UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: MDT Advisers, Inc.
Address: 125 CambridgePark Drive
Cambridge, MA 02140
Form 13F File Number: 28- 7406
The institutional investment manger filing this report and the person by whom it
is signed hereby represent that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: R. Schorr Berman
Title: President and CEO
Phone: 617-234-2200
Signature, Place, and Date of Signing:
R. Schorr Berman Cambridge, MA November 12, 1999
- ------------------------- ------------------------ --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 232
Form 13F Information Table Value Total: $490,852
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
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<TABLE>
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FORM 13F INFORMATION TABLE
1 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Title
of CUSIP Value Amount and Other Voting Authority
Name of Issuer Class Number ($1,000) Type of Security Investment Discretion Managers (Shares)
Shares or
Principal SH/ PUT/ Shared Shared
Amount PRN CALL Sole -Defined -Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
Adaptec, Inc. Common 00651F108 5,509 138,800 SH 138,800 138,800
Adobe Systems Incorporated Common 00724F101 1,720 15,150 SH 15,150 15,150
Agribrands International, Common 00849R105 687 13,850 SH 13,850 13,850
Inc.
AHL Services, Inc. Common 001296102 120 4,600 SH 4,600 4,600
America West Holdings Common 023657208 276 15,950 SH 15,950 15,950
Corporation
American Eagle Common 02553E106 1,584 32,700 SH 32,700 32,700
Outfitters, Inc.
American Water Works Common 030411102 1,176 40,650 SH 40,650 40,650
Company, Inc.
Ameron International, Inc. Common 030710107 253 5,400 SH 5,400 5,400
Amgen, Inc. Common 031162100 15,106 185,350 SH 185,350 185,350
Andrx Corporation Common 034551101 1,191 20,350 SH 20,350 20,350
Anheuser-Busch Companies, Common 035229103 6,453 92,100 SH 92,100 92,100
Inc.
Apria Healthcare Group Common 037933108 368 21,950 SH 21,950 21,950
Inc.
Arch Communications Common 039381504 2,338 649,337 SH 649,337 649,337
Group, Inc.
Arch Communications Warran 039381140 568 3,367,002 SH 3,367,002 3,367,002
Group, Inc.
Argosy Gaming Company Common 040228108 498 37,600 SH 37,600 37,600
ArthroCare Corporation Common 043136100 210 3,850 SH 3,850 3,850
Avon Products, Inc. Common 054303102 4,814 194,000 SH 194,000 194,000
AVX Corporation Common 002444107 2,552 72,650 SH 72,650 72,650
BancWest Corporation Common 059790105 1,018 25,050 SH 25,050 25,050
Banta Corporation Common 066821109 263 11,800 SH 11,800 11,800
Barrett Resources Common 068480201 74 2,000 SH 2,000 2,000
Corporation
Beazer Homes USA, Inc. Common 07556Q105 55 2,950 SH 2,950 2,950
Beckman Coulter, Inc. Common 075811109 569 12,600 SH 12,600 12,600
BellSouth Corporation Common 079860102 15,525 345,000 SH 345,000 345,000
Berry Petroleum Company Common 085789105 68 5,000 SH 5,000 5,000
Boise Cascade Corporation Common 097383103 2,786 76,450 SH 76,450 76,450
Boston Scientific Common 101137107 731 29,550 SH 29,550 29,550
Corporation
Briggs & Stratton Common 109043109 1,807 30,950 SH 30,950 30,950
Corporation
Bristol Myers Squibb Common 110122108 1,289 19,100 SH 19,100 19,100
Company
C.R. Bard, Inc. Common 067383109 207 4,400 SH 4,400 4,400
Calpine Corporation Common 131347106 1,973 23,200 SH 23,200 23,200
Campbell Soup Company Common 134429109 3,466 88,600 SH 88,600 88,600
Canandaigua Brands, Inc. Common 137219200 197 3,300 SH 3,300 3,300
- - CL A
CCB Financial Corporation Common 124875105 441 10,600 SH 10,600 10,600
Cellstar Corporation Common 150925105 3 400 SH 400 400
Centex Construction Common 15231R109 817 22,000 SH 22,000 22,000
Products, Inc.
