UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pequot Capital Management, Inc.
Address: 500 Nyala Farm Road
Westport, CT 06880
Form 13F File Number: 28-04495
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amiel M. Peretz
Title: Chief Operating Officer
Phone: (203) 429-2200
Signature, Place, and Date of Signing:
/s/David J. Malat Westport, CT 2/14/00
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for the Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 580
Form 13F Information Table Value Total: $14,303,143
List of Other Included Managers: NONE
<TABLE>
<CAPTION>
<BTB>
VALUE SHRS OR SHRS/ PUT/ INVEST OTHER VOTING AUTHORITY
NAME OF ISSUER/TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR. MGR SOLE SHARED NONE
- ----------------------------------------- --------- -------- -------- ----- ---- ------ ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C>
24/7 Media Inc./Com . . . . . . . . . . . 901314104 6,567 116751 SH SOLE X
3com Corp/Com. . . . . . . . . . . . . . 885535104 21,586 459278 SH SOLE X
3d Labs/Com. . . . . . . . . . . . . . . G8846W103 2,350 400000 SH SOLE X
Abbott Labs/Com.. . . . . . . . . . . . . 002824100 490 13500 SH SOLE X
Abgenix Inc/Com.. . . . . . . . . . . . . 00339B107 13,383 101000 SH SOLE X
Act Teleconferencing/Com.. . . . . . . . 000955104 176 22000 SH SOLE X
Active Software/Com. . . . . . . . . . . 00504E100 6,808 74000 SH SOLE X
Active Voice/Com. . . . . . . . . . . . . 004938106 2,717 93500 SH SOLE X
Actv Inc./Com . . . . . . . . . . . . . . 00088E104 3,427 75000 SH SOLE X
Acuson /Com . . . . . . . . . . . . . . . 005113105 2,266 180400 SH SOLE X
Acx Technologies, Inc./Com. . . . . . . . 005123104 586 54800 SH SOLE X
Adaptec Inc Com/Com . . . . . . . . . . . 00651F108 52,858 1059800 SH SOLE X
Advanced Micro Devic Es Inc Usd.01./Com . 007903107 5,646 195100 SH SOLE X
Agnico Eagle Mines/Com. . . . . . . . . . 008474108 2,008 270000 SH SOLE X
Air Prods & Chems Inc Com/Com . . . . . . 009158106 20,198 601800 SH SOLE X
Akorn Inc/Com . . . . . . . . . . . . . . 009728106 1,804 370000 SH SOLE X
Alcatel Alsthom/Com . . . . . . . . . . . 013904305 895 19886 SH SOLE X
Alexion Pharmaceuticals Inc/Com . . . . . 015351109 3,615 120000 SH SOLE X
Alliance Semi Conductor Corp/Com. . . . . 01877H100 1,073 64300 SH SOLE X
Alpha Beta Technology Inc/Com . . . . . . 02071K105 0 10000 SH SOLE X
Altera Corp Com/Com . . . . . . . . . . . 021441100 7,662 154600 SH SOLE X
Alza Corp/Com . . . . . . . . . . . . . . 022615108 1,039 30000 SH SOLE X
Ambi Inc/Com. . . . . . . . . . . . . . . 00163N102 247 100000 SH SOLE X
America Online, Inc./Com. . . . . . . . . 02364J104 143,630 1892980 SH SOLE X
American Pad And Paper/Com. . . . . . . . 028816106 4 18100 SH SOLE X
American Pwr Conversion Corp/Com. . . . . 029066107 6,014 228000 SH SOLE X
Ameripath Inc/Com . . . . . . . . . . . . 03071D109 164 20000 SH SOLE X
Amgen Inc Usd.0001 Com/Com. . . . . . . . 031162100 126,353 2103700 SH SOLE X
Aml Communications/Com. . . . . . . . . . 001733104 173 35000 SH SOLE X
Anadarko Pete Corp Com/Com. . . . . . . . 032511107 11,121 325900 SH SOLE X
Apac Teleservices Inc/Com . . . . . . . . 00185E106 7,313 520000 SH SOLE X
Apex Silver Mine Ltd/Com. . . . . . . . . G04074103 4,800 400000 SH SOLE X
Apple Computer Inc Com/Com. . . . . . . . 037833100 17,725 172400 SH SOLE X
Applebees Inter Inc/Com . . . . . . . . . 037899101 1,475 50000 SH SOLE X
Applied Matls Inc Com/Com . . . . . . . . 038222105 181,569 1433200 SH SOLE X
Applied Micro Circuits Corp/Com . . . . . 03822W109 7,126 56000 SH SOLE X
Applix Inc./Com . . . . . . . . . . . . . 038316105 4,223 233800 SH SOLE X
Aps Holding Corp/Com. . . . . . . . . . . 001937101 0 10000 SH SOLE X
Arcadia Financial Ltd./Com. . . . . . . . 039101100 159 35800 SH SOLE X
Ariba Inc/Com . . . . . . . . . . . . . . 04033V104 295,454 1665700 SH SOLE X
Arthrocare Corp/Com . . . . . . . . . . . 043136100 994 16300 SH SOLE X
Artisan Components Inc/Com. . . . . . . . 042923102 2,374 115000 SH SOLE X
Asia Pacific Resources Int/Com. . . . . . G05345106 700 400000 SH SOLE X
Asm Lithography Holdings Nv/Com . . . . . N07059111 17,563 154400 SH SOLE X
At&T Liberty Media Grp Cl.A/Com . . . . . 001957208 88,167 1551900 SH SOLE X
Atmel Corp Com/Com. . . . . . . . . . . . 049513104 38,053 1287200 SH SOLE X
Ault Inc/Com. . . . . . . . . . . . . . . 051503100 1,800 200000 SH SOLE X
Autotote Corp/Com . . . . . . . . . . . . 053323101 2,438 750000 SH SOLE X
Avigen Inc/Com. . . . . . . . . . . . . . 053690103 6,665 215000 SH SOLE X
B I Inc Com (New)/Com . . . . . . . . . . 055467203 419 55000 SH SOLE X
Baker Hughes Inc Com/Com. . . . . . . . . 057224107 14,072 668100 SH SOLE X
Bard C R Inc Com/Com. . . . . . . . . . . 067383109 44,891 847000 SH SOLE X
Barnes & Noble Inc Com/Com. . . . . . . . 067774109 24,853 1205000 SH SOLE X
Battery Technologies Inc/Com. . . . . . . 07132T102 11 152800 SH SOLE X
Baxter International Inc Usd1 Com/Com. . 071813109 32,508 517540 SH SOLE X
Bellsouth Corp./Com . . . . . . . . . . . 079860102 25,012 534300 SH SOLE X
Beverly Enterprises Inc/Com . . . . . . . 087851309 1,313 300000 SH SOLE X
Billserv.Com/Com. . . . . . . . . . . . . 090181108 391 50000 SH SOLE X
Biogen N V Com/Com. . . . . . . . . . . . 090597105 1,183 14000 SH SOLE X
Biovail Corp Intn'l/Com . . . . . . . . . 09067K106 9,178 97900 SH SOLE X
Blockbuster Inc./Com. . . . . . . . . . . 093679108 32,786 2451300 SH SOLE X
Blonder Tongue Labs/Com . . . . . . . . . 093698108 175 35000 SH SOLE X
