HOLDINGS IN/COM . . . . . . . . . . 72346N101 653 25000 SH SOLE X
BARNES & NOBLE INC COM/COM . . . . . . . . . 067774109 29,299 1126900 SH SOLE X
BELO A.H. CORP./COM. . . . . . . . . . . . . 080555105 10,959 573000 SH SOLE X
BELLSOUTH CORP./COM. . . . . . . . . . . . . 079860102 17,127 380600 SH SOLE X
IMMUCOR/COM. . . . . . . . . . . . . . . . . 452526106 5,280 440000 SH SOLE X
BARNESANDNOBLE.COM/COM . . . . . . . . . . . 067846105 966 50000 SH SOLE X
ABOUT.COM INC/COM. . . . . . . . . . . . . . 003736105 3,701 65500 SH SOLE X
BIO-PLEXUS, INC./COM . . . . . . . . . . . . 09057C106 261 80200 SH SOLE X
BURLINGTON RESOURCES INC/COM . . . . . . . . 122014103 24,112 656100 SH SOLE X
BROADCOM CORP/COM. . . . . . . . . . . . . . 111320107 224,638 2060900 SH SOLE X
SCORE BOARD INC/COM. . . . . . . . . . . . . 809173206 - 10000 SH SOLE X
BATTERY TECHNOLOGIES INC/COM . . . . . . . . 07132T102 12 152800 SH SOLE X
BINDVIEW DEVELOPMENT/COM . . . . . . . . . . 090327107 591 30000 SH SOLE X
BIOVAIL CORP INTN'L/COM. . . . . . . . . . . 09067K106 4,968 97900 SH SOLE X
BRITESMILE INC/COM . . . . . . . . . . . . . 110415106 191 20000 SH SOLE X
BEYOND.COM/COM . . . . . . . . . . . . . . . 08860E101 1,389 113400 SH SOLE X
CITIGROUP/COM. . . . . . . . . . . . . . . . 172967101 21,335 484875 SH SOLE X
CAIN INTERNET/COM. . . . . . . . . . . . . . 12476Q102 362 30000 SH SOLE X
CONTINENTAL AIRLINES/COM . . . . . . . . . . 210795308 25,640 782900 SH SOLE X
CREATIVE BIOMOLECULES/COM. . . . . . . . . . 225270107 2,438 650000 SH SOLE X
CUTTER & BUCK/COM. . . . . . . . . . . . . . 232217109 700 45000 SH SOLE X
CLEAR CHANNEL COMMUNICATIONS INC./COM. . . . 184502102 45,537 570100 SH SOLE X
CADENCE DESIGN SYSTEMS INC/COM . . . . . . . 127387108 14,137 1057000 SH SOLE X
CDNOW INC/COM. . . . . . . . . . . . . . . . 125086108 1,119 90000 SH SOLE X
CD RADIO INC/COM . . . . . . . . . . . . . . 125127100 1,275 50000 SH SOLE X
CELL GENESYS INC/COM . . . . . . . . . . . . 150921104 597 75800 SH SOLE X
BRIGHTPOINT INC/COM. . . . . . . . . . . . . 109473108 364 50000 SH SOLE X
CERNER CORP COM/COM. . . . . . . . . . . . . 156782104 913 59900 SH SOLE X
CONTIFINANCIAL CORP./COM . . . . . . . . . . 21075V107 65 61000 SH SOLE X
CENTIGRAM COMMUNICATIONS CORP/COM. . . . . . 152317103 139 12700 SH SOLE X
CHINA.COM/COM. . . . . . . . . . . . . . . . G2108N109 975 15000 SH SOLE X
CHESAPEAKE ENERGY CO/COM . . . . . . . . . . 165167107 2,797 721700 SH SOLE X
CHECKPOINT SYS INC COM/COM . . . . . . . . . 162825103 326 35000 SH SOLE X
CADIZ LD INC COM/COM . . . . . . . . . . . . 127537108 765 80000 SH SOLE X
CELL PATHWAYS INC./COM . . . . . . . . . . . 15114R101 7,448 773800 SH SOLE X
CLOSURE MEDICAL GROUP/COM. . . . . . . . . . 189093107 475 35000 SH SOLE X
CELLSTAR CORP COM/COM. . . . . . . . . . . . 150925105 682 90900 SH SOLE X
CELERITEK INC/COM. . . . . . . . . . . . . . 150926103 490 80000 SH SOLE X
CMG INFO SERVICES/COM. . . . . . . . . . . . 125750109 93,070 908000 SH SOLE X
COMPUMED INC/COM . . . . . . . . . . . . . . 204914402 109 125000 SH SOLE X
COMVERSE TECHNOLOGY INC/COM. . . . . . . . . 205862402 36,027 382000 SH SOLE X
CAREMARK RX INC/COM. . . . . . . . . . . . . 141705103 3,738 650000 SH SOLE X
CONSECO INC COM/COM. . . . . . . . . . . . . 208464107 1,140 60000 SH SOLE X
CONCENTRIC NETWORK CORP/COM. . . . . . . . . 20589R107 401 19738 SH SOLE X
COLUMBIA LABS INC COM/COM. . . . . . . . . . 197779101 750 100000 SH SOLE X
CAP. ONE FINANCIAL/COM . . . . . . . . . . . 14040H105 87,914 2254200 SH SOLE X
COHERENT INC./COM. . . . . . . . . . . . . . 192479103 6,703 300400 SH SOLE X
3COM CORP COM/COM. . . . . . . . . . . . . . 885535104 13,204 459278 SH SOLE X
COTT CORP/COM. . . . . . . . . . . . . . . . 22163N106 622 142200 SH SOLE X
COMPAQ COMPUTER CORP COM/COM . . . . . . . . 204493100 297 13000 SH SOLE X
CRITICAL PATH/COM. . . . . . . . . . . . . . 22674V100 807 20000 SH SOLE X
PE CORP - CELERA GENOMICS GROUP/COM. . . . . 69332S201 40,142 997326 SH SOLE X
CARDIMA INC/COM. . . . . . . . . . . . . . . 14147M106 581 442500 SH SOLE X
CREDITRUST CORPORATION/COM . . . . . . . . . 225429109 3,141 140000 SH SOLE X
CURAGEN CORPORATION/COM. . . . . . . . . . . 23126R101 4,966 374800 SH SOLE X
CELERIS CORP/COM . . . . . . . . . . . . . . 15100K201 17 11666 SH SOLE X
CRYSTAL SYSTEMS SOLUTIONS LTD/COM. . . . . . M26763108 194 25000 SH SOLE X
CABLETRON SYS INC COM/COM. . . . . . . . . . 126920107 1,177 75000 SH SOLE X
CISCO SYS INC COM/COM. . . . . . . . . . . . 17275R102 326,111 4756400 SH SOLE X
CARDIOTECH INTERNATIONAL, INC./COM . . . . . 14160C100 70 80000 SH SOLE X
CHEAP TICKETS/COM. . . . . . . . . . . . . . 162672109 275 8500 SH SOLE X
CARDIO THORACIC SYST/COM . . . . . . . . . . 141907105 2,196 131100 SH SOLE X
CV THERAPEUTICALS INC/COM. . . . . . . . . . 126667104 1,113 76100 SH SOLE X
CYBERSOURCE/COM. . . . . . . . . . . . . . . 23251J106 21,773 393200 SH SOLE X
COYOTE NETWORK SYSTEMS/COM . . . . . . . . . 22406P108 648 121904 SH SOLE X
CYTYC CORP/COM . . . . . . . . . . . . . . . 232946103 4,457 115200 SH SOLE X
DAVID'S BRIDAL INC/COM . . . . . . . . . . . 238576102 1,190 160000 SH SOLE X
DELTA AIRLINES INC./COM. . . . . . . . . . . 247361108 11,441 235900 SH SOLE X
DAVOX CORP/COM . . . . . . . . . . . . . . . 239208101 251 19200 SH SOLE X
DOUBLE CLICK INC./COM. . . . . . . . . . . . 258609304 151,467 1271500 SH SOLE X
DIGITAL COURIER TECHNOLOGIES INC/COM . . . . 253838106 1,114 202500 SH SOLE X
DOCUMENTUM INC/COM . . . . . . . . . . . . . 256159104 3,244 150000 SH SOLE X
DELL COMPUTER CORP COM/COM . . . . . . . . . 247025109 465,733 1.1E+07 SH SOLE X
DRUG EMPORIUM/COM. . . . . . . . . . . . . . 262175102 343 50800 SH SOLE X
DEPARTMENT 56 INC./COM . . . . . . . . . . . 249509100 1,216 50800 SH SOLE X
DIGITAL GENERATION SYSTEMS INC/COM . . . . . 253921100 16,018 4746178 SH SOLE X
