UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MDT Advisers, Inc.
Address: 125 CambridgePark Drive
Cambridge, MA 02140
Form 13F File Number: 28- 7406
The institutional investment manger filing this report and the person by whom it
is signed hereby represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: R. Schorr Berman
Title: President and CEO
Phone: 617-234-2200
Signature, Place, and Date of Signing:
/s/ R. Schorr Berman Cambridge, MA August 9, 1999
- ------------------------- ------------------------ --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 238
Form 13F Information Table Value Total: $541,003
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
1 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Title
of CUSIP Value Amount and Other Voting Authority
Name of Issuer Class Number ($1,000) Type of Security Investment Discretion Managers (Shares)
Shares or
Principal SH/ PUT/ Shared Shared
Amount PRN CALL Sole -Defined -Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
Adaptec, Inc. Common 00651F108 5,120 145,000 SH 145,000 145,000
Advanced Digital
Information Corporation Common 007525108 176 4,350 SH 4,350 4,350
Agribrands International,
Inc. Common 00849R105 568 14,350 SH 14,350 14,350
AHL Services, Inc. Common 001296102 115 4,600 SH 4,600 4,600
American Eagle
Outfitters, Inc. Common 02553E106 1,488 32,700 SH 32,700 32,700
American Italian Pasta
Company Common 027070101 240 7,900 SH 7,900 7,900
American Medical Security
Group, Inc. Common 02744P101 62 7,200 SH 7,200 7,200
Ameron International, Inc. Common 030710107 238 5,400 SH 5,400 5,400
Amgen, Inc. Common 031162100 4,596 75,500 SH 75,500 75,500
Anheuser-Busch Companies,
Inc. Common 035229103 7,587 106,950 SH 106,950 106,950
AnnTaylor Stores
Corporation Common 036115103 243 5,400 SH 5,400 5,400
Aon Corporation Common 037389103 14,250 345,450 SH 345,450 345,450
Apple Computer, Inc. Common 037833100 3,066 66,200 SH 66,200 66,200
Apria Healthcare Group
Inc. Common 037933108 383 22,550 SH 22,550 22,550
Arch Communications
Group, Inc. Common 039381504 4,967 649,326 SH 649,326 649,326
Arch Communications
Group, Inc. Common 039381140 909 1,091,763 SH 1,091,763 1,091,763
Argosy Gaming Company Common 040228108 108 12,300 SH 12,300 12,300
Ashland Inc. Common 044204105 16 400 SH 400 400
Avon Products, Inc. Common 054303102 10,767 194,000 SH 194,000 194,000
Ball Corporation Common 058498106 1,179 27,900 SH 27,900 27,900
Banta Corporation Common 066821109 164 7,800 SH 7,800 7,800
Barrett Resources
Corporation Common 068480201 541 14,100 SH 14,100 14,100
Bausch & Lomb, Inc. Common 071707103 314 4,100 SH 4,100 4,100
Beazer Homes USA, Inc. Common 07556Q105 68 2,950 SH 2,950 2,950
Bell Atlantic Corporation Common 077853109 6,678 102,150 SH 102,150 102,150
BellSouth Corporation Common 079860102 9,972 216,200 SH 216,200 216,200
Berry Petroleum Company Common 085789105 103 7,400 SH 7,400 7,400
Boise Cascade Corporation Common 097383103 3,295 76,850 SH 76,850 76,850
Boston Scientific
Corporation Common 101137107 4,631 105,400 SH 105,400 105,400
Bristol Myers Squibb
Company Common 110122108 2,751 39,050 SH 39,050 39,050
Calpine Corporation Common 131347106 1,758 32,550 SH 32,550 32,550