Boston Beer Company/Com . . . . . . . . . 100557107 503 70000 SH SOLE X
Brightpoint Inc/Com . . . . . . . . . . . 109473108 3,990 304000 SH SOLE X
Britesmile Inc/Com. . . . . . . . . . . . 110415106 163 20000 SH SOLE X
Broadcom Corp/Com . . . . . . . . . . . . 111320107 339,436 1246210 SH SOLE X
Broadvision Inc/Com . . . . . . . . . . . 111412102 172,103 1012000 SH SOLE X
Broadwing/Com . . . . . . . . . . . . . . 111620100 46,769 1268300 SH SOLE X
Brocade Comm Systems/Com. . . . . . . . . 111621108 111,510 630000 SH SOLE X
Burlington Coat Factory Whse Corp/Com . . 121579106 989 71280 SH SOLE X
Burlington Northern-Santa Fe/Com. . . . . 12189T104 45,103 1859900 SH SOLE X
Burlington Resources Inc/Com. . . . . . . 122014103 24,972 755300 SH SOLE X
Burr-Brown Corp/Com . . . . . . . . . . . 122574106 4,118 114000 SH SOLE X
Cacheflow Inc/Com . . . . . . . . . . . . 126946102 6,926 53000 SH SOLE X
Cadence Design Systems Inc/Com. . . . . . 127387108 27,720 1155000 SH SOLE X
Cadiz Ld Inc Com/Com. . . . . . . . . . . 127537108 760 80000 SH SOLE X
Caliper Technologies/Com. . . . . . . . . 130868102 3,938 59000 SH SOLE X
Callaway Golf Co Com/Com. . . . . . . . . 131193104 3,538 200000 SH SOLE X
Cambridge Tech Partners, Inc./Com . . . . 132524109 1,313 50000 SH SOLE X
Cap. One Financial/Com. . . . . . . . . . 14040H105 51,257 1063700 SH SOLE X
Cardima Inc/Com . . . . . . . . . . . . . 14147M106 770 425000 SH SOLE X
Celeris Corp/Com. . . . . . . . . . . . . 15100K201 17 11666 SH SOLE X
Celeritek Inc/Com . . . . . . . . . . . . 150926103 1,560 80000 SH SOLE X
Cell Genesys Inc/Com. . . . . . . . . . . 150921104 1,575 122900 SH SOLE X
Cell Pathways Inc./Com. . . . . . . . . . 15114R101 2,595 280500 SH SOLE X
Cellstar Corp Com/Com . . . . . . . . . . 150925105 898 90900 SH SOLE X
Centigram Communications Corp/Com . . . . 152317103 1,675 100000 SH SOLE X
Cerner Corp Com/Com . . . . . . . . . . . 156782104 1,179 59900 SH SOLE X
Checkpoint Sys Inc Com/Com. . . . . . . . 162825103 357 35000 SH SOLE X
Chesapeake Energy Co/Com. . . . . . . . . 165167107 1,952 821700 SH SOLE X
Cisco Sys Inc Com/Com . . . . . . . . . . 17275R102 440,734 4114200 SH SOLE X
Citigroup/Com . . . . . . . . . . . . . . 172967101 27,001 484875 SH SOLE X
Classic Communications Inc/Com. . . . . . 182728204 2,779 76000 SH SOLE X
Clickaction Inc/Com . . . . . . . . . . . 18681E107 736 25000 SH SOLE X
Cmg Info Services/Com . . . . . . . . . . 125750109 251,403 908000 SH SOLE X
Coherent Inc./Com . . . . . . . . . . . . 192479103 17,658 660100 SH SOLE X
Commerce One Inc/Com. . . . . . . . . . . 200693109 5,463 27800 SH SOLE X
Compaq Computer Corp Com/Com. . . . . . . 204493100 126,098 4659500 SH SOLE X
Compumed Inc/Com. . . . . . . . . . . . . 204914402 66 125000 SH SOLE X
Comverse Technology Inc/Com . . . . . . . 205862402 137,513 950000 SH SOLE X
Concord Camera Corp Com/Com . . . . . . . 206156101 5,005 220000 SH SOLE X
Corecomm Limited C/S Rstd/Com . . . . . . G2422R992 9,623 202581 SH SOLE X
Cott Corp/Com . . . . . . . . . . . . . . 22163N106 4,973 947200 SH SOLE X
Covad Communications Group/Com. . . . . . 222814204 24,635 440400 SH SOLE X
Coyote Network Systems/Com. . . . . . . . 22406P108 67 12348 SH SOLE X
Creative Biomolecules/Com . . . . . . . . 225270107 2,469 500000 SH SOLE X
Credence Systems/Com. . . . . . . . . . . 225302108 6,142 71000 SH SOLE X
Critical Path/Com . . . . . . . . . . . . 22674V100 105,829 1121363 SH SOLE X
Crystal Systems Solutions Ltd/Com . . . . M26763108 414 25000 SH SOLE X
Curagen Corporation/Com . . . . . . . . . 23126R101 24,538 351800 SH SOLE X
Curagen Corporation C/S Rstd/Com. . . . . 23126R994 83,700 1500000 SH SOLE X
Cv Therapeuticals Inc/Com . . . . . . . . 126667104 38,268 1468330 SH SOLE X
Cybercash, Inc/Com. . . . . . . . . . . . 232462101 2,313 250000 SH SOLE X
Cybersource/Com . . . . . . . . . . . . . 23251J106 3,923 75800 SH SOLE X
Cytyc Corp/Com. . . . . . . . . . . . . . 232946103 7,034 115200 SH SOLE X
D And K Healthcare Resources Inc./Com . . 232861104 1,996 136500 SH SOLE X
Daisytek Intl Corp/Com. . . . . . . . . . 234053106 1,569 67307 SH SOLE X
Davox Corp/Com. . . . . . . . . . . . . . 239208101 2,339 119200 SH SOLE X
Daxor Corp/Com. . . . . . . . . . . . . . 239467103 870 60000 SH SOLE X
Dell Computer Corp Com/Com. . . . . . . . 247025109 481,481 9440800 SH SOLE X
Delta Omega Tech Ltd Rstd/Com . . . . . . 247782907 46 60739 SH SOLE X
Deltathree.Com Inc/Com. . . . . . . . . . 24783N102 2,961 115000 SH SOLE X
Dendrite International/Com. . . . . . . . 248239105 56,114 1656500 SH SOLE X
Department 56 Inc./Com. . . . . . . . . . 249509100 1,149 50800 SH SOLE X
Deutsch Telecom Ag/Com. . . . . . . . . . OD5557501 89,038 1237300 SH SOLE X
Dianon Systems Inc/Com. . . . . . . . . . 252826102 1,100 80000 SH SOLE X
Digex Inc/Com . . . . . . . . . . . . . . 253754105 1,492 21700 SH SOLE X
Digital Generation Systems/Rstd/Com . . . 253921910 28,431 4987911 SH SOLE X
Digital Impact/Com. . . . . . . . . . . . 25385G106 4,311 86000 SH SOLE X
Digital Island/Com. . . . . . . . . . . . 25385N101 1,903 20000 SH SOLE X
Disney Walt Co Usd.025 Com/Com. . . . . . 254687106 15,693 536500 SH SOLE X
Dollar General/Com. . . . . . . . . . . . 256669102 1,251 55000 SH SOLE X
Double Click Inc./Com . . . . . . . . . . 258609304 358,488 1416600 SH SOLE X
Dow Chemical/Com. . . . . . . . . . . . . 260543103 40,649 304200 SH SOLE X
Drug Emporium/Com . . . . . . . . . . . . 262175102 888 200000 SH SOLE X
Drugstore.Com/Com . . . . . . . . . . . . 262241102 1,907 52700 SH SOLE X