Central Newspapers, Inc. Common 154647101 483 10,850 SH 10,850 10,850
Circuit City Stores, Inc. Common 172737108 11,467 271,800 SH 271,800 271,800
Clorox Company Common 189054109 4,009 104,800 SH 104,800 104,800
CNF Transportation, Inc. Common 12612W104 285 7,650 SH 7,650 7,650
Coastcast Corporation Common 19057T108 43 3,450 SH 3,450 3,450
Cohu, Inc. Common 192576106 547 25,900 SH 25,900 25,900
COMAIR Holdings, Inc. Common 199789108 378 22,650 SH 22,650 22,650
Comfort Systems USA, Inc. Common 199908104 195 16,550 SH 16,550 16,550
Conexant Systems, Inc. Common 207142100 9,354 128,750 SH 128,750 128,750
Cooper Companies, Inc. Common 216648402 182 5,900 SH 5,900 5,900
Column Total: 103,655
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FORM 13F INFORMATION TABLE
2 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Corn Products Common 219023108 461 15,150 SH 15,150 15,150
International, Inc.
Credence Systems Common 225302108 920 20,500 SH 20,500 20,500
Corporation
CSK Auto Corporation Common 125965103 266 12,200 SH 12,200 12,200
CTS Corporation Common 126501105 2,142 37,250 SH 37,250 37,250
Cummins Engine Company, Common 231021106 2,804 56,300 SH 56,300 56,300
Inc.
D.R. Horton, Inc. Common 23331A109 353 27,250 SH 27,250 27,250
Darden Restaurants, Inc. Common 237194105 3,421 174,900 SH 174,900 174,900
Dayton Hudson Corporation Common 239753106 9,012 150,050 SH 150,050 150,050
Deb Shops, Inc. Common 242728103 109 5,600 SH 5,600 5,600
Deluxe Corporation Common 248019101 2,297 67,550 SH 67,550 67,550
Dollar Thrifty Automotive Common 256743105 680 32,850 SH 32,850 32,850
Group, Inc.
Doral Financial Common 25811P100 118 8,800 SH 8,800 8,800
Corporation
E'Town Corporation Common 269242103 184 3,700 SH 3,700 3,700
Elantec Semiconductor, Common 284155108 70 3,950 SH 3,950 3,950
Inc.
EMCOR Group, Inc. Common 29084Q100 82 4,250 SH 4,250 4,250
Equitable Resources, Inc. Common 294549100 562 14,850 SH 14,850 14,850
Federated Department Common 31410H101 548 12,550 SH 12,550 12,550
Stores, Inc.
Footstar, Inc. Common 344912100 342 9,700 SH 9,700 9,700
Ford Motor Company Common 345370100 4,786 95,250 SH 95,250 95,250
Forest Oil Corporation Common 346091606 1 50 SH 50 50
Fossil, Inc. Common 349882100 237 8,775 SH 8,775 8,775
General Electric Company Common 369604103 24 200 SH 200 200
General Mills, Inc. Common 370334104 14,517 178,950 SH 178,950 178,950
Genesco, Inc. Common 371532102 1 50 SH 50 50
Genzyme Corporation Common 372917104 1,958 43,450 SH 43,450 43,450
Georgia-Pacific Common 373298108 9,446 233,600 SH 233,600 233,600
Corporation
Graco, Inc. Common 384109104 295 9,000 SH 9,000 9,000
Granite Construction, Inc. Common 387328107 955 36,650 SH 36,650 36,650
GTE Corporation Common 362320103 2,537 33,000 SH 33,000 33,000
H&R Block, Inc. Common 093671105 1,029 23,700 SH 23,700 23,700
H.B. Fuller Company Common 359694106 210 3,450 SH 3,450 3,450
Harmonic Inc. Common 413160102 2,100 16,050 SH 16,050 16,050
Harrahs Entertainment, Common 413619107 4,500 162,150 SH 162,150 162,150
Inc.
Hartford Life, Inc. Common 416592103 1,071 21,750 SH 21,750 21,750
Hasbro, Inc. Common 418056107 249 11,600 SH 11,600 11,600
Haverty Furniture Company Common 419596101 164 11,300 SH 11,300 11,300
Hollywood Park, Inc. Common 436255103 525 34,150 SH 34,150 34,150
Home Depot, Inc. Common 437076102 250 3,650 SH 3,650 3,650
Hot Topic, Inc. Common 441339108 56 2,050 SH 2,050 2,050
Household International, Common 441815107 10,505 261,800 SH 261,800 261,800
Inc.
IBP, Inc. Common 449223106 3,056 123,800 SH 123,800 123,800
IDEC Pharmaceuticals Common 449370105 2,083 22,150 SH 22,150 22,150
Corporation
Illinois Tool Works Inc. Common 452308109 1,801 24,150 SH 24,150 24,150
InfoCure Corporation Common 45665A108 123 6,500 SH 6,500 6,500
Integrated Device Common 458118106 264 14,250 SH 14,250 14,250
Technology, Inc.