Campbell Soup Company Common 134429109 4,109 88,600 SH 88,600 88,600
Column Total 90,462
<PAGE>
FORM 13F INFORMATION TABLE
2 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Canandaigua Brands, Inc. Common 137219200 173 3,300 SH 3,300 3,300
Carrier Access Corporation Common 144460102 453 10,350 SH 10,350 10,350
CCB Financial Corporation Common 124875105 1,978 37,400 SH 37,400 37,400
Cellstar Corporation Common 150925105 206 26,200 SH 26,200 26,200
Centex Construction
Products, Inc. Common 15231R109 872 25,550 SH 25,550 25,550
Centex Corporation Common 152312104 3,029 80,650 SH 80,650 80,650
Centura Banks, Inc. Common 15640T100 200 3,550 SH 3,550 3,550
Chevron Corporation Common 166751107 1,882 19,800 SH 19,800 19,800
Chico's Fas, Inc. Common 168615102 1 50 SH 50 50
Circuit City Stores, Inc. Common 172737108 3,199 34,400 SH 34,400 34,400
Citrix Systems, Inc. Common 177376100 2,141 37,900 SH 37,900 37,900
COMAIR Holdings, Inc. Common 199789108 312 14,975 SH 14,975 14,975
Comfort Systems USA, Inc. Common 199908104 307 17,050 SH 17,050 17,050
Computer Associates
International, Inc. Common 204912109 734 13,400 SH 13,400 13,400
Compuware Corporation Common 205638109 6 200 SH 200 200
Comverse Technology, Inc. Common 205862402 2,254 29,850 SH 29,850 29,850
Conexant Systems, Inc. Common 207142100 7,473 128,700 SH 128,700 128,700
Cordant Technologies Inc. Common 218412104 730 16,150 SH 16,150 16,150
Corn Products
International, Inc. Common 219023108 461 15,150 SH 15,150 15,150
Creditrust Corporation Common 225429109 62 2,250 SH 2,250 2,250
CSG Systems
International, Inc. Common 126349109 588 22,450 SH 22,450 22,450
CSK Auto Corporation Common 125965103 327 12,100 SH 12,100 12,100
CTS Corporation Common 126501105 420 6,000 SH 6,000 6,000
D.R. Horton, Inc. Common 23331A109 456 27,450 SH 27,450 27,450
Dayton Hudson Corporation Common 239753106 10,894 167,600 SH 167,600 167,600
Delta Air Lines, Inc. Common 247361108 10,684 185,400 SH 185,400 185,400
Deluxe Corporation Common 248019101 3,887 100,150 SH 100,150 100,150
Dollar Thrifty Automotive
Group, Inc. Common 256743105 763 32,800 SH 32,800 32,800
Doral Financial
Corporation Common 25811P100 154 8,900 SH 8,900 8,900
Dycom Industries, Inc. Common 267475101 1,763 31,475 SH 31,475 31,475
E'Town Corporation Common 269242103 172 3,750 SH 3,750 3,750
Eaton Vance Corp. Common 278265103 536 15,550 SH 15,550 15,550
Electronics for Imaging,
Inc. Common 286082102 1,187 23,100 SH 23,100 23,100
EMCOR Group, Inc. Common 29084Q100 107 4,250 SH 4,250 4,250
Engelhard Corporation Common 292845104 2,169 95,850 SH 95,850 95,850
Equifax Inc. Common 294429105 1,513 42,400 SH 42,400 42,400
Equitable Resources, Inc. Common 294549100 591 15,650 SH 15,650 15,650
Fannie Mae Common 313586109 1,293 18,950 SH 18,950 18,950
Florida Rock Industries,
Inc. Common 341140101 125 2,750 SH 2,750 2,750
Foodmaker, Inc. Common 344839204 478 16,850 SH 16,850 16,850
Footstar, Inc. Common 344912100 363 9,750 SH 9,750 9,750
Ford Motor Company Common 345370100 7,681 136,100 SH 136,100 136,100
Fossil, Inc. Common 349882100 438 9,050 SH 9,050 9,050
Frontier Airlines, Inc. Common 359065109 110 6,800 SH 6,800 6,800
Column Total 73,172
<PAGE>
FORM 13F INFORMATION TABLE
3 of 6 Name of Reporting Manager: MDT Advisers, Inc.