Dt Industries/Com . . . . . . . . . . . . 23333J108 394 50000 SH SOLE X
Dura Pharm Inc Com/Com. . . . . . . . . . 26632S109 139 10000 SH SOLE X
Dusa Pharmaceuticals Inc/Com. . . . . . . 266898105 4,817 169000 SH SOLE X
Dycom Inc/Com . . . . . . . . . . . . . . 267475101 1,102 25000 SH SOLE X
E Trade Group Inc/Com . . . . . . . . . . 269246104 823 31500 SH SOLE X
E Z Corp Inc Cl A/Com . . . . . . . . . . 302301106 41 10000 SH SOLE X
Ebay Inc/Com. . . . . . . . . . . . . . . 278642103 201,790 1611900 SH SOLE X
Ebay Inc Com Rstd/Com . . . . . . . . . . 278642996 1,151 9198 SH SOLE X
Eclipse Surgical Tec/Com. . . . . . . . . 278849104 92 12500 SH SOLE X
Eclipsys Corp/Com . . . . . . . . . . . . 278856109 336 13125 SH SOLE X
Eis International In/Com. . . . . . . . . 268539103 1,156 200000 SH SOLE X
Electro Brain Intl Corp/Com . . . . . . . 285062204 0 19500 SH SOLE X
Electro Brain Restricted/Com. . . . . . . 285062915 0 341665 SH SOLE X
Electro Scientific Inds./Com. . . . . . . 285229100 2,416 33100 SH SOLE X
Ellantec Semiconducter/Com. . . . . . . . 284155108 7,425 225000 SH SOLE X
Emcor Group Inc/Com . . . . . . . . . . . 29084Q100 5,840 320000 SH SOLE X
Employee Solutions/Com. . . . . . . . . . 292166105 34 50000 SH SOLE X
Endocare Inc./Com . . . . . . . . . . . . 29264P104 7,232 857143 SH SOLE X
Enron/Com . . . . . . . . . . . . . . . . 293561106 6,674 150400 SH SOLE X
Ensco International Inc/Com . . . . . . . 26874Q100 888 38800 SH SOLE X
Entremed Inc/Com. . . . . . . . . . . . . 29382F103 12,465 486444 SH SOLE X
Enzon Inc/Com . . . . . . . . . . . . . . 293904108 2,169 50000 SH SOLE X
Eog Resources, Inc./Com . . . . . . . . . 293562104 10,046 572000 SH SOLE X
Epitope Inc/Com . . . . . . . . . . . . . 294261102 195 30000 SH SOLE X
Epress Scripts/Com. . . . . . . . . . . . 302182100 640 10000 SH SOLE X
Esc Medical Systems/Com . . . . . . . . . M40868107 785 82125 SH SOLE X
Eshare Technologies, Inc./ Rstd/Com . . . 296428980 5,598 410077 SH SOLE X
Exodus Communications Inc./Com. . . . . . 302088109 274,404 3089700 SH SOLE X
Ezenia! Inc/Com . . . . . . . . . . . . . 302311105 219 27600 SH SOLE X
Falcon Drilling Company Inc/Com . . . . . 7491ZE101 37,946 2863852 SH SOLE X
Fei Company/Com . . . . . . . . . . . . . 30241L109 775 50000 SH SOLE X
Female Health Co/Com. . . . . . . . . . . 314462102 24 20000 SH SOLE X
Fila Holdings Spa/Com . . . . . . . . . . 316850106 143 13000 SH SOLE X
Filenet Corp/Com. . . . . . . . . . . . . 316869106 8,007 314000 SH SOLE X
First Team Sports/Com . . . . . . . . . . 337157101 81 35000 SH SOLE X
Firstar Corp/Com. . . . . . . . . . . . . 33763V109 27,209 1288000 SH SOLE X
Fort James Corp/Com . . . . . . . . . . . 347471104 21,410 782100 SH SOLE X
Fossil Inc/Com. . . . . . . . . . . . . . 349882100 1,041 45000 SH SOLE X
Fox Entertainment Group Inc Class A/Com . 35138T107 40,912 1640600 SH SOLE X
Franco-Nevada Mining Corp Limited/Com . . 351860101 473 30800 SH SOLE X
Fsi Intl Inc Com/Com. . . . . . . . . . . 302633102 397 34500 SH SOLE X
Fuelcell Energy Inc/Com . . . . . . . . . 35952H106 2,506 100000 SH SOLE X
Futurelink Corp. C/S Rest./Com. . . . . . 36114Q976 132,364 6363637 SH SOLE X
Garden Botonika Inc/Com . . . . . . . . . 364854109 2 10000 SH SOLE X
Garden.Com, Inc./Com. . . . . . . . . . . 365199991 8,741 1257759 SH SOLE X
Gateway Inc/Com . . . . . . . . . . . . . 367626108 25,222 350000 SH SOLE X
Geerlings And Wade/Com. . . . . . . . . . 368473104 2,420 348800 SH SOLE X
Geltex Pharm Inc/Com. . . . . . . . . . . 368538104 1,730 135000 SH SOLE X
Gemstar International/Com . . . . . . . . G3788V106 60,669 851500 SH SOLE X
Genentech Inc/Com . . . . . . . . . . . . 368710406 173,384 1289100 SH SOLE X
Genesis Health/Com. . . . . . . . . . . . 371912106 206 100000 SH SOLE X
Gentex Corp Com/Com . . . . . . . . . . . 371901109 2,220 80000 SH SOLE X
Genzyme Corp Com/Com. . . . . . . . . . . 372917104 11,138 247500 SH SOLE X
Giga Information Group Inc/Com. . . . . . 37517M109 3,143 761906 SH SOLE X
Gilead Sciences Inc Com/Com . . . . . . . 375558103 99,617 1840500 SH SOLE X
Global Marine Inc./Com. . . . . . . . . . 379352404 1,761 105900 SH SOLE X
Global Telesystems Group, Inc/Com . . . . 37936U104 56,031 1612400 SH SOLE X
Globalstar Telecom/Com. . . . . . . . . . G3930H104 41,832 950720 SH SOLE X
Gold Fields Ltd/Com . . . . . . . . . . . 38059T106 680 150000 SH SOLE X
Goldman Sachs Group/Com . . . . . . . . . 38141G104 23,641 251000 SH SOLE X
Good Guys Inc/Com . . . . . . . . . . . . 389091106 4,656 500000 SH SOLE X
Graham-Field Health Products Inc/Com. . . 384632105 3 24000 SH SOLE X
Guidant Corp/Com. . . . . . . . . . . . . 401698105 356 7583 SH SOLE X
Hall Kinion And Associates/Com. . . . . . 406069104 6,687 311000 SH SOLE X
Hanover Direct/Com. . . . . . . . . . . . 410783104 1,088 300000 SH SOLE X
Harman Intl Ind Inc/Com . . . . . . . . . 413086109 2,806 50000 SH SOLE X
Health Care Service Group/Com . . . . . . 421906108 6,133 876100 SH SOLE X
Health Management Systems Inc/Com . . . . 42219M100 63 10000 SH SOLE X
Healtheon/Webmd Corp/Com. . . . . . . . . 422209106 2,588 69000 SH SOLE X
Healthsouth Corp/Com. . . . . . . . . . . 421924101 1,212 225516 SH SOLE X
Heartport Inc/Com . . . . . . . . . . . . 421969106 95 20000 SH SOLE X
Hellenic Telecommunications Org Adr/Com . 423325307 12,690 1063000 SH SOLE X
Hello Direct/Com. . . . . . . . . . . . . 423402106 7,438 500000 SH SOLE X
Hemasure Inc./Com . . . . . . . . . . . . 423504109 900 150000 SH SOLE X
Hewlett Packard Co Usd1 Com/Com. . . . . 428236103 296 2600 SH SOLE X