DIANON SYSTEMS INC/COM . . . . . . . . . . . 252826102 653 60000 SH SOLE X
DIGEX INC/COM. . . . . . . . . . . . . . . . 253754105 7,722 326000 SH SOLE X
D AND K HEALTHCARE RESOURCES INC./COM. . . . 232861104 5,865 250900 SH SOLE X
GENENTECH INC/COM. . . . . . . . . . . . . . 368710406 104,570 714700 SH SOLE X
DOW CHEMICAL/COM . . . . . . . . . . . . . . 260543103 30,065 264600 SH SOLE X
DIGITAL RIVER INC/COM. . . . . . . . . . . . 25388B104 218 10000 SH SOLE X
DENDRITE INTERNATIONAL/COM . . . . . . . . . 248239105 21,121 447000 SH SOLE X
DRUGSTORE.COM/COM. . . . . . . . . . . . . . 262241102 5,173 142700 SH SOLE X
DSP COMMUNICATIONS/COM . . . . . . . . . . . 23332K106 10,917 574600 SH SOLE X
QUANTUM CORP - DLT & STORAGE SYSTEMS GRP/COM 747906204 7,448 529600 SH SOLE X
DT INDUSTRIES/COM. . . . . . . . . . . . . . 23333J108 322 50000 SH SOLE X
DURA PHARM INC COM/COM . . . . . . . . . . . 26632S109 139 10000 SH SOLE X
DUSA PHARMACEUTICALS INC/COM . . . . . . . . 266898105 1,242 88700 SH SOLE X
DAXOR CORP/COM . . . . . . . . . . . . . . . 239467103 765 60000 SH SOLE X
DYCOM INC/COM. . . . . . . . . . . . . . . . 267475101 1,055 25000 SH SOLE X
EBAY INC/COM . . . . . . . . . . . . . . . . 278642103 29,708 210600 SH SOLE X
ELECTRO BRAIN INTL CORP/COM. . . . . . . . . 285062204 - 19500 SH SOLE X
ECLIPSYS CORP/COM. . . . . . . . . . . . . . 278856109 189 13125 SH SOLE X
E-LOAN INC/COM . . . . . . . . . . . . . . . 26861P107 701 32500 SH SOLE X
EFAXCOM INC/COM. . . . . . . . . . . . . . . 282012103 192 25000 SH SOLE X
EIDOS PLC-SPONSORED ADR/COM. . . . . . . . . 282485101 1,831 29000 SH SOLE X
ELLANTEC SEMICONDUCTER/COM . . . . . . . . . 284155108 4,422 250000 SH SOLE X
EMCOR GROUP INC/COM. . . . . . . . . . . . . 29084Q100 6,160 320000 SH SOLE X
EMISPHERE TECHNOLOGIES INC/COM . . . . . . . 291345106 731 50000 SH SOLE X
ENDOCARE INC./COM. . . . . . . . . . . . . . 29264P104 5,411 857143 SH SOLE X
ENRON/COM. . . . . . . . . . . . . . . . . . 293561106 42,335 1031000 SH SOLE X
ENTREMED INC/COM . . . . . . . . . . . . . . 29382F103 6,271 290000 SH SOLE X
ENZON INC/COM. . . . . . . . . . . . . . . . 293904108 1,525 50000 SH SOLE X
EOG RESOURCES, INC./COM. . . . . . . . . . . 293562104 14,875 700000 SH SOLE X
BOTTOMLINE TECHNOLOGIES/COM. . . . . . . . . 101388106 280 19000 SH SOLE X
EPITOPE INC/COM. . . . . . . . . . . . . . . 294261102 203 30000 SH SOLE X
ESC MEDICAL SYSTEMS/COM. . . . . . . . . . . M40868107 405 82125 SH SOLE X
ELECTRO SCIENTIFIC INDS./COM . . . . . . . . 285229100 1,764 33100 SH SOLE X
EMPLOYEE SOLUTIONS/COM . . . . . . . . . . . 292166105 48 50000 SH SOLE X
ENDOSONICS CORP/COM. . . . . . . . . . . . . 29264K105 425 50000 SH SOLE X
EPRESS SCRIPTS/COM . . . . . . . . . . . . . 302182100 1,487 19000 SH SOLE X
ECLIPSE SURGICAL TEC/COM . . . . . . . . . . 278849104 206 12500 SH SOLE X
ENSCO INTERNATIONAL INC/COM. . . . . . . . . 26874Q100 701 38800 SH SOLE X
EXODUS COMMUNICATIONS INC./COM . . . . . . . 302088109 94,402 1310000 SH SOLE X
EXTREME NETWORKS/COM . . . . . . . . . . . . 30226D106 633 10000 SH SOLE X
E Z CORP INC CL A/COM. . . . . . . . . . . . 302301106 53 10000 SH SOLE X
FATBRAIN.COM INC/COM . . . . . . . . . . . . 311889109 299 20000 SH SOLE X
FUELCELL ENERGY INC/COM. . . . . . . . . . . 35952H106 839 31800 SH SOLE X
FEDERATED DEPT STORE INC NEW/COM . . . . . . 31410H101 44,382 1015900 SH SOLE X
4-FRONT TECHNOLOGIES/COM . . . . . . . . . . 351042106 1,695 120000 SH SOLE X
FEMALE HEALTH CO/COM . . . . . . . . . . . . 314462102 16 20000 SH SOLE X
FILENET CORP/COM . . . . . . . . . . . . . . 316869106 3,356 314000 SH SOLE X
FALCON DRILLING COMPANY INC/COM. . . . . . . 7491ZE101 38,074 2900852 SH SOLE X
FILA HOLDINGS SPA/COM. . . . . . . . . . . . 316850106 163 13000 SH SOLE X
FORMIDA HOLDINGS LTD/COM . . . . . . . . . . Q3928X102 542 873950 SH SOLE X
FINET.COM INC/COM. . . . . . . . . . . . . . 317922300 1,273 420000 SH SOLE X
FRANCO-NEVADA MINING CORP LIMITED/COM. . . . 351860101 666 30800 SH SOLE X
FOSSIL INC/COM . . . . . . . . . . . . . . . 349882100 1,218 45000 SH SOLE X
FOX ENTERTAINMENT GROUP INC CLASS A/COM. . . 35138T107 24,795 1177200 SH SOLE X
FSI INTL INC COM/COM . . . . . . . . . . . . 302633102 285 34500 SH SOLE X
FIRST TEAM SPORTS/COM. . . . . . . . . . . . 337157101 60 35000 SH SOLE X
CORECOMM LIMITED C/S RSTD/COM. . . . . . . . G2422R992 8,007 303870 SH SOLE X
GARDEN BOTONIKA INC/COM. . . . . . . . . . . 364854109 2 10000 SH SOLE X
GARDENBURGER INC/COM . . . . . . . . . . . . 365476100 887 114500 SH SOLE X
INTERNET AMERICA INC/COM . . . . . . . . . . 46058Y109 243 20000 SH SOLE X
GEERLINGS AND WADE/COM . . . . . . . . . . . 368473104 3,085 348800 SH SOLE X
GELTEX PHARM INC/COM . . . . . . . . . . . . 368538104 389 35000 SH SOLE X
GRAHAM-FIELD HEALTH PRODUCTS INC/COM . . . . 384632105 12 24000 SH SOLE X
GENESIS HEALTH/COM . . . . . . . . . . . . . 371912106 238 100000 SH SOLE X
GIGA INFORMATION GROUP INC/COM . . . . . . . 37517M109 3,143 761906 SH SOLE X
GILEAD SCIENCES INC COM/COM. . . . . . . . . 375558103 107,826 1679860 SH SOLE X
GLOBAL MARINE INC./COM . . . . . . . . . . . 379352404 1,741 105900 SH SOLE X
GEMSTAR INTERNATIONAL/COM. . . . . . . . . . G3788V106 83,711 1071500 SH SOLE X
GO 2 NET INC/COM . . . . . . . . . . . . . . 383486107 3,756 58000 SH SOLE X
GENTEX CORP COM/COM. . . . . . . . . . . . . 371901109 1,653 80000 SH SOLE X
GAP INC COM/COM. . . . . . . . . . . . . . . 364760108 1,600 50000 SH SOLE X
GRAND TOYS INTL INC/COM. . . . . . . . . . . 386492201 2,511 245000 SH SOLE X
GOLDMAN SACHS GROUP/COM. . . . . . . . . . . 38141G104 15,311 251000 SH SOLE X
GENERAL SURGICAL INNOVATIONS INC/COM . . . . 371013103 70 10000 SH SOLE X
GLOBALSTAR TELECOM/COM . . . . . . . . . . . G3930H104 21,554 937120 SH SOLE X
GTE CORP/COM . . . . . . . . . . . . . . . . 362320103 32,103 417600 SH SOLE X