General Mills, Inc. Common 370334104 16,067 199,900 SH 199,900 199,900
GenRad, Inc. Common 372447102 280 13,100 SH 13,100 13,100
Genzyme Corporation Common 372917104 514 10,600 SH 10,600 10,600
Georgia-Pacific
Corporation Common 373298108 11,062 233,500 SH 233,500 233,500
Golden West Financial
Corporation Common 381317106 1,847 18,850 SH 18,850 18,850
Graco, Inc. Common 384109104 263 8,950 SH 8,950 8,950
Granite Construction, Inc. Common 387328107 1,083 36,950 SH 36,950 36,950
GTE Corporation Common 362320103 2,820 37,350 SH 37,350 37,350
H&R Block, Inc. Common 093671105 725 14,500 SH 14,500 14,500
H.B. Fuller Company Common 359694106 872 12,750 SH 12,750 12,750
Hambrecht & Quist Group Common 406545103 1,224 33,200 SH 33,200 33,200
Hanover Compressor Company Common 410768105 405 12,600 SH 12,600 12,600
Hartford Life, Inc. Common 416592103 534 10,150 SH 10,150 10,150
Haverty Furniture Company Common 419596101 338 9,600 SH 9,600 9,600
HEALTHSOUTH Corporation Common 421924101 2,687 180,650 SH 180,650 180,650
Hillenbrand Industries,
Inc. Common 431573104 1,269 29,350 SH 29,350 29,350
Hollywood Entertainment
Corporation Common 436141105 371 18,950 SH 18,950 18,950
IBP, Inc. Common 449223106 2,921 123,000 SH 123,000 123,000
IDACORP, Inc Common 451107106 354 11,250 SH 11,250 11,250
IDEC Pharmaceuticals
Corporation Common 449370105 281 3,650 SH 3,650 3,650
Illinois Tool Works Inc. Common 452308109 4,459 54,550 SH 54,550 54,550
Integrated Electrical
Services, Inc. Common 4.58E+107 141 8,750 SH 8,750 8,750
InterTAN, Inc. Common 461120107 16 800 SH 800 800
ITT Educational Services,
Inc. Common 45068B109 293 11,250 SH 11,250 11,250
J.P. Morgan & Company,
Inc. Common 616880100 10,425 74,200 SH 74,200 74,200
Johnson & Johnson Common 478160104 5,253 53,600 SH 53,600 53,600
K-Swiss Inc. Common 482686102 532 11,450 SH 11,450 11,450
Kimberly-Clark Corporation Common 494368103 288 5,050 SH 5,050 5,050
King Pharmaceuticals, Inc. Common 495582108 322 12,450 SH 12,450 12,450
Knight-Ridder, Inc. Common 499040103 575 10,450 SH 10,450 10,450
Labor Ready, Inc. Common 505401208 397 12,225 SH 12,225 12,225
Lafarge Corporation Common 505862102 3,122 88,100 SH 88,100 88,100
Lam Research Corporation Common 512807108 2,439 52,250 SH 52,250 52,250
Landstar System, Inc. Common 515098101 161 4,450 SH 4,450 4,450
Laser Vision Centers, Inc. Common 51807H100 268 4,250 SH 4,250 4,250
Lehman Brothers Holdings,
Inc. Common 524908100 4,085 65,750 SH 65,750 65,750
Lexmark International
Group, Inc. Common 529771107 7,664 117,000 SH 117,000 117,000
Lincare Holdings, Inc. Common 532791100 553 22,100 SH 22,100 22,100
Lone Star Industries, Inc. Common 542290408 329 8,750 SH 8,750 8,750
Louis Dreyfus Natural Gas
Corp. Common 546011107 385 17,850 SH 17,850 17,850
Louisiana-Pacific
Corporation Common 546347105 134 5,600 SH 5,600 5,600
Column Total 87,758
<PAGE>
FORM 13F INFORMATION TABLE
4 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Lucent Technologies, Inc. Common 549463107 18,559 275,200 SH 275,200 275,200
M/I Schottenstein Homes,
Inc. Common 55305B101 40 2,150 SH 2,150 2,150
Mallinckrodt Inc. Common 561232109 1,133 31,150 SH 31,150 31,150
Mandalay Resort Group Common 562567107 868 40,950 SH 40,950 40,950
Manitowoc Company Common 563571108 1,246 29,925 SH 29,925 29,925
MDU Resources Group, Inc. Common 552690109 528 23,150 SH 23,150 23,150
Medco Research, Inc. Common 584059109 66 2,500 SH 2,500 2,500
Medicis Pharmaceutical Cl
A Common 584690309 310 12,200 SH 12,200 12,200
MedImmune, Inc. Common 584699102 1,352 19,950 SH 19,950 19,950
Medtronic, Inc. Common 585055106 1,246 16,000 SH 16,000 16,000
Mercury Computer Systems,
Inc. Common 589378108 59,521 2,050,686 SH 2,050,686 2,050,686
Merditth Corporation Common 589433101 336 9,700 SH 9,700 9,700