Hollinger International Inc/Com . . . . . 435569108 4,528 350000 SH SOLE X
Hologic Inc Com/Com . . . . . . . . . . . 436440101 453 78700 SH SOLE X
Homeseekers.Com Inc/Com . . . . . . . . . 437605108 3,281 250000 SH SOLE X
Homestake Mining Co Usd Com/Com . . . . . 437614100 781 100000 SH SOLE X
Homestore.Com Inc./Com. . . . . . . . . . 437368103 10,618 143000 SH SOLE X
Human Genome Science Inc/Com. . . . . . . 444903108 2,289 15000 SH SOLE X
I-Cable Communication Ord/Com . . . . . . 9988817X8 25,974 19138000 SH SOLE X
I-Cable Communications Ltd Adr/Com. . . . 44934B104 12,466 497400 SH SOLE X
Ict Group Inc/Com . . . . . . . . . . . . 44929Y101 3,566 291100 SH SOLE X
Icu Med Inc Com/Com . . . . . . . . . . . 44930G107 153 10000 SH SOLE X
Idec Pharmaceuticals Corp./Com. . . . . . 449370105 192,030 1954500 SH SOLE X
Idx Systems Corp./Com . . . . . . . . . . 449491109 79,544 2545400 SH SOLE X
Iflow Corp/Com. . . . . . . . . . . . . . 449520303 595 150000 SH SOLE X
Igen Intl Inc/Com . . . . . . . . . . . . 449536101 1,041 35000 SH SOLE X
Immucor/Com . . . . . . . . . . . . . . . 452526106 5,934 450000 SH SOLE X
Impath Inc./Com . . . . . . . . . . . . . 45255G101 1,145 45000 SH SOLE X
Ims Health Inc/Com. . . . . . . . . . . . 449934108 1,925 70800 SH SOLE X
Inamed Corp/Com . . . . . . . . . . . . . 453235103 15,834 360900 SH SOLE X
Incyte Pharm Inc/Com. . . . . . . . . . . 45337C102 157,140 2619000 SH SOLE X
Infonet Systems/Com . . . . . . . . . . . 45666T106 41,459 1579400 SH SOLE X
Information Mgmt Resources Inc/Com. . . . 45675E108 1,633 130000 SH SOLE X
Informix Corp Com/Com . . . . . . . . . . 456779107 7,406 647500 SH SOLE X
Infospace.Com Inc/Com . . . . . . . . . . 45678T102 21,614 101000 SH SOLE X
Ingersoll Rand Co/Com . . . . . . . . . . 456866102 15,693 285000 SH SOLE X
Inkine Pharmaceutical Co./Com . . . . . . 457214104 638 200000 SH SOLE X
Integrated Device Technology Inc/Com. . . 458118106 1,209 41700 SH SOLE X
Integrated Silicon Solution Inc/Com . . . 45812P107 1,656 100000 SH SOLE X
Intel Corp Com/Com. . . . . . . . . . . . 458140100 77,999 947600 SH SOLE X
Intermedia Communications Inc/Com . . . . 458801107 33,713 868600 SH SOLE X
International Paper Co/Com. . . . . . . . 460146103 47,131 835100 SH SOLE X
Intrawave Inc/Com . . . . . . . . . . . . 46118M103 3,198 40000 SH SOLE X
Invivo Corp/Com . . . . . . . . . . . . . 461858102 4,304 355000 SH SOLE X
Isg International Software Grp/Com. . . . M5733B104 4,725 300000 SH SOLE X
Jds Uniphase Corp/Com . . . . . . . . . . 46612J101 662,769 4108600 SH SOLE X
Jones Medical Indust/Com. . . . . . . . . 480236108 977 22500 SH SOLE X
Juniper Networks/Com. . . . . . . . . . . 48203R104 256,938 755700 SH SOLE X
K V Pharmaceutical Cl A/Com . . . . . . . 482740206 1,865 85000 SH SOLE X
Kana Communications/Com . . . . . . . . . 483600102 96,022 468400 SH SOLE X
Keane Inc/Com . . . . . . . . . . . . . . 486665102 1,606 50000 SH SOLE X
Keravision Inc/Com. . . . . . . . . . . . 492061106 1,385 226200 SH SOLE X
Kla Instrs Corp Com/Com . . . . . . . . . 482480100 264,538 2375200 SH SOLE X
Komag Inc Com/Com . . . . . . . . . . . . 500453105 480 153600 SH SOLE X
Korea Telecom Corp/Com. . . . . . . . . . 50063P103 31,006 414800 SH SOLE X
Kv Pharmaceutical Co/Com. . . . . . . . . 482740107 450 21000 SH SOLE X
Laboratory Corporation Of America/Com . . 50540R102 3,228 875300 SH SOLE X
Lam Resh Corp Com/Com . . . . . . . . . . 512807108 92,218 826600 SH SOLE X
Lanier Worldwide Inc/Com. . . . . . . . . 51589L105 1,356 350000 SH SOLE X
Laser Technology Inc Com New/Com. . . . . 518074208 72 52500 SH SOLE X
Laserscope/Com. . . . . . . . . . . . . . 518081104 385 397500 SH SOLE X
Lasersight Inc/Com. . . . . . . . . . . . 517924106 5,000 500000 SH SOLE X
Lcc International/Com . . . . . . . . . . 501810105 14,455 725000 SH SOLE X
Legato Systems/Com. . . . . . . . . . . . 524651106 63,954 929400 SH SOLE X
Lifecore Biomedical Inc./Com. . . . . . . 532187101 592 28000 SH SOLE X
Lifeline Systems Inc./Com . . . . . . . . 532192101 7,350 490000 SH SOLE X
Linear Tech Corp/Com. . . . . . . . . . . 535678106 25,705 359200 SH SOLE X
Lsi Logic Corp Com/Com. . . . . . . . . . 502161102 49,545 734000 SH SOLE X
Lucent Technologies/Com . . . . . . . . . 549463107 93,383 1245113 SH SOLE X
Lunar Corp/Com. . . . . . . . . . . . . . 550362107 267 37500 SH SOLE X
Macromedia/Com. . . . . . . . . . . . . . 556100105 4,146 56700 SH SOLE X
Mannesmann Ag Regd/Com. . . . . . . . . . 0D6560306 191,853 787700 SH SOLE X
Mapinfo Corporation/Com . . . . . . . . . 565105103 3,675 100000 SH SOLE X
Mapquest.Com/Com. . . . . . . . . . . . . 565644101 880 39000 SH SOLE X
Marisa Christina Inc./Com . . . . . . . . 570268102 23 12500 SH SOLE X
Mattson Tech/Com. . . . . . . . . . . . . 577223100 856 50000 SH SOLE X
Mckesson Hboc Corp/Com. . . . . . . . . . 58155Q103 674 29940 SH SOLE X
Mdl Information Sys Inc/Com . . . . . . . 55267R102 1,785 85000 SH SOLE X
Mechanical Technology/Com . . . . . . . . 583538103 2,209 95000 SH SOLE X
Mecon Inc/Com . . . . . . . . . . . . . . 58400M105 216 20000 SH SOLE X
Medarex Inc/Com . . . . . . . . . . . . . 583916101 10,903 292700 SH SOLE X
Media 100 Inc/Com . . . . . . . . . . . . 58440W105 9,253 350000 SH SOLE X
Media One Group Inc/Com . . . . . . . . . 58440J104 70,568 918700 SH SOLE X
Mediaplex Inc/Com . . . . . . . . . . . . 58446B105 6,275 100000 SH SOLE X
Mediaplex Rstd/Com. . . . . . . . . . . . 58446B980 0 100000 SH SOLE X
Medtronic Inc Usd.10 Com/Com . . . . . . 585055106 24,083 660942 SH SOLE X