GLOBAL TELESYSTEMS GROUP INC/COM . . . . . . 37936U104 50,577 2564900 SH SOLE X
HAEMONETICS CORPORATION/COM. . . . . . . . . 405024100 394 20000 SH SOLE X
HALL KINION AND ASSOCIATES/COM . . . . . . . 406069104 2,350 200000 SH SOLE X
HEARTLAND WIRELESS COMM./COM . . . . . . . . 42235W108 1 10000 SH SOLE X
HEALTH CARE SERVICE GROUP/COM. . . . . . . . 421906108 7,146 876100 SH SOLE X
HOME DEPOT INC COM/COM . . . . . . . . . . . 437076102 29,124 424400 SH SOLE X
QUANTUM CORP - HARD DISK DRIVE GROUP/COM . . 747906303 1,969 264800 SH SOLE X
HELLO DIRECT/COM . . . . . . . . . . . . . . 423402106 4,250 500000 SH SOLE X
HUMAN GENOME SCIENCE INC/COM . . . . . . . . 444903108 1,106 15000 SH SOLE X
MUSICMAKER.COM/COM . . . . . . . . . . . . . 62757C108 9,746 945100 SH SOLE X
HECLA MINING/COM . . . . . . . . . . . . . . 422704106 2,482 845000 SH SOLE X
HOLLINGER INTERNATIONAL INC/COM. . . . . . . 435569108 2,969 250000 SH SOLE X
HEALTHEON CORP/COM . . . . . . . . . . . . . 422209106 666 18000 SH SOLE X
HOMESEEKERS.COM INC/COM. . . . . . . . . . . 437605108 1,875 150000 SH SOLE X
HEMASURE INC./COM. . . . . . . . . . . . . . 423504109 975 150000 SH SOLE X
HEALTH MANAGEMENT SYSTEMS INC/COM. . . . . . 42219M100 48 10000 SH SOLE X
HORIZON OFFSHORE INC/COM . . . . . . . . . . 44043J105 800 100000 SH SOLE X
HOLOGIC INC COM/COM. . . . . . . . . . . . . 436440101 317 78700 SH SOLE X
HOMESTORE.COM INC./COM . . . . . . . . . . . 437368103 3,752 90000 SH SOLE X
REDHOOK ALE BREWERY/COM. . . . . . . . . . . 757473103 212 72000 SH SOLE X
HEARTPORT INC/COM. . . . . . . . . . . . . . 421969106 91 20000 SH SOLE X
HEALTHSOUTH CORP/COM . . . . . . . . . . . . 421924101 156 25516 SH SOLE X
HEARST-ARGYLE TELEVISION/COM . . . . . . . . 422317107 11,350 527900 SH SOLE X
HEWLETT PACKARD CO USD1 COM/COM . . . . . . 428236103 236 2600 SH SOLE X
ACTV INC/COM . . . . . . . . . . . . . . . . 00088E104 1,533 110000 SH SOLE X
ICT GROUP INC/COM. . . . . . . . . . . . . . 44929Y101 1,287 177500 SH SOLE X
ICU MED INC COM/COM. . . . . . . . . . . . . 44930G107 150 10000 SH SOLE X
IDEC PHARMACEUTICALS CORP./COM . . . . . . . 449370105 103,030 1095700 SH SOLE X
IDT CORP/COM . . . . . . . . . . . . . . . . 448947101 408 19500 SH SOLE X
INTEGRATED DEVICE TECHNOLOGY INC/COM . . . . 458118106 771 41700 SH SOLE X
IDX SYSTEMS CORP./COM. . . . . . . . . . . . 449491109 39,572 2183300 SH SOLE X
IFLOW CORP/COM . . . . . . . . . . . . . . . 449520303 495 120000 SH SOLE X
INFORMIX CORP COM/COM. . . . . . . . . . . . 456779107 5,140 647500 SH SOLE X
INTERNET INITIATIVE JAPAN INC/COM. . . . . . 46059T109 1,280 20000 SH SOLE X
IMPATH INC./COM. . . . . . . . . . . . . . . 45255G101 1,311 45000 SH SOLE X
INCYTE PHARM INC/COM . . . . . . . . . . . . 45337C102 57,930 2505100 SH SOLE X
INKINE PHARMACEUTICAL CO./COM. . . . . . . . 457214104 319 200000 SH SOLE X
INKTOMI CORP/COM . . . . . . . . . . . . . . 457278208 38,170 318000 SH SOLE X
INFOSPACE.COM INC/COM. . . . . . . . . . . . 45678T102 4,154 101000 SH SOLE X
INTERNATIONAL NETWORK SERVICES/COM . . . . . 460053101 1,223 22500 SH SOLE X
INTEL CORP COM/COM . . . . . . . . . . . . . 458140100 70,419 947600 SH SOLE X
INTERNATIONAL PAPER CO/COM . . . . . . . . . 460146103 57,689 1200300 SH SOLE X
DIGITAL ISLAND/COM . . . . . . . . . . . . . 25385N101 832 32000 SH SOLE X
INTEGRATED SILICON SOLUTION INC/COM. . . . . 45812P107 981 100000 SH SOLE X
INTERTAN INC/COM . . . . . . . . . . . . . . 461120107 5,888 300000 SH SOLE X
INTRAWAVE INC/COM. . . . . . . . . . . . . . 46118M103 1,044 40000 SH SOLE X
ITXC CORP/COM. . . . . . . . . . . . . . . . 45069F109 6,363 200000 SH SOLE X
INTERNATIONAL UNP HOLDINGS/COM . . . . . . . 46052W307 419 2797614 SH SOLE X
JCC HOLDING/COM. . . . . . . . . . . . . . . 46611Q205 406 50000 SH SOLE X
JDS UNIPHASE CORP/COM. . . . . . . . . . . . 46612J101 313,713 2756400 SH SOLE X
JONES MEDICAL INDUST/COM . . . . . . . . . . 480236108 742 22500 SH SOLE X
JOHNSON & JOHNSON COM/COM. . . . . . . . . . 478160104 62,521 680500 SH SOLE X
JUNIPER NETWORKS/COM . . . . . . . . . . . . 48203R104 42,239 232000 SH SOLE X
JONES APPAREL GROUP/COM. . . . . . . . . . . 480074103 50,724 1764300 SH SOLE X
KERAVISION INC/COM . . . . . . . . . . . . . 492061106 1,807 139000 SH SOLE X
KEYNOTE SYSTEMS INC/COM. . . . . . . . . . . 493308100 2,000 80000 SH SOLE X
4 KIDS ENTERTAINMENT/COM . . . . . . . . . . 350865101 5,375 172000 SH SOLE X
KLA INSTRS CORP COM/COM. . . . . . . . . . . 482480100 40,716 626400 SH SOLE X
KOMAG INC COM/COM. . . . . . . . . . . . . . 500453105 461 153600 SH SOLE X
KV PHARMACEUTICAL CO/COM . . . . . . . . . . 482740107 387 21000 SH SOLE X
K V PHARMACEUTICAL CL A/COM. . . . . . . . . 482740206 1,588 85000 SH SOLE X
LASERSIGHT INC/COM . . . . . . . . . . . . . 517924106 6,813 500000 SH SOLE X
LAUNCH MEDIA INC/COM . . . . . . . . . . . . 518567102 408 34000 SH SOLE X
LYDALL INC/COM . . . . . . . . . . . . . . . 550819106 1,031 100000 SH SOLE X
CONCORD CAMERA CORP COM/COM. . . . . . . . . 206156101 1,722 199600 SH SOLE X
LABORATORY CORPORATION OF AMERICA/COM. . . . 50540R102 688 250000 SH SOLE X
LHS GROUP INC/COM. . . . . . . . . . . . . . 501938104 1,472 50000 SH SOLE X
LERNOUT AND HAUSPIE SPEECH PRODUCTS/COM. . . B5628B104 1,046 30000 SH SOLE X
LIFELINE SYSTEMS INC./COM. . . . . . . . . . 532192101 6,983 490000 SH SOLE X
LEUKOSITE INC./COM . . . . . . . . . . . . . 52728R102 4,041 200800 SH SOLE X
LINEAR TECH CORP/COM . . . . . . . . . . . . 535678106 31,989 544200 SH SOLE X
AT&T LIBERTY MEDIA GRP CL.A/COM. . . . . . . 001957208 92,774 2486400 SH SOLE X
LOWE'S COS INC COM/COM . . . . . . . . . . . 548661107 1,463 30000 SH SOLE X
LIQUID AUDIO INC/COM . . . . . . . . . . . . 53631T102 2,220 60000 SH SOLE X
LAM RESH CORP COM/COM. . . . . . . . . . . . 512807108 8,333 136600 SH SOLE X