Meritor Automotive, Inc. Common 59000G100 297 11,650 SH 11,650 11,650
Metris Companies Inc. Common 591598107 683 16,750 SH 16,750 16,750
Metzler Group, Inc. Common 592903108 438 15,850 SH 15,850 15,850
Michael Foods, Inc. Common 594079105 220 9,350 SH 9,350 9,350
Microsoft Corporation Common 594918104 7,540 83,600 SH 83,600 83,600
Midas, Inc. Common 595626102 82 2,900 SH 2,900 2,900
Modis Professional
Services, Inc. Common 607830106 573 42,250 SH 42,250 42,250
Monaco Coach Corporation Common 60886R103 597 14,100 SH 14,100 14,100
Morgan Stanley, Dean
Witter, Discover Common 617446448 11,289 110,000 SH 110,000 110,000
Mueller Industries, Inc. Common 624756102 541 15,950 SH 15,950 15,950
Musicland Stores
Corporation Common 62758B109 148 15,550 SH 15,550 15,550
National Data Corporation Common 635621105 6 150 SH 150 150
National Fuel Gas Company Common 636180101 834 17,200 SH 17,200 17,200
Navistar International Common 63934E116 4,455 89,100 SH 89,100 89,100
NCO Group, Inc. Common 628858102 236 6,200 SH 6,200 6,200
New Jersey Resources
Corporation Common 646025106 696 18,600 SH 18,600 18,600
NICOR Inc. Common 654086107 403 10,600 SH 10,600 10,600
Northrop Grumman
Corporation Common 666807102 2,026 30,550 SH 30,550 30,550
Northwest Natural Gas
Company Common 667655104 267 11,050 SH 11,050 11,050
Nuevo Energy Company Common 670509108 2 150 SH 150 150
NVR, Inc. Common 62944T105 243 4,650 SH 4,650 4,650
Old Kent Financial
Corporation Common 679833103 2,370 56,595 SH 56,595 56,595
OshKosh B'Gosh, Inc. Common 688222207 139 6,600 SH 6,600 6,600
Oshkosh Truck Corporation Common 688239201 179 3,550 SH 3,550 3,550
Osteotech, Inc. Common 688582105 167 5,800 SH 5,800 5,800
Otter Tail Power Company Common 689648103 2 50 SH 50 50
Owens Corning Common 69073F103 796 23,150 SH 23,150 23,150
Oxford Health Plans, Inc. Common 691471106 1,697 109,050 SH 109,050 109,050
PACCAR, Inc. Common 693718108 5,636 105,600 SH 105,600 105,600
Column Total 127,767
<PAGE>
FORM 13F INFORMATION TABLE
5 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Pacificare Health
Systems, Inc. -CL B Common 695112102 2,957 41,100 SH 41,100 41,100
Peco Energy Company Common 693304107 226 5,400 SH 5,400 5,400
Pennsylvania Enterprises,
Inc. Common 708720107 143 4,650 SH 4,650 4,650
Pentair, Inc. Common 709631105 860 18,800 SH 18,800 18,800
Peoples Energy Corporation Common 711030106 1,590 42,200 SH 42,200 42,200
PG&E Corporation Common 69331C108 15,456 476,500 SH 476,500 476,500
PNC Bank Corporation Common 693475105 7,655 132,850 SH 132,850 132,850
Prepaid Legal Services,
Inc. Common 740065107 861 31,750 SH 31,750 31,750
Primex Technologies, Inc. Common 741597108 169 7,850 SH 7,850 7,850
Providian Financial
Corporation Common 74406A102 9,087 97,450 SH 97,450 97,450
Pulte Corporation Common 745867101 440 19,100 SH 19,100 19,100
QLogic Corporation Common 747277101 640 4,850 SH 4,850 4,850
Quicksilver, Inc. Common 74838C106 250 9,600 SH 9,600 9,600
RARE Hospitality
International, Inc. Common 753820109 84 3,300 SH 3,300 3,300
Rayovac Corporation Common 755081106 268 11,800 SH 11,800 11,800
Readers Digest
Association, Inc -Cl A Common 755267101 4,015 101,000 SH 101,000 101,000
RehabCare Group, Inc. Common 759148109 53 2,850 SH 2,850 2,850
Rent-A-Center, Inc. Common 76009N100 263 10,950 SH 10,950 10,950
REX Stores Corporation Common 761624105 60 2,000 SH 2,000 2,000
RF Micro Devices, Inc. Common 749941100 37 500 SH 500 500
Right Management
Consultants, Inc. Common 766573109 46 2,950 SH 2,950 2,950
Roberts Pharmaceutical
Corp. Common 770491108 1 50 SH 50 50
Rochester Gas and
Electric Corporation Common 771367109 687 25,850 SH 25,850 25,850
Royal Caribbean Cruises
Ltd. Common V7780T103 46 1,050 SH 1,050 1,050
Rush Enterprises, Inc. Common 781846100 48 2,950 SH 2,950 2,950
Safeway, Inc. Common 786514208 3,037 61,350 SH 61,350 61,350