Memotec Comm Inc/Com. . . . . . . . . . . 585909104 386 619250 SH SOLE X
Meridian Gold Inc/Com . . . . . . . . . . 589975101 681 100000 SH SOLE X
Merisel Inc Com/Com . . . . . . . . . . . 589849108 31 23300 SH SOLE X
Merit Med Sys Inc/Com . . . . . . . . . . 589889104 1,088 150000 SH SOLE X
Messagemedia, Inc/ Rstd/Com . . . . . . . 590787990 31,958 2840747 SH SOLE X
Methode Electronics/Com . . . . . . . . . 591520200 803 25000 SH SOLE X
Metro Information Services/Com. . . . . . 59162P104 1,200 50000 SH SOLE X
Metromedia Intl Group/Com . . . . . . . . 591695101 475 100089 SH SOLE X
Miami Computer Supply/Com . . . . . . . . 593261100 7,425 200000 SH SOLE X
Micro Therapeutics Inc/Com. . . . . . . . 59500W100 4,379 569600 SH SOLE X
Microchip Tech Inc Com/Com. . . . . . . . 595017104 6,296 92000 SH SOLE X
Micron Electronics Inc/Com. . . . . . . . 595100108 1,113 100000 SH SOLE X
Micron Technology Inc Com/Com . . . . . . 595112103 201,194 2587700 SH SOLE X
Microsoft Corp Com/Com. . . . . . . . . . 594918104 24,751 212000 SH SOLE X
Millenium Pharmaceuticals/Com . . . . . . 599902103 6,055 49634 SH SOLE X
Mips Technology Inc/Com . . . . . . . . . 604567107 32,708 629000 SH SOLE X
Misonix Inc/Com . . . . . . . . . . . . . 604871103 131 25000 SH SOLE X
Mobile Mini Inc/Com . . . . . . . . . . . 60740F105 15,050 700000 SH SOLE X
Modis Professional/Com. . . . . . . . . . 607830106 4,275 300000 SH SOLE X
Monery Pasta Co/Com . . . . . . . . . . . 612570101 79 20000 SH SOLE X
Motorola Inc Com/Com. . . . . . . . . . . 620076109 14,725 100000 SH SOLE X
Msc Industrial/Com. . . . . . . . . . . . 553530106 1,325 100000 SH SOLE X
Mylan Labs Inc Com/Com. . . . . . . . . . 628530107 809 32100 SH SOLE X
Nabi/Com. . . . . . . . . . . . . . . . . 628716102 3,163 683900 SH SOLE X
Nabors Industries, Inc./Com . . . . . . . 629568106 27,287 882000 SH SOLE X
National Research Co/Com. . . . . . . . . 637372103 400 100000 SH SOLE X
National Techteam Inc/Com . . . . . . . . 638108100 1,083 225000 SH SOLE X
Navarre Corporation/Com . . . . . . . . . 639208107 3,038 528400 SH SOLE X
Navisite Inc/Com. . . . . . . . . . . . . 63935M109 1,380 13800 SH SOLE X
Net Bank Inc./Com . . . . . . . . . . . . 640933107 2,775 150000 SH SOLE X
Net Ratings Inc/Com . . . . . . . . . . . 64116M108 1,925 40000 SH SOLE X
Netegrity, Inc Rstd C/S/Com . . . . . . . 64110P909 110,244 2420290 SH SOLE X
Network Peripherals/Com . . . . . . . . . 64121R100 1,304 27600 SH SOLE X
Network Solutions/Com . . . . . . . . . . 64121Q102 293,905 1350900 SH SOLE X
Netzero, Inc./Com . . . . . . . . . . . . 64122R109 4,499 167000 SH SOLE X
New Frontier Media/Com. . . . . . . . . . 644398109 213 50000 SH SOLE X
Nexmed Inc Common Stk Rstd/Com. . . . . . 652903998 1,100 333332 SH SOLE X
Nokia Corp/Com. . . . . . . . . . . . . . 654902204 262,921 1376100 SH SOLE X
Norfolk Southern/Com. . . . . . . . . . . 655844108 16,371 798600 SH SOLE X
Nortel Networks Corp/Com. . . . . . . . . 656569100 181,603 1798052 SH SOLE X
Nortel Networks Corp Npv/Rstd/Com . . . . 656569993 251 2486 SH SOLE X
Novadigme/Com . . . . . . . . . . . . . . 669937104 2,075 100000 SH SOLE X
Novametrix Medical Systems Inc/Com. . . . 669870107 807 163500 SH SOLE X
Novellus Systems Inc Com/Com. . . . . . . 670008101 8,945 73000 SH SOLE X
Oglebay Norton Inc/Com. . . . . . . . . . 677007106 273 11500 SH SOLE X
Omnipoint Corp/Com. . . . . . . . . . . . 68212D102 43,136 357600 SH SOLE X
Oneida Ltd/Com. . . . . . . . . . . . . . 682505102 6,525 300000 SH SOLE X
Open Tv Corp/Com. . . . . . . . . . . . . G67543101 907 11300 SH SOLE X
Ortec International/Com . . . . . . . . . 68749B108 5,977 796926 SH SOLE X
Ortec International Rstd/Com. . . . . . . 68749B991 7,636 1272728 SH SOLE X
Orthologic Corp/Com . . . . . . . . . . . 68750J107 64 25000 SH SOLE X
Ostex International/Com . . . . . . . . . 68859Q101 120 40000 SH SOLE X
Pairgain Technologies Inc/Com . . . . . . 695934109 4,015 283000 SH SOLE X
Palex Corp/Com. . . . . . . . . . . . . . 701630105 1,316 50000 SH SOLE X
Palomar Medical Tech/Com. . . . . . . . . 697529303 31 25714 SH SOLE X
Park Electrochemical Corporation/Com. . . 700416209 590 22200 SH SOLE X
Partner Communications Co Ltd/Com . . . . 70211M109 32,389 1251750 SH SOLE X
Paxar Corp/Com. . . . . . . . . . . . . . 704227107 422 50000 SH SOLE X
Pc Connection Inc./Com. . . . . . . . . . 69318J100 1,035 30000 SH SOLE X
Pe Corp - Celera Genomics Group/Com . . . 69332S201 129,038 866026 SH SOLE X
Pe Corp - Re Biosystems Group/Com . . . . 69332S102 927 7704 SH SOLE X
Pediatrix Medical Group Inc/Com . . . . . 705324101 770 110000 SH SOLE X
Peoplesoft Inc Com/Com. . . . . . . . . . 712713106 8,367 392600 SH SOLE X
Per-Se Technologies, Inc/Com. . . . . . . 713569309 90 10732 SH SOLE X
Petroleum Geo Svcs Spon Adr/Com . . . . . 716597109 6,277 352400 SH SOLE X
Pharmacyclics Inc./Com. . . . . . . . . . 716933106 21,471 520500 SH SOLE X
Pier One/Com. . . . . . . . . . . . . . . 720279108 2,359 370000 SH SOLE X
Pixar/Com . . . . . . . . . . . . . . . . 725811103 796 22500 SH SOLE X
Plug Power Inc/Com. . . . . . . . . . . . 72919P103 565 20000 SH SOLE X
Pmc Sierra Inc/Com. . . . . . . . . . . . 69344F106 228,686 1426500 SH SOLE X
Portugal Telecom/Com. . . . . . . . . . . 990002ZC4 36,021 3286500 SH SOLE X
Ppg Industries Inc/Com. . . . . . . . . . 693506107 5,681 90800 SH SOLE X
Precision Response Corp/Com . . . . . . . 740314109 13,398 552500 SH SOLE X
Premisys Com Inc/Com. . . . . . . . . . . 740584107 516 52100 SH SOLE X
Presstek Inc/Com. . . . . . . . . . . . . 741113104 278 20000 SH SOLE X