LASERSCOPE/COM . . . . . . . . . . . . . . . 518081104 410 397500 SH SOLE X
LSI LOGIC CORP COM/COM . . . . . . . . . . . 502161102 38,168 734000 SH SOLE X
LASER TECHNOLOGY INC COM NEW/COM . . . . . . 518074208 59 52500 SH SOLE X
LUCENT TECHNOLOGIES/COM. . . . . . . . . . . 549463107 79,540 1226049 SH SOLE X
LUNAR CORP/COM . . . . . . . . . . . . . . . 550362107 281 37500 SH SOLE X
LEXMARK HOLDINGS/COM . . . . . . . . . . . . 529771107 36,611 454800 SH SOLE X
MACROMEDIA/COM . . . . . . . . . . . . . . . 556100105 21,549 527200 SH SOLE X
MAKER COMMUNICATIONS/COM . . . . . . . . . . 560875106 7,168 305000 SH SOLE X
MANNESMANN AG REGD/COM . . . . . . . . . . . 0D6560306 58,934 375000 SH SOLE X
MANSUR INDUSTRIES INC/COM. . . . . . . . . . 564491108 276 42500 SH SOLE X
MAPINFO CORPORATION/COM. . . . . . . . . . . 565105103 1,900 100000 SH SOLE X
MARC INC./COM. . . . . . . . . . . . . . . . 552914103 5,579 395000 SH SOLE X
MATRIA HEALTHCARE/COM. . . . . . . . . . . . 576817100 588 100000 SH SOLE X
MACROCHEM CORP/COM . . . . . . . . . . . . . 555903103 600 100000 SH SOLE X
MCKESSON HBOC CORP/COM . . . . . . . . . . . 58155Q103 868 29940 SH SOLE X
MEREDITH CORP/COM. . . . . . . . . . . . . . 589433101 37,765 1040000 SH SOLE X
MEDTRONIC INC USD.10 COM/COM. . . . . . . . 585055106 25,980 730540 SH SOLE X
MEDPARTNERS INC TAPS/COM . . . . . . . . . . 58503X206 422 50000 SH SOLE X
MECON INC/COM. . . . . . . . . . . . . . . . 58400M105 128 20000 SH SOLE X
MEDAREX INC/COM. . . . . . . . . . . . . . . 583916101 1,307 183400 SH SOLE X
MENTOR GRAPHICS CORP COM/COM . . . . . . . . 587200106 1,713 200000 SH SOLE X
METROMEDIA FIBER NETWORK/COM . . . . . . . . 591689104 1,960 80000 SH SOLE X
MOBILE MINI INC/COM. . . . . . . . . . . . . 60740F105 14,000 640000 SH SOLE X
MIPS TECHNOLOGY INC/COM. . . . . . . . . . . 604567107 31,590 993000 SH SOLE X
MARKETWATCH.COM INC/COM. . . . . . . . . . . 570619106 3,733 79000 SH SOLE X
MECHANICAL TECHNOLOGY/COM. . . . . . . . . . 583538103 3,378 95000 SH SOLE X
MULTEX.COM INC/COM . . . . . . . . . . . . . 625367107 1,772 139000 SH SOLE X
MEMOTEC COMM INC/COM . . . . . . . . . . . . 585909104 473 619250 SH SOLE X
MID ATLANTIC/COM . . . . . . . . . . . . . . 59523C107 188 21000 SH SOLE X
MODEM MEDIA, POPPE TYSON INC/COM . . . . . . 607533106 2,831 76500 SH SOLE X
MERIT MED SYS INC/COM. . . . . . . . . . . . 589889104 303 50000 SH SOLE X
MOTOROLA INC COM/COM . . . . . . . . . . . . 620076109 8,800 100000 SH SOLE X
MAPQUEST.COM/COM . . . . . . . . . . . . . . 565644101 463 39000 SH SOLE X
MARIMBA INC/COM. . . . . . . . . . . . . . . 56781Q109 448 15000 SH SOLE X
MARISA CHRISTINA INC./COM. . . . . . . . . . 570268102 20 12500 SH SOLE X
MERISEL INC COM/COM. . . . . . . . . . . . . 589849108 38 23300 SH SOLE X
MICRO THERAPEUTICS INC/COM . . . . . . . . . 59500W100 2,044 177700 SH SOLE X
MORGAN STANLEY DEAN WITTER DISCOVER/COM. . . 617446448 18,212 204200 SH SOLE X
MAXIM INTERGRATED PROD/COM . . . . . . . . . 57772K101 18,802 298000 SH SOLE X
MYLAN LABS INC COM/COM . . . . . . . . . . . 628530107 590 32100 SH SOLE X
INCO LTD CAD COM NPV/COM . . . . . . . . . . 453258402 1,069 50000 SH SOLE X
NABI/COM . . . . . . . . . . . . . . . . . . 628716102 2,413 465100 SH SOLE X
NAVARRE CORPORATION/COM. . . . . . . . . . . 639208107 1,752 180900 SH SOLE X
NABORS INDUSTRIES, INC./COM. . . . . . . . . 629568106 33,575 1343000 SH SOLE X
NATIONAL DISCOUNT BROKERS/COM. . . . . . . . 635646102 264 10000 SH SOLE X
NETEGRITY INC/COM. . . . . . . . . . . . . . 64110P107 2,120 86956 SH SOLE X
KNIGHT TRIMARK GROUP/COM . . . . . . . . . . 449067106 593 20000 SH SOLE X
NIKE INC CL B/COM. . . . . . . . . . . . . . 654106103 29,348 516000 SH SOLE X
NOVAMETRIX MEDICAL SYSTEMS INC/COM . . . . . 669870107 572 163500 SH SOLE X
NEW FRONTIER MEDIA/COM . . . . . . . . . . . 644398109 331 50000 SH SOLE X
NETWORK PERIPHERALS/COM. . . . . . . . . . . 64121R100 504 27600 SH SOLE X
NORTHPOINT COMMUNICATIONS/COM. . . . . . . . 666610100 463 25000 SH SOLE X
NEOPATH INC/COM. . . . . . . . . . . . . . . 640517108 481 100000 SH SOLE X
NATIONAL RESEARCH CO/COM . . . . . . . . . . 637372103 249 78000 SH SOLE X
INSIGHT ENTERPRISES INC./COM . . . . . . . . 45765U103 20,800 640000 SH SOLE X
ANESTA CORP/COM. . . . . . . . . . . . . . . 034603100 1,378 150000 SH SOLE X
NORTEL NETWORKS CORP/COM . . . . . . . . . . 656569100 22,795 446952 SH SOLE X
NET BANK INC./COM. . . . . . . . . . . . . . 640933107 5,531 250000 SH SOLE X
NOVADIGME/COM. . . . . . . . . . . . . . . . 669937104 439 30000 SH SOLE X
NOVELLUS SYSTEMS INC COM/COM . . . . . . . . 670008101 4,923 73000 SH SOLE X
NEWGEN RESULTS CORP/COM. . . . . . . . . . . 651359101 218 20000 SH SOLE X
OAK INDUSTRIES/COM . . . . . . . . . . . . . 671400109 1,360 40000 SH SOLE X
ONEIDA LTD/COM . . . . . . . . . . . . . . . 682505102 7,144 300000 SH SOLE X
ORTHOLOGIC CORP/COM. . . . . . . . . . . . . 68750J107 75 25000 SH SOLE X
OMNIPOINT CORP/COM . . . . . . . . . . . . . 68212D102 20,260 362600 SH SOLE X
ONEMAIN.COM/COM. . . . . . . . . . . . . . . 68267P109 863 52500 SH SOLE X
ISOLYSER COMPANY INC./COM. . . . . . . . . . 464888106 443 120000 SH SOLE X
ORGANOGENESIS INC/COM. . . . . . . . . . . . 685906109 750 100000 SH SOLE X
ORANGE PLC ADR/COM . . . . . . . . . . . . . 685211104 28,696 288400 SH SOLE X
ORTEC INTERNATIONAL/COM. . . . . . . . . . . 68749B108 4,944 565026 SH SOLE X
OSTEX INTERNATIONAL/COM. . . . . . . . . . . 68859Q101 39 40000 SH SOLE X
PAIRGAIN TECHNOLOGIES INC/COM. . . . . . . . 695934109 3,608 283000 SH SOLE X
PRIMACOM AG/COM. . . . . . . . . . . . . . . 74154N108 8,063 293200 SH SOLE X
PRICELINE.COM/COM. . . . . . . . . . . . . . 741503106 968 15000 SH SOLE X
PACIFIC INTERNET LTD/COM . . . . . . . . . . Y66183107 1,280 40000 SH SOLE X
PCORDER.COM INC/COM. . . . . . . . . . . . . 70453H107 667 19000 SH SOLE X