International Business Common 459200101 3,775 31,200 SH 31,200 31,200
Machines Corp.
Column Total: 90,889
<PAGE>
FORM 13F INFORMATION TABLE
3 of 6 Name of Reporting Manager: MDT Advisers, Inc.
J.P. Morgan & Company, Common 616880100 2,011 17,600 SH 17,600 17,600
Inc.
Jack in the Box Inc. Common 466367109 410 16,450 SH 16,450 16,450
JAKKS Pacific, Inc. Common 47012E106 103 2,750 SH 2,750 2,750
John H. Harland Company Common 412693103 156 8,000 SH 8,000 8,000
Johns Manville Corporation Common 478129109 421 32,100 SH 32,100 32,100
Jones Apparel Group, Inc. Common 480074103 1,484 51,600 SH 51,600 51,600
K-Swiss Inc. Common 482686102 63 2,000 SH 2,000 2,000
Kerr-McGee Corporation Common 492386107 6,340 115,150 SH 115,150 115,150
KeySpan Corporation Common 49337W100 1,347 47,050 SH 47,050 47,050
Kimberly-Clark Corporation Common 494368103 2,463 46,700 SH 46,700 46,700
Knight-Ridder, Inc. Common 499040103 61 1,100 SH 1,100 1,100
Lafarge Corporation Common 505862102 2,208 69,000 SH 69,000 69,000
Landstar System, Inc. Common 515098101 153 4,400 SH 4,400 4,400
Laser Vision Centers, Inc. Common 51807H100 401 28,550 SH 28,550 28,550
Lear Corporation Common 521865105 192 5,450 SH 5,450 5,450
Lehman Brothers Holdings, Common 524908100 9,352 160,200 SH 160,200 160,200
Inc.
Lincare Holdings, Inc. Common 532791100 589 22,100 SH 22,100 22,100
Louis Dreyfus Natural Gas Common 546011107 373 17,400 SH 17,400 17,400
Corp.
M.D.C. Holdings, Inc. Common 552676108 155 9,550 SH 9,550 9,550
M/I Schottenstein Homes, Common 55305B101 62 3,750 SH 3,750 3,750
Inc.
Mallinckrodt Inc. Common 561232109 943 31,250 SH 31,250 31,250
Mandalay Resort Group Common 562567107 396 20,050 SH 20,050 20,050
Manitowoc Company Common 563571108 733 21,475 SH 21,475 21,475
Mattel, Inc. Common 577081102 87 4,600 SH 4,600 4,600
MDU Resources Group, Inc. Common 552690109 458 20,350 SH 20,350 20,350
Medco Research, Inc. Common 584059109 62 2,500 SH 2,500 2,500
MedQuist, Inc. Common 584949101 470 14,050 SH 14,050 14,050
Mercury Computer Systems, Common 589378108 55,560 1,815,686 SH 1,815,686 1,815,686
Inc.
Merditth Corporation Common 589433101 352 9,700 SH 9,700 9,700
Meritor Automotive, Inc. Common 59000G100 1,921 92,000 SH 92,000 92,000
Metris Companies Inc. Common 591598107 1,507 51,100 SH 51,100 51,100
Michael Foods, Inc. Common 594079105 233 8,850 SH 8,850 8,850
MidAmerican Energy Common 59562V107 1,202 40,750 SH 40,750 40,750
Holdings Company
Midas, Inc. Common 595626102 1 50 SH 50 50
Millipore Corporation Common 601073109 299 7,950 SH 7,950 7,950
Modis Professional Common 607830106 9 650 SH 650 650
Services, Inc.
