UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [X]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[x] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: First Union Corporation
Address: 201 South College Street
Charlotte, NC 28288-0137
13F File Number: 28-581
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen F. Knudtsen
Title: AVP and Compliance Officer
Phone: (704) 374-2249
Signature, Place and Date of Signing:
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 18
Form 13F Information Table Entry Total: 1
Form 13F Information Table Value Total: $498,218,551
List of Other Included Managers:
No. 13F File Number Name
01 Delaware Trust Capital Management, Inc.
02 Evergreen Asset Management Corp.
03 Evergreen Investment Company, Inc.
04 Evergreen Investment Management Company
05 First International Advisors, Ltd.
06 First Union Bank of Delaware
07 First Union National Bank
08 First Union Securities, Inc.
09 First Union Trust Company, National Association
10 Lieber & Company
11 McGlinn Capital Management, Inc.
12 Mentor Investment Advisors, LLC
13 Mentor Investment Group, LLC
14 Mentor Perpetual Advisors, LLC
15 Meridian Asset Management, LLC
16 Meridian Investment Company
17 Meridian Trust Company
18 Tattersall Advisory Group, Inc.
<PAGE>
<TABLE> <C> <C>
First Union Corporation
Form 13F
As Of 09/30/1999
Item 4:
Fair Item 5: Item 7: Item 8:
Item 3: Market Shares Or Investment Voting Authority
Item 1: Item 2: Cusip Value Principal Discretion Item 7: (A) (B) (C)
Name of Issuer Title of Class Number (000) Amount (A) (B)(C) Managers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 13 200 X X 9 200 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 124 1,975 X 9 1975 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 646 10,300 X 14 10300 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 1,048 16,720 X X 10 0 16720 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 1,293 20,620 X X 1 14220 4000 2400
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 3,065 48,899 X 1 47599 0 1300
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 12,232 195,120 X 4 195120 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 17,988 289,550 X 8 8450 0 281099
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 48,931 759,442 X 12 759442 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 58,425 932,009 X 16 932009 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 81,725 1,303,695 X X 7 963335 243825 96535
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 111,255 1,774,800 X 2 1774800 0 0
FEDERAL NATL MTG ASSN COMMON STOCK 31358610 161,474 2,575,858 X 7 2465853 75 109930
</TABLE>