AIRGATE PC INC/COM . . . . . . . . . . . . . 009367103 2,550 102500 SH SOLE X
PHARMACYCLICS INC./COM . . . . . . . . . . . 716933106 12,941 316600 SH SOLE X
PEDIATRIX MEDICAL GROUP INC/COM. . . . . . . 705324101 4,995 360000 SH SOLE X
PE CORP - RE BIOSYSTEMS GROUP/COM. . . . . . 69332S102 557 7704 SH SOLE X
PERCLOSE INC/COM . . . . . . . . . . . . . . 71361C107 466 10000 SH SOLE X
PETROLEUM GEO SVCS SPON ADR/COM. . . . . . . 716597109 6,718 352400 SH SOLE X
PROVANTAGE HEALTH SERVICES/COM . . . . . . . 743725103 1,238 120000 SH SOLE X
PIER ONE/COM . . . . . . . . . . . . . . . . 720279108 1,313 200000 SH SOLE X
PIXAR/COM. . . . . . . . . . . . . . . . . . 725811103 847 22500 SH SOLE X
PARK ELECTROCHEMICAL CORPORATION/COM . . . . 700416209 730 22200 SH SOLE X
PMC SIERRA INC/COM . . . . . . . . . . . . . 69344F106 96,061 1038500 SH SOLE X
PYRAMID BREWERIES INC/COM. . . . . . . . . . 747135101 47 25000 SH SOLE X
PALOMAR MEDICAL TECH/COM . . . . . . . . . . 697529303 55 25714 SH SOLE X
PHARMACIA AND UPJOHN/COM . . . . . . . . . . 716941109 36,549 736500 SH SOLE X
PLANET POLYMER TECHNOLOGIES INC/COM. . . . . 727044109 83 30000 SH SOLE X
PROCEPT INC COM/COM. . . . . . . . . . . . . 742683402 86 65706 SH SOLE X
POLAROID CORP/COM. . . . . . . . . . . . . . 731095105 3,250 125000 SH SOLE X
PEREGRINE SYSTEMS INC./COM . . . . . . . . . 71366Q101 26,162 642000 SH SOLE X
PEERLESS SYSTEMS CORP/COM. . . . . . . . . . 705536100 795 60000 SH SOLE X
PALEX CORP/COM . . . . . . . . . . . . . . . 701630105 769 50000 SH SOLE X
PREMISYS COM INC/COM . . . . . . . . . . . . 740584107 623 75000 SH SOLE X
PRECISION RESPONSE CORP/COM. . . . . . . . . 740314109 6,860 560000 SH SOLE X
PRESSTEK INC/COM . . . . . . . . . . . . . . 741113104 145 20000 SH SOLE X
PEOPLESOFT INC COM/COM . . . . . . . . . . . 712713106 6,650 392600 SH SOLE X
PSS WORLD MEDICAL/COM. . . . . . . . . . . . 69366A100 1,788 200000 SH SOLE X
MONERY PASTA CO/COM. . . . . . . . . . . . . 612570101 58 20000 SH SOLE X
PER-SE TECHNOLOGIES, INC/COM . . . . . . . . 713569200 111 32200 SH SOLE X
PRINTRONIX/COM . . . . . . . . . . . . . . . 742578107 2,074 110600 SH SOLE X
PROVIDAN FINL CORP/COM . . . . . . . . . . . 74406A102 81,199 1025400 SH SOLE X
PAXAR CORP/COM . . . . . . . . . . . . . . . 704227107 475 50000 SH SOLE X
QUALCOMM INC/COM . . . . . . . . . . . . . . 747525103 13,205 69800 SH SOLE X
QUALITY DINING INC/COM . . . . . . . . . . . 74756P105 53 20000 SH SOLE X
QIAGEN N.V. NLGO.03/COM. . . . . . . . . . . N72482107 9,591 225000 SH SOLE X
QLT PHOTOTHERAPEUTICS/COM. . . . . . . . . . 746927102 62,182 813500 SH SOLE X
RAILAMERICA INC/COM. . . . . . . . . . . . . 750753105 2,394 242424 SH SOLE X
RAINFOREST CAFE/COM. . . . . . . . . . . . . 75086K104 159 30000 SH SOLE X
RAZORFISH INC./COM . . . . . . . . . . . . . 755236106 5,546 127500 SH SOLE X
REDBACK NETWORKS INC/COM . . . . . . . . . . 757209101 124,772 1155300 SH SOLE X
READ-RITE CORP USD C OM/COM. . . . . . . . . 755246105 3,133 711100 SH SOLE X
THE REGISTRY INC/COM . . . . . . . . . . . . 75913U101 124 32000 SH SOLE X
REMEC INC/COM. . . . . . . . . . . . . . . . 759543101 4,150 301800 SH SOLE X
REMEDYTEMP INC./COM. . . . . . . . . . . . . 759549108 719 50000 SH SOLE X
RESPIRONICS INC/COM. . . . . . . . . . . . . 761230101 206 25000 SH SOLE X
ROGERS COMMUNICATIONS/COM. . . . . . . . . . 775109200 42,721 2541000 SH SOLE X
RED HAT INC/COM. . . . . . . . . . . . . . . 756577102 960 10000 SH SOLE X
RAMBUS INC/COM . . . . . . . . . . . . . . . 750917106 2,319 35000 SH SOLE X
RMH TELESERVICES/COM . . . . . . . . . . . . 749938106 388 100000 SH SOLE X
RAINBOW TECHNOLOGIES, INC/COM. . . . . . . . 750862104 1,103 84000 SH SOLE X
REAL NETWORKS INC/COM. . . . . . . . . . . . 75605L104 78,411 749900 SH SOLE X
ROWECOM INC/COM. . . . . . . . . . . . . . . 77957X108 1,110 40000 SH SOLE X
ROBERTS PHARM/COM. . . . . . . . . . . . . . 770491108 1,634 54000 SH SOLE X
DISPATCH MGMT SERVICES CORP/COM. . . . . . . 254927106 221 98000 SH SOLE X
REX STORES/COM . . . . . . . . . . . . . . . 761624105 1,240 40000 SH SOLE X
RHTYHMS NETCONNECTIONS INC/COM . . . . . . . 762430205 1,518 44000 SH SOLE X
IMS HEALTH INC/COM . . . . . . . . . . . . . 449934108 1,615 70800 SH SOLE X
INVIVO CORP/COM. . . . . . . . . . . . . . . 786495101 4,504 355000 SH SOLE X
BOSTON BEER COMPANY/COM. . . . . . . . . . . 100557107 556 70000 SH SOLE X
SANGSAT MEDICAL CORP/COM . . . . . . . . . . 801003104 2,565 120000 SH SOLE X
SANMINA CORP COM/COM . . . . . . . . . . . . 800907107 35,886 463794 SH SOLE X
SAPIENT CORP/COM . . . . . . . . . . . . . . 803062108 2,828 30000 SH SOLE X
SBC COMMUNICATIONS/COM . . . . . . . . . . . 78387G103 61,862 1211500 SH SOLE X
SINCLAIR BROADCASTIN/COM . . . . . . . . . . 829226109 3,398 375000 SH SOLE X
SABRATEK CORP/COM. . . . . . . . . . . . . . 78571U108 816 290000 SH SOLE X
ALLIANCE IMAGING INCDEL/COM. . . . . . . . . 018606103 1,903 35905 SH SOLE X
SAUCONY INC CLASS B/COM. . . . . . . . . . . 804120202 1,575 100000 SH SOLE X
SCANSOURCE INC/COM . . . . . . . . . . . . . 806037107 2,230 80000 SH SOLE X
STRATEGIC DIAGNOSTIC INC./COM. . . . . . . . 862700101 7,341 810000 SH SOLE X
SIEBEL SYSTEMS INC/COM . . . . . . . . . . . 826170102 2,665 40000 SH SOLE X
SEAGATE TECHNOLOGY/COM . . . . . . . . . . . 811804103 16,430 536500 SH SOLE X
SALTON INC/COM . . . . . . . . . . . . . . . 795757103 2,449 79000 SH SOLE X
SCHERING PLOUGH CORP USD1 /COM. . . . . . . 806605101 27,549 631500 SH SOLE X
S 3 INC COM/COM. . . . . . . . . . . . . . . 784849101 9,836 942400 SH SOLE X
APEX SILVER MINE LTD/COM . . . . . . . . . . G04074103 4,444 300000 SH SOLE X
SILKNET SOFTWARE.COM/COM . . . . . . . . . . 827094103 1,799 39000 SH SOLE X
ISG INTERNATIONAL SOFTWARE GRP/COM . . . . . M5733B104 678 96000 SH SOLE X