Monaco Coach Corporation Common 60886R103 612 25,100 SH 25,100 25,100
Montana Power Company Common 612085100 2,150 70,650 SH 70,650 70,650
Musicland Stores Common 62758B109 138 15,550 SH 15,550 15,550
Corporation
National Fuel Gas Company Common 636180101 800 16,950 SH 16,950 16,950
National Semiconductor Common 637640103 3,137 102,650 SH 102,650 102,650
Corporation
Navistar International Common 63934E108 4,052 87,150 SH 87,150 87,150
NCO Group, Inc. Common 628858102 435 9,250 SH 9,250 9,250
New Jersey Resources Common 646025106 736 18,400 SH 18,400 18,400
Corporation
Nortek, Inc. Common 656559101 171 5,000 SH 5,000 5,000
Northrop Grumman Common 666807102 1,951 30,700 SH 30,700 30,700
Corporation
Column Total: 106,759
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FORM 13F INFORMATION TABLE
4 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Northwest Natural Gas Common 667655104 277 10,750 SH 10,750 10,750
Company
NVR, Inc. Common 62944T105 227 4,500 SH 4,500 4,500
Occidental Petroleum Common 674599105 3,293 142,400 SH 142,400 142,400
Corporation
Old Kent Financial Common 679833103 417 11,235 SH 11,235 11,235
Corporation
OshKosh B'Gosh, Inc. Common 688222207 102 6,400 SH 6,400 6,400
Oshkosh Truck Corporation Common 688239201 440 16,525 SH 16,525 16,525
Osteotech, Inc. Common 688582105 0 25 SH 25 25
Otter Tail Power Company Common 689648103 2 50 SH 50 50
Owens Corning Common 69073F103 502 23,150 SH 23,150 23,150
PACCAR, Inc. Common 693718108 5,375 105,650 SH 105,650 105,650
Pacificare Health Common 695112102 586 13,550 SH 13,550 13,550
Systems, Inc. -CL B
Pall Corporation Common 696429307 290 12,500 SH 12,500 12,500
Park Electrochemical Corp. Common 700416209 146 4,450 SH 4,450 4,450
Patina Oil & Gas Common 703224105 62 7,000 SH 7,000 7,000
Corporation
Patterson Dental Company Common 703412106 736 14,850 SH 14,850 14,850
Peoples Energy Corporation Common 711030106 1,464 41,600 SH 41,600 41,600
PG&E Corporation Common 69331C108 11,859 458,300 SH 458,300 458,300
PNC Bank Corporation Common 693475105 4,623 87,750 SH 87,750 87,750
PolyMedica Corporation Common 731738100 92 3,950 SH 3,950 3,950
Prepaid Legal Services, Common 740065107 392 9,950 SH 9,950 9,950
Inc.
Primex Technologies, Inc. Common 741597108 153 7,750 SH 7,750 7,750
Priority Healthcare Common 74264T102 142 4,600 SH 4,600 4,600
Corporation
Providian Financial Common 74406A102 7,174 90,600 SH 90,600 90,600
Corporation
Public Service Enterprise Common 744573106 491 12,700 SH 12,700 12,700
Group Inc.
Pulte Corporation Common 745867101 527 24,250 SH 24,250 24,250
QUALCOMM, Inc. Common 747525103 5,751 30,400 SH 30,400 30,400
Quanex Corporation Common 747620102 123 4,800 SH 4,800 4,800
Quanta Services, Inc. Common 74762E102 108 3,700 SH 3,700 3,700
Quicksilver, Inc. Common 74838C106 175 9,600 SH 9,600 9,600
RARE Hospitality Common 753820109 71 3,300 SH 3,300 3,300
International, Inc.
RehabCare Group, Inc. Common 759148109 49 2,750 SH 2,750 2,750
Right Management Common 766573109 33 2,950 SH 2,950 2,950
Consultants, Inc.
Rochester Gas and Common 74956K104 633 25,850 SH 25,850 25,850
Electric Corporation
Royal Caribbean Cruises Common V7780T103 248 5,500 SH 5,500 5,500
Ltd.
Rush Enterprises, Inc. Common 781846100 45 2,850 SH 2,850 2,850
Safeway, Inc. Common 786514208 2,335 61,350 SH 61,350 61,350
Salon.com, Inc. Common 79549F108 1,718 386,598 SH 386,598 386,598
Salton, Inc. Common 795757103 412 13,300 SH 13,300 13,300
Schein Pharmaceutical, Common 806416103 78 8,350 SH 8,350 8,350
Inc.
Schlumberger, Ltd. Common 806857108 4,664 74,850 SH 74,850 74,850
SCP Pool Corporation Common 784028102 120 5,100 SH 5,100 5,100
Shared Medical Systems Common 819486101 538 11,500 SH 11,500 11,500
Corporation
SLI, Inc. Common 78442T108 273 12,800 SH 12,800 12,800
Solectron Corporation Common 834182107 869 12,100 SH 12,100 12,100
Sonic Automotive, Inc. Common 83545G102 115 8,850 SH 8,850 8,850
SouthTrust Corporation Common 844730101 2,561 71,400 SH 71,400 71,400
Column Total: 60,291
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FORM 13F INFORMATION TABLE
5 of 6 Name of Reporting Manager: MDT Advisers, Inc.