Primacom Ag Npv Ords/Com. . . . . . . . . 0D6259107 22,143 363650 SH SOLE X
Primx Solutions/Com . . . . . . . . . . . 741620108 856 100000 SH SOLE X
Printronix/Com. . . . . . . . . . . . . . 742578107 696 30600 SH SOLE X
Procept Inc Com/Com . . . . . . . . . . . 42248Q106 231 62614 SH SOLE X
Providan Finl Corp/Com. . . . . . . . . . 74406A102 82,730 908500 SH SOLE X
Psinet/Com. . . . . . . . . . . . . . . . 74437C101 71,334 1155200 SH SOLE X
Pss World Medical/Com . . . . . . . . . . 69366A100 3,065 324800 SH SOLE X
Pyramid Breweries Inc/Com . . . . . . . . 747135101 48 25000 SH SOLE X
Qlogic/Com. . . . . . . . . . . . . . . . 747277101 21,503 134500 SH SOLE X
Qlt Phototherapeutics/Com . . . . . . . . 746927102 98,876 1683000 SH SOLE X
Qualcomm Inc/Com. . . . . . . . . . . . . 747525103 47,765 271200 SH SOLE X
Quality Dining Inc/Com. . . . . . . . . . 74756P105 43 20000 SH SOLE X
Quantum Corp - Dlt & Storage Sys. Grp/Com 747906204 8,010 529600 SH SOLE X
Quantum Corp - Hard Disk Drive Group/Com. 747906303 1,837 264800 SH SOLE X
Quidel Corp/Com . . . . . . . . . . . . . 74838J101 344 50000 SH SOLE X
Qwest Communications Intl Inc/Com . . . . 749121109 71,354 1659400 SH SOLE X
Radisys Corp/Com. . . . . . . . . . . . . 750459109 383 7500 SH SOLE X
Rainbow Technologies, Inc/Com . . . . . . 750862104 3,488 150000 SH SOLE X
Rainforest Cafe/Com . . . . . . . . . . . 75086K104 119 30000 SH SOLE X
Razorfish Inc./Com. . . . . . . . . . . . 755236106 14,982 157500 SH SOLE X
Read-Rite Corp Usd C Om/Com . . . . . . . 755246105 3,378 711100 SH SOLE X
Redback Networks Inc/Com. . . . . . . . . 757209101 159,040 896000 SH SOLE X
Redhook Ale Brewery/Com . . . . . . . . . 757473103 160 72000 SH SOLE X
Renaissance Worldwide Inc/Com . . . . . . 75968A109 2,449 332000 SH SOLE X
Respironics Inc/Com . . . . . . . . . . . 761230101 199 25000 SH SOLE X
Reynolds And Reynolds Co/Com. . . . . . . 761695105 1,125 50000 SH SOLE X
Rmh Teleservices/Com. . . . . . . . . . . 749938106 1,341 212500 SH SOLE X
Robotic Vision Systems/Com. . . . . . . . 771074101 1,850 200000 SH SOLE X
Rogers Communications/Com . . . . . . . . 775109200 34,962 1412600 SH SOLE X
Romack Intl./Com. . . . . . . . . . . . . 775835101 672 50000 SH SOLE X
S 3 Inc Com/Com . . . . . . . . . . . . . 784849101 10,897 942400 SH SOLE X
Safelink Corporation/Com. . . . . . . . . 63735L202 508 250000 SH SOLE X
Saks Holdings Inc/Com . . . . . . . . . . 79377W108 255 16400 SH SOLE X
Salton Inc/Com. . . . . . . . . . . . . . 795757103 5,651 169000 SH SOLE X
Sangsat Medical Corp/Com. . . . . . . . . 801003104 3,570 120000 SH SOLE X
Sanmina Corp Com/Com. . . . . . . . . . . 800907107 45,842 458994 SH SOLE X
Scansource Inc/Com. . . . . . . . . . . . 806037107 3,245 80000 SH SOLE X
Schlumberger Ltd Usd .01 Curac/Com. . . . 806857108 32,687 582400 SH SOLE X
Scient Corporation/Com. . . . . . . . . . 80864H109 141,758 1640000 SH SOLE X
Score Board Inc/Com . . . . . . . . . . . 809173206 0 10000 SH SOLE X
Sdl Inc/Com . . . . . . . . . . . . . . . 784076101 5,232 24000 SH SOLE X
Seagate Technology/Com. . . . . . . . . . 811804103 24,981 536500 SH SOLE X
Sensormatic Elec/Com. . . . . . . . . . . 817265101 1,453 83300 SH SOLE X
Shared Medical/Com. . . . . . . . . . . . 819486101 1,151 22600 SH SOLE X
Shared Technologies Cellular, Inc./Com. . 819487109 213 25000 SH SOLE X
Shire Pharm. Grp Plc Spons Adr/Com. . . . 82481R106 1,640 56302 SH SOLE X
Siebel Systems Inc/Com. . . . . . . . . . 826170102 6,720 80000 SH SOLE X
Silknet Software.Com/Com. . . . . . . . . 827094103 6,464 39000 SH SOLE X
Silverstream Softward Rstd/Com. . . . . . 827907973 22,297 234210 SH SOLE X
Sitel Corporation/Com . . . . . . . . . . 82980K107 7,131 1018700 SH SOLE X
Softnet Systems Inc/Com . . . . . . . . . 833964109 6,239 248300 SH SOLE X
Sonosite/Com. . . . . . . . . . . . . . . 83568G104 949 30000 SH SOLE X
Sony Corp American Shrs/Com . . . . . . . 835699307 997 3500 SH SOLE X
Sound Advice/Com. . . . . . . . . . . . . 836066100 613 50000 SH SOLE X
Sprint Corp Pcs Group/Com . . . . . . . . 852061506 41,277 402700 SH SOLE X
Sprint Corp Usd2.50 Com/Com. . . . . . . 852061100 30,782 457300 SH SOLE X
Startec Global Comm Corp Rstd /Com. . . . 85569E954 2,993 175000 SH SOLE X
Stm Microelectronics/Com. . . . . . . . . 861012102 74,204 490000 SH SOLE X
Stm Wireless Inc Rstd Stock/Com . . . . . 784776999 3,029 571429 SH SOLE X
Strategic Diagnostic Inc./Com . . . . . . 862700101 2,330 355000 SH SOLE X
Summit Tech/Com . . . . . . . . . . . . . 86627E101 117 10000 SH SOLE X
Sunrise Tech Inc Com/Com. . . . . . . . . 86769L103 4,583 388000 SH SOLE X
Superior Consultant Holdings/Com. . . . . 868146101 713 50000 SH SOLE X
Sykes Enterprises Inc./Com. . . . . . . . 871237103 3,071 70000 SH SOLE X
Taco Cabana/Com . . . . . . . . . . . . . 873425102 244 30000 SH SOLE X
Taiwan Semiconductor Manuf Co Ltd/Com . . 874039100 101,714 2260300 SH SOLE X
Technology Solutions Co/Com. . . . . . . 87872T108 586 17887 SH SOLE X
Telcorp Pcs Cl A/Com. . . . . . . . . . . 879299105 840 22100 SH SOLE X
Telecom Italia Spa/Com. . . . . . . . . . 87927W106 76,393 6844300 SH SOLE X
Telefonica Sa/Com . . . . . . . . . . . . E90183182 23,220 930298 SH SOLE X
Telescan/Com. . . . . . . . . . . . . . . 879516102 741 30000 SH SOLE X
Telespectrum Worldwide/Com. . . . . . . . 87951U109 1,674 235000 SH SOLE X
Teletech Inc/Com. . . . . . . . . . . . . 879939106 25,109 745000 SH SOLE X
Teletek/Com . . . . . . . . . . . . . . . 879905404 0 27500 SH SOLE X