SAKS HOLDINGS INC/COM. . . . . . . . . . . . 79377W108 249 16400 SH SOLE X
ANCHOR GAMING/COM. . . . . . . . . . . . . . 033037102 1,190 20000 SH SOLE X
SYLVAN LEARNING SYSTEMS/COM. . . . . . . . . 871399101 2,713 140000 SH SOLE X
SHARED MEDICAL/COM . . . . . . . . . . . . . 819486101 1,057 22600 SH SOLE X
SNYDER COMMUNICATIONS INC/COM. . . . . . . . 832914105 264 17400 SH SOLE X
SANDISK CORP/COM . . . . . . . . . . . . . . 80004C101 58,343 895000 SH SOLE X
SONY CORP AMERICAN SHRS/COM. . . . . . . . . 835699307 525 3500 SH SOLE X
SUNRISE TECH INC COM/COM . . . . . . . . . . 86769L103 920 194900 SH SOLE X
SOFTNET SYSTEMS INC/COM. . . . . . . . . . . 833964109 2,438 100000 SH SOLE X
SONOSITE/COM . . . . . . . . . . . . . . . . 83568G104 261 10000 SH SOLE X
SPARTAN MTRS INC COM/COM . . . . . . . . . . 846819100 253 50000 SH SOLE X
STERICYCLE INC/COM . . . . . . . . . . . . . 858912108 2,350 160000 SH SOLE X
SENSORMATIC ELEC/COM . . . . . . . . . . . . 817265101 1,057 83300 SH SOLE X
STEWART & STEVENSON SERVICES INC/COM . . . . 860342104 295 22500 SH SOLE X
STAC ELECTRONICS COM/COM . . . . . . . . . . 852323203 419 100000 SH SOLE X
SHARED TECHNOLOGIES CELLULAR, INC./COM . . . 819487109 219 25000 SH SOLE X
ST. JUDE MEDICAL INC/COM . . . . . . . . . . 790849103 16,380 520000 SH SOLE X
STM MICROELECTRONICS/COM . . . . . . . . . . 861012102 17,331 234000 SH SOLE X
STM WIRELESS INC/COM . . . . . . . . . . . . 784776106 648 207500 SH SOLE X
STRAYER EDUCATION INC/COM. . . . . . . . . . 863236105 398 20000 SH SOLE X
STARMEDIA NETWORK INC/COM. . . . . . . . . . 855546107 734 20000 SH SOLE X
SOUND ADVICE/COM . . . . . . . . . . . . . . 836066100 363 50000 SH SOLE X
SANCTUARY WOODS MULTIMEDIA CORP/COM. . . . . 79971E207 - 416668 SH SOLE X
SITEL CORPORATION/COM. . . . . . . . . . . . 82980K107 3,479 818700 SH SOLE X
SYKES ENTERPRISES INC./COM . . . . . . . . . 871237103 1,234 50000 SH SOLE X
SYNTROLEUM CORPORATION/COM . . . . . . . . . 871630109 530 75000 SH SOLE X
TRANSACT TECHNOLOGIES INC/COM. . . . . . . . 892918103 2,077 391000 SH SOLE X
TELSAVE HLDG/COM . . . . . . . . . . . . . . 879176105 516 40000 SH SOLE X
TELEBANC FINANCIAL/COM . . . . . . . . . . . 87925R109 690 30000 SH SOLE X
TRANSCOASTAL MARINE/COM. . . . . . . . . . . 893537100 1,438 250000 SH SOLE X
NATIONAL TECHTEAM INC/COM. . . . . . . . . . 638108100 185 40000 SH SOLE X
TERADYNE INC/COM . . . . . . . . . . . . . . 880770102 14,100 400000 SH SOLE X
TERAYON COMMUNICATION SYSTEMS/COM. . . . . . 880775101 489 10000 SH SOLE X
TEVA PHARMACEUTICAL ADR FOR 10 ORDS/COM. . . 881624209 589 11700 SH SOLE X
THREE FIVE SYSTEMS/COM . . . . . . . . . . . 88554L108 708 32000 SH SOLE X
24/7 MEDIA INC/COM . . . . . . . . . . . . . 901314104 4,611 121751 SH SOLE X
THEGLOBE.COM INC/COM . . . . . . . . . . . . 88335R101 616 45000 SH SOLE X
TIVO INC/COM . . . . . . . . . . . . . . . . 888706108 3,173 106000 SH SOLE X
TELLABS INC COM/COM. . . . . . . . . . . . . 879664100 19,530 343000 SH SOLE X
TELESPECTRUM WORLDWIDE/COM . . . . . . . . . 87951U109 2,731 460000 SH SOLE X
TELETEK/COM. . . . . . . . . . . . . . . . . 879905404 - 27500 SH SOLE X
TRICO MARINE SERVICES, INC./COM. . . . . . . 896106101 1,663 200000 SH SOLE X
TOYMAX INTERNATIONAL INC/COM . . . . . . . . 892268103 1,363 191300 SH SOLE X
TICKETMASTER ONLINE CITYSEARCH INC/COM . . . 88633P203 242 10000 SH SOLE X
TRIMEDYNE INC COM/COM. . . . . . . . . . . . 896259108 71 36500 SH SOLE X
TRANSMEDIA/COM . . . . . . . . . . . . . . . 893767301 403 134244 SH SOLE X
TOPPS INC COM/COM. . . . . . . . . . . . . . 890786106 2,250 300000 SH SOLE X
TRIDENT MICROSYSTEMS INC COM/COM . . . . . . 895919108 825 100000 SH SOLE X
TECHNOLOGY SOLUTIONS CO/COM . . . . . . . . 87872T108 253 17887 SH SOLE X
TSI INTERNATIONAL SOFTWARE LTD/COM . . . . . 872879101 25,877 954000 SH SOLE X
TAIWAN SEMICONDUCTOR MANUF CO LTD/COM. . . . 874039100 21,013 712300 SH SOLE X
AUTOTOTE CORP/COM. . . . . . . . . . . . . . 053323101 1,365 520000 SH SOLE X
TELETECH INC/COM . . . . . . . . . . . . . . 879939106 15,034 1055000 SH SOLE X
TAKE TWO INTERACTIVE SOFTWARE/COM. . . . . . 874054109 1,106 100000 SH SOLE X
ITURF/COM. . . . . . . . . . . . . . . . . . 46575Q100 725 69000 SH SOLE X
TUT SYSTEMS INC./COM . . . . . . . . . . . . 901103101 2,349 91000 SH SOLE X
TV GUIDE INC/COM . . . . . . . . . . . . . . 87307Q109 21,519 550000 SH SOLE X
TIME WARNER TELECOM INC/COM. . . . . . . . . 887319101 25,449 1219100 SH SOLE X
TIME WARNER INC USD COM/COM. . . . . . . . . 887315109 35,271 580600 SH SOLE X
TYCO INTERNATIONAL LTD/COM . . . . . . . . . 902124106 801 7757 SH SOLE X
UNIVERSAL ELECTRONIC S INC USD COM/COM . . . 913483103 4,625 200000 SH SOLE X
UNIFAB INTERNATIONAL INC/COM . . . . . . . . 90467L100 403 50000 SH SOLE X
UNILAB CORP/COM. . . . . . . . . . . . . . . 904763109 21,270 3739700 SH SOLE X
USA DETERGENTS/COM . . . . . . . . . . . . . 902938109 198 40000 SH SOLE X
VITALCOM/COM . . . . . . . . . . . . . . . . 927917104 28 15000 SH SOLE X
VERTICALNET/COM. . . . . . . . . . . . . . . 92532L107 2,738 74000 SH SOLE X
VISIBLE GENETICS INC/COM . . . . . . . . . . 92829S104 1,875 100000 SH SOLE X
VIACOM INC COM NON-VTG/COM . . . . . . . . . 925524308 50,518 1195700 SH SOLE X
VIASOFT INC/COM. . . . . . . . . . . . . . . 92552U102 1,120 130300 SH SOLE X
VIDAMED INC/COM. . . . . . . . . . . . . . . 926530106 131 50000 SH SOLE X
VIGNETTE CORP/COM. . . . . . . . . . . . . . 926734104 58,916 651000 SH SOLE X
VISX INC/COM . . . . . . . . . . . . . . . . 92844S105 126,542 1599900 SH SOLE X
VITRIA TECHNOLOGY INC/COM. . . . . . . . . . 92849Q104 11,282 307000 SH SOLE X
VENTANA MEDICAL SYSTEMS INC/COM. . . . . . . 92276H106 1,445 85000 SH SOLE X
VANTIVE CORP./COM. . . . . . . . . . . . . . 922091103 87 10000 SH SOLE X
VISUAL NETWORK INC COM/COM . . . . . . . . . 928444108 1,698 40000 SH SOLE X