Salon.com, Inc. Common 79549F108 3,305 386,598 SH 386,598 386,598
Salton, Inc. Common 795757103 450 9,000 SH 9,000 9,000
Schein Pharmaceutical,
Inc. Common 806416103 142 11,800 SH 11,800 11,800
Schlumberger, Ltd. Common 806857108 5,404 84,850 SH 84,850 84,850
SCI Systems, Inc. Common 783890106 1,194 25,200 SH 25,200 25,200
SCP Pool Corporation Common 784028102 132 5,100 SH 5,100 5,100
Seitel, Inc. Common 816074306 166 10,250 SH 10,250 10,250
Semtech Corporation Common 816850101 349 6,700 SH 6,700 6,700
Shared Medical Systems
Corporation Common 819486101 747 11,450 SH 11,450 11,450
Sigma-Aldrich Corporation Common 826552101 205 5,950 SH 5,950 5,950
SLI, Inc. Common 78442T108 354 13,100 SH 13,100 13,100
Solutia, Inc. Common 834376105 3,231 151,600 SH 151,600 151,600
Sonic Automotive, Inc. Common 83545G102 77 5,600 SH 5,600 5,600
Sprint Corporation Common 852061100 6,360 120,000 SH 120,000 120,000
Stillwater Mining Company Common 86074Q102 102 3,150 SH 3,150 3,150
Column Total 71,197
<PAGE>
FORM 13F INFORMATION TABLE
6 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Stone & Webster,
Incorporated Common 861572105 473 17,750 SH 17,750 17,750
Stone Energy Corporation Common 861642106 280 6,600 SH 6,600 6,600
Suiza Foods Corporation Common 865077101 40 950 SH 950 950
Syntel, Inc. Common 87162H103 140 15,500 SH 15,500 15,500
T&W Financial Corporation Common 87215N107 78 11,000 SH 11,000 11,000
T-HQ, Inc. - Delaware Common 872443403 425 14,775 SH 14,775 14,775
Tech Data Corporation Common 878237106 59 1,550 SH 1,550 1,550
Tecumseh Products Company Common 878895200 1,245 20,550 SH 20,550 20,550
Temple-Inland, Inc. Common 879868107 165 2,400 SH 2,400 2,400
Texas Utilities Company Common 882848104 3,419 82,500 SH 82,500 82,500
The Black & Decker
Corporation Common 091797100 189 3,000 SH 3,000 3,000
The DII Group, Inc. Common 232949107 478 12,800 SH 12,800 12,800
The Hertz Corporation Common 428040109 1,113 17,950 SH 17,950 17,950
The PMI Group, Inc. Common 69344M101 926 14,750 SH 14,750 14,750
The Ryland Group, Inc. Common 783764103 594 20,000 SH 20,000 20,000
The Scotts Company Common 810186106 1,157 24,300 SH 24,300 24,300
The St. Joe Company Common 790148100 763 28,250 SH 28,250 28,250
TJX Companies, Inc. Common 872540109 1,009 30,300 SH 30,300 30,300
Trans World Entertainment
Corporation Common 89336Q100 113 10,000 SH 10,000 10,000
Tricon Global Restaurants,
Inc. Common 895953107 1,164 21,500 SH 21,500 21,500
Tupperware Corporation Common 899896104 38 1,500 SH 1,500 1,500
Tyco International, Ltd. Common 902124106 21,305 224,850 SH 224,850 224,850
UICI Common 902737105 566 20,500 SH 20,500 20,500
Union Pacific Corporation Common 907818108 10,502 180,100 SH 180,100 180,100
United Rentals, Inc. Common 911363109 922 31,250 SH 31,250 31,250
United Technologies
Corporation Common 913017109 15,883 220,600 SH 220,600 220,600
USFreightways Corporation Common 916906100 132 2,850 SH 2,850 2,850
USG Corporation Common 903293405 3,777 67,450 SH 67,450 67,450
Valassis Communications,
Inc. Common 918866104 920 25,125 SH 25,125 25,125
Vastar Resources, Inc. Common 922380100 1,817 34,650 SH 34,650 34,650
Verity, Inc. Common 92343C106 287 5,300 SH 5,300 5,300
VISX, Incorporated Common 92844S105 6,596 83,300 SH 83,300 83,300
Wal-Mart Stores, Inc. Common 931142103 6,408 132,800 SH 132,800 132,800
Wellpoint Health Networks
Inc. Common 94973H108 505 5,950 SH 5,950 5,950
Western Water Company Common 959881103 1,506 430,200 SH 430,200 430,200
Weyerhaeuser Company Common 962166104 3,218 46,800 SH 46,800 46,800
Xircom, Inc. Common 983922105 964 32,050 SH 32,050 32,050
XTRA Corporation Common 984138107 829 18,050 SH 18,050 18,050
Zale Corporation Common 988858106 642 16,050 SH 16,050 16,050
Column Total 90,647
Grand Total 541,003
</TABLE>