Tellabs Inc Com/Com . . . . . . . . . . . 879664100 22,016 343000 SH SOLE X
Telxon Corp/Com . . . . . . . . . . . . . 879700102 2,160 135000 SH SOLE X
Teradyne Inc/Com. . . . . . . . . . . . . 880770102 26,400 400000 SH SOLE X
Tetra Tech Inc/Com. . . . . . . . . . . . 88162G103 6,150 400000 SH SOLE X
Teva Pharmaceutical Adr For 10 Ords/Com . 881624209 839 11700 SH SOLE X
Thermogenesis Corp./Com . . . . . . . . . 883623209 48 20000 SH SOLE X
Three Five Systems/Com. . . . . . . . . . 88554L108 1,749 42666 SH SOLE X
Thus Plc Ord 2.5/Com. . . . . . . . . . . 99H994FN2 10,935 1732000 SH SOLE X
Time Warner Telecom Inc/Com . . . . . . . 887319101 76,989 1541700 SH SOLE X
Titan Pharmaceuticals Inc/Com . . . . . . 888314101 7,600 400000 SH SOLE X
Topps Inc Com/Com . . . . . . . . . . . . 890786106 5,654 545000 SH SOLE X
Toymax International Inc/Com. . . . . . . 892268103 281 60000 SH SOLE X
Trans Ocean Offshore/Com. . . . . . . . . G90078109 3,798 112751 SH SOLE X
Transact Technologies Inc/Com . . . . . . 892918103 3,595 475400 SH SOLE X
Transmedia/Com. . . . . . . . . . . . . . 893767301 336 134244 SH SOLE X
Tremont Advisers Inc Cl B Com/Com . . . . 894729201 904 82140 SH SOLE X
Trident Microsystems Inc Com/Com. . . . . 895919108 1,025 100000 SH SOLE X
Trikon Tech Rstd Common 10/7/98/Com . . . 89618A989 1,212 142574 SH SOLE X
Trikon Tech Rstd Common 7/1/99/Com. . . . 89618A971 3,400 399999 SH SOLE X
Trikon Technologies Rstd Comon/Com. . . . 89618A997 3,992 469674 SH SOLE X
Trimedyne Inc Com/Com . . . . . . . . . . 896259108 82 36500 SH SOLE X
Tripath Imaging/Com . . . . . . . . . . . 896942109 2,624 636030 SH SOLE X
Tritel Inc/Com. . . . . . . . . . . . . . 89675X104 5,577 176000 SH SOLE X
Tsi International Software Ltd/Com. . . . 872879101 1,133 20000 SH SOLE X
Tumbleweed Communications Corp/Com. . . . 899690101 3,560 42000 SH SOLE X
Tut Systems Inc./Com. . . . . . . . . . . 901103101 4,880 91000 SH SOLE X
Tv Guide Inc/Com. . . . . . . . . . . . . 87307Q109 36,748 854600 SH SOLE X
Tyco International Ltd/Com. . . . . . . . 902124106 679 17417 SH SOLE X
Unilab Corp/Com . . . . . . . . . . . . . 904763109 5,499 940000 SH SOLE X
Union Pac Corp./Com . . . . . . . . . . . 907818108 25,963 594300 SH SOLE X
Unitedblobal.Com/Com. . . . . . . . . . . 913247508 37,290 528000 SH SOLE X
Universal Electronic S Inc Usd /Com . . . 913483103 5,635 122500 SH SOLE X
Universal Health Services/Com . . . . . . 913903100 2,869 79700 SH SOLE X
Usa Detergents/Com. . . . . . . . . . . . 902938109 110 40000 SH SOLE X
Valinux Systems/Com . . . . . . . . . . . 91819B105 207 1000 SH SOLE X
Valmont Industries Inc/Com. . . . . . . . 920253101 1,317 82000 SH SOLE X
Vantive Corp./Com . . . . . . . . . . . . 922091103 181 10000 SH SOLE X
Ventana Medical Systems Inc/Com . . . . . 92276H106 3,234 130000 SH SOLE X
Veritas Software Corp/Com . . . . . . . . 923436109 131,181 916550 SH SOLE X
Versign Inc Com/Com . . . . . . . . . . . 92343E102 423,499 2218000 SH SOLE X
Verticalnet/Com . . . . . . . . . . . . . 92532L107 3,936 24000 SH SOLE X
Viacom Inc Com Non-Vtg/Com. . . . . . . . 925524308 46,023 761500 SH SOLE X
Viant Inc/Com . . . . . . . . . . . . . . 92553N107 2,376 24000 SH SOLE X
Viasoft Inc/Com . . . . . . . . . . . . . 92552U102 741 130300 SH SOLE X
Vidamed Inc/Com . . . . . . . . . . . . . 926530106 91 50000 SH SOLE X
Vignette Corp/Com . . . . . . . . . . . . 926734104 236,350 1450000 SH SOLE X
Visible Genetics Inc/Com. . . . . . . . . 92829S104 3,000 100000 SH SOLE X
Visual Network Inc Com/Com. . . . . . . . 928444108 3,170 40000 SH SOLE X
Visx Inc/Com. . . . . . . . . . . . . . . 92844S105 101,937 1969800 SH SOLE X
Vitalcom/Com. . . . . . . . . . . . . . . 927917104 25 15000 SH SOLE X
Vitria Technology Inc/Com . . . . . . . . 92849Q104 45,162 193000 SH SOLE X
Vivus Inc/Com . . . . . . . . . . . . . . 928551100 2,762 875000 SH SOLE X
Vodafone Group Plc Sponsored Adr/Com. . . 92857T107 29,457 595100 SH SOLE X
Warner Lambert Co/Com . . . . . . . . . . 934488107 1,098 13401 SH SOLE X
West Teleservices Corp/Com. . . . . . . . 956188106 4,875 199500 SH SOLE X
Westell Technologies, Inc./Com. . . . . . 957541105 860 80000 SH SOLE X
Western Digital Corp Com/Com. . . . . . . 958102105 10,335 2468000 SH SOLE X
Westwood One/Com. . . . . . . . . . . . . 961815107 15,177 199700 SH SOLE X
Worldcomm Inc./Com. . . . . . . . . . . . 98155K102 50,411 950028 SH SOLE X
Worldtex Inc/Com. . . . . . . . . . . . . 981907108 42 27000 SH SOLE X
Xilinx Inc Com/Com. . . . . . . . . . . . 983919101 73,377 1613800 SH SOLE X
Xircom Inc/Com. . . . . . . . . . . . . . 983922105 30,533 407100 SH SOLE X
Yahoo Inc/Com . . . . . . . . . . . . . . 984332106 333,905 771700 SH SOLE X
Zebra Technologies Corp/Com . . . . . . . 989207105 3,130 53500 SH SOLE X
Zonagen Inc/Com . . . . . . . . . . . . . 98975L108 620 141700 SH SOLE X
Zoom Telephonics/Com. . . . . . . . . . . 98976E103 422 50000 SH SOLE X
Z-Tel Technologies/Com. . . . . . . . . . 988792107 1,615 40000 SH SOLE X
General Semiconductor Inc /Conv Bonds . . 370787AA1 1,056 10000 PRN SOLE X
Put Bsc Jan 47.625/Opt. . . . . . . . . . 0739021MY 269 52500 SH PUT SOLE X
Call Amat Jan 95/Opt. . . . . . . . . . . 0382220AS 8,514 264000 SH CALL SOLE X
Call Amq Jan 6.25/Opt . . . . . . . . . . 0311620AM 8,160 340000 SH CALL SOLE X
Call Bax Feb 55/Opt . . . . . . . . . . . 0718130BK 2,713 305700 SH CALL SOLE X
Call Bax Feb 60/Opt . . . . . . . . . . . 0718130BL 587 122000 SH CALL SOLE X
Call Bhi Jan 22.5/Opt . . . . . . . . . . 0572240LX 620 521900 SH CALL SOLE X