VODAFONE GROUP PLC SPONSORED ADR/COM . . . . 92857T107 28,934 121700 SH SOLE X
VERSATEL/COM . . . . . . . . . . . . . . . . 925301103 5,155 479500 SH SOLE X
VERSIGN INC COM/COM. . . . . . . . . . . . . 92343E102 188,505 1770000 SH SOLE X
VERTEL CORP/COM. . . . . . . . . . . . . . . 924907108 739 397500 SH SOLE X
VERITAS SOFTWARE CORP/COM. . . . . . . . . . 923436109 44,628 587700 SH SOLE X
VIDEOSERVER INC./COM . . . . . . . . . . . . 926918103 200 27600 SH SOLE X
VALUE AMERICA INC/COM. . . . . . . . . . . . 92038N102 179 14000 SH SOLE X
VALUEVISION/COM. . . . . . . . . . . . . . . 92047K107 780 30000 SH SOLE X
VIVUS INC/COM. . . . . . . . . . . . . . . . 928551100 2,488 875000 SH SOLE X
WINSTAR COMMUNICATIO/COM . . . . . . . . . . 975515107 1,563 40000 SH SOLE X
WORLDCOMM INC./COM . . . . . . . . . . . . . 98155K102 52,911 736152 SH SOLE X
WESTERN DIGITAL CORP COM/COM . . . . . . . . 958102105 9,101 2468000 SH SOLE X
WEBTRENDS/COM. . . . . . . . . . . . . . . . 94844D104 223 5000 SH SOLE X
WINK COMMUNICATIONS/COM. . . . . . . . . . . 974168106 3,277 75000 SH SOLE X
WARNER LAMBERT CO/COM. . . . . . . . . . . . 934488107 889 13401 SH SOLE X
WESTWOOD ONE/COM . . . . . . . . . . . . . . 961815107 9,011 199700 SH SOLE X
WESTELL TECHNOLOGIES, INC./COM . . . . . . . 957541105 650 80000 SH SOLE X
WEST TELESERVICES CORP/COM . . . . . . . . . 956188106 726 70000 SH SOLE X
WORLDTEX INC/COM . . . . . . . . . . . . . . 981907108 56 27000 SH SOLE X
XIRCOM INC/COM . . . . . . . . . . . . . . . 983922105 17,378 407100 SH SOLE X
XILINX INC COM/COM . . . . . . . . . . . . . 983919101 117,327 1790400 SH SOLE X
XOOM.COM INC/COM . . . . . . . . . . . . . . 98413F101 695 14000 SH SOLE X
YAHOO INC/COM. . . . . . . . . . . . . . . . 984332106 138,197 769900 SH SOLE X
ZEBRA TECHNOLOGIES CORP/COM. . . . . . . . . 989207105 3,910 86000 SH SOLE X
ZONAGEN INC/COM. . . . . . . . . . . . . . . 98975L108 1,353 460700 SH SOLE X
FIBERNET TELE. GRP 8% SR SEC NTE/CONV. . . . 315653ZZ1 2,826 985816 PRN SOLE X
CALL APPB OCT 30/OPT . . . . . . . . . . . . 0378990JF 394 100000 SH CALL SOLE X
CALL RMBS OCT 60/OPT . . . . . . . . . . . . 750917OJL 536 65000 SH CALL SOLE X
CALL ENE @ 27.5 EXP 1/21/00/OPT. . . . . . . 2935610AY 4,558 322700 SH CALL SOLE X
CALL JNJ OCT 90/OPT. . . . . . . . . . . . . 4781600JR 245 70000 SH CALL SOLE X
CALL WMI JAN 30 2000/OPT . . . . . . . . . . 94106LOAF 64 408000 SH CALL SOLE X
CALL MAT OCT 20/OPT. . . . . . . . . . . . . 5770810JD 15 30000 SH CALL SOLE X
CALL MAT OCT 17.5/OPT. . . . . . . . . . . . 5770810JW 60 30000 SH CALL SOLE X
CALL N OCT 20/OPT. . . . . . . . . . . . . . 4532580JD 88 50000 SH CALL SOLE X
CALL N OCT 17.5/OPT. . . . . . . . . . . . . 4532580JW 41 10000 SH CALL SOLE X
CALL PRD OCT 25/OPT. . . . . . . . . . . . . 7310950JE 66 35000 SH CALL SOLE X
CALL PRD OCT 22.5/OPT. . . . . . . . . . . . 7310950JX 184 50000 SH CALL SOLE X
CALL SGP OCT 45/OPT. . . . . . . . . . . . . 8066050JI 110 110000 SH CALL SOLE X
CALL TWX JAN 60/OPT. . . . . . . . . . . . . 8873150AL 872 150000 SH CALL SOLE X
CALL XCED OCT 17.5/OPT . . . . . . . . . . . 98388N0JW 128 30000 SH CALL SOLE X
PUT AAS NOV 32.5/OPT . . . . . . . . . . . . 03071P0WZ 88 10000 SH PUT SOLE X
PUT ABS DEC 45/OPT . . . . . . . . . . . . . 0131040XI 178 30000 SH PUT SOLE X
PUT ALA OCT 30/OPT . . . . . . . . . . . . . 0139040VF 50 20000 SH PUT SOLE X
PUT BBC OCT 17.5/OPT . . . . . . . . . . . . 0837390VW 214 30000 SH PUT SOLE X
PUT BBC NOV 15/OPT . . . . . . . . . . . . . 0837390WC 141 30000 SH PUT SOLE X
PUT BBT OCT 35/OPT . . . . . . . . . . . . . 0549371VG 61 20000 SH PUT SOLE X
PUT BDK OCT 50/OPT . . . . . . . . . . . . . 0917970VJ 89 20000 SH PUT SOLE X
PUT BK OCT 40/OPT. . . . . . . . . . . . . . 0640570VH 133 20000 SH PUT SOLE X
PUT BSC OCT 45/OPT . . . . . . . . . . . . . 0739020VI 361 55000 SH PUT SOLE X
PUT CAH OCT 55/OPT . . . . . . . . . . . . . 14149YTVK 23 10000 SH PUT SOLE X
PUT CAH OCT 60/OPT . . . . . . . . . . . . . 14149YTVL 238 40000 SH PUT SOLE X
PUT CBR OCT 20/OPT . . . . . . . . . . . . . 17163BEVD 70 15000 SH PUT SOLE X
PUT CBR NOV 20/OPT . . . . . . . . . . . . . 17163BEWD 49 10000 SH PUT SOLE X
PUT CIT OCT 25/OPT . . . . . . . . . . . . . 1255770VE 222 50000 SH PUT SOLE X
PUT CMH NOV 15/OPT . . . . . . . . . . . . . 1841900WC 63 10000 SH PUT SOLE X
PUT CMH NOV 12.5/OPT . . . . . . . . . . . . 1841900WV 78 20000 SH PUT SOLE X
PUT CNC OCT 30/OPT . . . . . . . . . . . . . 2084640VF 638 60000 SH PUT SOLE X
PUT DRD OCT 35/OPT . . . . . . . . . . . . . 2635780VG 103 20000 SH PUT SOLE X
PUT DV NOV 25/OPT. . . . . . . . . . . . . . 2518930WE 152 30000 SH PUT SOLE X
PUT EFX OCT 30/OPT . . . . . . . . . . . . . 2944290VF 50 20000 SH PUT SOLE X
PUT ELN 0CT 35/OPT . . . . . . . . . . . . . 2841310VG 45 20000 SH PUT SOLE X
PUT ESTI OCT 17.5/OPT. . . . . . . . . . . . 2788490VW 19 10000 SH PUT SOLE X
PUT FDC NOV 50/OPT . . . . . . . . . . . . . 3199630WJ 133 20000 SH PUT SOLE X
PUT FDP DEC 15/OPT . . . . . . . . . . . . . G367380XC 57 15000 SH PUT SOLE X
PUT FNM OCT 65/OPT . . . . . . . . . . . . . 3135860VM 270 90000 SH PUT SOLE X
PUT FRE OCT 55/OPT . . . . . . . . . . . . . 3134000VK 298 90000 SH PUT SOLE X
PUT FTU OCT 40/OPT . . . . . . . . . . . . . 337358OVH 225 50000 SH PUT SOLE X
PUT GLX NOV 55/OPT . . . . . . . . . . . . . 37733WJWK 831 175000 SH PUT SOLE X
PUT GPS JAN 50/OPT . . . . . . . . . . . . . 3647600MJ 900 50000 SH PUT SOLE X
PUT GTK DEC 30/OPT . . . . . . . . . . . . . 4005180XF 863 100000 SH PUT SOLE X
PUT HI OCT 45/OPT. . . . . . . . . . . . . . 4418150VI 108 20000 SH PUT SOLE X
PUT HSY OCT 55/OPT . . . . . . . . . . . . . 4278660VK 159 25000 SH PUT SOLE X
PUT HSY NOV 55/OPT . . . . . . . . . . . . . 4278660WK 64 10000 SH PUT SOLE X
PUT HTN OCT 45/OPT . . . . . . . . . . . . . 4415600VI 137 30000 SH PUT SOLE X
