Registration Nos. 333-66807
811-09093
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 7, 1999
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933 /X/
Pre-Effective Amendment No. / /
Post-Effective Amendment No. 6 /X/
and/or
REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940 /X/
Amendment No. 9 /X/
(Check appropriate box or boxes)
E*TRADE FUNDS
(Exact name of Registrant as specified in charter)
4500 Bohannon Drive
Menlo Park, CA 94025
(Address of Principal Executive Offices)
Registrant's Telephone Number, including Area Code: (650) 331-5000
Kathy Levinson
E*TRADE Securities, Inc.
4500 Bohannon Drive
Menlo Park, CA 94025
(Name and address of agent for service)
Please send copies of all communications to:
David A. Vaughan, Esq. Kathy Levinson
Dechert Price & Rhoads E*TRADE Securities, Inc.
1775 Eye Street, NW 4500 Bohannon Drive
Washington, DC 20006 Menlo Park, CA 94025
Approximate Date of Proposed Public Offering: As soon as practicable after the
effective date of this Registration Statement.
The Registrant hereby amends this Registration Statement on such date or dates
as may be necessary to delay its effective date until the Registrant shall file
a further amendment which specifically states that this Registration Statement
shall thereafter become effective in accordance with Section 8(a) of the
Securities Act of 1933 or until this Registration Statement shall become
effective on such date as the Commission, acting pursuant to Section 8(a), may
determine. It is proposed that this filing will become effective (check
appropriate box):
Immediately upon filing pursuant to paragraph (b)
- -------
X on October 19, 1999 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2) of Rule 485
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If appropriate, check the following box:
This post-effective amendment designates a new effective date for a
X previously filed post-effective amendment.
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This Post-Effective Amendment No. 6 to the Registration Statement on Form N-1A
for E*TRADE Funds (the "Fund") incorporates by reference the Prospectuses,
Statements of Additional Information and Parts C contained in Post-Effective
Amendment No. 3, which was filed with the Securities and Exchange Commission on
July 26, 1999, and seeks to extend the effective date of this Registration
Statement to October 19, 1999.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended,
the Registrant has duly caused this Post-Effective Amendment No. 6 to the
Registration Statement to be signed on its behalf by the undersigned, duly
authorized, in the City of Menlo Park in the State of California on the 6th day
of October, 1999.
E*TRADE FUNDS
(Registrant)
By: /s/
---------------------------------
Name: Brian C. Murray
Title: President
Pursuant to the requirements of the Securities Act of 1933, as amended,
this Post-Effective Amendment No. 6 to the Registration Statement has been
signed by the following persons in the capacities and on the dates indicated:
Signature Title Date
*
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Kathy Levinson Trustee October 6, 1999
*
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Leonard C. Purkis Trustee and Treasurer October 6, 1999
(Principal Financial and
Accounting Officer)
*
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Brian C. Murray President (Principal October 6, 1999
Executive Officer)
*
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Shelly J. Meyers Trustee October 6, 1999
*
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Ashley T. Rabun Trustee October 6, 1999
*
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Steven Grenadier Trustee October 6, 1999
* By /s/
------------------------- October 6, 1999
David A. Vaughan
Attorney-In-Fact