Call Catp Jan 20/Opt. . . . . . . . . . . 1325240AD 328 50000 SH CALL SOLE X
Call Cvg Jan 22.5/Opt . . . . . . . . . . 2124850AX 422 50000 SH CALL SOLE X
Call Cyc Feb 560/Opt. . . . . . . . . . . 616904FBL 19,500 500000 SH CALL SOLE X
Call Dis Jan 20/Opt . . . . . . . . . . . 2546872AD 2,703 235000 SH CALL SOLE X
Call Fox Jan 20/Opt . . . . . . . . . . . 35138T0AD 942 188300 SH CALL SOLE X
Call Fsr Mar 17.5/Opt . . . . . . . . . . 33763V0CW 3,330 720000 SH CALL SOLE X
Call Ge Mar 135/Opt . . . . . . . . . . . 3696040CG 18,000 750000 SH CALL SOLE X
Call Mer Feb 80/Opt . . . . . . . . . . . 5901880BP 2,000 250000 SH CALL SOLE X
Call Pvn Jan 75/Opt . . . . . . . . . . . 74406ACAO 1,097 65000 SH CALL SOLE X
Call Via.B Mar 40/Opt . . . . . . . . . . 925524SCH 3,897 185000 SH CALL SOLE X
Call Visx Feb 45/Opt. . . . . . . . . . . 92844S0BI 1,014 94300 SH CALL SOLE X
Call Visx Jan 40/Opt. . . . . . . . . . . 92844S0AH 644 50000 SH CALL SOLE X
Call Visx Jan 50/Opt. . . . . . . . . . . 92844S0AJ 3,281 525000 SH CALL SOLE X
Call Wmi Jan 30 2000/Opt. . . . . . . . . 94106LOAF 51 408000 SH CALL SOLE X
Put Anf Jan 27.5/Opt. . . . . . . . . . . 002896SMY 116 50000 SH PUT SOLE X
Put Apol Jan 30/Opt . . . . . . . . . . . 0376040MF 250 25000 SH PUT SOLE X
Put Bbt Jan 30/Opt. . . . . . . . . . . . 0549371MF 153 50000 SH PUT SOLE X
Put Bid Jan 35/Opt. . . . . . . . . . . . 8358980MG 55 10000 SH PUT SOLE X
Put Bsc Jan 45/Opt. . . . . . . . . . . . 0739020MI 159 50000 SH PUT SOLE X
Put Bxm Feb 22.5/Opt. . . . . . . . . . . 09060PENX 44 10000 SH PUT SOLE X
Put C Jan 60/Opt. . . . . . . . . . . . . 1729674ML 250 50000 SH PUT SOLE X
Put Cmb Jan 85/Opt. . . . . . . . . . . . 16161A0MQ 394 50000 SH PUT SOLE X
Put Dell Feb 55/Opt . . . . . . . . . . . 2470250NK 2,359 370000 SH PUT SOLE X
Put Dg Feb 30/Opt . . . . . . . . . . . . 2566690NF 560 80000 SH PUT SOLE X
Put Dg Jan 25/Opt . . . . . . . . . . . . 2566690ME 79 30000 SH PUT SOLE X
Put Efx Jan 25/Opt. . . . . . . . . . . . 2944290ME 36 20000 SH PUT SOLE X
Put Eln Jan 27.5/Opt. . . . . . . . . . . 2841310MY 98 150000 SH PUT SOLE X
Put Fdc Jan 45/Opt. . . . . . . . . . . . 3199630MI 5 10000 SH PUT SOLE X
Put Fdx Jan 45/Opt. . . . . . . . . . . . 31304NUMI 219 50000 SH PUT SOLE X
Put Fre Jan 55/Opt. . . . . . . . . . . . 3134000MK 397 50000 SH PUT SOLE X
Put Gps Feb 50/Opt. . . . . . . . . . . . 3647600NJ 4,970 811400 SH PUT SOLE X
Put Gtk Jan 22.5/Opt. . . . . . . . . . . 4005180MX 75 50000 SH PUT SOLE X
Put Hb Jan 35/Opt . . . . . . . . . . . . 4315730MG 76 20000 SH PUT SOLE X
Put Hi Jan 45/Opt . . . . . . . . . . . . 4418150MI 400 50000 SH PUT SOLE X
Put Jnj Jan 110/Opt . . . . . . . . . . . 4781600MB 3,363 200000 SH PUT SOLE X
Put Jpm Jan 140/Opt . . . . . . . . . . . 6168800MH 706 50000 SH PUT SOLE X
Put Krb Jan 30/Opt. . . . . . . . . . . . 55262L0MF 331 100000 SH PUT SOLE X
Put Kss Jan 70/Opt. . . . . . . . . . . . 5002550MN 128 50000 SH PUT SOLE X
Put Lhsp Jan 50/Opt . . . . . . . . . . . B5628B0MJ 101 20000 SH PUT SOLE X
Put Lu Jan 85/Opt . . . . . . . . . . . . 549463EMQ 544 50000 SH PUT SOLE X
Put Mdt Jan 40/Opt. . . . . . . . . . . . 5850550MH 763 200000 SH PUT SOLE X
Put Msh Feb 1680/Opt. . . . . . . . . . . 6169978NP 11,025 200000 SH PUT SOLE X
Put Mxt Jan 40/Opt. . . . . . . . . . . . 5915981MH 51 10000 SH PUT SOLE X
Put Ppdi Jan 12.5/Opt . . . . . . . . . . 717124EMV 73 50000 SH PUT SOLE X
Put Qtrn Feb 22.5/Opt . . . . . . . . . . 7487671NX 253 50000 SH PUT SOLE X
Put Qtrn Jan 22.5/Opt . . . . . . . . . . 7487670MX 863 200000 SH PUT SOLE X
Put Qtrn Jan 25/Opt . . . . . . . . . . . 7487670ME 656 100000 SH PUT SOLE X
Put Rmbs Jan 80/Opt . . . . . . . . . . . 7509170MP 275 20000 SH PUT SOLE X
Put S Jan 35/Opt. . . . . . . . . . . . . 8123870MG 456 100000 SH PUT SOLE X
Put Sbux Jan 30/Opt . . . . . . . . . . . 8552440MF 294 50000 SH PUT SOLE X
Put Sbux Jan 32.5/Opt . . . . . . . . . . 8552440MZ 838 100000 SH PUT SOLE X
Put See Jan 55/Opt. . . . . . . . . . . . 81211KJMK 84 20000 SH PUT SOLE X
Put Spls Jan 22.5/Opt . . . . . . . . . . 8550300MX 238 100000 SH PUT SOLE X
Put Spw Jan 85/Opt. . . . . . . . . . . . 7846350MQ 59 10000 SH PUT SOLE X
Put Tecd Jan 30/Opt . . . . . . . . . . . 8782370MF 172 50000 SH PUT SOLE X
Put Tom Feb 30/Opt. . . . . . . . . . . . G8915Z0NF 1,024 145000 SH PUT SOLE X
Put Tom Jan 30/Opt. . . . . . . . . . . . G8915Z0MF 368 55000 SH PUT SOLE X
Put Tuts Jan 60/Opt . . . . . . . . . . . 9011030ML 762 91000 SH PUT SOLE X
Put Uam Feb 22.5/Opt. . . . . . . . . . . 9094200NX 272 65000 SH PUT SOLE X
Put Whr Jan 65/Opt. . . . . . . . . . . . 9633200MM 46 20000 SH PUT SOLE X
Put Xeik Feb 20/Opt . . . . . . . . . . . 9840030ND 84 30000 SH PUT SOLE X
Cobalt Networks Ser C Pfd Rstd/Pref . . . 747878999 82,014 945946 SH SOLE X
Conversion Tech Intl Series A Conv /Pref. 212545990 3 25200 SH SOLE X
Fibernet Telecom Ser E Conv/Pref. . . . . 315653972 8,311 68689 SH SOLE X
Internet Extra Corp Ser C Conv/Pref . . . 46057X995 83,900 1671309 SH SOLE X
Lasersight Ser D Conv/Pref. . . . . . . . 517924965 20,000 2000000 SH SOLE X
Memotec Comm Inc Series 1 First/Pref. . . 585909997 589 190000 SH SOLE X
Railamerica Inc Ser A 7.5% Conv /Pref . . 750753998 2,076 80000 SH SOLE X
Shared Tech Cellular Ser C Conv Rstd/Pref 819487984 1,750 1441 SH SOLE X
Sycamore Networks Ser C Conv Rstd/Pref. . 871157491 138,600 187500 SH SOLE X
Sycamore Networks Ser C Rstd (Dummy)/Pref 9T999B080 1,000 125000 SH SOLE X
Trikon Series H /Pref . . . . . . . . . . 896187200 1,246 155799 SH SOLE X
14,303,143
</TABLE>