PUT HWP OCT 100/OPT. . . . . . . . . . . . . 4282360VT 261 30000 SH PUT SOLE X
PUT PHSY OCT 65/OPT. . . . . . . . . . . . . 695112EVM 1,740 80000 SH PUT SOLE X
PUT IBM OCT 130/OPT. . . . . . . . . . . . . 4592000VF 293 30000 SH PUT SOLE X
PUT IMNX OCT 55/OPT. . . . . . . . . . . . . 4525281VK 120 10000 SH PUT SOLE X
PUT JBL OCT 50/OPT . . . . . . . . . . . . . 466313EVJ 76 30000 SH PUT SOLE X
PUT ITWO OCT 35/OPT. . . . . . . . . . . . . 4657540VG 78 40000 SH PUT SOLE X
PUT ITWO OCT 40/OPT. . . . . . . . . . . . . 4657540VH 63 15000 SH PUT SOLE X
PUT KEY OCT 30/OPT . . . . . . . . . . . . . 4932670VF 129 30000 SH PUT SOLE X
PUT KO OCT 55/OPT. . . . . . . . . . . . . . 1912160VK 140 20000 SH PUT SOLE X
PUT WCOM OCT 80/OPT. . . . . . . . . . . . . 55268BWVP 754 90000 SH PUT SOLE X
PUT LEH OCT 60/OPT . . . . . . . . . . . . . 524908JVL 128 40000 SH PUT SOLE X
PUT LOW OCT 55/OPT . . . . . . . . . . . . . 5486610VK 189 30000 SH PUT SOLE X
PUT MAR OCT 35/OPT . . . . . . . . . . . . . 5719037VG 122 50000 SH PUT SOLE X
PUT MCK OCT 35/OPT . . . . . . . . . . . . . 58155Q0VG 303 50000 SH PUT SOLE X
PUT MCK NOV 30/OPT . . . . . . . . . . . . . 58155Q0WF 218 80000 SH PUT SOLE X
PUT MCK NOV 35/OPT . . . . . . . . . . . . . 58155Q0WG 386 60000 SH PUT SOLE X
PUT MDT OCT 37.5/OPT . . . . . . . . . . . . 5850550VU 300 120000 SH PUT SOLE X
PUT MHP OCT 55/OPT . . . . . . . . . . . . . 5806450VK 331 50000 SH PUT SOLE X
PUT MSPG OCT 30/OPT. . . . . . . . . . . . . 6026830VF 163 50000 SH PUT SOLE X
PUT MSPG OCT 32.5/OPT. . . . . . . . . . . . 6026830VZ 266 50000 SH PUT SOLE X
PUT MRK OCT 70/OPT . . . . . . . . . . . . . 5893310VN 105 20000 SH PUT SOLE X
PUT MU OCT 70/OPT. . . . . . . . . . . . . . 5951120VN 738 100000 SH PUT SOLE X
PUT MWD OCT 95/OPT . . . . . . . . . . . . . 617446JVS 356 50000 SH PUT SOLE X
PUT NA OCT 40/OPT. . . . . . . . . . . . . . 6295260VH 223 40000 SH PUT SOLE X
PUT APOL NOV 25/OPT. . . . . . . . . . . . . 0376040WE 89 20000 SH PUT SOLE X
PUT OAT OCT 65/OPT . . . . . . . . . . . . . 7474020VM 74 20000 SH PUT SOLE X
PUT PPDI OCT 17.5/OPT. . . . . . . . . . . . 717124EVW 203 50000 SH PUT SOLE X
PUT PNC OCT 55/OPT . . . . . . . . . . . . . 6934750VK 96 30000 SH PUT SOLE X
PUT MFNX OCT 30/OPT. . . . . . . . . . . . . 5916890VF 460 80000 SH PUT SOLE X
PUT CMGI OCT 90/OPT. . . . . . . . . . . . . 1257503VR 100 100000 SH PUT SOLE X
PUT XEIK NOV 25/OPT. . . . . . . . . . . . . 9840030WE 143 30000 SH PUT SOLE X
PUT ELNK OCT 50/OPT. . . . . . . . . . . . . 2703220VJ 391 50000 SH PUT SOLE X
PUT OCLR OCT 20/OPT. . . . . . . . . . . . . 6757440VD 58 40000 SH PUT SOLE X
PUT OCLR OCT 25/OPT. . . . . . . . . . . . . 6757440VE 56 10000 SH PUT SOLE X
PUT OCLR OCT 22.5/OPT. . . . . . . . . . . . 6757440VX 33 10000 SH PUT SOLE X
PUT VMSI OCT 17.5/OPT. . . . . . . . . . . . 92276H0VW 18 10000 SH PUT SOLE X
PUT QTRN NOV 25/OPT. . . . . . . . . . . . . 7487670WE 313 50000 SH PUT SOLE X
PUT SNRZ NOV 30/OPT. . . . . . . . . . . . . 86768K0WF 103 22500 SH PUT SOLE X
PUT NITE OCT 35/OPT. . . . . . . . . . . . . 4990670VG 174 30000 SH PUT SOLE X
PUT NITE OCT 32.5/OPT. . . . . . . . . . . . 4990670VZ 116 30000 SH PUT SOLE X
PUT LCOS OCT 47.5/OPT. . . . . . . . . . . . 5508183VW 35 20000 SH PUT SOLE X
PUT RHI DEC 25/OPT . . . . . . . . . . . . . 7703230XE 40 20000 SH PUT SOLE X
PUT ERICY NOV 35/OPT . . . . . . . . . . . . 2948210WG 133 30000 SH PUT SOLE X
PUT SBH OCT 65/OPT . . . . . . . . . . . . . 832378JVM 148 20000 SH PUT SOLE X
PUT SCH OCT 40/OPT . . . . . . . . . . . . . 8085130VH 131 20000 SH PUT SOLE X
PUT SCI OCT 50/OPT . . . . . . . . . . . . . 7838900VJ 78 12500 SH PUT SOLE X
PUT SLR OCT 70/OPT . . . . . . . . . . . . . 8341820VN 51 30000 SH PUT SOLE X
PUT SWY OCT 50/OPT . . . . . . . . . . . . . 7865140VJ 358 30000 SH PUT SOLE X
PUT SYK OCT 55/OPT . . . . . . . . . . . . . 863667SVK 46 10000 SH PUT SOLE X
PUT T OCT 50/OPT . . . . . . . . . . . . . . 0019570VJ 325 50000 SH PUT SOLE X
PUT ADCT OCT 45/OPT. . . . . . . . . . . . . 0008860VI 143 40000 SH PUT SOLE X
PUT TMX OCT 80/OPT . . . . . . . . . . . . . 8794030VP 259 30000 SH PUT SOLE X
PUT TOM NOV 35/OPT . . . . . . . . . . . . . G8915Z0WG 575 80000 SH PUT SOLE X
PUT UAM NOV 20/OPT . . . . . . . . . . . . . 9094200WD 22 15000 SH PUT SOLE X
PUT UAM NOV 22.5/OPT . . . . . . . . . . . . 9094200WX 178 50000 SH PUT SOLE X
PUT CMDC OCT 10/OPT. . . . . . . . . . . . . 1417060VB 48 10000 SH PUT SOLE X
PUT CMDC DEC 10/OPT. . . . . . . . . . . . . 1417060XB 244 50000 SH PUT SOLE X
PUT CMDC DEC 12.5/OPT. . . . . . . . . . . . 1417060XV 117 16000 SH PUT SOLE X
PUT UTX OCT 65/OPT . . . . . . . . . . . . . 9130170VM 291 50000 SH PUT SOLE X
PUT WEN NOV 30/OPT . . . . . . . . . . . . . 9505900WF 132 33000 SH PUT SOLE X
PUT WCII OCT 60/OPT. . . . . . . . . . . . . 9755150VL 833 40000 SH PUT SOLE X
PUT AMSY OCT 30/OPT. . . . . . . . . . . . . 0273520VF 222 50000 SH PUT SOLE X
PUT GSTRF OCT 30/OPT . . . . . . . . . . . . G3930H0VF 431 60000 SH PUT SOLE X
CONVERSION TECH INTL SERIES A CONV/PREF. . . 212545990 5 25200 SH SOLE X
GARDEN.COM INC SER E CONV PFD/PREF . . . . . 365154996 583 38611 SH SOLE X
GARDEN.COM INC SER D CONV P/S/PREF . . . . . 365208982 18,409 1219148 SH SOLE X
LASERSIGHT SER D CONV P/S/PREF . . . . . . . 517924965 27,250 2000000 SH SOLE X
MEMOTEC COM INC SERIES 1 1ST /PREF . . . . . 585909997 589 190000 SH SOLE X
NETEGRITY SERIES D PREFERRED/PREF. . . . . . 64110P974 65,000 3333334 SH SOLE X
RAILAMERICA INC SER A 7.5% CONV PFD/PREF . . 750753998 2,394 80000 SH SOLE X
SWMC SER A PREFERRED/PREF. . . . . . . . . . 79971E942 - 75442 SH SOLE X
SHARED TECH CELL. SER C CONV RSTD/PREF . . . 819487984 1,801 1441 SH SOLE X
SILVERSTREAM SOFT. SER D CONV RST/PREF . . . 828900985 5,832 234210 SH SOLE X
THERMOGENESIS SER A CONV RSD/PREF . . . . . 883623993 625 80000 SH SOLE X
7,234,083
</TABLE>