Stone & Webster, Common 861572105 491 17,550 SH 17,550 17,550
Incorporated
Swift Energy Company Common 870738101 34 2,700 SH 2,700 2,700
T-HQ, Inc. - Delaware Common 872443403 431 10,000 SH 10,000 10,000
TECO Energy, Inc. Common 872375100 63 3,000 SH 3,000 3,000
Tecumseh Products Company Common 878895200 830 16,550 SH 16,550 16,550
Temple-Inland, Inc. Common 879868107 2,382 39,050 SH 39,050 39,050
Teradyne, Inc. Common 880770102 7,970 226,100 SH 226,100 226,100
Tesoro Petroleum Common 881609101 229 13,850 SH 13,850 13,850
Corporation
Texaco, Inc. Common 881694103 10,444 165,450 SH 165,450 165,450
Texas Utilities Company Common 882848104 3,325 89,100 SH 89,100 89,100
The Boeing Company Common 097023105 10,833 254,150 SH 254,150 254,150
The Goldman Sachs Group, Common 38141G104 12,200 200,000 SH 200,000 200,000
Inc.
The Hertz Corporation Common 428040109 260 5,900 SH 5,900 5,900
The Lubrizol Corporation Common 549271104 1,110 43,200 SH 43,200 43,200
The Pepsi Bottling Group, Common 713409100 1,641 96,200 SH 96,200 96,200
Inc.
The PMI Group, Inc. Common 69344M101 2,481 60,700 SH 60,700 60,700
The Ryland Group, Inc. Common 783764103 455 20,000 SH 20,000 20,000
The Scotts Company Common 810186106 845 24,400 SH 24,400 24,400
The St. Joe Company Common 790148100 437 20,250 SH 20,250 20,250
TJX Companies, Inc. Common 872540109 522 18,600 SH 18,600 18,600
Trans World Entertainment Common 89336Q100 127 10,000 SH 10,000 10,000
Corporation
Tricon Global Common 895953107 6,065 148,150 SH 148,150 148,150
Restaurants, Inc.
Triton Energy, Ltd. Common G90751101 221 15,750 SH 15,750 15,750
Tupperware Corporation Common 899896104 30 1,500 SH 1,500 1,500
Tyco International, Ltd. Common 902124106 20,536 198,900 SH 198,900 198,900
UGI Corporation Common 902681105 975 41,950 SH 41,950 41,950
UICI Common 902737105 514 20,100 SH 20,100 20,100
Union Pacific Corporation Common 907818108 11,372 236,600 SH 236,600 236,600
UnionBanCal Corporation Common 908906100 6,202 171,100 SH 171,100 171,100
United Healthcare Common 910581107 2,430 49,900 SH 49,900 49,900
Corporation
United Rentals, Inc. Common 911363109 680 31,250 SH 31,250 31,250
US LEC Corp. Common 90331S109 66 2,700 SH 2,700 2,700
USFreightways Corporation Common 916906100 1,665 35,150 SH 35,150 35,150
USG Corporation Common 903293405 3,215 67,500 SH 67,500 67,500
Valassis Communications, Common 918866104 1,075 24,475 SH 24,475 24,475
Inc.
Vastar Resources, Inc. Common 922380100 510 8,150 SH 8,150 8,150
Verity, Inc. Common 92343C106 1,032 15,000 SH 15,000 15,000
Vintage Petroleum, Inc. Common 927460105 362 26,850 SH 26,850 26,850
Wellpoint Health Networks Common 94973H108 949 16,650 SH 16,650 16,650
Inc.
West Pharmaceutical Common 955306105 135 3,550 SH 3,550 3,550
Services, Inc.
Western Water Company Common 959881103 644 396,200 SH 396,200 396,200
Weyerhaeuser Company Common 962166104 8,344 144,800 SH 144,800 144,800
Whirlpool Corporation Common 963320106 4,236 64,850 SH 64,850 64,850
Winnebago Industries, Inc. Common 974637100 67 2,800 SH 2,800 2,800
Woodward Governor Company Common 980745103 115 4,600 SH 4,600 4,600
Xircom, Inc. Common 983922105 440 10,300 SH 10,300 10,300
Column Total: 128,990
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FORM 13F INFORMATION TABLE
6 of 6 Name of Reporting Manager: MDT Advisers, Inc.
XTRA Corporation Common 984138107 80 2,000 SH 2,000 2,000
Zale Corporation Common 988858106 188 4,900 SH 4,900 4,900
Column Total: 268
Grand Total: 490,852
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